State of Illinois
92nd General Assembly
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92_SB0461ham001

 










                                           LRB9207772DJmbam03

 1                    AMENDMENT TO SENATE BILL 461

 2        AMENDMENT NO.     .  Amend Senate Bill 461  by  replacing
 3    everything after the enacting clause with the following:

 4        "Section  5.   The Early Intervention Services System Act
 5    is amended by changing Sections 3, 4, 5, 11, 13, and  15  and
 6    adding  Sections  13.5,  13.10,  13.15,  13.20, 13.25, 13.30,
 7    13.32, and 13.50 as follows:

 8        (325 ILCS 20/3) (from Ch. 23, par. 4153)
 9        Sec. 3.  Definitions.  As used in this Act:
10        (a)  "Eligible infants and toddlers"  means  infants  and
11    toddlers  under  36  months  of age with any of the following
12    conditions:
13             (1)  Developmental  delays   as   defined   by   the
14        Department by rule.
15             (2)  A  physical or mental condition which typically
16        results in developmental delay.
17             (3)  Being   at   risk   of    having    substantial
18        developmental delays based on informed clinical judgment.
19             (4)  Having  entered  the  program  under any of the
20        circumstances listed in paragraphs  (1)  through  (3)  of
21        this  subsection,  and  continuing to have any measurable
22        delay; or not having attained a level of  development  in
 
                            -2-            LRB9207772DJmbam03
 1        each   area,   including  (i)  cognitive,  (ii)  physical
 2        (including vision and hearing), (iii)  language,  speech,
 3        and  communication,  (iv) psycho-social, or (v) self-help
 4        skills, that is at least at the mean of the  child's  age
 5        equivalent  peers;  or  having  been  determined  by  the
 6        multidisciplinary individualized family service plan team
 7        to  continue  to  require or to be likely to benefit from
 8        the continuation of early intervention services.
 9        (b)  "Developmental delay" means a delay in one  or  more
10    of  the  following areas of childhood development as measured
11    by   appropriate   diagnostic   instruments   and    standard
12    procedures:   cognitive;   physical,   including  vision  and
13    hearing; language, speech and  communication;  psycho-social;
14    or self-help skills.
15        (c)  "Physical   or   mental  condition  which  typically
16    results in developmental delay" means:
17             (1)  a  diagnosed   medical   disorder   bearing   a
18        relatively   well   known  expectancy  for  developmental
19        outcomes   within   varying   ranges   of   developmental
20        disabilities; or
21             (2)  a history of prenatal, perinatal,  neonatal  or
22        early   developmental  events  suggestive  of  biological
23        insults to the  developing  central  nervous  system  and
24        which   either   singly   or  collectively  increase  the
25        probability of developing a disability or delay based  on
26        a medical history.
27        (d)  "Informed  clinical  judgment"  means  both clinical
28    observations  and   parental   participation   to   determine
29    eligibility  by  a consensus of a multidisciplinary team of 2
30    or more members based on their  professional  experience  and
31    expertise.
32        (e)  "Early intervention services" means services which:
33             (1)  are designed to meet the developmental needs of
34        each  child  eligible under this Act and the needs of his
 
                            -3-            LRB9207772DJmbam03
 1        or her family;
 2             (2)  are selected in collaboration with the  child's
 3        family;
 4             (3)  are provided under public supervision;
 5             (4)  are provided at no cost except where a schedule
 6        of  sliding  scale  fees  or  other system of payments by
 7        families has been adopted in accordance  with  State  and
 8        federal law;
 9             (5)  are  designed  to meet an infant's or toddler's
10        developmental needs in any of the following areas:
11                  (A)  physical development, including vision and
12             hearing,
13                  (B)  cognitive development,
14                  (C)  communication development,
15                  (D)  social or emotional development, or
16                  (E)  adaptive development;
17             (6)  meet the standards of the State, including  the
18        requirements of this Act;
19             (7)  include one or more of the following:
20                  (A)  family training,
21                  (B)  social     work     services,    including
22             counseling, and home visits,
23                  (C)  special instruction,
24                  (D)  speech, language pathology and audiology,
25                  (E)  occupational therapy,
26                  (F)  physical therapy,
27                  (G)  psychological services,
28                  (H)  service coordination services,
29                  (I)  medical services only  for  diagnostic  or
30             evaluation purposes,
31                  (J)  early   identification,   screening,   and
32             assessment services,
33                  (K)  health  services  specified  by  the  lead
34             agency  as necessary to enable the infant or toddler
 
                            -4-            LRB9207772DJmbam03
 1             to  benefit  from  the  other   early   intervention
 2             services,
 3                  (L)  vision services,
 4                  (M)  transportation, and
 5                  (N)  assistive technology devices and services;
 6             (8)  are  provided by qualified personnel, including
 7        but not limited to:
 8                  (A)  child development specialists  or  special
 9             educators,
10                  (B)  speech   and   language  pathologists  and
11             audiologists,
12                  (C)  occupational therapists,
13                  (D)  physical therapists,
14                  (E)  social workers,
15                  (F)  nurses,
16                  (G)  nutritionists,
17                  (H)  optometrists,
18                  (I)  psychologists, and
19                  (J)  physicians;
20             (9)  are   provided   in    conformity    with    an
21        Individualized Family Service Plan;
22             (10)  are provided throughout the year; and
23             (11)  are    provided   in   natural   environments,
24        including  the  home  and  community  settings  in  which
25        infants   and   toddlers   without   disabilities   would
26        participate   to   the   extent   determined    by    the
27        multidisciplinary Individualized Family Service Plan.
28        (f)  "Individualized Family Service Plan" or "Plan" means
29    a written plan for providing early intervention services to a
30    child  eligible under this Act and the child's family, as set
31    forth in Section 11.
32        (g)  "Local interagency  agreement"  means  an  agreement
33    entered  into  by  local  community  and  State  and regional
34    agencies receiving early intervention funds directly from the

 
                            -5-            LRB9207772DJmbam03
 1    State  and  made  in  accordance   with   State   interagency
 2    agreements  providing  for the delivery of early intervention
 3    services within a local community area.
 4        (h)  "Council" means the Illinois Interagency Council  on
 5    Early Intervention established under Section 4.
 6        (i)  "Lead agency" means the State agency responsible for
 7    administering  this  Act  and receiving and disbursing public
 8    funds received in accordance with State and federal  law  and
 9    rules.
10        (i-5)  "Central billing office" means the central billing
11    office created by the lead agency under Section 13.
12        (j)  "Child   find"  means  a  service  which  identifies
13    eligible infants and toddlers.
14    (Source: P.A. 90-158, eff. 1-1-98; 91-538, eff. 8-13-99.)

