State of Illinois
91st General Assembly
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[ Engrossed ][ Enrolled ][ House Amendment 001 ]
[ Senate Amendment 001 ]

91_HB3548

 
                                              LRB9111471DJsbA

 1        AN ACT in relation to mental health, amending named Acts.

 2        Be it enacted by the People of  the  State  of  Illinois,
 3    represented in the General Assembly:

 4        Section  5.  The  State  Employee  Indemnification Act is
 5    amended by changing Section 1 as follows:

 6        (5 ILCS 350/1) (from Ch. 127, par. 1301)
 7        Sec. 1.  Definitions.  For the purpose of this Act:
 8        (a)  The term "State" means the State  of  Illinois,  the
 9    General Assembly, the court, or any State office, department,
10    division,   bureau,  board,  commission,  or  committee,  the
11    governing  boards  of  the  public  institutions  of   higher
12    education  created by the State, the Illinois National Guard,
13    the Comprehensive Health Insurance Board, any poison  control
14    center  designated  under  the Poison Control System Act that
15    receives   State   funding,   or   any   other   agency    or
16    instrumentality  of  the  State.   It does not mean any local
17    public entity as that term is defined in Section 1-206 of the
18    Local Governmental and Governmental Employees  Tort  Immunity
19    Act or a pension fund.
20        (b)  The  term  "employee"  means  any  present or former
21    elected or appointed officer,  trustee  or  employee  of  the
22    State,  or of a pension fund, any present or former member of
23    the Illinois National Guard while on active duty, individuals
24    or  organizations  who  contract  with  the   Department   of
25    Corrections, the Comprehensive Health Insurance Board, or the
26    Department   of   Veterans'   Affairs  to  provide  services,
27    individuals or organizations who contract with the Department
28    of Human Services (as successor to the Department  of  Mental
29    Health  and  Developmental  Disabilities) to provide services
30    including but not limited to treatment and other services for
31    sexually violent persons or as  participating  mental  health
 
                            -2-               LRB9111471DJsbA
 1    centers  as  defined  in  the Mental Health and Developmental
 2    Disabilities Code, individuals or organizations who  contract
 3    with  the  Department of Military Affairs for youth programs,
 4    individuals or organizations who contract to perform carnival
 5    and amusement ride safety inspections for the  Department  of
 6    Labor,    individual   representatives   of   or   designated
 7    organizations authorized to represent  the  Office  of  State
 8    Long-Term  Ombudsman  for the Department on Aging, individual
 9    representatives  of  or  organizations  designated   by   the
10    Department  on  Aging  in  the performance of their duties as
11    elder abuse  provider  agencies  or  regional  administrative
12    agencies  under  the Elder Abuse and Neglect Act, individuals
13    or organizations who perform volunteer services for the State
14    where such volunteer  relationship  is  reduced  to  writing,
15    individuals  who  serve on any public entity (whether created
16    by law or administrative action) described in  paragraph  (a)
17    of  this Section, individuals or not for profit organizations
18    who, either as volunteers, where such volunteer  relationship
19    is  reduced  to  writing,  or  pursuant  to contract, furnish
20    professional  advice  or  consultation  to  any   agency   or
21    instrumentality of the State, individuals who serve as foster
22    parents  for  the  Department of Children and Family Services
23    when caring for a Department ward, and individuals who  serve
24    as arbitrators pursuant to Part 10A of Article II of the Code
25    of  Civil  Procedure  and  the  rules  of  the  Supreme Court
26    implementing Part 10A, each as now or hereafter amended,  but
27    does not mean an independent contractor except as provided in
28    this Section. The term includes an individual appointed as an
29    inspector  by  the  Director  of State Police when performing
30    duties within the scope of the activities of  a  Metropolitan
31    Enforcement   Group   or   a   law  enforcement  organization
32    established under the Intergovernmental Cooperation  Act.  An
33    individual  who  renders professional advice and consultation
34    to the State through an organization which  qualifies  as  an
 
                            -3-               LRB9111471DJsbA
 1    "employee"  under  the  Act  is  also  an  employee. The term
 2    includes  the  estate  or  personal  representative   of   an
 3    employee.
 4        (c)  The term "pension fund" means a retirement system or
 5    pension fund created under the Illinois Pension Code.
 6    (Source: P.A. 89-507, eff. 7-1-97; 90-793, eff. 8-14-98.)

 7        Section   10.   The   Mental   Health  and  Developmental
 8    Disabilities Code is  amended  by  adding  Sections  1-110.5,
 9    1-113.5,  and  3-205.5  and  changing  Sections 1-119, 1-121,
10    2-102, 2-107, 2-107.1, 2-200,  2-201,  3-207,  3-208,  3-300,
11    3-400,  3-405,  3-502,  3-503,  3-504,  3-601,  3-603, 3-606,
12    3-607, 3-702,  3-704,  3-706,  3-810,  3-811,  3-812,  3-902,
13    3-909, 5-104, 5-117, and 6-103 as follows:

14        (405 ILCS 5/1-110.5 new)
15        Sec.  1-110.5. "Substitute decision maker" means a person
16    who currently possesses the authority to make decisions under
17    the Powers of Attorney for  Health  Care  Law  or  under  the
18    Mental Health Treatment Preference Declaration Act.

19        (405 ILCS 5/1-113.5 new)
20        Sec.   1-113.5.  "Long-acting  psychotropic  medications"
21    means psychotropic medications, including but not limited  to
22    Haldol Decanoate and Prolixin Decanoate, that are designed so
23    that  a single dose will have an intended clinical effect for
24    a period of at least 48 hours.

25        (405 ILCS 5/1-119) (from Ch. 91 1/2, par. 1-119)
26        Sec. 1-119.  "Person subject to involuntary admission" or
27    "subject to involuntary admission" means:
28        (1)  A person with mental illness and who because of  his
29    or  her  illness  is  reasonably  expected to inflict serious
30    physical harm upon himself or herself or another in the  near
 
                            -4-               LRB9111471DJsbA
 1    future; or
 2        (2)  A  person with mental illness and who because of his
 3    or her illness is unable to provide  for  his  or  her  basic
 4    physical needs so as to guard himself or herself from serious
 5    harm.  When any person is presented for admission to a mental
 6    health   facility   under   this  subsection  within  7  days
 7    thereafter, the facility  shall  provide  or  arrange  for  a
 8    comprehensive  physical  and  mental  examination  and social
 9    investigation of that person.  This examination shall be used
10    to determine whether some program other than  hospitalization
11    will  meet  the  needs  of  such person with preference being
12    given to care or treatment in his own community.
13    (Source: P.A. 88-380.)

14        (405 ILCS 5/1-121) (from Ch. 91 1/2, par. 1-121)
15        Sec. 1-121.  "Psychiatrist" means a physician as  defined
16    in  the  first sentence of Section 1-120 who has successfully
17    completed a residency program  in  psychiatry  accredited  by
18    either   the   Accreditation  Council  for  Graduate  Medical
19    Education or the American Osteopathic Association at least  3
20    years  of  formal  training  or  primary  experience  in  the
21    diagnosis and treatment of mental illness.
22    (Source: P.A. 80-1414.)

23        (405 ILCS 5/2-102) (from Ch. 91 1/2, par. 2-102)
24        Sec.  2-102.   (a)  A  recipient  of  services  shall  be
25    provided  with  adequate  and humane care and services in the
26    least restrictive  environment,  pursuant  to  an  individual
27    services  plan.   The  Plan,  which  shall  be formulated and
28    periodically reviewed with the participation of the recipient
29    to the extent  feasible  and  the,  where  appropriate,  such
30    recipient's  nearest  of  kin  or  guardian,  the recipient's
31    substitute decision maker, if any, or  any  other  individual
32    designated  in  writing by the recipient.  The facility shall
 
                            -5-               LRB9111471DJsbA
 1    advise the recipient of his  or  her  right  to  designate  a
 2    family  member  or  other  individual  to  participate in the
 3    formulation and review of the treatment plan.  In determining
 4    whether care and services are being  provided  in  the  least
 5    restrictive  environment,  the  facility  shall  consider the
 6    views of the recipient,  if  any,  concerning  the  treatment
 7    being   provided.    The  recipient's  preferences  regarding
 8    emergency interventions under subsection (d) of Section 2-200
 9    shall be noted in the recipient's treatment plan.
10        (a-5)  If the  services  include  the  administration  of
11    authorized   involuntary  treatment,  the  physician  or  the
12    physician's designee shall advise the recipient, in  writing,
13    of   the  side  effects,  and  risks,  and  benefits  of  the
14    treatment, as  well  as  and  alternatives  to  the  proposed
15    treatment,  and the risks and benefits thereof, to the extent
16    such advice is consistent with the nature  and  frequency  of
17    the  side  effects  and the recipient's ability to understand
18    the information communicated. The physician  shall  determine
19    and  state in writing whether the  recipient has the capacity
20    to  make  a  reasoned  decision  about  the  treatment.   The
21    physician  or  the  physician's designee shall provide to the
22    recipient's substitute  decision  maker,  if  any,  the  same
23    written  information  that is required to be presented to the
24    recipient in writing. If the recipient lacks the capacity  to
25    make  a  reasoned decision about the treatment, the treatment
26    may be administered only (i) pursuant to  the  provisions  of
27    Section  2-107  or  2-107.1  or  (ii)  pursuant to a power of
28    attorney for health care under the  Powers  of  Attorney  for
29    Health  Care Law or a declaration for mental health treatment
30    under the Mental Health Treatment Preference Declaration Act.
31    A surrogate decision maker,  other  than  a  court  appointed
32    guardian,  under  the  Health  Care  Surrogate  Act   may not
33    consent  to  the  administration  of  authorized  involuntary
34    treatment.   A   surrogate   may,   however,   petition   for
 
                            -6-               LRB9111471DJsbA
 1    administration  of  authorized involuntary treatment pursuant
 2    to this Act.  If the recipient is under guardianship and  the
 3    guardian  is  authorized  to consent to the administration of
 4    authorized involuntary treatment pursuant to  subsection  (c)
 5    of  Section  2-107.1 of this Code, the physician shall advise
 6    the guardian in writing of the side effects and risks of  the
 7    treatment,  alternatives  to  the proposed treatment, and the
 8    risks and benefits of the treatment. Any recipient who  is  a
 9    resident  of  a  mental  health or developmental disabilities
10    facility shall be advised in writing of his right  to  refuse
11    such  services  pursuant  to  Section  2-107 of this Code.  A
12    qualified professional shall be  responsible  for  overseeing
13    the  implementation  of  such  plan.  Such care and treatment
14    shall  make  reasonable   accommodation   of   any   physical
15    disability  of  the  recipient,  including but not limited to
16    include the regular use of  sign  language  for  any  hearing
17    impaired  individual for whom sign language is a primary mode
18    of communication. If the recipient is unable  to  communicate
19    effectively  in  English,  the facility shall make reasonable
20    efforts to provide services to the recipient  in  a  language
21    that the recipient understands.
22        (b)  A  recipient  of  services  who  is an adherent or a
23    member of any  well-recognized  religious  denomination,  the
24    principles  and  tenets of which teach reliance upon services
25    by spiritual means through prayer alone for healing by a duly
26    accredited practitioner thereof,  shall  have  the  right  to
27    choose  such  services. The parent or guardian of a recipient
28    of services who is a minor, or a guardian of a  recipient  of
29    services  who  is not a minor, shall have the right to choose
30    services by spiritual means through prayer for the  recipient
31    of services.
32    (Source: P.A. 90-538, eff. 12-1-97.)

