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92_SB0461ham003 LRB9207772DJgcam01 1 AMENDMENT TO SENATE BILL 461 2 AMENDMENT NO. . Amend Senate Bill 461, AS AMENDED, 3 by replacing everything after the enacting clause with the 4 following: 5 "Section 5. The Early Intervention Services System Act 6 is amended by changing Sections 3, 4, 5, 11, 13, and 15 and 7 adding Sections 13.5, 13.10, 13.15, 13.20, 13.25, 13.30, 8 13.32, and 13.50 as follows: 9 (325 ILCS 20/3) (from Ch. 23, par. 4153) 10 Sec. 3. Definitions. As used in this Act: 11 (a) "Eligible infants and toddlers" means infants and 12 toddlers under 36 months of age with any of the following 13 conditions: 14 (1) Developmental delays as defined by the 15 Department by rule. 16 (2) A physical or mental condition which typically 17 results in developmental delay. 18 (3) Being at risk of having substantial 19 developmental delays based on informed clinical judgment. 20 (4) Having entered the program under any of the 21 circumstances listed in paragraphs (1) through (3) of 22 this subsection, and continuing to have any measurable -2- LRB9207772DJgcam01 1 delay; or not having attained a level of development in 2 each area, including (i) cognitive, (ii) physical 3 (including vision and hearing), (iii) language, speech, 4 and communication, (iv) psycho-social, or (v) self-help 5 skills, that is at least at the mean of the child's age 6 equivalent peers; or having been determined by the 7 multidisciplinary individualized family service plan team 8 to require or to be likely to benefit from the 9 continuation of those early intervention services that 10 may continue to be necessary to support continuing 11 developmental progress, given the child's needs, provided 12 in an appropriate developmental manner. The type, 13 frequency, and intensity should differ from the initial 14 individualized family services plan and reflect the 15 child's developmental progress. 16 (b) "Developmental delay" means a delay in one or more 17 of the following areas of childhood development as measured 18 by appropriate diagnostic instruments and standard 19 procedures: cognitive; physical, including vision and 20 hearing; language, speech and communication; psycho-social; 21 or self-help skills. 22 (c) "Physical or mental condition which typically 23 results in developmental delay" means: 24 (1) a diagnosed medical disorder bearing a 25 relatively well known expectancy for developmental 26 outcomes within varying ranges of developmental 27 disabilities; or 28 (2) a history of prenatal, perinatal, neonatal or 29 early developmental events suggestive of biological 30 insults to the developing central nervous system and 31 which either singly or collectively increase the 32 probability of developing a disability or delay based on 33 a medical history. 34 (d) "Informed clinical judgment" means both clinical -3- LRB9207772DJgcam01 1 observations and parental participation to determine 2 eligibility by a consensus of a multidisciplinary team of 2 3 or more members based on their professional experience and 4 expertise. 5 (e) "Early intervention services" means services which: 6 (1) are designed to meet the developmental needs of 7 each child eligible under this Act and the needs of his 8 or her family; 9 (2) are selected in collaboration with the child's 10 family; 11 (3) are provided under public supervision; 12 (4) are provided at no cost except where a schedule 13 of sliding scale fees or other system of payments by 14 families has been adopted in accordance with State and 15 federal law; 16 (5) are designed to meet an infant's or toddler's 17 developmental needs in any of the following areas: 18 (A) physical development, including vision and 19 hearing, 20 (B) cognitive development, 21 (C) communication development, 22 (D) social or emotional development, or 23 (E) adaptive development; 24 (6) meet the standards of the State, including the 25 requirements of this Act; 26 (7) include one or more of the following: 27 (A) family training, 28 (B) social work services, including 29 counseling, and home visits, 30 (C) special instruction, 31 (D) speech, language pathology and audiology, 32 (E) occupational therapy, 33 (F) physical therapy, 34 (G) psychological services, -4- LRB9207772DJgcam01 1 (H) service coordination services, 2 (I) medical services only for diagnostic or 3 evaluation purposes, 4 (J) early identification, screening, and 5 assessment services, 6 (K) health services specified by the lead 7 agency as necessary to enable the infant or toddler 8 to benefit from the other early intervention 9 services, 10 (L) vision services, 11 (M) transportation, and 12 (N) assistive technology devices and services; 13 (8) are provided by qualified personnel, including 14 but not limited to: 15 (A) child development specialists or special 16 educators, 17 (B) speech and language pathologists and 18 audiologists, 19 (C) occupational therapists, 20 (D) physical therapists, 21 (E) social workers, 22 (F) nurses, 23 (G) nutritionists, 24 (H) optometrists, 25 (I) psychologists, and 26 (J) physicians; 27 (9) are provided in conformity with an 28 Individualized Family Service Plan; 29 (10) are provided throughout the year; and 30 (11) are provided in natural environments, 31 including the home and community settings in which 32 infants and toddlers without disabilities would 33 participate to the extent determined by the 34 multidisciplinary Individualized Family Service Plan. -5- LRB9207772DJgcam01 1 (f) "Individualized Family Service Plan" or "Plan" means 2 a written plan for providing early intervention services to a 3 child eligible under this Act and the child's family, as set 4 forth in Section 11. 5 (g) "Local interagency agreement" means an agreement 6 entered into by local community and State and regional 7 agencies receiving early intervention funds directly from the 8 State and made in accordance with State interagency 9 agreements providing for the delivery of early intervention 10 services within a local community area. 11 (h) "Council" means the Illinois Interagency Council on 12 Early Intervention established under Section 4. 