15        (325 ILCS 20/4) (from Ch. 23, par. 4154)
16        Sec.   4.   Illinois   Interagency   Council   on   Early
17    Intervention.
18        (a)  There  is  established  the   Illinois   Interagency
19    Council  on Early Intervention. The Council shall be composed
20    of at least 15 but not more than 25 members.  The members  of
21    the  Council  and  the  designated chairperson of the Council
22    shall be  appointed  by  the  Governor.  The  Council  member
23    representing  the lead agency may not serve as chairperson of
24    the Council.  The Council shall be composed of the  following
25    members:
26             (1)  The  Secretary of Human Services (or his or her
27        designee)  and  2  additional  representatives   of   the
28        Department of Human Services designated by the Secretary,
29        plus  the Directors (or their designees) of the following
30        State agencies involved in the provision  of  or  payment
31        for  early  intervention services to eligible infants and
32        toddlers and their families:
33                  (A)  Illinois State Board of Education;
 
                            -6-            LRB9207772DJmbam03
 1                  (B)  (Blank);
 2                  (C)  (Blank);
 3                  (D)  Illinois Department of Children and Family
 4             Services;
 5                  (E)  University   of   Illinois   Division   of
 6             Specialized Care for Children;
 7                  (F)  Illinois Department of Public Aid;
 8                  (G)  Illinois Department of Public Health;
 9                  (H)  (Blank);
10                  (I)  Illinois Planning Council on Developmental
11             Disabilities; and
12                  (J)  Illinois Department of Insurance.
13             (2)  Other members as follows:
14                  (A)  At least 20% of the members of the Council
15             shall be parents,  including  minority  parents,  of
16             infants  or  toddlers  with disabilities or children
17             with disabilities aged 12 or younger, with knowledge
18             of, or experience with,  programs  for  infants  and
19             toddlers  with  disabilities.   At  least  one  such
20             member  shall  be  a  parent of an infant or toddler
21             with a disability or a child with a disability  aged
22             6 or younger;
23                  (B)  At least 20% of the members of the Council
24             shall  be  public  or  private  providers  of  early
25             intervention services;
26                  (C)  One  member  shall  be a representative of
27             the General Assembly; and
28                  (D)  One  member  shall  be  involved  in   the
29             preparation   of  professional  personnel  to  serve
30             infants and toddlers similar to those  eligible  for
31             services under this Act.
32        The  Council  shall  meet  at least quarterly and in such
33    places as it deems necessary.  Terms of the  initial  members
34    appointed  under  paragraph (2) shall be determined by lot at
 
                            -7-            LRB9207772DJmbam03
 1    the  first  Council  meeting  as  follows:  of  the   persons
 2    appointed  under  subparagraphs  (A) and (B), one-third shall
 3    serve one year terms, one-third shall serve 2 year terms, and
 4    one-third shall serve  3  year  terms;  and  of  the  persons
 5    appointed  under subparagraphs (C) and (D), one shall serve a
 6    2 year term and one shall serve a 3 year  term.   Thereafter,
 7    successors  appointed  under paragraph (2) shall serve 3 year
 8    terms.  Once appointed, members shall continue to serve until
 9    their successors are appointed.  No member shall be appointed
10    to serve more than 2 consecutive terms.
11        Council members  shall  serve  without  compensation  but
12    shall  be  reimbursed  for  reasonable  costs incurred in the
13    performance of their duties, including costs related to child
14    care, and parents may be paid a stipend  in  accordance  with
15    applicable requirements.
16        The  Council  shall  prepare  and  approve a budget using
17    funds appropriated for the purpose to hire staff, and  obtain
18    the  services  of  such professional, technical, and clerical
19    personnel as may be necessary  to  carry  out  its  functions
20    under  this  Act.   This  funding  support and staff shall be
21    directed by the lead agency.
22        (b)  The Council shall:
23             (1)  advise  and  assist  the  lead  agency  in  the
24        performance of its  responsibilities  including  but  not
25        limited  to  the  identification of sources of fiscal and
26        other support services for early  intervention  programs,
27        and  the promotion of interagency agreements which assign
28        financial responsibility to the appropriate agencies;
29             (2)  advise  and  assist  the  lead  agency  in  the
30        preparation   of   applications   and    amendments    to
31        applications;
32             (3)  review  and  advise on relevant regulations and
33        standards proposed by the related State agencies;
34             (4)  advise  and  assist  the  lead  agency  in  the
 
                            -8-            LRB9207772DJmbam03
 1        development,  implementation  and   evaluation   of   the
 2        comprehensive early intervention services system; and
 3             (5)  prepare  and  submit  an  annual  report to the
 4        Governor and to the General Assembly  on  the  status  of
 5        early  intervention  programs  for  eligible  infants and
 6        toddlers and their families in Illinois. The report shall
 7        be provided to the Governor and to the General  Assembly,
 8        and   shall   be   posted  on  the  lead  agency's  early
 9        intervention website along with the annual report of each
10        of  the  previous  3  years.   The  annual  report  shall
11        include, in addition  to  each  element  required  to  be
12        provided  by  the  Secretary  of  the  U.S. Department of
13        Education, the following: (i)  the  estimated  number  of
14        eligible  infants  and  toddlers  in  this State, and the
15        basis and assumptions underlying that estimate; (ii)  the
16        number of children, by month and region, on waiting lists
17        for  a  completed  individualized family service plan for
18        more than 45 days, and the number of children,  by  month
19        and  by  region,  on  waiting  lists for any of the early
20        intervention services required under the plan; (iii)  the
21        number  of  eligible  infants   and   toddlers  who  have
22        received  early  intervention  services each month and in
23        total during the year, in each region, broken down by age
24        in 12-month increments (for  example,  birth-to-one),  by
25        the  basis  of program eligibility (diagnosed physical or
26        mental condition which typically results in developmental
27        delay, developmental delay in 10% increments, and at-risk
28        of developmental delay), by race, by income  (below  135%
29        of  the  federal poverty line, at least 135% but not more
30        than 185% of the federal poverty line, more than 185% but
31        not more than 200% of the federal poverty line, and  more
32        than  200%  of  the  federal  poverty  line),  by  health
33        insurance status and type of insurance (none, private, or
34        Medicaid/KidCare);   (iv)   the   expenditures  made  per
 