33        (405 ILCS 5/2-107) (from Ch. 91 1/2, par. 2-107)
 
                            -7-               LRB9111471DJsbA
 1        Sec. 2-107.  Refusal of services; informing of risks.
 2        (a)  An adult recipient of services, or, if the recipient
 3    is  under  guardianship,  the  recipient's  guardian,  if the
 4    recipient  is  under  guardianship,   and   the   recipient's
 5    substitute  decision  maker,  if any, must be informed of the
 6    recipient's right to refuse medication.   The  recipient  and
 7    the  recipient's  guardian or substitute decision maker shall
 8    be given the opportunity to refuse generally accepted  mental
 9    health  or  developmental  disability services, including but
10    not limited to medication.  If  such  services  are  refused,
11    they shall not be given unless such services are necessary to
12    prevent  the  recipient  from  causing  serious  and imminent
13    physical harm to the recipient himself or others and no  less
14    restrictive  alternative is available.  The facility director
15    shall inform a recipient, or guardian, or substitute decision
16    maker,  if  any,  who  refuses  such  services  of  alternate
17    services available and the risks of such alternate  services,
18    as  well  as  the  possible  consequences to the recipient of
19    refusal of such services.
20        (b)  Authorized involuntary treatment may be given  under
21    this  Section  for  up  to 24 hours only if the circumstances
22    leading up to the need for emergency treatment are set  forth
23    in writing in the recipient's record.
24        (c)  Authorized   involuntary   treatment   may   not  be
25    continued unless the need for such treatment is  redetermined
26    at  least every 24 hours based upon a personal examination of
27    the recipient by a physician or a nurse under the supervision
28    of a physician and the circumstances demonstrating that  need
29    are set forth in writing in the recipient's record.
30        (d)  Authorized   involuntary   treatment   may   not  be
31    administered under this Section for a period in excess of  72
32    hours  3  consecutive days, excluding Saturdays, Sundays, and
33    holidays, unless the  facility  files  a  petition  is  filed
34    under  Section  2-107.1  and  the  treatment  continues to be
 
                            -8-               LRB9111471DJsbA
 1    necessary under subsection (a)  of  this  Section.  Once  the
 2    petition has been filed, treatment may continue in compliance
 3    with  subsections (a), (b), and (c) of this Section until the
 4    final outcome of the hearing on the  petition.  in  order  to
 5    prevent  the  recipient  from  causing  serious  and imminent
 6    physical harm to himself or herself or others.
 7        (e)  The Department shall issue rules designed to  insure
 8    that  in  State-operated  mental health facilities authorized
 9    involuntary treatment is administered in accordance with this
10    Section and only when appropriately authorized and  monitored
11    by  a  physician  or  a  nurse  under  the  supervision  of a
12    physician in accordance with accepted medical practice.   The
13    facility director of each mental health facility not operated
14    by  the  State  shall  issue rules designed to insure that in
15    that   facility   authorized   involuntary    treatment    is
16    administered  in  accordance  with this Section and only when
17    appropriately authorized and monitored by a  physician  or  a
18    nurse under the supervision of a physician in accordance with
19    accepted medical practice.  Such rules shall be available for
20    public inspection and copying during normal business hours.
21        (f)  The  provisions  of this Section with respect to the
22    emergency administration of authorized involuntary  treatment
23    do  not  apply  to facilities licensed under the Nursing Home
24    Care Act.
25        (g) Under no circumstances may  long-acting  psychotropic
26    medications be administered under this Section.
27    (Source:  P.A.  89-427,  eff.  6-1-96;  89-439,  eff. 6-1-96;
28    90-538, eff. 12-1-97.)

29        (405 ILCS 5/2-107.1) (from Ch. 91 1/2, par. 2-107.1)
30        Sec. 2-107.1.  Administration of  authorized  involuntary
31    treatment upon application to a court.
32        (a)  An  adult  recipient of services and the recipient's
33    guardian, if the recipient is  under  guardianship,  and  the
 
                            -9-               LRB9111471DJsbA
 1    substitute  decision  maker, if any, shall be informed of the
 2    recipient's right to refuse medication. The recipient and the
 3    recipient's guardian or substitute decision  maker  shall  be
 4    given  the  opportunity  to  refuse generally accepted mental
 5    health or developmental disability  services,  including  but
 6    not limited to medication.
 7        (a-5)  (a)  Notwithstanding  the  provisions  of  Section
 8    2-107  of  this Code, authorized involuntary treatment may be
 9    administered to an adult recipient of  services  without  the
10    informed   consent  of  the  recipient  under  the  following
11    standards:
12             (1)  Any person 18 years of age or older,  including
13        any guardian, may petition the circuit court for an order
14        authorizing  the administration of authorized involuntary
15        treatment to a recipient of services. The petition  shall
16        state  that  the petitioner has made a good faith attempt
17        to determine whether the recipient has executed  a  power
18        of  attorney for health care under the Powers of Attorney
19        for Health Care Law or a declaration  for  mental  health
20        treatment  under  the  Mental Health Treatment Preference
21        Declaration Act and to obtain copies of these instruments
22        if they exist.  If either of the above-named  instruments
23        is  available to the petitioner, the instrument or a copy
24        of the instrument shall be attached to the petition as an
25        exhibit. The petitioner  shall  deliver  a  copy  of  the
26        petition,  and  notice  of  the  time  and  place  of the
27        hearing, to the respondent,  his  or  her  attorney,  any
28        known   agent   or  attorney-in-fact,  if  any,  and  the
29        guardian, if any, no later than 3 10 days  prior  to  the
30        date  of  the hearing. Service of the petition and notice
31        of the time and place of  the  hearing  may  be  made  by
32        transmitting them via facsimile machine to the respondent
33        or other party.  Upon receipt of the petition and notice,
34        the  party  served, or the person delivering the petition
 
                            -10-              LRB9111471DJsbA
 1        and  notice  to  the  party  served,  shall   acknowledge
 2        service.   If  the  party sending the petition and notice
 3        does not receive acknowledgement  of  service  within  24
 4        hours, service must be made by personal service.
 5        If  the  hearing  is  requested  to  be  held immediately
 6    following  the  hearing  on  a   petition   for   involuntary
 7    admission,  then  the notice requirement shall be the same as
 8    that  for  the  hearing  on  the  petition  for   involuntary
 9    admission,  and  the  petition filed pursuant to this Section
10    shall be filed with the petition for  involuntary  admission.
11    The  petition  may include a request that the court authorize
12    such testing and procedures as may be essential for the  safe
13    and  effective  administration  of the authorized involuntary
14    treatment sought to  be  administered,  but  only  where  the
15    petition  sets  forth  the  specific  testing  and procedures
16    sought to be administered.
17             (2)  The court shall hold a hearing within 7 14 days
18        of  the  filing  of  the  petition.   The   People,   the
19        petitioner,  or  the  respondent  shall  be entitled to a
20        continuance of up to 7 days as of right.   An  additional
21        continuance  of  Continuances totaling not more than 7 14
22        days may be granted to any party (i) the recipient upon a
23        showing that the continuance is continuances  are  needed
24        in  order  to  prepare  adequately prepare for or present
25        evidence in a hearing under this Section  or  (ii)  under
26        exceptional   circumstances.    The  court  may,  in  its
27        discretion, grant additional continuances if agreed to by
28        all parties.   The  hearing  shall  be  separate  from  a
29        judicial proceeding held to determine whether a person is
30        subject   to  involuntary  admission  but  may  be  heard
31        immediately  preceding  or  following  such  a   judicial
32        proceeding  and may be heard by the same trier of fact or
33        law as in that judicial proceeding.
34             (3)  Unless   otherwise   provided    herein,    the
 
                            -11-              LRB9111471DJsbA
 1        procedures set forth in Article VIII of Chapter 3 of this
 2        Act,  including  the  provisions regarding appointment of
 3        counsel, shall govern hearings held under this subsection
 4        (a-5) (a).
 5             (4)  Authorized involuntary treatment shall  not  be
 6        administered   to   the  recipient  unless  it  has  been
 7        determined by clear and convincing evidence that  all  of
 8        the following factors are present:
 9                  (A)  That  the  recipient  has a serious mental
10             illness or developmental disability.
11                  (B)  That because of  said  mental  illness  or
12             developmental disability, the recipient exhibits any
13             one  of  the  following: (i) deterioration of his or
14             her ability to function, (ii)  suffering,  or  (iii)
15             threatening behavior, or (iv) disruptive behavior.
16                  (C)  That the illness or disability has existed
17             for  a  period  marked by the continuing presence of
18             the  symptoms  set  forth  in  item  (B)   of   this
19             subdivision  (4) or the repeated episodic occurrence
20             of these symptoms.
21                  (D)  That  the  benefits   of   the   treatment
22             outweigh the harm.
23                  (E)  That  the  recipient lacks the capacity to
24             make a reasoned decision about the treatment.
25                  (F)  That other less restrictive services  have
26             been explored and found inappropriate.
27                  (G)  If  the  petition  seeks authorization for
28             testing and other procedures, that such testing  and
29             procedures  are essential for the safe and effective
30             administration of the treatment.
31             (5)  In no event shall an order  issued  under  this
32        Section  be  effective  for  more than 90 days.  However,
33        authorized involuntary treatment may be administered  for
34        additional   90-day   periods  without  limitation  under
 
                            -12-              LRB9111471DJsbA
 1        hearings  that  comply  with  the  above  standards   and
 2        procedures  of  this  subsection  (a-5)  (a).  If  a  new
 3        petition  to  authorize  the administration of authorized
 4        involuntary treatment is filed at least 15 days prior  to
 5        the expiration of the prior order, and if any continuance
 6        of  the  hearing  is  agreed  to  by  the  recipient, the
 7        administration  of  the   treatment   may   continue   in
 8        accordance with the prior order pending the completion of
 9        a hearing under this Section.
10             (6)  An order issued under this subsection (a-5) (a)
11        shall  designate the persons authorized to administer the
12        authorized involuntary treatment under the standards  and
13        procedures  of  this  subsection (a-5) (a). Those persons
14        shall have complete  discretion  not  to  administer  any
15        treatment  authorized under this Section. The order shall
16        also specify the medications and the anticipated range of
17        dosages that have been authorized.
18        (b)  A guardian may  be  authorized  to  consent  to  the
19    administration  of  authorized  involuntary  treatment  to an
20    objecting recipient only under the standards  and  procedures
21    of subsection (a-5) (a).
22        (c)  Notwithstanding any other provision of this Section,
23    a  guardian  may  consent to the administration of authorized
24    involuntary treatment  to  a  non-objecting  recipient  under
25    Article XIa of the Probate Act of 1975.
26        (d)  Nothing   in   this   Section   shall   prevent  the
27    administration  of  authorized   involuntary   treatment   to
28    recipients in an emergency under Section 2-107 of this Act.
29        (e)  Notwithstanding   any  of  the  provisions  of  this
30    Section, authorized involuntary treatment may be administered
31    pursuant to a power of attorney for  health  care  under  the
32    Powers  of  Attorney for Health Care Law or a declaration for
33    mental health treatment under  the  Mental  Health  Treatment
34    Preference Declaration Act.
 