13 (i) "Lead agency" means the State agency responsible for 14 administering this Act and receiving and disbursing public 15 funds received in accordance with State and federal law and 16 rules. 17 (i-5) "Central billing office" means the central billing 18 office created by the lead agency under Section 13. 19 (j) "Child find" means a service which identifies 20 eligible infants and toddlers. 21 (k) "Regional intake entity" means the lead agency's 22 designated entity responsible for implementation of the Early 23 Intervention Services System within its designated geographic 24 area. 25 (l) "Early intervention provider" means an individual 26 who is qualified, as defined by the lead agency, to provide 27 one or more types of early intervention services, and who has 28 enrolled as a provider in the early intervention program. 29 (m) "Fully credentialed early intervention provider" 30 means an individual who has met the highest standards in the 31 State applicable to the relevant profession, and has met such 32 other qualifications as the lead agency has determined are 33 suitable for personnel providing early intervention services, 34 including pediatric experience, education, and continuing -6- LRB9207772DJgcam01 1 education. The lead agency shall establish these 2 qualifications by rule no later than 180 days after the 3 effective date of this amendatory Act of the 92nd General 4 Assembly. 5 (Source: P.A. 90-158, eff. 1-1-98; 91-538, eff. 8-13-99.) 6 (325 ILCS 20/4) (from Ch. 23, par. 4154) 7 Sec. 4. Illinois Interagency Council on Early 8 Intervention. 9 (a) There is established the Illinois Interagency 10 Council on Early Intervention. The Council shall be composed 11 of at least 15 but not more than 25 members. The members of 12 the Council and the designated chairperson of the Council 13 shall be appointed by the Governor. The Council member 14 representing the lead agency may not serve as chairperson of 15 the Council. The Council shall be composed of the following 16 members: 17 (1) The Secretary of Human Services (or his or her 18 designee) and 2 additional representatives of the 19 Department of Human Services designated by the Secretary, 20 plus the Directors (or their designees) of the following 21 State agencies involved in the provision of or payment 22 for early intervention services to eligible infants and 23 toddlers and their families: 24 (A) Illinois State Board of Education; 25 (B) (Blank); 26 (C) (Blank); 27 (D) Illinois Department of Children and Family 28 Services; 29 (E) University of Illinois Division of 30 Specialized Care for Children; 31 (F) Illinois Department of Public Aid; 32 (G) Illinois Department of Public Health; 33 (H) (Blank); -7- LRB9207772DJgcam01 1 (I) Illinois Planning Council on Developmental 2 Disabilities; and 3 (J) Illinois Department of Insurance. 4 (2) Other members as follows: 5 (A) At least 20% of the members of the Council 6 shall be parents, including minority parents, of 7 infants or toddlers with disabilities or children 8 with disabilities aged 12 or younger, with knowledge 9 of, or experience with, programs for infants and 10 toddlers with disabilities. At least one such 11 member shall be a parent of an infant or toddler 12 with a disability or a child with a disability aged 13 6 or younger; 14 (B) At least 20% of the members of the Council 15 shall be public or private providers of early 16 intervention services; 17 (C) One member shall be a representative of 18 the General Assembly; and 19 (D) One member shall be involved in the 20 preparation of professional personnel to serve 21 infants and toddlers similar to those eligible for 22 services under this Act. 23 The Council shall meet at least quarterly and in such 24 places as it deems necessary. Terms of the initial members 25 appointed under paragraph (2) shall be determined by lot at 26 the first Council meeting as follows: of the persons 27 appointed under subparagraphs (A) and (B), one-third shall 28 serve one year terms, one-third shall serve 2 year terms, and 29 one-third shall serve 3 year terms; and of the persons 30 appointed under subparagraphs (C) and (D), one shall serve a 31 2 year term and one shall serve a 3 year term. Thereafter, 32 successors appointed under paragraph (2) shall serve 3 year 33 terms. Once appointed, members shall continue to serve until 34 their successors are appointed. No member shall be appointed -8- LRB9207772DJgcam01 1 to serve more than 2 consecutive terms. 2 Council members shall serve without compensation but 3 shall be reimbursed for reasonable costs incurred in the 4 performance of their duties, including costs related to child 5 care, and parents may be paid a stipend in accordance with 6 applicable requirements. 7 The Council shall prepare and approve a budget using 8 funds appropriated for the purpose to hire staff, and obtain 9 the services of such professional, technical, and clerical 10 personnel as may be necessary to carry out its functions 11 under this Act. This funding support and staff shall be 12 directed by the lead agency. 13 (b) The Council shall: 14 (1) advise and assist the lead agency in the 15 performance of its responsibilities including but not 16 limited to the identification of sources of fiscal and 17 other support services for early intervention programs, 18 and the promotion of interagency agreements which assign 19 financial responsibility to the appropriate agencies; 20 (2) advise and assist the lead agency in the 21 preparation of applications and amendments to 22 applications; 23 (3) review and advise on relevant regulations and 24 standards proposed by the related State agencies; 25 (4) advise and assist the lead agency in the 26 development, implementation and evaluation of the 27 comprehensive early intervention services system; and 28 (5) prepare and submit an annual report to the 29 Governor and to the General Assembly on the status of 30 early intervention programs for eligible infants and 31 toddlers and their families in Illinois. The annual 32 report shall include (i) the estimated number of eligible 33 infants and toddlers