                            -9-            LRB9207772DJmbam03
 1        individualized family service plan  by  region;  (v)  the
 2        number of individualized family service plan expenditures
 3        in  $1000  increments,  by  region and by month; (vi) the
 4        federal funds recovered for early  intervention  services
 5        under  Medicaid and KidCare by type of early intervention
 6        service, by month and by  region;  (vii)  the  amount  of
 7        early   intervention   expenditures   offset  by  private
 8        insurance  billings,  by  type  of   early   intervention
 9        service,  by  month,  and by region; (viii) the number of
10        early intervention children also enrolled in the Division
11        of  Specialized  Care  for  Children's  (DSCC)  Title   V
12        maternal  and  child  health  services  program,  and the
13        amount of early intervention expenditures offset by  DSCC
14        billings,  by  type  of  early  intervention  service, by
15        month, and by region; (ix)  the  amount  of  family  fees
16        collected,  by  month  and  by  region;  and  (x) program
17        outcome data that shows the level of developmental  delay
18        upon  program  entry and upon program exit, the number of
19        children transitioning to Part B services, and the number
20        of children who reach age equivalence (plus or minus 10%)
21        in one or more areas of development.   The  report  shall
22        also  include  a summary of the monthly managers' reports
23        submitted by each of the regional  intake  entities.  The
24        annual  report  shall include (i) the estimated number of
25        eligible infants and toddlers in  this  State,  (ii)  the
26        number of eligible infants and toddlers who have received
27        services  under  this Act and the cost of providing those
28        services, and  (iii)  the  estimated  cost  of  providing
29        services  under  this  Act  to  all  eligible infants and
30        toddlers in this State.
31        No member  of  the  Council  shall  cast  a  vote  on  or
32    participate substantially in any matter which would provide a
33    direct financial benefit to that member or otherwise give the
34    appearance  of  a  conflict of interest under State law.  All
 
                            -10-           LRB9207772DJmbam03
 1    provisions  and  reporting  requirements  of   the   Illinois
 2    Governmental Ethics Act shall apply to Council members.
 3    (Source: P.A. 91-357; eff. 7-29-99.)

 4        (325 ILCS 20/5) (from Ch. 23, par. 4155)
 5        Sec.  5.   Lead Agency.  The Department of Human Services
 6    is designated the lead agency and shall provide leadership in
 7    establishing and implementing the coordinated, comprehensive,
 8    interagency   and   interdisciplinary   system    of    early
 9    intervention  services.   The  lead agency shall not have the
10    sole  responsibility  for  providing  these  services.   Each
11    participating State agency shall continue to coordinate those
12    early  intervention  services  relating  to  health,   social
13    service and education provided under this authority.
14        The lead agency is responsible for carrying out:
15             (a)  the  general  administration,  supervision, and
16        monitoring   of   programs   and   activities   receiving
17        assistance under Section  673  of  the  Individuals  with
18        Disabilities Education Act (20 United States Code 1473);
19             (b)  the  identification  and  coordination  of  all
20        available resources within the State from federal, State,
21        local and private sources;
22             (c)  the  development  of  procedures to ensure that
23        services are provided to eligible  infants  and  toddlers
24        and  their  families  in  a  timely  manner  pending  the
25        resolution  of  any  disputes  among  public  agencies or
26        service providers;
27             (d)  the resolution of intra-agency and  interagency
28        regulatory and procedural disputes; and
29             (e)  the  development  and  implementation of formal
30        interagency agreements between the lead  agency  and  (i)
31        the  Department  of  Public  Aid,  (ii) the University of
32        Illinois Division of Specialized Care for  Children,  and
33        (iii) other relevant State agencies that:
 
                            -11-           LRB9207772DJmbam03
 1                  (1)  define  the  financial  responsibility  of
 2             each   agency  for  paying  for  early  intervention
 3             services (consistent with existing State and federal
 4             law and rules, including the requirement that  early
 5             intervention  funds  be  used  as  the payor of last
 6             resort), a hierarchical order of  payment  as  among
 7             the  agencies  for  early intervention services that
 8             are covered under or may  be  paid  by  programs  in
 9             other  agencies,  and procedures for direct billing,
10             collecting reimbursements  for  payments  made,  and
11             resolving service and payment disputes; and
12                  (2)  include    all    additional    components
13             necessary   to  ensure  meaningful  cooperation  and
14             coordination; and.
15                  (3)  are reviewed and revised to implement  the
16             purposes  of this amendatory Act of the 92nd General
17             Assembly and signed by the relevant agency directors
18             no later than 60 days after the  effective  date  of
19             this amendatory Act of the 92nd General Assembly.
20    (Source: P.A. 90-158, eff. 1-1-98.)