                            -13-              LRB9111471DJsbA
 1    (Source:  P.A.  89-11,  eff.  3-31-95;  89-439,  eff. 6-1-96;
 2    90-538, eff. 12-1-97.)

 3        (405 ILCS 5/2-200) (from Ch. 91 1/2, par. 2-200)
 4        Sec. 2-200.  (a) Upon commencement  of  services,  or  as
 5    soon  thereafter  as  the condition of the recipient permits,
 6    every adult recipient, as well as the recipient's guardian or
 7    substitute decision maker, and  every  recipient  who  is  12
 8    years  of  age or older and the parent or guardian of a minor
 9    or person under guardianship shall be informed orally and  in
10    writing  of  the  rights guaranteed by this Chapter which are
11    relevant to  the  nature  of  the  recipient's  his  services
12    program.  Every  facility  shall  also  post conspicuously in
13    public areas a summary of the rights which  are  relevant  to
14    the services delivered by that facility.
15        (b)  A  recipient who is 12 years of age or older and the
16    parent or guardian of a minor or person under guardianship at
17    any time may designate, and  upon  commencement  of  services
18    shall  be  informed  of  the  right to designate, a person or
19    agency to receive notice under Section  2-201  or  to  direct
20    that  no  information about the recipient be disclosed to any
21    person or agency.
22        (c)  Upon commencement of services, or as soon thereafter
23    as the condition of the recipient permits, the facility shall
24    ask the adult recipient or minor recipient admitted  pursuant
25    to  Section 3-502 whether the recipient wants the facility to
26    contact the  recipient's  spouse,  parents,  guardian,  close
27    relatives,  friends, attorney, advocate from the Guardianship
28    and Advocacy Commission  or  the  agency  designated  by  the
29    Governor  under  Section  1  of  "An  Act  in relation to the
30    protection  and  advocacy  of  the  rights  of  persons  with
31    developmental disabilities, and amending Acts therein named",
32    approved September 20, 1985, or others and inform them of the
33    recipient's presence at the facility.  The facility shall  by
 
                            -14-              LRB9111471DJsbA
 1    phone  or  by  mail  contact  at  least  two  of those people
 2    designated by the recipient and  shall  inform  them  of  the
 3    recipient's  location.   If  the  recipient  so requests, the
 4    facility shall  also  inform  them  of  how  to  contact  the
 5    recipient.
 6        (d)  Upon commencement of services, or as soon thereafter
 7    as the condition of the recipient permits, the facility shall
 8    advise  the recipient as to the circumstances under which the
 9    law permits the use  of  emergency  forced  medication  under
10    subsection  (a)  of  Section  2-107,  restraint under Section
11    2-108, or seclusion under Section 2-109.  At the  same  time,
12    the  facility  shall  inquire  of the recipient which form of
13    intervention the recipient  would  prefer  if  any  of  these
14    circumstances should arise.  The recipient's preference shall
15    be  noted  in  the recipient's record and communicated by the
16    facility to the recipient's guardian or  substitute  decision
17    maker,  if  any,  and  any other individual designated by the
18    recipient.  If any such circumstances subsequently do  arise,
19    the  facility shall give due consideration to the preferences
20    of the recipient regarding which form of intervention to  use
21    as communicated to the facility by the recipient or as stated
22    in the recipient's advance directive.
23    (Source: P.A. 86-1417.)

24        (405 ILCS 5/2-201) (from Ch. 91 1/2, par. 2-201)
25        Sec.  2-201.  (a)  Whenever  any rights of a recipient of
26    services that are specified in this Chapter  are  restricted,
27    the    professional    responsible    for    overseeing   the
28    implementation of the  recipient's  services  plan  shall  be
29    responsible  for promptly giving notice of the restriction or
30    use of restraint or seclusion and the reason therefor to:
31             (1)  the recipient and, if such recipient is a minor
32        or under guardianship, his parent or guardian;
33             (2)  a person designated  under  subsection  (b)  of
 
                            -15-              LRB9111471DJsbA
 1        Section  2-200  upon  commencement  of services or at any
 2        later time to receive such notice;
 3             (3)  the facility director; and
 4             (4)  the Guardianship and  Advocacy  Commission,  or
 5        the  agency  designated  under "An Act in relation to the
 6        protection and advocacy of the  rights  of  persons  with
 7        developmental  disabilities,  and  amending  Acts therein
 8        named", approved September 20,  1985,  if  either  is  so
 9        designated; and.
10             (5)  the  recipient's  substitute decision maker, if
11        any.
12        The professional shall also be responsible  for  promptly
13    recording  such  restriction or use of restraint or seclusion
14    and the reason therefor in the recipient's record.
15        (b)  The facility director shall maintain a file  of  all
16    notices of restrictions of rights, or the use of restraint or
17    seclusion  for  the past 3 years. The facility director shall
18    allow the Guardianship and Advocacy  Commission,  the  agency
19    designated  by  the  Governor  under  Section 1 of "An Act in
20    relation to the protection and  advocacy  of  the  rights  of
21    persons  with  developmental  disabilities, and amending Acts
22    therein  named,"  approved  September  20,  1985,   and   the
23    Department  to  examine  and  copy such records upon request.
24    Records obtained under this  Section  shall  not  be  further
25    disclosed  except  pursuant  to  written authorization of the
26    recipient  under  Section  5  of  the   Mental   Health   and
27    Developmental Disabilities Confidentiality Act.
28    (Source: P.A. 86-1416.)

29        (405 ILCS 5/3-205.5 new)
30        Sec.   3-205.5.  Examination  and  social  investigation.
31    When any person is first presented for admission to a  mental
32    health  facility  under  Chapter  III of this Code, within 72
33    hours thereafter, excluding Saturdays, Sundays, and holidays,
 
                            -16-              LRB9111471DJsbA
 1    the facility shall provide or  arrange  for  a  comprehensive
 2    physical   examination,   mental   examination,   and  social
 3    investigation of that person.  The  examinations  and  social
 4    investigation shall be used to determine whether some program
 5    other than hospitalization will meet the needs of the person,
 6    with  preference  being  given to care or treatment that will
 7    enable the person to  return  to  his  or  her  own  home  or
 8    community.

 9        (405 ILCS 5/3-207) (from Ch. 91 1/2, par. 3-207)
10        Sec. 3-207.  (a) Hearings under Sections 3-405, 3-904 and
11    3-911  of  this  Chapter  shall be conducted by a utilization
12    review committee.  For hearings under Section 3-405,  if  the
13    Community  Service  Area  has  a  participating mental health
14    center, the  director  of  the  participating  mental  health
15    center  shall  appoint  a  utilization review committee.  The
16    Secretary shall appoint a  utilization  review  committee  at
17    each  Department facility.  Each such committee shall consist
18    of a multi-disciplinary group of professional  staff  members
19    who  are  trained  and equipped to deal with the clinical and
20    treatment needs of recipients. The recipient and the objector
21    may be represented by persons of their choice.
22        (b)  The  committee  shall  not  be  bound  by  rules  of
23    evidence or procedure but shall conduct the proceedings in  a
24    manner  intended to ensure a fair hearing.  The committee may
25    make such investigation as it deems necessary.  A  record  of
26    the  proceedings  shall  be  made  and  shall  be kept in the
27    recipient's record.  Within  3  days  of  conclusion  of  the
28    hearing,  the committee shall submit to the facility director
29    or the director of the participating mental health center its
30    written recommendations which include  its  factual  findings
31    and  conclusions.   A  copy  of  the recommendations shall be
32    given to the recipient and the objector.
33        (c)  Within 7 days of receipt of the recommendations, the
 
                            -17-              LRB9111471DJsbA
 1    facility director or director  of  the  participating  mental
 2    health  center shall give written notice to the recipient and
 3    objector   of   his   acceptance   or   rejection   of    the
 4    recommendations  and his reason therefor.  If the director of
 5    the facility or participating mental  health  center  rejects
 6    the  recommendations or if the recipient or objector requests
 7    review  of  the  director's  decision,  the  director   shall
 8    promptly forward a copy of his decision, the recommendations,
 9    and  the  record  of  the  hearing  to  the  Secretary of the
10    Department for final review.  The decision of the director or
11    the decision of the  Secretary  of  the  Department,  if  his
12    review   was   requested,   shall   be   considered  a  final
13    administrative decision.
14    (Source: P.A. 88-380; 88-484; 89-507, eff. 7-1-97.)

15        (405 ILCS 5/3-208) (from Ch. 91 1/2, par. 3-208)
16        Sec.  3-208.   Whenever  a  petition  has  been  executed
17    pursuant to Section 3-507, 3-601 or 3-701, and prior to  this
18    examination  for  the purpose of certification of a person 12
19    or over, the person conducting this examination shall  inform
20    the  person  being examined in a simple comprehensible manner
21    of the purpose of the examination; that he does not  have  to
22    talk to the examiner; and that any statements he makes may be
23    disclosed  at  a  court hearing on the issue of whether he is
24    subject  to  involuntary  admission.   If  the  person  being
25    examined has not been so informed, the examiner shall not  be
26    permitted   to   testify  at  any  subsequent  court  hearing
27    concerning the respondent's admission. If a community service
28    area has a participating mental health center, the  qualified
29    certifier   shall  also  so  inform  the  person  before  any
30    evaluation may occur.
31    (Source: P.A. 88-484.)