in this State, (ii) the number of 34 eligible infants and toddlers who have received services -9- LRB9207772DJgcam01 1 under this Act and the cost of providing those services, 2and(iii) the estimated cost of providing services under 3 this Act to all eligible infants and toddlers in this 4 State, and (iv) data and other information as is 5 requested to be included by the Legislative Advisory 6 Committee established under Section 13.50 of this Act. 7 The report shall be posted by the lead agency on the 8 early intervention website as required under paragraph 9 (f) of Section 5 of this Act. 10 No member of the Council shall cast a vote on or 11 participate substantially in any matter which would provide a 12 direct financial benefit to that member or otherwise give the 13 appearance of a conflict of interest under State law. All 14 provisions and reporting requirements of the Illinois 15 Governmental Ethics Act shall apply to Council members. 16 (Source: P.A. 91-357; eff. 7-29-99.) 17 (325 ILCS 20/5) (from Ch. 23, par. 4155) 18 Sec. 5. Lead Agency. The Department of Human Services 19 is designated the lead agency and shall provide leadership in 20 establishing and implementing the coordinated, comprehensive, 21 interagency and interdisciplinary system of early 22 intervention services. The lead agency shall not have the 23 sole responsibility for providing these services. Each 24 participating State agency shall continue to coordinate those 25 early intervention services relating to health, social 26 service and education provided under this authority. 27 The lead agency is responsible for carrying out the 28 following: 29 (a) The general administration, supervision, and 30 monitoring of programs and activities receiving 31 assistance under Section 673 of the Individuals with 32 Disabilities Education Act (20 United States Code 1473).;33 (b) The identification and coordination of all -10- LRB9207772DJgcam01 1 available resources within the State from federal, State, 2 local and private sources.;3 (c) The development of procedures to ensure that 4 services are provided to eligible infants and toddlers 5 and their families in a timely manner pending the 6 resolution of any disputes among public agencies or 7 service providers.;8 (d) The resolution of intra-agency and interagency 9 regulatory and procedural disputes.; and10 (e) The development and implementation of formal 11 interagency agreements, and the entry into such 12 agreements, between the lead agency and (i) the 13 Department of Public Aid, (ii) the University of Illinois 14 Division of Specialized Care for Children, and (iii) 15 other relevant State agencies that: 16 (1) define the financial responsibility of 17 each agency for paying for early intervention 18 services (consistent with existing State and federal 19 law and rules, including the requirement that early 20 intervention funds be used as the payor of last 21 resort), a hierarchical order of payment as among 22 the agencies for early intervention services that 23 are covered under or may be paid by programs in 24 other agencies, and procedures for direct billing, 25 collecting reimbursements for payments made, and 26 resolving service and payment disputes; and 27 (2) include all additional components 28 necessary to ensure meaningful cooperation and 29 coordination. 30 Interagency agreements under this paragraph (e) must 31 be reviewed and revised to implement the purposes of this 32 amendatory Act of the 92nd General Assembly no later than 33 60 days after the effective date of this amendatory Act 34 of the 92nd General Assembly. -11- LRB9207772DJgcam01 1 (f) The maintenance of an early intervention 2 website. Within 30 days after the effective date of 3 this amendatory Act of the 92nd General Assembly, the 4 lead agency shall post and keep posted on this website 5 the following: (i) the current annual report required 6 under subdivision (b)(5) of Section 4 of this Act, and 7 the annual reports of the prior 3 years, (ii) the most 8 recent Illinois application for funds prepared under 9 Section 637 of the Individuals with Disabilities 10 Education Act filed with the United States Department of 11 Education, (iii) proposed modifications of the 12 application prepared for public comment, (iv) notice of 13 Council meetings, Council agendas, and minutes of its 14 proceedings for at least the previous year, (v) proposed 15 and final early intervention rules, (vi) requests for 16 proposals, and (vii) all reports created for 17 dissemination to the public that are related to the early 18 intervention program, including reports prepared at the 19 request of the Council, the General Assembly, and the 20 Legislative Advisory Committee established under Section 21 13.50 of this Act. Each such document shall be posted on 22 the website within 3 working days after the document's 23 completion. 24 (Source: P.A. 90-158, eff. 1-1-98.) 25 (325 ILCS 20/11) (from Ch. 23, par. 4161) 26 Sec. 11. Individualized Family Service Plans. 27 (a) Each eligible infant or toddler and that infant's or 28 toddler's family shall receive: 29 (1)(a)timely, comprehensive, multidisciplinary 30 assessment of the unique needs of each eligible infant 31 and toddler, and assessment of the concerns and 32 priorities of the families to appropriately assist them 33 in meeting their needs and identify services to meet -12- LRB9207772DJgcam01 1 those needs; and 2 (2)(b)a written Individualized Family Service 3 Plan developed by a multidisciplinary team which includes 4 the parent or guardian. The individualized family service 5 plan shall be based on the multidisciplinary team's 6 assessment of the resources, priorities, and concerns of 7 the family and its identification of the supports and 8 services necessary to enhance the family's capacity to 9 meet the developmental needs of the infant or toddler, 10 and shall include the identification of services 11 appropriate to meet those needs, including the frequency, 12 intensity, and method of delivering services. During and 13 as part of the initial development of the individualized 14 family services plan, and any periodic reviews of the 15 plan, the multidisciplinary team shall consult the lead 16 agency's therapy guidelines and its designated experts, 17 if any, to help determine appropriate services and the 18 frequency and intensity of those services. At the 19 periodic reviews, the team shall determine whether 20 modification or revision of the outcomes or services is 21 necessary. All services in the individualized family 22 services plan must be justified by the multidisciplinary 23 assessment of the unique strengths and needs of the 24 infant or toddler and must be appropriate to meet those 25 needs. 