21        (325 ILCS 20/11) (from Ch. 23, par. 4161)
22        Sec. 11.  Individualized Family Service Plans.
23        (a)  Each eligible infant or toddler and that infant's or
24    toddler's family shall receive:
25             (1)  (a)  timely,  comprehensive,  multidisciplinary
26        assessment  of  the  unique needs of each eligible infant
27        and  toddler,  and  assessment  of   the   concerns   and
28        priorities  of  the families to appropriately assist them
29        in meeting their needs  and  identify  services  to  meet
30        those needs; and
31             (2)  (b)  a  written  Individualized  Family Service
32        Plan developed by a multidisciplinary team which includes
33        the parent or guardian. The individualized family service
 
                            -12-           LRB9207772DJmbam03
 1        plan shall be developed and  periodically  reviewed  with
 2        the  guidance  of  best  practice  standards  or  service
 3        guidelines,  and  may  be  reviewed  during the course of
 4        development or thereafter  by  experts  in  the  relevant
 5        disciplines,  but such standards, guidelines, and reviews
 6        shall not be binding on the multidisciplinary  team  that
 7        includes  the  parent  of  the  child  and  develops  the
 8        individualized  family services plan. The lead agency may
 9        establish  review  panels  to  guide  the  individualized
10        family  services  plan  development  and   implementation
11        process.   To  give the greatest attention to those plans
12        that fall outside the  mean,  these  panels  shall  focus
13        their  reviews  on  plans that call for services that are
14        among the highest 15% in cost in the region or State, and
15        those that call for services that are  among  the  lowest
16        15% in cost in the region or State.
17        (b)  The  Individualized  Family  Service  Plan  shall be
18    evaluated once a year and the  family  shall  be  provided  a
19    review  of  the Plan at 6 month intervals or more often where
20    appropriate based on infant or toddler and family needs.
21        (c)  The evaluation and initial  assessment  and  initial
22    Plan  meeting  must  be held within 45 days after the initial
23    contact with the early  intervention  services  system.  With
24    parental  consent,  early  intervention services may commence
25    before the completion of  the  comprehensive  assessment  and
26    development of the Plan.
27        (d)  Parents  must be informed that, at their discretion,
28    early  intervention  services  shall  be  provided  to   each
29    eligible infant and toddler in the natural environment, which
30    may  include  the  home or other community settings.  Parents
31    shall make the final decision  to  accept  or  decline  early
32    intervention  services.  A  decision to decline such services
33    shall not be a  basis  for  administrative  determination  of
34    parental  fitness, or other findings or sanctions against the
 
                            -13-           LRB9207772DJmbam03
 1    parents. Parameters of the Plan shall be set forth in rules.
 2        (e)  The regional intake offices shall  explain  to  each
 3    family, orally and in writing, all of the following:
 4             (1)  That  the  early  intervention program will pay
 5        for all early intervention  services  set  forth  in  the
 6        individualized  family  service plan that are not covered
 7        or paid under the family's public  or  private  insurance
 8        plan  or  policy and not eligible for payment through any
 9        other third party payor.
10             (2)  That services will not be delayed  due  to  any
11        rules  or  restrictions under the family's insurance plan
12        or policy.
13             (3)  That the family may request,  with  appropriate
14        documentation  supporting  the  request,  at the regional
15        intake entity,  a  determination  of  an  exemption  from
16        private insurance use under Section 13.25.
17             (4)  That    responsibility   for   co-payments   or
18        co-insurance under a family's private insurance  plan  or
19        policy  will  be transferred to the lead agency's central
20        billing office.
21             (5)  That families will be responsible for quarterly
22        payments of family fees, which will be based on a sliding
23        scale according  to  income,  and  that  these  fees  are
24        payable  to  the  central billing office, and that if the
25        family encounters a catastrophic circumstance  making  it
26        unable  to  pay the fees, the lead agency may, upon proof
27        of inability to pay, waive the fees.
28        (f)  The individualized family service  plan  must  state
29    whether the family has private insurance coverage and, if the
30    family  has such coverage, must have attached to it a copy of
31    the  family's  insurance  identification  card  or  otherwise
32    include all of the following information:
33             (1)  The name, address, and telephone number of  the
34        insurance carrier.
 
                            -14-           LRB9207772DJmbam03
 1             (2)  The  contract  number  and policy number of the
 2        insurance plan.
 3             (3)  The name, address, and social  security  number
 4        of the primary insured.
 5             (4)  The  beginning  date  of  the insurance benefit
 6        year.
 7        (g)  A copy of the  individualized  family  service  plan
 8    must  be  provided to each enrolled provider who is providing
 9    early intervention services to the child who is  the  subject
10    of that plan.
11    (Source: P.A. 91-538, eff. 8-13-99.)

12        (325 ILCS 20/13) (from Ch. 23, par. 4163)
13        Sec. 13. Funding and Fiscal Responsibility.
14        (a)  The  lead agency and every other participating State
15    agency may receive  and  expend  funds  appropriated  by  the
16    General Assembly to implement the early intervention services
17    system as required by this Act.
18        (b)  The  lead agency and each participating State agency
19    shall identify and report on an annual basis to  the  Council
20    the  State  agency  funds utilized for the provision of early
21    intervention services to eligible infants and toddlers.
22        (c)  Funds provided under Section 633 of the  Individuals
23    with  Disabilities Education Act (20 United States Code 1433)
24    and  State  funds  designated  or  appropriated   for   early
25    intervention  services or programs may not be used to satisfy
26    a financial commitment for services  which  would  have  been
27    paid  for  from  another public or private source but for the
28    enactment of this Act, except whenever  considered  necessary
29    to  prevent delay in receiving appropriate early intervention
30    services by the eligible infant or toddler  or  family  in  a
31    timely  manner.  Funds  provided  under  Section  633  of the
32    Individuals with Disabilities Education Act and  State  funds
33    designated or appropriated for early intervention services or
 
                            -15-           LRB9207772DJmbam03
 1    programs  may  be used by the lead agency to pay the provider
 2    of services (A) pending reimbursement  from  the  appropriate
 3    State agency or (B) if (i) the claim for payment is denied in
 4    whole  or  in part by a public or private source, or would be
 5    denied under the terms of  the  public  program  or  plan  or
 6    private  plan,  or  (ii)  use  of  private  insurance for the
 7    service has been exempted under Section 13.25.
 8        (d)  Nothing in this Act shall be construed to permit the
 9    State to reduce medical or other assistance available  or  to
10    alter  eligibility  under Title V and Title XIX of the Social
11    Security Act relating to the Maternal  Child  Health  Program
12    and Medicaid for eligible infants and toddlers in this State.
13        (e)  The  lead  agency  shall  create  a  central billing
14    office to receive and dispense all relevant State and federal
15    resources,  as  well  as  local  government  or   independent
16    resources  available,  for  early intervention services. This
17    office  shall  assure  that  maximum  federal  resources  are
18    utilized  and  that  providers  receive  funds  with  minimal
19    duplications or interagency reporting and  with  consolidated
20    audit procedures.
21        (f)  The  lead  agency  shall, by rule, may also create a
22    system of payments by families, including a schedule of fees.
23    No fees, however, may  be  charged  for:  implementing  child
24    find,   evaluation   and  assessment,  service  coordination,
25    administrative and coordination  activities  related  to  the
26    development,  review, and evaluation of Individualized Family
27    Service Plans, or the implementation of procedural safeguards
28    and other administrative components of  the  statewide  early
29    intervention system.
30        The  system  of  payments,  called  family fees, shall be
31    structured on a sliding scale based  on  family  income.  The
32    family's  coverage  or  lack  of  coverage  under a public or
33    private insurance plan or policy shall not  be  a  factor  in
34    determining the amount of the family fees.
 