32        (405 ILCS 5/3-300) (from Ch. 91 1/2, par. 3-300)
 
                            -18-              LRB9111471DJsbA
 1        Sec. 3-300. Admission.
 2        (a)  Any person desiring admission  to  a  mental  health
 3    facility  for  treatment  of a mental illness may be admitted
 4    upon his request without making formal  application  therefor
 5    if,  after  examination, the facility director considers that
 6    person clinically suitable for  admission  upon  an  informal
 7    basis,  except  that  if  the  Community  Service  Area has a
 8    participating  mental  health  center,  no  person  shall  be
 9    admitted to a State-operated mental health facility  until  a
10    written   statement,   as  required  under  Section  3-601.1,
11    recommending admission has been  obtained  from  a  qualified
12    certifier.
13        (b)  Each  recipient admitted under this Section shall be
14    informed in writing and orally at the time  of  admission  of
15    his  right  to  be  discharged  from the facility at any time
16    during the normal daily day-shift hours of  operation,  which
17    shall  include  but  need  not be limited to 9 a.m. to 5 p.m.
18    Such right to be discharged shall  commence  with  the  first
19    day-shift hours of operation after his admission.
20        (c)  If  the  facility director decides to admit a person
21    as a voluntary recipient, he shall state in  the  recipient's
22    record the reason why informal admission is not suitable.
23    (Source: P.A. 88-380; 88-484; 88-670, eff. 12-2-94.)

24        (405 ILCS 5/3-400) (from Ch. 91 1/2, par. 3-400)
25        Sec.  3-400.  Any person 16 or older may be admitted to a
26    mental health facility as a voluntary recipient for treatment
27    of a mental illness upon the filing of  an  application  with
28    the  facility  director  of  the  facility  if  the  facility
29    director  deems such person clinically suitable for admission
30    as a  voluntary  recipient,  except  that  if  the  Community
31    Service  Area  has  a  participating mental health center, no
32    person shall be admitted to a  State-operated  mental  health
33    facility until a written statement, as required under Section
 
                            -19-              LRB9111471DJsbA
 1    3-601.1,  recommending  admission  has  been  obtained from a
 2    qualified certifier.
 3    (Source: P.A. 88-380; 88-484.)

 4        (405 ILCS 5/3-405) (from Ch. 91 1/2, par. 3-405)
 5        Sec.  3-405.   (a)   If  the  facility  director   of   a
 6    Department  mental  health facility or a participating mental
 7    health center declines to admit a  person  seeking  admission
 8    under  Articles  III  or  IV of this Chapter, a review of the
 9    denial may be requested by the person seeking  admission  or,
10    with  his  consent,  by  an  interested person on his behalf.
11    Such a request may be made on behalf of a minor presented for
12    admission under Section 3-502, 3-503 or 3-504 by the  minor's
13    attorney,  by the parent, guardian or person in loco parentis
14    who executed the application for his  admission,  or  by  the
15    minor  himself  if  he is 16 years of age or older.  Whenever
16    admission to a Department  facility  is  denied,  the  person
17    seeking  admission  shall immediately be given written notice
18    of the right to request  review  of  the  denial  under  this
19    Section and shall be provided, if he is 12 or older, with the
20    address  and  phone  number  of the Guardianship and Advocacy
21    Commission. If the person requests, the facility director  or
22    director  of  the  participating  mental  health center shall
23    assist him in contacting the Commission.  A  written  request
24    for review shall be submitted to the director of the facility
25    or   the  participating  mental  health  center  that  denied
26    admission within 14 days of the denial. Upon receipt  of  the
27    request,   the   facility   director   or   director  of  the
28    participating mental health center shall promptly schedule  a
29    hearing  to  be  held  at  the denying facility within 7 days
30    pursuant to Section 3-207.
31        (b)  At the hearing the Department or  the  participating
32    mental  health  center  shall have the burden of proving that
33    the person denied admission does not meet  the  standard  set
 
                            -20-              LRB9111471DJsbA
 1    forth  in the Section under which admission is sought or that
 2    an appropriate alternative community  treatment  program  was
 3    available to meet the person's needs and was offered.  If the
 4    utilization  review committee finds that the decision denying
 5    admission  is  based  upon  substantial  evidence,  it  shall
 6    recommend that the denial of admission be upheld. However, if
 7    it finds that the facility to which admission is  sought  can
 8    provide adequate and appropriate treatment for the person and
 9    no  appropriate community alternative treatment is available,
10    it shall  recommend  that  the  person  denied  admission  be
11    admitted.  If it determines that another facility can provide
12    treatment appropriate to the clinical condition and needs  of
13    the  person  denied  admission,  it  may  recommend  that the
14    Department or other agency assist  the  person  in  obtaining
15    such treatment.
16    (Source: P.A. 88-484.)

17        (405 ILCS 5/3-502) (from Ch. 91 1/2, par. 3-502)
18        Sec.  3-502.   Any  minor 16 years of age or older may be
19    admitted to a mental health facility as a voluntary recipient
20    under Article  IV  of  this  Chapter  if  the  minor  himself
21    executes  the  application,  except  that  if  the  Community
22    Service  Area  has  a  participating mental health center, no
23    minor shall be admitted to  a  State-operated  mental  health
24    center  until  a written statement, as required under Section
25    3-601.1, recommending admission  has  been  obtained  from  a
26    qualified certifier.  A minor so admitted shall be treated as
27    an  adult under Article IV and shall be subject to all of the
28    provisions of that Article.  The minor's parent, guardian  or
29    person  in loco parentis shall be immediately informed of the
30    admission.
31    (Source: P.A. 88-380; 88-484; 88-670, eff. 12-2-94.)

32        (405 ILCS 5/3-503) (from Ch. 91 1/2, par. 3-503)
 
                            -21-              LRB9111471DJsbA
 1        Sec.  3-503.   Admission  on  application  of  parent  or
 2    guardian.
 3        (a)  Any  minor  may  be  admitted  to  a  mental  health
 4    facility for inpatient  treatment  upon  application  to  the
 5    facility  director,  if  the facility director finds that the
 6    minor has a mental illness or emotional disturbance  of  such
 7    severity that hospitalization is necessary and that the minor
 8    is likely to benefit from inpatient treatment, except that if
 9    admission  is  sought  to  a  State-operated facility and the
10    Community Service Area  has  a  participating  mental  health
11    center, no minor shall be admitted to a State-operated mental
12    health  center  until  a written statement, as required under
13    Section  3-601.1,   recommending   admission   or   proposing
14    available  alternative  treatment  has  been  obtained from a
15    qualified certifier.  Except  in  cases  of  admission  under
16    Section  3-504,  prior to admission, a psychiatrist, clinical
17    social worker, or clinical psychologist  who  has  personally
18    examined  the  minor  shall  state  in writing that the minor
19    meets the standard for admission.  The  statement  shall  set
20    forth  in  detail  the  reasons for that conclusion and shall
21    indicate  what  alternatives  to  hospitalization  have  been
22    explored.
23        (b)  The application may  be  executed  by  a  parent  or
24    guardian  or,  in  the  absence of a parent or guardian, by a
25    person in loco parentis. Application may be made for a  minor
26    who  is a ward of the State by the Department of Children and
27    Family Services or by the Department of Corrections.
28    (Source: P.A. 87-530; 88-484.)

29        (405 ILCS 5/3-504) (from Ch. 91 1/2, par. 3-504)
30        Sec. 3-504.  Minors; emergency admissions.
31        (a)  A minor who is eligible for admission under  Section
32    3-503   and   who   is   in   a   condition   that  immediate
33    hospitalization  is  necessary  may  be  admitted  upon   the
 
                            -22-              LRB9111471DJsbA
 1    application  of  a  parent  or  guardian,  or  person in loco
 2    parentis, or of an interested person 18 years of age or older
 3    when, after diligent effort, the minor's parent, guardian  or
 4    person  in  loco  parentis  cannot  be  located or refuses to
 5    consent to admission, except that if  the  Community  Service
 6    Area has a participating mental health center, no minor shall
 7    be  admitted to a State-operated mental health center until a
 8    written  statement,  as  required  under   Section   3-601.1,
 9    recommending  admission  or  proposing  available alternative
10    treatment has  been  obtained  from  a  qualified  certifier.
11    Following  admission  of  the minor, the facility director of
12    the mental health facility shall continue efforts  to  locate
13    the  minor's parent, guardian or person in loco parentis.  If
14    that person  is  located  and  consents  in  writing  to  the
15    admission,   the  minor  may  continue  to  be  hospitalized.
16    However, upon notification  of  the  admission,  the  parent,
17    guardian  or  person in loco parentis may request the minor's
18    discharge subject to the provisions of Section 3-508.
19        (b)  A peace officer may take a minor  into  custody  and
20    transport  the  minor  to a mental health facility when, as a
21    result of his personal observation,  the  peace  officer  has
22    reasonable  grounds to believe that the minor is eligible for
23    admission under Section 3-503 and  is  in  a  condition  that
24    immediate  hospitalization  is  necessary in order to protect
25    the minor or  others  from  physical  harm,  except  that  if
26    admission   is  sought  to  a  State-operated  mental  health
27    facility and the Community Service Area has  a  participating
28    mental  health  center,  no  minor  shall be transported to a
29    State-operated  facility  until  a  written   statement,   as
30    required  under  Section  3-601.1,  recommending admission or
31    proposing available alternative treatment has  been  obtained
32    from  a qualified certifier.  Upon arrival at the facility or
33    participating mental health center, the peace  officer  shall
34    complete an application under Section 3-503 and shall further
 
                            -23-              LRB9111471DJsbA
 1    include  a detailed statement of the reason for the assertion
 2    that immediate  hospitalization  is  necessary,  including  a
 3    description of any acts or significant threats supporting the
 4    assertion, the time and place of the occurrence of those acts
 5    or threats, and the names, addresses and telephone numbers of
 6    other witnesses of those acts or threats.
 7        (c)  If  no  parent,  guardian or person in loco parentis
 8    can be found within 3 days, excluding Saturdays,  Sundays  or
 9    holidays,  after  the admission of a minor, or if that person
10    refuses either to consent to admission of  the  minor  or  to
11    request  his  discharge,  a petition shall be filed under the
12    Juvenile  Court  Act  of  1987  to  ensure  that  appropriate
13    guardianship is provided.
14        (d)  If, however, a court finds, based on the  evaluation
15    by  a  psychiatrist,  licensed  clinical  social  worker,  or
16    licensed  clinical  psychologist  or  the  testimony or other
17    information offered by a parent, guardian, person  acting  in
18    loco   parentis  or  other  interested  adults,  that  it  is
19    necessary in order to complete an examination of a minor, the
20    court may order that the minor be admitted to a mental health
21    facility pending examination and may order a peace officer or
22    other person to transport the minor to the  facility,  except
23    that if the mental health facility is a State-operated mental
24    health   facility  and  the  Community  Service  Area  has  a
25    participating mental health center, the minor shall  be  seen
26    for  a  screening evaluation by a qualified certifier.  After
27    examination, the participating  mental  health  center  shall
28    recommend  to the court an appropriate treatment setting.  If
29    the appropriate treatment setting is a State-operated  mental
30    health facility, the participating mental health center shall
31    provide  a  written  statement,  as  required  under  Section
32    3-601.1,  obtained  from  a  qualified certifier recommending
33    admission to a State-operated mental health facility.
34        (e)  If a parent, guardian,  or  person  acting  in  loco
 
                            -24-              LRB9111471DJsbA
 1    parentis  is  unable  to transport a minor to a mental health
 2    facility for examination, the  parent,  guardian,  or  person
 3    acting  in  loco  parentis may petition the court to compel a
 4    peace officer to take the minor into  custody  and  transport
 5    the  minor  to a mental health facility for examination.  The
 6    court may grant the order if the court finds,  based  on  the
 7    evaluation   by  a  psychiatrist,  licensed  clinical  social
 8    worker, or licensed clinical psychologist or the testimony of
 9    a parent, guardian, or person acting in  loco  parentis  that
10    the  examination  is  necessary  and that the assistance of a
11    peace officer is required  to  effectuate  admission  of  the
12    minor to a mental health facility.
13        (f)  Within  24 hours after admission under this Section,
14    a psychiatrist or clinical psychologist  who  has  personally
15    examined  the  minor  shall certify in writing that the minor
16    meets the  standard  for  admission.  If  no  certificate  is
17    furnished, the minor shall be discharged immediately.
18    (Source: P.A. 87-530; 88-484; 88-670, eff. 12-2-94.)