26 (b) The Individualized Family Service Plan shall be 27 evaluated once a year and the family shall be provided a 28 review of the Plan at 6 month intervals or more often where 29 appropriate based on infant or toddler and family needs. 30 (c) The evaluation and initial assessment and initial 31 Plan meeting must be held within 45 days after the initial 32 contact with the early intervention services system. With 33 parental consent, early intervention services may commence 34 before the completion of the comprehensive assessment and -13- LRB9207772DJgcam01 1 development of the Plan. 2 (d) Parents must be informed that, at their discretion, 3 early intervention services shall be provided to each 4 eligible infant and toddler in the natural environment, which 5 may include the home or other community settings. Parents 6 shall make the final decision to accept or decline early 7 intervention services. A decision to decline such services 8 shall not be a basis for administrative determination of 9 parental fitness, or other findings or sanctions against the 10 parents. Parameters of the Plan shall be set forth in rules. 11 (e) The regional intake offices shall explain to each 12 family, orally and in writing, all of the following: 13 (1) That the early intervention program will pay 14 for all early intervention services set forth in the 15 individualized family service plan that are not covered 16 or paid under the family's public or private insurance 17 plan or policy and not eligible for payment through any 18 other third party payor. 19 (2) That services will not be delayed due to any 20 rules or restrictions under the family's insurance plan 21 or policy. 22 (3) That the family may request, with appropriate 23 documentation supporting the request, at the regional 24 intake entity, a determination of an exemption from 25 private insurance use under Section 13.25. 26 (4) That responsibility for co-payments or 27 co-insurance under a family's private insurance plan or 28 policy will be transferred to the lead agency's central 29 billing office. 30 (5) That families will be responsible for payments 31 of family fees, which will be based on a sliding scale 32 according to income, and that these fees are payable to 33 the central billing office, and that if the family 34 encounters a catastrophic circumstance, as defined under -14- LRB9207772DJgcam01 1 subsection (f) of Section 13 of this Act, making it 2 unable to pay the fees, the lead agency may, upon proof 3 of inability to pay, waive the fees. 4 (f) The individualized family service plan must state 5 whether the family has private insurance coverage and, if the 6 family has such coverage, must have attached to it a copy of 7 the family's insurance identification card or otherwise 8 include all of the following information: 9 (1) The name, address, and telephone number of the 10 insurance carrier. 11 (2) The contract number and policy number of the 12 insurance plan. 13 (3) The name, address, and social security number 14 of the primary insured. 15 (4) The beginning date of the insurance benefit 16 year. 17 (g) A copy of the individualized family service plan 18 must be provided to each enrolled provider who is providing 19 early intervention services to the child who is the subject 20 of that plan. 21 (Source: P.A. 91-538, eff. 8-13-99.) 22 (325 ILCS 20/13) (from Ch. 23, par. 4163) 23 Sec. 13. Funding and Fiscal Responsibility. 24 (a) The lead agency and every other participating State 25 agency may receive and expend funds appropriated by the 26 General Assembly to implement the early intervention services 27 system as required by this Act. 28 (b) The lead agency and each participating State agency 29 shall identify and report on an annual basis to the Council 30 the State agency funds utilized for the provision of early 31 intervention services to eligible infants and toddlers. 32 (c) Funds provided under Section 633 of the Individuals 33 with Disabilities Education Act (20 United States Code 1433) -15- LRB9207772DJgcam01 1 and State funds designated or appropriated for early 2 intervention services or programs may not be used to satisfy 3 a financial commitment for services which would have been 4 paid for from another public or private source but for the 5 enactment of this Act, except whenever considered necessary 6 to prevent delay in receiving appropriate early intervention 7 services by the eligible infant or toddler or family in a 8 timely manner. Funds provided under Section 633 of the 9 Individuals with Disabilities Education Act and State funds 10 designated or appropriated for early intervention services or 11 programs may be used by the lead agency to pay the provider 12 of services (A) pending reimbursement from the appropriate 13 State agency or (B) if (i) the claim for payment is denied in 14 whole or in part by a public or private source, or would be 15 denied under the written terms of the public program or plan 16 or private plan, or (ii) use of private insurance for the 17 service has been exempted under Section 13.25. Payment under 18 item (B)(i) may be made based on a pre-determination 19 telephone inquiry supported by written documentation of the 20 denial supplied thereafter by the insurance carrier. 21 (d) Nothing in this Act shall be construed to permit the 22 State to reduce medical or other assistance available or to 23 alter eligibility under Title V and Title XIX of the Social 24 Security Act relating to the Maternal Child Health Program 25 and Medicaid for eligible infants and toddlers in this State. 