                            -16-           LRB9207772DJmbam03
 1        Each   family's   fee  obligation  shall  be  established
 2    annually, and shall  be  paid  by  families  to  the  central
 3    billing  office  in  quarterly  installments.  At the written
 4    request of the family, the fee obligation shall  be  adjusted
 5    at any point during the year upon proof of a change in family
 6    income.  The inability of the parents of an eligible child to
 7    pay   family   fees  due  to  catastrophic  or  extraordinary
 8    circumstances, as established by rule, shall  not  result  in
 9    the  denial  of  services to the child or the child's family.
10    The  rules  adopted  under  this  paragraph  shall  establish
11    procedures  that  ensure  that   families   with   documented
12    extraordinary  expenses  or  other catastrophic circumstances
13    are given an opportunity to demonstrate that the family  fees
14    should be reduced or forgiven.
15        (g)  To  ensure that early intervention funds are used as
16    the payor of last resort for early intervention services, the
17    lead  agency  shall  determine  at   the   point   of   early
18    intervention  intake,  and  again  at  any periodic review of
19    eligibility  thereafter  or   upon   a   change   in   family
20    circumstances, whether the family is eligible for or enrolled
21    in  any program for which payment is made directly or through
22    public or private insurance for  any  or  all  of  the  early
23    intervention services made available under this Act. The lead
24    agency shall establish procedures to ensure that payments are
25    made  either  directly  from these public and private sources
26    instead of from State or federal early intervention funds, or
27    as reimbursement for payments previously made from  State  or
28    federal early intervention funds.
29    (Source: P.A. 91-538, eff. 8-13-99.)

30        (325 ILCS 20/13.5 new)
31        Sec. 13.5. Other programs.
32        (a)  When  an  application or a review of eligibility for
33    early intervention services is made, and at  any  eligibility
 
                            -17-           LRB9207772DJmbam03
 1    redetermination  thereafter,  the family shall be asked if it
 2    is currently enrolled in Medicaid, KidCare, or  the  Title  V
 3    program  administered  by the University of Illinois Division
 4    of Specialized Care for Children.   If the family is enrolled
 5    in any of these programs, that information shall  be  put  on
 6    the  individualized  family service plan and entered into the
 7    computerized case management system, and shall  require  that
 8    the  individualized  family  services plan of a child who has
 9    been found eligible for  services  through  the  Division  of
10    Specialized  Care  for  Children  state  that  the  child  is
11    enrolled  in  that  program.  For those programs in which the
12    family is not  enrolled,  a  preliminary  eligibility  screen
13    shall  be conducted simultaneously for (i) medical assistance
14    (Medicaid) under Article V of the Illinois Public  Aid  Code,
15    (ii)  children's  health insurance program (KidCare) benefits
16    under the Children's Health Insurance Program Act, and  (iii)
17    Title  V  maternal and child health services provided through
18    the  Division  of  Specialized  Care  for  Children  of   the
19    University   of  Illinois.  A  child  enrolled  in  an  early
20    intervention program shall automatically be enrolled  in  any
21    of these other programs for which the child is also eligible.
22        (b)  For   purposes  of  determining  family  fees  under
23    subsection (f) of Section 13 and determining eligibility  for
24    the  other  programs  and  services  specified  in  items (i)
25    through (iii)  of  subsection  (a),  the  lead  agency  shall
26    develop  and  use, within 60 days after the effective date of
27    this amendatory Act of the 92nd General  Assembly,  with  the
28    cooperation  of the Department of Public Aid and the Division
29    of  Specialized  Care  for  Children  of  the  University  of
30    Illinois, a single application form that provides  sufficient
31    information   for  the  early  intervention  regional  intake
32    entities or other agencies to establish eligibility for those
33    other programs and shall, in cooperation  with  the  Illinois
34    Department of Public Aid and the Division of Specialized Care
 
                            -18-           LRB9207772DJmbam03
 1    for Children, train the regional intake entities on using the
 2    screening device.
 3        (c)  When   a   child  is  determined  eligible  for  and
 4    enrolled in the  early  intervention  program  and  has  been
 5    found  to  at  least  meet  the  threshold income eligibility
 6    requirements for Medicaid or  KidCare,  the  regional  intake
 7    entity shall complete a KidCare/Medicaid application with the
 8    family  and  forward  it to the Illinois Department of Public
 9    Aid's KidCare Unit for a determination of eligibility.
10        (d)  With the cooperation of  the  Department  of  Public
11    Aid,  the  lead agency shall establish procedures that ensure
12    the timely and maximum allowable recovery of payments for all
13    early  intervention  services  and  allowable  administrative
14    costs under Article V of the Illinois Public Aid Code and the
15    Children's Health Insurance Program  Act  and  shall  include
16    those  procedures in the interagency agreement required under
17    subsection (e) of Section 5 of this Act.
18        (e)  For  the  purpose  of  determining  eligibility  for
19    benefits  and  making   referrals   for   final   eligibility
20    determinations  for medical assistance under Article V of the
21    Illinois Public Aid Code, the lead agency and the  Department
22    of  Public  Aid  shall  treat the regional intake entities as
23    "qualified  entities"  within  the  meaning  of   42   U.S.C.
24    1396r-1a.
25        (f)  For   purposes   of   making   referrals  for  final
26    determinations of eligibility for KidCare benefits under  the
27    Children's  Health  Insurance  Program  Act  and  for medical
28    assistance under Article V of the Illinois Public  Aid  Code,
29    the lead agency and the Department of Public Aid shall enroll
30    each  early intervention regional intake entity as a "KidCare
31    agent" in order  for  the  entity  to  complete  the  KidCare
32    application  as authorized under Section 22 of the Children's
33    Health Insurance Program Act.
34        (g)  For purposes of early intervention services that may
 