19        (405 ILCS 5/3-601) (from Ch. 91 1/2, par. 3-601)
20        Sec. 3-601. Involuntary admission; petition.
21        (a)  When   a   person  is  asserted  to  be  subject  to
22    involuntary admission and in such a condition that  immediate
23    hospitalization  is  necessary  for  the  protection  of such
24    person or others from physical harm, any person  18 years  of
25    age  or older may present a petition to the facility director
26    of  a  mental  health  facility  in  the  county  where   the
27    respondent resides or is present, except that if admission is
28    sought  to  a  State-operated  mental health facility and the
29    Community Service Area  has  a  participating  mental  health
30    center,  the  petition  may  be  presented  to  the qualified
31    certifier.  No person shall be admitted to  a  State-operated
32    mental health facility until a written statement, as required
33    under   Section  3-601.1,  recommending  admission  has  been
 
                            -25-              LRB9111471DJsbA
 1    obtained from a  qualified  certifier,  except  that  if  the
 2    person  asserted  to  be  subject to involuntary admission is
 3    presented for admission directly to a  State-operated  mental
 4    health facility or when no qualified certifier is immediately
 5    available, the person shall be admitted to the State-operated
 6    mental  health  facility  and the participating mental health
 7    center shall be notified, as provided in Section  3-603,  and
 8    shall  provide  a  qualified certifier to conduct a screening
 9    within 24  hours.   The  petition  may  be  prepared  by  the
10    facility director of the facility.
11        (b)  The petition shall include all of the following:
12        1.  A  detailed statement of the reason for the assertion
13    that the respondent  is  subject  to  involuntary  admission,
14    including  the  signs  and symptoms of a mental illness and a
15    description of any acts, or  significant  threats,  or  other
16    behavior  or pattern or behavior supporting the assertion and
17    the time and place of their occurrence.;
18        2.  The name and address of the spouse, parent, guardian,
19    substitute decision maker, if any, and close relative, or  if
20    none,  the  name  and  address  of  any  known  friend of the
21    respondent whom the petitioner has reason to believe may know
22    or have any of  the  other  names  and  addresses.    If  the
23    petitioner  is unable to supply any such names and addresses,
24    the petitioner he shall state that diligent inquiry was  made
25    to learn this information and specify the steps taken.;
26        3.  The petitioner's relationship to the respondent and a
27    statement as to whether the petitioner has legal or financial
28    interest  in the matter or is involved in litigation with the
29    respondent.  If the  petitioner  has  a  legal  or  financial
30    interest  in the matter or is involved in litigation with the
31    respondent, a statement of why  the  petitioner  believes  it
32    would  not  be practicable or possible for someone else to be
33    the petitioner.;
34        4.  The  names,  addresses  and  phone  numbers  of   the
 
                            -26-              LRB9111471DJsbA
 1    witnesses by which the facts asserted may be proved.
 2        (c)  Knowingly  making  a material false statement in the
 3    petition is a Class A misdemeanor.
 4    (Source: P.A. 88-484.)

 5        (405 ILCS 5/3-603) (from Ch. 91 1/2, par. 3-603)
 6        Sec. 3-603. (a) If no physician, qualified  examiner,  or
 7    clinical   psychologist   or   qualified   certifier   at   a
 8    participating  mental  health center is immediately available
 9    or it is not possible after a diligent effort to  obtain  the
10    certificate provided for in Section 3-602, the respondent may
11    be  detained for examination in a mental health facility upon
12    presentation of the petition alone pending the  obtaining  of
13    such  a  certificate, except that if admission is sought to a
14    State-operated  mental  health  facility  and  the  Community
15    Service Area has a participating mental  health  center,  the
16    participating  mental  health  center  shall  be notified and
17    shall provide a qualified certifier to  conduct  a  screening
18    within 24 hours.
19        (b)  In  such  instance the petition shall conform to the
20    requirements of Section 3-601 and further specify that:
21        1.  the petitioner believes, as a result of his  personal
22    observation,  that  the  respondent is subject to involuntary
23    admission;
24        2.  a diligent effort was made to obtain  a  certificate;
25    and
26        3.  no   physician,   qualified   examiner,  or  clinical
27    psychologist could be found who has examined or could examine
28    the respondent.
29    (Source: P.A. 88-484.)

30        (405 ILCS 5/3-606) (from Ch. 91 1/2, par. 3-606)
31        Sec. 3-606.  A peace  officer  may  take  a  person  into
32    custody  and  transport him to a mental health facility when,
 
                            -27-              LRB9111471DJsbA
 1    as a result of his personal observation,  the  peace  officer
 2    has  reasonable grounds to believe that the person is subject
 3    to  involuntary  admission   and   in   need   of   immediate
 4    hospitalization   to  protect  such  person  or  others  from
 5    physical harm, except  that  if  treatment  is  sought  to  a
 6    State-operated  mental  health  facility  and  the  Community
 7    Service  Area  has  a participating mental health center, the
 8    person shall first be seen for a screening examination  by  a
 9    qualified  certifier.   After  examination, the participating
10    mental health center shall refer the person to an appropriate
11    treatment setting.  If the appropriate treatment setting is a
12    State-operated  mental  health  facility,  the  participating
13    mental health center shall provide  a  written  statement  as
14    required under Section 3-601.1.  Upon arrival at the facility
15    or  participating  mental  health  center,  the peace officer
16    shall complete the petition under Section 3-601.
17    (Source: P.A. 88-484.)

18        (405 ILCS 5/3-607) (from Ch. 91 1/2, par. 3-607)
19        Sec.  3-607.   Court  ordered  temporary  detention   and
20    examination.   When,  as a result of personal observation and
21    testimony in open court, any court has reasonable grounds  to
22    believe  that  a  person  appearing  before  it is subject to
23    involuntary   admission   and   in    need    of    immediate
24    hospitalization   to  protect  such  person  or  others  from
25    physical harm, the court may enter an order for the temporary
26    detention and examination of  such  person,  except  that  if
27    detention  and  examination  is  ordered  at a State-operated
28    mental health facility and the Community Service Area  has  a
29    participating  mental health center, the person shall be seen
30    for a screening examination by a qualified certifier.   After
31    examination  the  participating  mental  health  center shall
32    recommend to the court an appropriate treatment setting.   If
33    the  appropriate treatment setting is a State-operated mental
 
                            -28-              LRB9111471DJsbA
 1    health facility, the participating mental health center shall
 2    provide  a  written  statement  as  required  under   Section
 3    3-601.1.  The order shall set forth in detail the facts which
 4    are the basis for its conclusion.   The  court  may  order  a
 5    peace  officer  to take the person into custody and transport
 6    him to a mental health facility. The person may  be  detained
 7    for examination for no more than 24 hours.  If a petition and
 8    certificate, as provided in this Article, are executed within
 9    the  24  hours, the person may be admitted and the provisions
10    of this Article shall apply.  If no petition  or  certificate
11    is executed, the person shall be released.
12    (Source: P.A. 88-484.)

13        (405 ILCS 5/3-702) (from Ch. 91 1/2, par. 3-702)
14        Sec.  3-702.  (a)  The petition may be accompanied by the
15    certificate of a physician, qualified examiner,  or  clinical
16    psychologist  which  certifies that the respondent is subject
17    to  involuntary  admission  and  which  contains  the   other
18    information specified in Section 3-602.
19        (b)  Upon  receipt of the petition either with or without
20    a certificate, if the court finds the documents are in order,
21    it may make such orders pursuant  to  Section  3-703  as  are
22    necessary  to  provide  for examination of the respondent. If
23    the petition is not accompanied by  2  certificates  executed
24    pursuant to Section 3-703, the court may order the respondent
25    to  present  himself  for  examination  at  a  time and place
26    designated by the court,  except  that  if  the  place  is  a
27    State-operated  mental  health  facility  and  the  Community
28    Service  Area  has  a participating mental health center, the
29    person shall  be  seen  for  a  screening  examination  by  a
30    qualified  certifier.   After  examination, the participating
31    mental  health  center  shall  recommend  to  the  court   an
32    appropriate  treatment setting.  If the appropriate treatment
33    setting is  a  State-operated  mental  health  facility,  the
 
                            -29-              LRB9111471DJsbA
 1    participating  mental  health  center shall provide a written
 2    statement, as required under Section 3-601.1, obtained from a
 3    qualified   certifier    recommending    admission    to    a
 4    State-operated  mental  health  facility.  If the petition is
 5    accompanied by 2 certificates executed  pursuant  to  Section
 6    3-703  and  the  court  finds  the documents are in order, it
 7    shall set the matter for hearing.
 8    (Source: P.A. 88-484.)