26 (e) The lead agency shall create a central billing 27 office to receive and dispense all relevant State and federal 28 resources, as well as local government or independent 29 resources available, for early intervention services. This 30 office shall assure that maximum federal resources are 31 utilized and that providers receive funds with minimal 32 duplications or interagency reporting and with consolidated 33 audit procedures. 34 (f) The lead agency shall, by rule,may alsocreate a -16- LRB9207772DJgcam01 1 system of payments by families, including a schedule of fees. 2 No fees, however, may be charged for: implementing child 3 find, evaluation and assessment, service coordination, 4 administrative and coordination activities related to the 5 development, review, and evaluation of Individualized Family 6 Service Plans, or the implementation of procedural safeguards 7 and other administrative components of the statewide early 8 intervention system. 9 The system of payments, called family fees, shall be 10 structured on a sliding scale based on family income. The 11 family's coverage or lack of coverage under a public or 12 private insurance plan or policy shall not be a factor in 13 determining the amount of the family fees. 14 Each family's fee obligation shall be established 15 annually, and shall be paid by families to the central 16 billing office in installments. At the written request of the 17 family, the fee obligation shall be adjusted prospectively at 18 any point during the year upon proof of a change in family 19 income or family size. The inability of the parents of an 20 eligible child to pay family fees due to catastrophic 21 circumstances or extraordinary expenses shall not result in 22 the denial of services to the child or the child's family. A 23 family must document its extraordinary expenses or other 24 catastrophic circumstances by showing one of the following: 25 (i) out-of-pocket medical expenses in excess of 15% of gross 26 income; (ii) a fire, flood, or other disaster causing a 27 direct out-of-pocket loss in excess of 15% of gross income; 28 or (iii) other catastrophic circumstances causing 29 out-of-pocket losses in excess of 15% of gross income. The 30 family must present proof of loss to its service coordinator, 31 who shall document it, and the manager of the regional intake 32 entity shall determine whether the fees shall be reduced, 33 forgiven, or suspended within 10 days after the family's 34 request. -17- LRB9207772DJgcam01 1 (g) To ensure that early intervention funds are used as 2 the payor of last resort for early intervention services, the 3 lead agency shall determine at the point of early 4 intervention intake, and again at any periodic review of 5 eligibility thereafter or upon a change in family 6 circumstances, whether the family is eligible for or enrolled 7 in any program for which payment is made directly or through 8 public or private insurance for any or all of the early 9 intervention services made available under this Act. The lead 10 agency shall establish procedures to ensure that payments are 11 made either directly from these public and private sources 12 instead of from State or federal early intervention funds, or 13 as reimbursement for payments previously made from State or 14 federal early intervention funds. 15 (Source: P.A. 91-538, eff. 8-13-99.) 16 (325 ILCS 20/13.5 new) 17 Sec. 13.5. Other programs. 18 (a) When an application or a review of eligibility for 19 early intervention services is made, and at any eligibility 20 redetermination thereafter, the family shall be asked if it 21 is currently enrolled in Medicaid, KidCare, or the Title V 22 program administered by the University of Illinois Division 23 of Specialized Care for Children. If the family is enrolled 24 in any of these programs, that information shall be put on 25 the individualized family service plan and entered into the 26 computerized case management system, and shall require that 27 the individualized family services plan of a child who has 28 been found eligible for services through the Division of 29 Specialized Care for Children state that the child is 30 enrolled in that program. For those programs in which the 31 family is not enrolled, a preliminary eligibility screen 32 shall be conducted simultaneously for (i) medical assistance 33 (Medicaid) under Article V of the Illinois Public Aid Code, -18- LRB9207772DJgcam01 1 (ii) children's health insurance program (KidCare) benefits 2 under the Children's Health Insurance Program Act, and (iii) 3 Title V maternal and child health services provided through 4 the Division of Specialized Care for Children of the 5 University of Illinois. 6 (b) For purposes of determining family fees under 7 subsection (f) of Section 13 and determining eligibility for 8 the other programs and services specified in items (i) 9 through (iii) of subsection (a), the lead agency shall 10 develop and use, within 60 days after the effective date of 11 this amendatory Act of the 92nd General Assembly, with the 12 cooperation of the Department of Public Aid and the Division 13 of Specialized Care for Children of the University of 14 Illinois, a screening device that provides sufficient 15 information for the early intervention regional intake 16 entities or other agencies to establish eligibility for those 17 other programs and shall, in cooperation with the Illinois 18 Department of Public Aid and the Division of Specialized Care 19 for Children, train the regional intake entities on using the 20 screening device. 21 (c) When a child is determined eligible for and 22 enrolled in the early intervention program and has been 23 found to at least meet the threshold income eligibility 24 requirements for Medicaid or KidCare, the regional intake 25 entity shall complete a KidCare/Medicaid application with the 26 family and forward it to the Illinois Department of Public 27 Aid's KidCare Unit for a determination of eligibility. 