                            -19-           LRB9207772DJmbam03
 1    be provided under Title V of the  Social  Security  Act,  the
 2    lead  agency, in conjunction with the Division of Specialized
 3    Care for Children (DSCC) of the University of Illinois, shall
 4    establish procedures whereby the early intervention  regional
 5    intake  entities  may  determine whether children enrolled in
 6    the early intervention program may also be eligible for those
 7    services,  and  shall  develop,  within  60  days  after  the
 8    effective date of this amendatory Act  of  the  92nd  General
 9    Assembly,  (i)  the  inter-agency  agreement  required  under
10    subsection  (e)  of  Section 5 of this Act, establishing that
11    early intervention funds are to be used as the payor of  last
12    resort  when services required under an individualized family
13    services plan may be provided to an  eligible  child  through
14    the  DSCC,   and  (ii)  training  guidelines for the regional
15    intake entities and providers that  explain  eligibility  for
16    care  through  DSCC,  and  its billing procedures.  Within 24
17    months after the effective date of this amendatory Act of the
18    92nd General Assembly, to  maintain  enrollment  as  a  fully
19    credentialed  specialist  under  this Act, an individual must
20    meet the requirements of DSCC for enrollment  within  his  or
21    her  discipline,  if  DSCC   accepts  the  enrollment of such
22    providers within that discipline, and shall bill DSCC for all
23    early intervention  services  that  are  payable  under  that
24    program  that are provided to children who are found eligible
25    under that program. The lead agency  shall  require  that  an
26    individual  applying  for or renewing enrollment as providers
27    of services in the early intervention program  state  whether
28    or  not  he  or she is also enrolled as a DSCC provider. This
29    information shall be noted next to the name of  the  provider
30    on  the  computerized  roster  of Illinois early intervention
31    providers, and regional  intake  entities  shall  make  every
32    effort  to refer families eligible for DSCC services to these
33    providers.
 
                            -20-           LRB9207772DJmbam03
 1        (325 ILCS 20/13.10 new)
 2        Sec. 13.10.  Private  health  insurance;  assignment.  No
 3    later   than  60  days  after  the  effective  date  of  this
 4    amendatory Act of the 92nd General Assembly, the lead  agency
 5    shall  determine,  at the point of new applications for early
 6    intervention services, and for all children enrolled  in  the
 7    early  intervention  program, at the regional intake offices,
 8    whether the child is insured under a private health insurance
 9    plan  or  policy.  An  application  for  early   intervention
10    services shall serve as a right to assignment of the right of
11    recovery  against  a  private health insurance plan or policy
12    for any covered early  intervention  services  that  are  not
13    required  to  be  provided  at  State  expense  and  that are
14    provided to a child covered under the plan or policy.

15        (325 ILCS 20/13.15 new)
16        Sec. 13.15. Billing of insurance carrier.
17        (a)  Subject  to   the   restrictions   against   private
18    insurance  use  on  the  basis  of  material  risk of loss of
19    coverage, as determined under Section  13.25,  each  enrolled
20    provider  who  is  providing a family with early intervention
21    services shall bill the child's insurance  carrier  for  each
22    unit of early intervention service that is not required to be
23    provided  at  public expense under Section 13 of this Act and
24    for which coverage may be  available.  The  lead  agency  may
25    exempt  from  the  requirement  of  this  paragraph any early
26    intervention service that it has deemed not to be covered  by
27    insurance   plans  in  Illinois.  When  the  service  is  not
28    exempted, providers who receive a denial of  payment  on  the
29    basis  that the service is not covered under any circumstance
30    under the plan are not required to bill that carrier for that
31    service again until the  following  insurance  benefit  year.
32    That   explanation   of  benefits  denying  the  claim,  once
33    submitted to the central billing office, shall be  sufficient
 
                            -21-           LRB9207772DJmbam03
 1    to  meet  the requirements of this paragraph as to subsequent
 2    services billed under the same billing code provided to  that
 3    child during that insurance benefit year. Any time limit on a
 4    provider's  filing  of  a  claim for payment with the central
 5    billing office that is imposed through a  policy,  procedure,
 6    or  rule  of  the  lead  agency  shall be suspended until the
 7    provider receives an explanation of benefits or  other  final
 8    determination   of  the  claim  it  files  with  the  child's
 9    insurance carrier.
10        (b)  In all instances when an insurance carrier has  been
11    billed for early intervention services, whether paid in full,
12    paid  in  part,  or  denied by the carrier, the provider must
13    provide the central billing  office,  within  90  days  after
14    receipt,  with a copy of the explanation of benefits form and
15    other information  in  the  manner  prescribed  by  the  lead
16    agency.
17        (c)  When  the  insurance carrier has denied the claim or
18    paid an amount for the early intervention service billed that
19    is less that the current State rate  for  early  intervention
20    services,  the  provider  shall  submit  the  explanation  of
21    benefits  with a claim for payment, and the lead agency shall
22    pay the provider the difference between the sum actually paid
23    by the insurance carrier for each unit  of  service  provided
24    under  the individualized family service plan and the current
25    State rate for early intervention services. The  State  shall
26    also  pay  the  family's co-payment or co-insurance under its
27    plan, but only to the extent that  those  payments  plus  the
28    balance of the claim do not exceed the current State rate for
29    early  intervention  services.  The  provider  may  under  no
30    circumstances  bill the family for the difference between its
31    charge for services and that  which  has  been  paid  by  the
32    insurance carrier or by the State.