 9        (405 ILCS 5/3-704) (from Ch. 91 1/2, par. 3-704)
10        Sec. 3-704.  Examination; detention.
11        (a)  The respondent shall be permitted to remain  in  his
12    or  her  place  of  residence  pending  any examination.  The
13    respondent He may be accompanied by one or more of his or her
14    relatives or friends or by his or her attorney to  the  place
15    of  examination.  If,  however,  the  court  finds that it is
16    necessary in order to complete the examination the court  may
17    order that the person be admitted to a mental health facility
18    pending  examination  and  may order a peace officer or other
19    person to transport the person him there.  If examination and
20    detention  is  sought  at  a  State-operated  mental   health
21    facility  and  the Community Service Area has a participating
22    mental  health  center,  the  person  shall  be  seen  for  a
23    screening  examination  by  a  qualified  certifier.    After
24    examination,  the  participating  mental  health center shall
25    recommend to the court an appropriate treatment setting.   If
26    the  appropriate  setting  is  a State-operated mental health
27    facility,  the  participating  mental  health  center   shall
28    provide  a  written  statement,  as  required  under  Section
29    3-601.1,  obtained  from  a  qualified certifier recommending
30    admission  to  a  State-operated  mental   health   facility.
31    Whenever  possible  The  examination  shall be conducted at a
32    local mental health facility or hospital or, if possible,  in
33    the  respondent's  own  place of residence.  No person may be
 
                            -30-              LRB9111471DJsbA
 1    detained for examination under this Section for more than  24
 2    hours.   The  person shall be released upon completion of the
 3    examination  unless  the  physician,  qualified  examiner  or
 4    clinical psychologist executes a certificate stating that the
 5    person is subject to involuntary admission  and  in  need  of
 6    immediate  hospitalization  to  protect such person or others
 7    from  physical  harm.   Upon  admission  under  this  Section
 8    treatment may be given pursuant to Section 3-608.
 9        (b)  Not  later  than  24  hours,  excluding   Saturdays,
10    Sundays,  and  holidays,  after admission under this Section,
11    the respondent shall be asked if he desires the petition  and
12    the  notice  required  under  Section 3-206 sent to any other
13    persons and  at  least  2  such  persons  designated  by  the
14    respondent  shall  be sent the documents.  At the time of his
15    admission the respondent shall be  allowed  to  complete  not
16    fewer than 2 telephone calls to such persons as he chooses.
17    (Source: P.A. 88-484.)

18        (405 ILCS 5/3-706) (from Ch. 91 1/2, par. 3-706)
19        Sec.  3-706.   The  court  shall set a hearing to be held
20    within 5 days, excluding  Saturdays,  Sundays  and  holidays,
21    after  its  receipt  of  the  second certificate or after the
22    respondent is admitted to a mental health facility, whichever
23    is earlier.  The court shall direct that notice of  the  time
24    and  place  of  hearing  be  served  upon the respondent, his
25    attorney, and guardian, if any,  his  responsible  relatives,
26    the  participating  mental  health  center  for the Community
27    Service Area, if  one  exists,  and  the  facility  director.
28    Unless  the respondent is admitted pursuant to Section 3-704,
29    he may remain at his  residence  pending  the  hearing.   If,
30    however,  the  court finds it necessary, it may order a peace
31    officer or another person to have the respondent  before  the
32    court at the time and place set for hearing.
33    (Source: P.A. 88-484.)
 
                            -31-              LRB9111471DJsbA
 1        (405 ILCS 5/3-810) (from Ch. 91 1/2, par. 3-810)
 2        Sec.   3-810.   Before  disposition  is  determined,  the
 3    facility director or such  other  person  as  the  court  may
 4    direct  shall  prepare a written report including information
 5    on  the  appropriateness  and  availability  of   alternative
 6    treatment settings, a social investigation of the respondent,
 7    a preliminary treatment plan, and any other information which
 8    the  court  may  order.   If the community service area has a
 9    participating mental health center, the written statement  as
10    required  under  Section  3-601.1  shall  be attached to this
11    report. The treatment plan shall  describe  the  respondent's
12    problems   and  needs,  the  treatment  goals,  the  proposed
13    treatment  methods,  and  a  projected  timetable  for  their
14    attainment. If the respondent is found subject to involuntary
15    admission, the court shall consider the report in determining
16    an appropriate disposition.
17    (Source: P.A. 88-484.)

18        (405 ILCS 5/3-811) (from Ch. 91 1/2, par. 3-811)
19        Sec. 3-811.  Involuntary  admission;  alternative  mental
20    health   facilities.  If  any  person  is  found  subject  to
21    involuntary admission, the court shall  consider  alternative
22    mental  health  facilities  which  are  appropriate  for  and
23    available  to  the  respondent,  including but not limited to
24    hospitalization.  The  court  may  order  the  respondent  to
25    undergo  a  program  of  hospitalization  in  a mental health
26    facility  designated  by  the  Department,   or   alternative
27    treatment  in  a  licensed private hospital or private mental
28    health facility if it agrees,; or in a facility of the United
29    States State Veterans Administration if  it  agrees;  or  the
30    court  may  order  the  respondent  to  undergo  a program of
31    alternative treatment; or the court may place the  respondent
32    in the care and custody of a relative or other person willing
33    and  able  to  properly  care  for him or her; or in a mental
 
                            -32-              LRB9111471DJsbA
 1    health  facility  recommended  by  the  participating  mental
 2    health center of a Community Service Area, or if there is  no
 3    participating  mental  health  center  in a Community Service
 4    Area,  the  Department  shall  designate  the  State-operated
 5    mental health facility.  If the participating  mental  health
 6    center  recommends  a  State-operated mental health facility,
 7    the  participating  mental  health  center  shall  provide  a
 8    written statement as required  under  Section  3-601.1.   The
 9    court  shall  order  the  least  restrictive  alternative for
10    treatment which is appropriate.
11    (Source: P.A. 88-484.)

12        (405 ILCS 5/3-812) (from Ch. 91 1/2, par. 3-812)
13        Sec.  3-812.   Court   ordered   alternative   treatment;
14    modification; revocation.
15        (a)  Alternative  treatment  shall  not be ordered unless
16    the program being considered is capable of providing adequate
17    and humane treatment in the least restrictive  setting  which
18    is appropriate to the respondent's condition.
19        The  court  shall  have continuing authority to modify an
20    order for alternative treatment if  the  recipient  fails  to
21    comply  with  the  order or is otherwise found unsuitable for
22    alternative treatment.  Prior to modifying such an order, the
23    court shall receive a report from the  facility  director  of
24    the  program  specifying  why  the  alternative  treatment is
25    unsuitable.  The recipient shall be  notified  and  given  an
26    opportunity  to  respond  when  modification of the order for
27    alternative treatment is considered.
28        (b)  If  the  court  revokes  an  order  for  alternative
29    treatment and orders a recipient hospitalized, it may order a
30    peace  officer  to  take  the  recipient  into  custody   and
31    transport  him  to  the  facility.   The  court may order the
32    recipient to  undergo  a  program  of  hospitalization  at  a
33    licensed  private hospital or private mental health facility,
 
                            -33-              LRB9111471DJsbA
 1    or a facility of the United States  Veterans  Administration,
 2    if such private or Veterans Administration facility agrees to
 3    such  placement, or at a mental health facility designated by
 4    the Department.  participating  mental  health  center  of  a
 5    Community  Service  Area,  and  if  there is no participating
 6    mental health center  in  the  Community  Service  Area,  the
 7    Department  shall  designate the State-operated mental health
 8    facility.   If  the  participating   mental   health   center
 9    designates  a  State-operated  mental  health  facility,  the
10    participating  mental  health  center shall provide a written
11    statement as required under Section 3-601.1.
12    (Source: P.A. 88-380; 88-484; 88-670, eff. 12-2-94.)

13        (405 ILCS 5/3-902) (from Ch. 91 1/2, par. 3-902)
14        Sec. 3-902.  Director initiated discharge.
15        (a)  The facility director may at any time  discharge  an
16    informal,  voluntary,  or  minor  recipient who is clinically
17    suitable for  discharge,  except  that  no  person  shall  be
18    discharged  from  a State-operated mental health facility, if
19    there is a participating mental health center  located  in  a
20    Community  Service  Area  in  which  the recipient intends to
21    live, without a written notice to  the  participating  mental
22    health center.
23        (b)  The  facility  director  shall discharge a recipient
24    admitted upon court order under this  Chapter  or  any  prior
25    statute   where  he  is  no  longer  subject  to  involuntary
26    admission.  If the facility director believes that continuing
27    treatment is advisable for such recipient,  he  shall  inform
28    the  recipient  of  his  right  to  remain  as an informal or
29    voluntary recipient.
30        (c)  When a facility director discharges or  changes  the
31    status  of  a  recipient  pursuant  to  this Section he shall
32    promptly notify the clerk of  the  court  which  entered  the
33    original  order  of  the  discharge or change in status. Upon
 
                            -34-              LRB9111471DJsbA
 1    receipt of such notice, the clerk of the court shall note the
 2    action taken in  the  court  record.   If  the  person  being
 3    discharged  is  a person under legal disability, the facility
 4    director shall also submit a certificate regarding his  legal
 5    status without disability pursuant to Section 3-907.
 6        (d)  When the facility director determines that discharge
 7    is  appropriate  for  a recipient pursuant to this Section or
 8    Section 3-403 he or she shall notify the state's attorney  of
 9    the  county  in which the recipient resided immediately prior
10    to his admission to a mental health facility and the  state's
11    attorney of the county where the last petition for commitment
12    was  filed  at  least  48  hours  prior to the discharge when
13    either  state's  attorney  has  requested  in  writing   such
14    notification   on  that  individual  recipient  or  when  the
15    facility director regards a recipient as a continuing  threat
16    to  the  peace  and safety of the community.  Upon receipt of
17    such notice, the state's attorney may take any  court  action
18    or notify such peace officers that he deems appropriate.
19        (e)  The  facility director may grant a temporary release
20    to a recipient whose condition is not considered  appropriate
21    for   discharge  where  such  release  is  considered  to  be
22    clinically appropriate, provided that the  release  does  not
23    endanger the public safety.
24    (Source:  P.A.  88-380; 88-484; 88-670, eff. 12-2-94; 89-439,
25    eff. 6-1-96.)

26        (405 ILCS 5/3-909) (from Ch. 91 1/2, par. 3-909)
27        Sec.  3-909.   Alternative  treatment.    Any   recipient
28    hospitalized or admitted to alternative treatment or care and
29    custody  under  Article  VIII of this Chapter may at any time
30    petition the court for transfer to a  different  facility  or
31    program  of alternative treatment, to care and custody, or to
32    the care and custody of a different  person.   His  attorney,
33    guardian,  custodian, or responsible relative may file such a
 
                            -35-              LRB9111471DJsbA
 1    petition on his behalf.  If the recipient  is  in  a  private
 2    facility,  the  facility  may  also  petition  for  transfer.
 3    Recipients  in  private  facilities or United States Veterans
 4    Administration facilities may  petition  for  transfer  to  a
 5    mental   health   facility   designated  by  the  Department.
 6    recommended by the participating mental health  center  of  a
 7    Community  Service  Area,  and  if  the  participating mental
 8    health  center  designates  a  State-operated  mental  health
 9    facility,  the  participating  mental  health  center   shall
10    provide   a  written  statement  as  required  under  Section
11    3-601.1.  If there is no participating mental  health  center
12    in  a  community service area, the Department shall designate
13    the State-operated mental  health  facility.  Recipients  may
14    petition  for transfer to a program of alternative treatment,
15    or to care and custody.  Recipients in private facilities may
16    also  petition  for  transfer  to  United   States   Veterans
17    Administration   facilities.   Recipients  in  United  States
18    Veterans Administration  facilities  may  also  petition  for
19    transfer  to  private  facilities.   Recipients in Department
20    facilities may petition for  transfer  to  a  private  mental
21    health  facility,  a  United  States  Veterans Administration
22    facility, a program of alternative treatment, or to care  and
23    custody.     Admission    to   a   United   States   Veterans
24    Administration facility shall be governed  by  Article  X  of
25    this  Chapter  3.  No transfers between Department facilities
26    or between units of the same facility may  be  ordered  under
27    this  Section.   An  order  for  hospitalization shall not be
28    entered under this Section if  the  original  order  did  not
29    authorize  hospitalization  unless a hearing is held pursuant
30    to Article VIII of this Chapter.
31    (Source: P.A. 88-380; 88-484; 88-670, eff. 12-2-94.)