28 (d) With the cooperation of the Department of Public 29 Aid, the lead agency shall establish procedures that ensure 30 the timely and maximum allowable recovery of payments for all 31 early intervention services and allowable administrative 32 costs under Article V of the Illinois Public Aid Code and the 33 Children's Health Insurance Program Act and shall include 34 those procedures in the interagency agreement required under -19- LRB9207772DJgcam01 1 subsection (e) of Section 5 of this Act. 2 (e) For purposes of making referrals for final 3 determinations of eligibility for KidCare benefits under the 4 Children's Health Insurance Program Act and for medical 5 assistance under Article V of the Illinois Public Aid Code, 6 the lead agency shall require each early intervention 7 regional intake entity to enroll as a "KidCare agent" in 8 order for the entity to complete the KidCare application as 9 authorized under Section 22 of the Children's Health 10 Insurance Program Act. 11 (f) For purposes of early intervention services that may 12 be provided by the Division of Specialized Care for Children 13 of the University of Illinois (DSCC), the lead agency shall 14 establish procedures whereby the early intervention regional 15 intake entities may determine whether children enrolled in 16 the early intervention program may also be eligible for those 17 services, and shall develop, within 60 days after the 18 effective date of this amendatory Act of the 92nd General 19 Assembly, (i) the inter-agency agreement required under 20 subsection (e) of Section 5 of this Act, establishing that 21 early intervention funds are to be used as the payor of last 22 resort when services required under an individualized family 23 services plan may be provided to an eligible child through 24 the DSCC, and (ii) training guidelines for the regional 25 intake entities and providers that explain eligibility and 26 billing procedures for services through DSCC. 27 (g) The lead agency shall require that an individual 28 applying for or renewing enrollment as a provider of services 29 in the early intervention program state whether or not he or 30 she is also enrolled as a DSCC provider. This information 31 shall be noted next to the name of the provider on the 32 computerized roster of Illinois early intervention providers, 33 and regional intake entities shall make every effort to refer 34 families eligible for DSCC services to these providers. -20- LRB9207772DJgcam01 1 (325 ILCS 20/13.10 new) 2 Sec. 13.10. Private health insurance; assignment. The 3 lead agency shall determine, at the point of new applications 4 for early intervention services, and for all children 5 enrolled in the early intervention program, at the regional 6 intake offices, whether the child is insured under a private 7 health insurance plan or policy. An application for early 8 intervention services shall serve as a right to assignment of 9 the right of recovery against a private health insurance plan 10 or policy for any covered early intervention services that 11 may be billed to the family's insurance carrier and that are 12 provided to a child covered under the plan or policy. 13 (325 ILCS 20/13.15 new) 14 Sec. 13.15. Billing of insurance carrier. 15 (a) Subject to the restrictions against private 16 insurance use on the basis of material risk of loss of 17 coverage, as determined under Section 13.25, each enrolled 18 provider who is providing a family with early intervention 19 services shall bill the child's insurance carrier for each 20 unit of early intervention service for which coverage may be 21 available. The lead agency may exempt from the requirement of 22 this paragraph any early intervention service that it has 23 deemed not to be covered by insurance plans. When the service 24 is not exempted, providers who receive a denial of payment on 25 the basis that the service is not covered under any 26 circumstance under the plan are not required to bill that 27 carrier for that service again until the following insurance 28 benefit year. That explanation of benefits denying the claim, 29 once submitted to the central billing office, shall be 30 sufficient to meet the requirements of this paragraph as to 31 subsequent services billed under the same billing code 32 provided to that child during that insurance benefit year. 33 Any time limit on a provider's filing of a claim for payment -21- LRB9207772DJgcam01 1 with the central billing office that is imposed through a 2 policy, procedure, or rule of the lead agency shall be 3 suspended until the provider receives an explanation of 4 benefits or other final determination of the claim it files 5 with the child's insurance carrier. 6 (b) In all instances when an insurance carrier has been 7 billed for early intervention services, whether paid in full, 8 paid in part, or denied by the carrier, the provider must 9 provide the central billing office, within 90 days after 10 receipt, with a copy of the explanation of benefits form and 11 other information in the manner prescribed by the lead 12 agency. 13 (c) When the insurance carrier has denied the claim or 14 paid an amount for the early intervention service billed that 15 is less that the current State rate for early intervention 16 services, the provider shall submit the explanation of 17 benefits with a claim for payment, and the lead agency shall 18 pay the provider the difference between the sum actually paid 19 by the insurance carrier for each unit of service provided 20 under the individualized family service plan and the current 21 State rate for early intervention services. The State shall 22 also pay the family's co-payment or co-insurance under its 23 plan, but only to the extent that those payments plus the 24 balance of the claim do not exceed the current State rate for 25 early intervention services. The provider may under no 26 circumstances bill the family for the difference between its 27 charge for services and that which has been paid by the 28 insurance carrier or by the State. 29 (325 ILCS 20/13.20 new) 30 Sec. 13.20. Families with insurance coverage. 31 (a) Families of children with insurance coverage, 32 whether public or private, shall incur no greater or less 33 direct out-of-pocket expenses for early intervention services -22- LRB9207772DJgcam01 1 than families who are not insured. 