33        (325 ILCS 20/13.20 new)
 
                            -22-           LRB9207772DJmbam03
 1        Sec. 13.20. Families with insurance coverage; payment for
 2    services.
 3        (a)  Families   of   children  with  insurance  coverage,
 4    whether public or private, shall incur  no  greater  or  less
 5    direct out-of-pocket expenses for early intervention services
 6    than families who are not insured.
 7        (b)  Deductibles.  When  the  deductible  on  a  family's
 8    insurance  plan  or policy has not yet been met in full under
 9    the terms of the plan or policy, the provider must first bill
10    the insurance  carrier.  If  the  provider  reimbursement  is
11    reduced  in  whole  or  in  part by the remaining amount of a
12    deductible, the provider shall then bill  the  lead  agency's
13    central  billing  office.  The  provider  shall  be  paid the
14    difference for the services up to the  amount  payable  under
15    the  State's  early  intervention  fee-for-service  rates and
16    shall in no case bill the family for the  services  not  paid
17    for under the plan or policy.
18        (c)  Co-payments      and     co-insurance.     Financial
19    responsibility   for   private   insurance   co-payments   or
20    co-insurance  payments  required  by  a  family's   insurance
21    carrier  on  claims  paid  for early intervention services is
22    transferred in full to the lead agency. The lead agency shall
23    pay the provider the sum  that  would  otherwise  be  payable
24    directly by the family under its insurance plan or policy and
25    the sum payable under subsection (c) of Section 13.15, unless
26    the  provider  already has been paid a sum by the carrier for
27    the early intervention service provided that is equal  to  or
28    in  excess  of  the State rate for that service. The provider
29    may not bill  the  family  for  co-payments  or  co-insurance
30    payments,   whether  paid  by  the  lead  agency  under  this
31    subsection or not.
32        (d)  Managed care plans.
33             (1)  Families    receiving    services    from    an
34        out-of-network provider on the  effective  date  of  this
 
                            -23-           LRB9207772DJmbam03
 1        amendatory act of the 92nd General Assembly shall have 45
 2        days  to transfer to an available credentialed specialist
 3        who is enrolled in the family's network, unless the  plan
 4        or  policy  allows  for  payment  of services provided by
 5        out-of-network  provider.    When  a  family's  insurance
 6        coverage is through a managed  care  arrangement  with  a
 7        network   of   providers   that   includes  one  or  more
 8        credentialed specialists who provide services  prescribed
 9        under  its individualized family service plan, the family
10        shall  use  the  network   providers   for   each   early
11        intervention  service  for  which  there  is an available
12        credentialed specialist, unless (1) the child is over  26
13        months  old  and  has  already established a relationship
14        with a non-network provider before the effective date  of
15        this  amendatory Act of the 92nd General Assembly, or (2)
16        the family would have to travel more  than  15  miles  or
17        more  than  30 minutes to the network provider within the
18        family's managed care network of providers.
19             (2)  The  lead  agency,  in  conjunction  with   any
20        entities  with  which  it  may  have  contracted  for the
21        training  and  credentialing  of  providers,  the   local
22        interagency  council for early intervention, the regional
23        intake entity, and the enrolled providers in each  region
24        who  wish to participate, shall cooperate in developing a
25        matrix and action plan that (1) identifies which  managed
26        care  plans  are  used  in  its  region  by families with
27        children in the early  intervention  program,  and  which
28        early  intervention  services, with what restrictions, if
29        any, are covered under those plans, (2) identifies  which
30        credentialed  specialists  are  members  of which managed
31        care plans in the region, and (3) identifies the  various
32        managed   care   plans   to   credentialed   specialists,
33        encourages  their  enrollment  in  the  area  plans,  and
34        provides  them  with  information on how to enroll. These
 
                            -24-           LRB9207772DJmbam03
 1        matrices shall be complete no later than 7  months  after
 2        the  effective  date  of  this amendatory Act of the 92nd
 3        General Assembly, and shall  be  provided  to  the  Early
 4        Intervention Legislative Advisory Committee at that time.
 5        The  lead  agency  shall work with networks that may have
 6        closed enrollment to additional  providers  to  encourage
 7        their   admission   of  early  intervention  credentialed
 8        specialists, and shall report to the  Early  Intervention
 9        Legislative  Advisory Committee on the initial results of
10        these efforts no later than February 1, 2002.

11        (325 ILCS 20/13.25 new)
12        Sec. 13.25. Private insurance; exemption.
13        (a)  No later than 60 days after the  effective  date  of
14    this  amendatory  Act  of the 92nd General Assembly, the lead
15    agency shall adopt rules to establish procedures by  which  a
16    family  whose child is eligible to receive early intervention
17    services may apply for an exemption restricting  the  use  of
18    its  private  insurance plan or policy based on material risk
19    of loss of coverage.
20        (b)  The lead  agency  shall  rule  on  a  claim  for  an
21    exemption  within  10  days  after  its  receipt of a written
22    request for an  exemption  at  the  regional  intake  entity.
23    During  that  10  days,  no  claims  may be filed against the
24    insurance plan or policy. If the  exemption  is  granted,  it
25    shall be noted on the individualized family service plan, and
26    the  family  and  the  providers  serving the family shall be
27    notified in writing of the exemption.
28        (c)  An exemption may be granted if  the  family  submits
29    documentation   with   its  request  for  an  exemption  that
30    establishes that either (i)  the  insurance  plan  or  policy
31    covering  the  child  is  an  individually  purchased plan or
32    policy and has been purchased by a self-employed head of  the
33    household  who  is not eligible for a group medical insurance
 
                            -25-           LRB9207772DJmbam03
 1    plan, is a member of a group plan with less than 15  employee
 2    members,  or  has a policy with a lifetime cap on one or more
 3    types of early intervention services that could be  exhausted
 4    during  the  period  covered  by  the  individualized  family
 5    service  plan or (ii) such other circumstances exist relative
 6    to the plan or policy and  its  use  for  early  intervention
 7    services  that there is  a material risk of loss of coverage,
 8    as the lead agency may establish by rule, and that (iii)  the
 9    family's   income   and   financial   circumstances  make  it
10    materially unacceptable to absorb  the  established  risk  of
11    higher  premiums, amended coverage, or policy restrictions or
12    changes.
13        (d)  An exemption under this Section  based  on  material
14    risk  of loss of coverage may apply to all early intervention
15    services and all plans or policies insuring the child, may be
16    limited to one or more plans or policies, or may  be  limited
17    to  one  or  more types of early intervention services in the
18    child's individualized family services plan.