32        (405 ILCS 5/5-104) (from Ch. 91 1/2, par. 5-104)
33        Sec. 5-104.  The Department  may  prescribe  and  publish
 
                            -36-              LRB9111471DJsbA
 1    rules  and  regulations to carry out the purposes of this Act
 2    and to enforce the provisions this Act and may  alter,  amend
 3    and  supplement  such  rules and regulations relating to this
 4    Act; but any person affected adversely by any order or ruling
 5    of the Department  is  entitled  to  review  as  provided  in
 6    Section  6-100  of  this  Act. Pending final decision on such
 7    review, the acts, orders and rulings of the Department  shall
 8    remain  in full force and effect unless modified or suspended
 9    by order of court pending final judicial decision thereof.
10        The provisions of the Illinois  Administrative  Procedure
11    Act  are  hereby  expressly  adopted  and  shall apply to all
12    administrative rules and procedures of the  Department  under
13    this  Act,  except  that  in  case  of  conflict  between the
14    Illinois  Administrative  Procedure  Act  and  this  Act  the
15    provisions of this Act shall control, and except that Section
16    5-35 of the Illinois Administrative Procedure Act relating to
17    procedures for rule-making does not apply to the adoption  of
18    any rule required by federal law in connection with which the
19    Department   is   precluded   by   law  from  exercising  any
20    discretion.
21        As part of such rules  and  regulations,  the  Department
22    shall  require  that  any  State  operated  facility  and any
23    community agency, whether public or private,  which  provides
24    mental  health  or developmental disabilities services to any
25    person shall, with respect to such person, use a uniform case
26    opening form approved by  the  Department.   The  form  shall
27    require that such person's Social Security number be obtained
28    and  stated  among other information requested.  The facility
29    or agency may assign a case number to each recipient  of  its
30    services, and that number shall be provided to the Department
31    on any reports requested by the Department.
32        As  part  of  the  rules  and regulations, the Department
33    shall develop and define  the  boundaries  of  the  Community
34    Service  Areas  and Service Areas as defined by this Act.  It
 
                            -37-              LRB9111471DJsbA
 1    shall establish, by rule,  the  criteria  for  entering  into
 2    contracts  or  formal  agreements  with  participating mental
 3    health  centers,  including  standards  for  the   following:
 4    24-hour  crisis  care,  Medicaid  certification,  utilization
 5    review  rights  of  recipients under Section 3-207, emergency
 6    admission processes, psychiatric coverage, linkage of persons
 7    deflected   from   State-operated    facilities,    complaint
 8    investigations    and    dispute   resolutions,   undomiciled
 9    recipients, and revocation of contracts or formal  agreements
10    with  participating  mental  health  centers.   The rules and
11    regulations shall define a quality assurance  process  to  be
12    implemented  by  participating  mental health centers and the
13    Department  involving  the   establishment   of   performance
14    indicators monitored by the Department to assure the delivery
15    of    quality   services   that   are   subject   to   public
16    accountability.  The rules and regulations shall be developed
17    with advice and input from community providers,  primary  and
18    secondary   consumers,   advocacy  organizations,  and  other
19    interested parties.
20    (Source: P.A. 88-45; 88-484.)

21        (405 ILCS 5/5-117) (from Ch. 91 1/2, par. 5-117)
22        Sec. 5-117. The Attorney General shall defend  all  civil
23    actions  and proceedings against any employee or agent of the
24    Department or  of  any  participating  mental  health  center
25    arising  out  of  official  duties  in  connection  with  the
26    apprehension,    transportation,    examination,    services,
27    detention  or  discharge of any individual under this Act, in
28    any of the courts of this State or in federal court.
29    (Source: P.A. 88-484.)

30        (405 ILCS 5/6-103) (from Ch. 91 1/2, par. 6-103)
31        Sec. 6-103. (a) All persons  acting  in  good  faith  and
32    without  negligence  in  connection  with  the preparation of
 
                            -38-              LRB9111471DJsbA
 1    applications, petitions, certificates or other documents, for
 2    the  apprehension,  transportation,  examination,  treatment,
 3    habilitation, detention or discharge of an  individual  under
 4    the  provisions  of  this  Act  incur  no liability, civil or
 5    criminal, by reason of such acts.
 6        (b)  There shall be no liability on the part of,  and  no
 7    cause  of  action  shall  arise  against, any person who is a
 8    physician, clinical psychologist, or qualified examiner based
 9    upon that person's failure to warn  of  and  protect  from  a
10    recipient's  threatened  or  actual  violent  behavior except
11    where the recipient has communicated to the person a  serious
12    threat of physical violence against a reasonably identifiable
13    victim  or victims. Nothing in this Section shall relieve any
14    employee or director of  any  residential  mental  health  or
15    developmental disabilities facility from any duty he may have
16    to  protect  the  residents of such a facility from any other
17    resident.
18        (c)  Any duty which any person may owe  to  anyone  other
19    than   a  resident  of  a  mental  health  and  developmental
20    disabilities facility shall  be  discharged  by  that  person
21    making  a  reasonable effort to communicate the threat to the
22    victim and to a law enforcement agency, or  by  a  reasonable
23    effort to obtain the hospitalization of the recipient.
24        (d)  An  act of omission or commission by a peace officer
25    acting in good faith in  rendering  emergency  assistance  or
26    otherwise enforcing this Code does not impose civil liability
27    on  the  peace  officer  or his or her supervisor or employer
28    unless the act is a result of willful or wanton misconduct.
29    (Source: P.A. 88-380.)

30        Section   15.   The  Mental  Health   and   Developmental
31    Disabilities  Confidentiality  Act  is  amended  by  changing
32    Section 10 as follows:
 
                            -39-              LRB9111471DJsbA
 1        (740 ILCS 110/10) (from Ch. 91 1/2, par. 810)
 2        (Text  of  Section WITHOUT the changes made by P.A. 89-7,
 3    which has been held unconstitutional)
 4        Sec. 10.  (a) Except as provided herein,  in  any  civil,
 5    criminal,  administrative,  or  legislative proceeding, or in
 6    any  proceeding  preliminary  thereto,  a  recipient,  and  a
 7    therapist on behalf and in the interest of a  recipient,  has
 8    the  privilege  to  refuse  to  disclose  and  to prevent the
 9    disclosure of the recipient's record or communications.
10             (1)  Records and communications may be disclosed  in
11        a  civil,  criminal or administrative proceeding in which
12        the recipient introduces  his  mental  condition  or  any
13        aspect  of his services received for such condition as an
14        element of his claim or  defense,  if  and  only  to  the
15        extent  the  court  in  which  the  proceedings have been
16        brought, or, in the case of an administrative proceeding,
17        the court to which an appeal or other action  for  review
18        of  an  administrative determination may be taken, finds,
19        after  in  camera  examination  of  testimony  or   other
20        evidence,  that  it  is  relevant,  probative, not unduly
21        prejudicial  or  inflammatory,  and   otherwise   clearly
22        admissible;   that   other   satisfactory   evidence   is
23        demonstrably  unsatisfactory  as  evidence  of  the facts
24        sought to be  established  by  such  evidence;  and  that
25        disclosure   is   more  important  to  the  interests  of
26        substantial justice than protection from  injury  to  the
27        therapist-recipient  relationship  or to the recipient or
28        other whom disclosure is likely to  harm.   Except  in  a
29        criminal  proceeding  in  which  the  recipient,  who  is
30        accused   in  that  proceeding,  raises  the  defense  of
31        insanity, no record or communication between a  therapist
32        and  a recipient shall be deemed relevant for purposes of
33        this subsection, except the fact of treatment,  the  cost
34        of  services  and the ultimate diagnosis unless the party
 
                            -40-              LRB9111471DJsbA
 1        seeking   disclosure   of   the   communication   clearly
 2        establishes in the trial court a compelling need for  its
 3        production.    However,  for purposes of this Act, in any
 4        action brought or defended under  the  Illinois  Marriage
 5        and  Dissolution  of  Marriage  Act,  or in any action in
 6        which pain and suffering is  an  element  of  the  claim,
 7        mental  condition  shall  not  be deemed to be introduced
 8        merely by making such claim and shall  be  deemed  to  be
 9        introduced  only  if  the  recipient  or a witness on his
10        behalf  first  testifies   concerning   the   record   or
11        communication.
12             (2)  Records or communications may be disclosed in a
13        civil  proceeding  after  the  recipient's death when the
14        recipient's  physical  or  mental  condition   has   been
15        introduced  as  an  element  of a claim or defense by any
16        party claiming or defending through or as  a  beneficiary
17        of  the  recipient,  provided  the  court finds, after in
18        camera examination of the evidence, that it is  relevant,
19        probative,  and  otherwise clearly admissible; that other
20        satisfactory evidence  is  not  available  regarding  the
21        facts sought to be established by such evidence; and that
22        disclosure   is   more  important  to  the  interests  of
23        substantial justice than protection from any injury which
24        disclosure is likely to cause.
25             (3)  In the event of a claim made or an action filed
26        by a recipient, or, following the recipient's  death,  by
27        any  party claiming as a beneficiary of the recipient for
28        injury caused in the course of providing services to such
29        recipient, the therapist and other persons whose  actions
30        are alleged to have been the cause of injury may disclose
31        pertinent  records  and  communications to an attorney or
32        attorneys engaged to render advice about and  to  provide
33        representation  in  connection  with  such  matter and to
34        persons working under the supervision of such attorney or
 