2 (b) Managed care plans. 3 (1) Use of managed care network providers. When a 4 family's insurance coverage is through a managed care 5 arrangement with a network of providers that includes 6 one or more types of early intervention specialists who 7 provide the services set forth in the family's 8 individualized family service plan, the regional intake 9 entity shall require the family to use those network 10 providers, but only to the extent that: 11 (A) the network provider is immediately 12 available to receive the referral and to begin 13 providing services to the child; 14 (B) the network provider is enrolled as a 15 provider in the Illinois early intervention system 16 and fully credentialed under the current policy or 17 rule of the lead agency; 18 (C) the network provider can provide the 19 services to the child in the manner required in the 20 individualized service plan; 21 (D) the family would not have to travel more 22 than an additional 15 miles or an additional 30 23 minutes to the network provider than it would have 24 to travel to a non-network provider who is available 25 to provide the same service; and 26 (E) the family's managed care plan does not 27 allow for billing (even at a reduced rate or reduced 28 percentage of the claim) for early intervention 29 services provided by non-network providers. 30 (2) Transfers from non-network to network 31 providers. If a child has been receiving services from a 32 non-network provider and the regional intake entity 33 determines, at the time of enrollment in the early 34 intervention program or at any point thereafter, that the -23- LRB9207772DJgcam01 1 family is enrolled in a managed care plan, the regional 2 intake entity shall require the family to transfer to a 3 network provider within 45 days after that determination, 4 but within no more than 60 days after the effective date 5 of this amendatory Act of the 92nd General Assembly, if: 6 (A) all the requirements of subdivision (b)(1) 7 of this Section have been met; and 8 (B) the child is less than 26 months of age. 9 (3) Waivers. The lead agency may fully or 10 partially waive the network enrollment requirements of 11 subdivision (b)(1) of this Section and the transfer 12 requirements of subdivision (b)(2) of this Section as to 13 a particular region, or narrower geographic area, if it 14 finds that the managed care plans in that area are not 15 allowing further enrollment of early intervention 16 providers and it finds that referrals or transfers to 17 network providers could cause an overall shortage of 18 early intervention providers in that region of the State 19 or could cause delays in families securing the early 20 intervention services set forth in individualized family 21 services plans. 22 (4) The lead agency, in conjunction with any 23 entities with which it may have contracted for the 24 training and credentialing of providers, the local 25 interagency council for early intervention, the regional 26 intake entity, and the enrolled providers in each region 27 who wish to participate, shall cooperate in developing a 28 matrix and action plan that (A) identifies both (i) which 29 early intervention providers and which fully credentialed 30 early intervention providers are members of the managed 31 care plans that are used in the region by families with 32 children in the early intervention program, and (ii) 33 which early intervention services, with what 34 restrictions, if any, are covered under those plans, (B) -24- LRB9207772DJgcam01 1 identifies which credentialed specialists are members of 2 which managed care plans in the region, and (C) 3 identifies the various managed care plans to early 4 intervention providers, encourages their enrollment in 5 the area plans, and provides them with information on how 6 to enroll. These matrices shall be complete no later than 7 7 months after the effective date of this amendatory Act 8 of the 92nd General Assembly, and shall be provided to 9 the Early Intervention Legislative Advisory Committee at 10 that time. The lead agency shall work with networks that 11 may have closed enrollment to additional providers to 12 encourage their admission of early intervention 13 providers, and shall report to the Early Intervention 14 Legislative Advisory Committee on the initial results of 15 these efforts no later than February 1, 2002. 16 (325 ILCS 20/13.25 new) 17 Sec. 13.25. Private insurance; exemption. 18 (a) The lead agency shall establish procedures for a 19 family, whose child is eligible to receive early intervention 20 services, to apply for an exemption restricting the use of 21 its private insurance plan or policy based on material risk 22 of loss of coverage as authorized under subsection (c) of 23 this Section. 24 (b) The lead agency shall make a final determination on 25 a request for an exemption within 10 days after its receipt 26 of a written request for an exemption at the regional intake 27 entity. During that 10 days, no claims may be filed against 28 the insurance plan or policy. If the exemption is granted, it 29 shall be noted on the individualized family service plan, and 30 the family and the providers serving the family shall be 31 notified in writing of the exemption. 