19        (325 ILCS 20/13.30 new)
20        Sec. 13.30. System of  personnel  development.  The  lead
21    agency  shall  contract, under a public request for proposals
22    that shall be open  and  posted  on  its  early  intervention
23    website  for no less than 30 days, with one or more entity to
24    provide   training   to   credentialed   early   intervention
25    specialists. This training shall  include,  at  minimum,  the
26    following types of instruction:
27        (a)  Courses  in  birth-to-3  evaluation and treatment of
28    children with developmental disabilities and delays (1)  that
29    are taught by fully credentialed specialists with substantial
30    experience  in evaluation in treatment of children from birth
31    to age 3 with developmental disabilities and delays, and  who
32    are  approved,  as  appropriate  to  the  discipline,  by the
33    Department of Professional Regulation to  provide  continuing
 
                            -26-           LRB9207772DJmbam03
 1    education  to  that  discipline,  (2) that cover these topics
 2    within each of the  disciplines  of  audiology,  occupational
 3    therapy, physical therapy, speech and language pathology, and
 4    developmental  therapy,  (3) that are held no less than twice
 5    per year, (4) that offer no fewer than 20 contact  hours  per
 6    year  of  course  work,  (5) that are held in no fewer than 5
 7    separate locales throughout the  State,  and  (6)  that  give
 8    enrollment priority to those provisionally enrolled associate
 9    specialists  who  do  not  meet the experience, education, or
10    continuing  education  requirements  necessary  to  be  fully
11    credentialed early intervention specialists; and
12        (b)  Courses held no less than  twice  per  year  for  no
13    fewer  than  4 hours each in no fewer than 5 separate locales
14    throughout the State each on the following topics:
15             (1)  Practice and procedures  of  private  insurance
16        billing.
17             (2)  The  role  of  the  regional  intake  entities;
18        service coordination; program eligibility determinations;
19        family   fees;   Medicaid,   KidCare,   and  Division  of
20        Specialized    Care    applications,    referrals,    and
21        coordination  with  Early  Intervention;  and  procedural
22        safeguards.
23             (3)  Introduction to the early intervention program,
24        including provider enrollment and credentialing, overview
25        of Early Intervention program policies  and  regulations,
26        and billing requirements.
27             (4)  Evaluation   and   assessment   of   birth-to-3
28        children; individualized family service plan development,
29        monitoring,   and   review;   best   practices;   service
30        guidelines; and quality assurance.

31        (325 ILCS 20/13.32 new)
32        Sec.  13.32.  Contracting. The lead agency may enter into
33    contracts for some or all of its responsibilities under  this
 
                            -27-           LRB9207772DJmbam03
 1    Act,   including   but  not  limited  to,  credentialing  and
 2    enrolling   providers;   training   under   Section    13.30;
 3    maintaining  a  central  billing  office; data collection and
 4    analysis; establishing and maintaining  a  computerized  case
 5    management  system  accessible  to local referral offices and
 6    providers; creating and maintaining  a  system  for  provider
 7    credentialing  and  enrollment;  creating and maintaining the
 8    central directory required under subsection (g) of Section  7
 9    of  this  Act;  and  program  operations. These contracts are
10    subject to the Illinois Procurement Code, shall be subject to
11    public bid under requests for proposals under that Code, and,
12    in addition to the  posting  requirements  under  that  Code,
13    shall  be posted on the early intervention website maintained
14    by the lead agency during the entire bid period.  In  setting
15    points  for  evaluating  bids,  while  the  lead  agency  may
16    establish  points  for general experience doing the work that
17    the request for proposals specifies, the lead agency may  not
18    directly  or  indirectly credit points to a bidder for having
19    previously performed  any  of  these  responsibilities  under
20    previous  contracts  or  grants  with the lead agency. Any of
21    these listed responsibilities  currently  under  contract  or
22    grant  that  have not met these requirements shall be subject
23    to public bid under this request for proposal process  within
24    180  days  after the effective date of this amendatory Act of
25    the 92nd General Assembly.

26        (325 ILCS 20/13.50 new)
27        Sec.  13.50.  Early  Intervention  Legislative   Advisory
28    Committee.  No later than 60 days after the effective date of
29    this amendatory Act of 92nd General Assembly, there shall  be
30    convened   the   Early   Intervention   Legislative  Advisory
31    Committee. The majority and minority leaders of  the  General
32    Assembly  shall  each appoint 2 members to the Committee. The
33    Committee's term  is  for  a  period  of  2  years,  and  the
 
                            -28-           LRB9207772DJmbam03
 1    Committee  shall  publicly  convene  no less than 4 times per
 2    year. The Committee's responsibilities shall include, but not
 3    be  limited  to,  providing  guidance  to  the  lead   agency
 4    regarding    programmatic    and    fiscal   management   and
 5    accountability,  provider  development  and   accountability,
 6    contracting,  and  program  outcome  measures. On a quarterly
 7    basis, or more often as the Committee may request,  the  lead
 8    agency  shall provide to the General Assembly and the public,
 9    through postings on its website, monthly  reports  containing
10    the  data  required  in  the  annual report under subdivision
11    (b)(5) of Section 4 of this Act.

12        (325 ILCS 20/15) (from Ch. 23, par. 4165)
13        Sec. 15.  The Auditor General of the State shall  conduct
14    a  follow-up  an  evaluation  of the system established under
15    this Act, in order  to  evaluate  the  effectiveness  of  the
16    system  in  providing services that enhance the capacities of
17    families throughout Illinois to meet  the  special  needs  of
18    their  eligible infants and toddlers, and provide a report of
19    the evaluation to the Governor and the  General  Assembly  no
20    later  than  April  30,  2002 1993.  Upon receipt by the lead
21    agency, this report shall be posted on the early intervention
22    website.
23    (Source: P.A. 87-680.)".

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