                            -41-              LRB9111471DJsbA
 1        attorneys,  and  may  testify  as  to  such  records   or
 2        communication   in   any   administrative,   judicial  or
 3        discovery proceeding for the  purpose  of  preparing  and
 4        presenting a defense against such claim or action.
 5             (4)  Records  and  communications  made  to  or by a
 6        therapist in the course of examination ordered by a court
 7        for good cause  shown  may,  if  otherwise  relevant  and
 8        admissible,   be  disclosed  in  a  civil,  criminal,  or
 9        administrative proceeding in which  the  recipient  is  a
10        party  or  in  appropriate pretrial proceedings, provided
11        such court has found  that  the  recipient  has  been  as
12        adequately and as effectively as possible informed before
13        submitting  to  such  examination  that  such records and
14        communications would not be  considered  confidential  or
15        privileged.   Such  records  and  communications shall be
16        admissible only as to issues  involving  the  recipient's
17        physical  or mental condition and only to the extent that
18        these are germane to such proceedings.
19             (5)  Records and communications may be disclosed  in
20        a  proceeding under the Probate Act of 1975, to determine
21        a  recipient's  competency  or  need  for   guardianship,
22        provided that the disclosure is made only with respect to
23        that issue.
24             (6)  Records  and  communications  may  be disclosed
25        when such are made during treatment which  the  recipient
26        is ordered to undergo to render him fit to stand trial on
27        a  criminal  charge, provided that the disclosure is made
28        only with respect to the issue of fitness to stand trial.
29             (7)  Records and communications of the recipient may
30        be disclosed in any civil  or  administrative  proceeding
31        involving  the  validity  of  or  benefits  under a life,
32        accident,  health  or  disability  insurance  policy   or
33        certificate,   or  Health  Care  Service  Plan  Contract,
34        insuring the recipient, but only if  and  to  the  extent
 
                            -42-              LRB9111471DJsbA
 1        that  the  recipient's  mental condition, or treatment or
 2        services in connection therewith, is a  material  element
 3        of  any  claim  or  defense  of  any party, provided that
 4        information sought or disclosed shall not be  redisclosed
 5        except   in  connection  with  the  proceeding  in  which
 6        disclosure is made.
 7             (8)  Records or communications may be disclosed when
 8        such are relevant to a matter  in  issue  in  any  action
 9        brought   under  this  Act  and  proceedings  preliminary
10        thereto, provided that any information so disclosed shall
11        not be utilized for any other purpose nor be  redisclosed
12        except  in  connection  with  such  action or preliminary
13        proceedings.
14             (9)  Records and communications of the recipient may
15        be disclosed in investigations of and trials for homicide
16        when the disclosure  relates  directly  to  the  fact  or
17        immediate circumstances of the homicide.
18             (10)  Records   and  communications  of  a  deceased
19        recipient may be disclosed  to  a  coroner  conducting  a
20        preliminary  investigation  into  the  recipient's  death
21        under  Section  3-3013  of  the  Counties Code.  However,
22        records and  communications  of  the  deceased  recipient
23        disclosed  in an investigation shall be limited solely to
24        the  deceased  recipient's  records  and   communications
25        relating  to  the  factual  circumstances of the incident
26        being investigated in a mental health facility.
27             (11)  Records  and  communications  of  a  recipient
28        shall be disclosed in a proceeding where  a  petition  or
29        motion  is filed under the Juvenile Court Act of 1987 and
30        the recipient is named as a parent,  guardian,  or  legal
31        custodian of a minor who is the subject of a petition for
32        wardship  as  described  in  Section 2-3 of that Act or a
33        minor who is the subject of a petition  for  wardship  as
34        described  in  Section 2-4 of that Act alleging the minor
 
                            -43-              LRB9111471DJsbA
 1        is abused, neglected, or dependent or  the  recipient  is
 2        named  as  a  parent  of  a child who is the subject of a
 3        petition, supplemental petition, or motion to  appoint  a
 4        guardian  with  the  power  to  consent to adoption under
 5        Section 2-29 of the Juvenile Court Act of 1987.
 6        (b)  Before a disclosure is made  under  subsection  (a),
 7    any  party  to  the proceeding or any other interested person
 8    may  request  an  in  camera  review   of   the   record   or
 9    communications   to   be  disclosed.   The  court  or  agency
10    conducting the proceeding may hold an in camera review on its
11    own motion.  When,  contrary  to  the  express  wish  of  the
12    recipient, the therapist asserts a privilege on behalf and in
13    the  interest  of a recipient, the court may require that the
14    therapist, in an in camera hearing, establish that disclosure
15    is not in the best interest of the recipient.  The  court  or
16    agency  may  prevent  disclosure  or  limit disclosure to the
17    extent  that  other  admissible  evidence  is  sufficient  to
18    establish the facts in issue.  The court or agency may  enter
19    such  orders  as  may  be  necessary  in order to protect the
20    confidentiality, privacy, and safety of the recipient  or  of
21    other  persons.   Any  order  to  disclose or to not disclose
22    shall be considered a final order for purposes of appeal  and
23    shall be subject to interlocutory appeal.
24        (c)  A  recipient's  records  and  communications  may be
25    disclosed to  a  duly  authorized  committee,  commission  or
26    subcommittee of the General Assembly which possesses subpoena
27    and  hearing  powers,  upon  a  written request approved by a
28    majority vote of the committee,  commission  or  subcommittee
29    members.   The  committee,  commission  or  subcommittee  may
30    request  records  only  for  the purposes of investigating or
31    studying  possible  violations  of  recipient  rights.    The
32    request  shall  state  the  purpose  for  which disclosure is
33    sought.
34        The facility shall notify the recipient, or his guardian,
 
                            -44-              LRB9111471DJsbA
 1    and therapist in writing of any disclosure request under this
 2    subsection within 5 business days after such  request.   Such
 3    notification  shall  also  inform the recipient, or guardian,
 4    and therapist of their right  to  object  to  the  disclosure
 5    within 10 business days after receipt of the notification and
 6    shall  include  the name, address and telephone number of the
 7    committee, commission or subcommittee member or staff  person
 8    with  whom  an objection shall be filed.  If no objection has
 9    been filed within 15 business  days  after  the  request  for
10    disclosure,  the  facility  shall  disclose  the  records and
11    communications to the committee, commission or  subcommittee.
12    If  an objection has been filed within 15 business days after
13    the request for disclosure, the facility shall  disclose  the
14    records   and   communications   only  after  the  committee,
15    commission  or  subcommittee  has  permitted  the  recipient,
16    guardian or therapist to  present  his  objection  in  person
17    before  it  and  has  renewed its request for disclosure by a
18    majority vote of its members.
19        Disclosure under this subsection shall  not  occur  until
20    all   personally  identifiable  data  of  the  recipient  and
21    provider are removed from  the  records  and  communications.
22    Disclosure  under  this  subsection  shall  not  occur in any
23    public proceeding.
24        (d)  No  party  to   any   proceeding   described   under
25    paragraphs  (1), (2), (3), (4), (7), or (8) of subsection (a)
26    of this Section, nor his  or  her  attorney,  shall  serve  a
27    subpoena   seeking   to   obtain   access   to   records   or
28    communications   under   this  Act  unless  the  subpoena  is
29    accompanied by a written order issued by a judge, authorizing
30    the  disclosure  of  the  records  or  the  issuance  of  the
31    subpoena. No person shall comply with a subpoena for  records
32    or  communications  under  this  Act,  unless the subpoena is
33    accompanied by a written order authorizing  the  issuance  of
34    the subpoena or the disclosure of the records.
 
                            -45-              LRB9111471DJsbA
 1        (e)  When  a  person  has  been  transported  by  a peace
 2    officer to a mental health facility, then upon the request of
 3    a peace officer, if the person is allowed to leave the mental
 4    health  facility  within  48  hours  of  arrival,   excluding
 5    Saturdays, Sundays, and holidays, the facility director shall
 6    notify  the  local  law  enforcement  authority  prior to the
 7    release of the person.  The local law  enforcement  authority
 8    may  re-disclose  the  information  as necessary to alert the
 9    appropriate enforcement or prosecuting authority.
10    (Source: P.A. 90-608, eff. 6-30-98.)

11        Section 99.  Effective date.  This Act takes effect  upon
12    becoming law.
 
                            -46-              LRB9111471DJsbA
 1                                INDEX
 2               Statutes amended in order of appearance
 3    5 ILCS 350/1              from Ch. 127, par. 1301
 4    405 ILCS 5/1-110.5 new
 5    405 ILCS 5/1-113.5 new
 6    405 ILCS 5/1-119          from Ch. 91 1/2, par. 1-119
 7    405 ILCS 5/1-121          from Ch. 91 1/2, par. 1-121
 8    405 ILCS 5/2-102          from Ch. 91 1/2, par. 2-102
 9    405 ILCS 5/2-107          from Ch. 91 1/2, par. 2-107
10    405 ILCS 5/2-107.1        from Ch. 91 1/2, par. 2-107.1
11    405 ILCS 5/2-200          from Ch. 91 1/2, par. 2-200
12    405 ILCS 5/2-201          from Ch. 91 1/2, par. 2-201
13    405 ILCS 5/3-205.5 new
14    405 ILCS 5/3-207          from Ch. 91 1/2, par. 3-207
15    405 ILCS 5/3-208          from Ch. 91 1/2, par. 3-208
16    405 ILCS 5/3-300          from Ch. 91 1/2, par. 3-300
17    405 ILCS 5/3-400          from Ch. 91 1/2, par. 3-400
18    405 ILCS 5/3-405          from Ch. 91 1/2, par. 3-405
19    405 ILCS 5/3-502          from Ch. 91 1/2, par. 3-502
20    405 ILCS 5/3-503          from Ch. 91 1/2, par. 3-503
21    405 ILCS 5/3-504          from Ch. 91 1/2, par. 3-504
22    405 ILCS 5/3-601          from Ch. 91 1/2, par. 3-601
23    405 ILCS 5/3-603          from Ch. 91 1/2, par. 3-603
24    405 ILCS 5/3-606          from Ch. 91 1/2, par. 3-606
25    405 ILCS 5/3-607          from Ch. 91 1/2, par. 3-607
26    405 ILCS 5/3-702          from Ch. 91 1/2, par. 3-702
27    405 ILCS 5/3-704          from Ch. 91 1/2, par. 3-704
28    405 ILCS 5/3-706          from Ch. 91 1/2, par. 3-706
29    405 ILCS 5/3-810          from Ch. 91 1/2, par. 3-810
30    405 ILCS 5/3-811          from Ch. 91 1/2, par. 3-811
31    405 ILCS 5/3-812          from Ch. 91 1/2, par. 3-812
32    405 ILCS 5/3-902          from Ch. 91 1/2, par. 3-902
33    405 ILCS 5/3-909          from Ch. 91 1/2, par. 3-909
34    405 ILCS 5/5-104          from Ch. 91 1/2, par. 5-104
 
                            -47-              LRB9111471DJsbA
 1    405 ILCS 5/5-117          from Ch. 91 1/2, par. 5-117
 2    405 ILCS 5/6-103          from Ch. 91 1/2, par. 6-103
 3    740 ILCS 110/10           from Ch. 91 1/2, par. 810

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