32 (c) An exemption may be granted on the basis of material 33 risk of loss of coverage only if the family submits -25- LRB9207772DJgcam01 1 documentation with its request for an exemption that 2 establishes (i) that the insurance plan or policy covering 3 the child is an individually purchased plan or policy and has 4 been purchased by a head of a household that is not eligible 5 for a group medical insurance plan, (ii) that the policy or 6 plan has a lifetime cap that applies to one or more specific 7 types of early intervention services specified in the 8 family's individualized family service plan, and that 9 coverage could be exhausted during the period covered by the 10 individualized family service plan, or (iii) proof of another 11 risk that the lead agency, in its discretion, may have 12 additionally established and defined as a ground for 13 exemption by rule. 14 (d) An exemption under this Section based on material 15 risk of loss of coverage may apply to all early intervention 16 services and all plans or policies insuring the child, may be 17 limited to one or more plans or policies, or may be limited 18 to one or more types of early intervention services in the 19 child's individualized family services plan. 20 (325 ILCS 20/13.30 new) 21 Sec. 13.30. System of personnel development. The lead 22 agency shall provide training to early intervention providers 23 and may enter into contracts to meet this requirement. If 24 such contracts are let, they shall be bid under a public 25 request for proposals that shall be posted on the lead 26 agency's early intervention website for no less than 30 days. 27 This training shall include, at minimum, the following types 28 of instruction: 29 (a) Courses in birth-to-3 evaluation and treatment of 30 children with developmental disabilities and delays (1) that 31 are taught by fully credentialed early intervention providers 32 or educators with substantial experience in evaluation and 33 treatment of children from birth to age 3 with developmental -26- LRB9207772DJgcam01 1 disabilities and delays, (2) that cover these topics within 2 each of the disciplines of audiology, occupational therapy, 3 physical therapy, speech and language pathology, and 4 developmental therapy, including the social-emotional domain 5 of development, (3) that are held no less than twice per 6 year, (4) that offer no fewer than 20 contact hours per year 7 of course work, (5) that are held in no fewer than 5 separate 8 locales throughout the State, and (6) that give enrollment 9 priority to early intervention providers who do not meet the 10 experience, education, or continuing education requirements 11 necessary to be fully credentialed early intervention 12 providers; and 13 (b) Courses held no less than twice per year for no 14 fewer than 4 hours each in no fewer than 5 separate locales 15 throughout the State each on the following topics: 16 (1) Practice and procedures of private insurance 17 billing. 18 (2) The role of the regional intake entities; 19 service coordination; program eligibility determinations; 20 family fees; Medicaid, KidCare, and Division of 21 Specialized Care applications, referrals, and 22 coordination with Early Intervention; and procedural 23 safeguards. 24 (3) Introduction to the early intervention program, 25 including provider enrollment and credentialing, overview 26 of Early Intervention program policies and regulations, 27 and billing requirements. 28 (4) Evaluation and assessment of birth-to-3 29 children; individualized family service plan development, 30 monitoring, and review; best practices; service 31 guidelines; and quality assurance. 32 (325 ILCS 20/13.32 new) 33 Sec. 13.32. Contracting. The lead agency may enter into -27- LRB9207772DJgcam01 1 contracts for some or all of its responsibilities under this 2 Act, including but not limited to, credentialing and 3 enrolling providers; training under Section 13.30; 4 maintaining a central billing office; data collection and 5 analysis; establishing and maintaining a computerized case 6 management system accessible to local referral offices and 7 providers; creating and maintaining a system for provider 8 credentialing and enrollment; creating and maintaining the 9 central directory required under subsection (g) of Section 7 10 of this Act; and program operations. If contracted, these 11 contracts are subject to the Illinois Procurement Code, shall 12 be subject to public bid under requests for proposals under 13 that Code, and, in addition to the posting requirements under 14 that Code, shall be posted on the early intervention website 15 maintained by the lead agency during the entire bid period. 16 Any of these listed responsibilities currently under contract 17 or grant that have not met these requirements shall be 18 subject to public bid under this request for proposal process 19 no later than July 1, 2002. 20 (325 ILCS 20/13.50 new) 21 Sec. 13.50. Early Intervention Legislative Advisory 22 Committee. No later than 60 days after the effective date of 23 this amendatory Act of 92nd General Assembly, there shall be 24 convened the Early Intervention Legislative Advisory 25 Committee. The majority and minority leaders of the General 26 Assembly shall each appoint 2 members to the Committee. The 27 Committee's term is for a period of 2 years, and the 28 Committee shall publicly convene no less than 4 times per 29 year. The Committee's responsibilities shall include, but not 30 be limited to, providing guidance to the lead agency 31 regarding programmatic and fiscal management and 32 accountability, provider development and accountability, 33 contracting, and program outcome measures. During the life -28- LRB9207772DJgcam01 1 of the Committee, on a quarterly basis, or more often as the 2 Committee may request, the lead agency shall provide to the 3 Committee, and simultaneously to the public, through postings 4 on the lead agency's early intervention website, quarterly 5 reports containing monthly data and other early intervention 6 program information that the Committee requests. The first 7 data report must be supplied no later than September 21, 8 2001, and must include the previous 2 quarters of data. 9 (325 ILCS 20/15) (from Ch. 23, par. 4165) 10 Sec. 15. The Auditor General of the State shall conduct 11 a follow-upanevaluation of the system established under 12 this Act, in order to evaluate the effectiveness of the 13 system in providing services that enhance the capacities of 14 families throughout Illinois to meet the special needs of 15 their eligible infants and toddlers, and provide a report of 16 the evaluation to the Governor and the General Assembly no 17 later than April 30, 20021993. Upon receipt by the lead 18 agency, this report shall be posted on the early intervention 19 website. 20 (Source: P.A. 87-680.) 21 Section 99. Effective date. This Act takes effect upon 22 becoming law.".