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92_SB0461ham001 LRB9207772DJmbam03 1 AMENDMENT TO SENATE BILL 461 2 AMENDMENT NO. . Amend Senate Bill 461 by replacing 3 everything after the enacting clause with the following: 4 "Section 5. The Early Intervention Services System Act 5 is amended by changing Sections 3, 4, 5, 11, 13, and 15 and 6 adding Sections 13.5, 13.10, 13.15, 13.20, 13.25, 13.30, 7 13.32, and 13.50 as follows: 8 (325 ILCS 20/3) (from Ch. 23, par. 4153) 9 Sec. 3. Definitions. As used in this Act: 10 (a) "Eligible infants and toddlers" means infants and 11 toddlers under 36 months of age with any of the following 12 conditions: 13 (1) Developmental delays as defined by the 14 Department by rule. 15 (2) A physical or mental condition which typically 16 results in developmental delay. 17 (3) Being at risk of having substantial 18 developmental delays based on informed clinical judgment. 19 (4) Having entered the program under any of the 20 circumstances listed in paragraphs (1) through (3) of 21 this subsection, and continuing to have any measurable 22 delay; or not having attained a level of development in -2- LRB9207772DJmbam03 1 each area, including (i) cognitive, (ii) physical 2 (including vision and hearing), (iii) language, speech, 3 and communication, (iv) psycho-social, or (v) self-help 4 skills, that is at least at the mean of the child's age 5 equivalent peers; or having been determined by the 6 multidisciplinary individualized family service plan team 7 to continue to require or to be likely to benefit from 8 the continuation of early intervention services. 9 (b) "Developmental delay" means a delay in one or more 10 of the following areas of childhood development as measured 11 by appropriate diagnostic instruments and standard 12 procedures: cognitive; physical, including vision and 13 hearing; language, speech and communication; psycho-social; 14 or self-help skills. 15 (c) "Physical or mental condition which typically 16 results in developmental delay" means: 17 (1) a diagnosed medical disorder bearing a 18 relatively well known expectancy for developmental 19 outcomes within varying ranges of developmental 20 disabilities; or 21 (2) a history of prenatal, perinatal, neonatal or 22 early developmental events suggestive of biological 23 insults to the developing central nervous system and 24 which either singly or collectively increase the 25 probability of developing a disability or delay based on 26 a medical history. 27 (d) "Informed clinical judgment" means both clinical 28 observations and parental participation to determine 29 eligibility by a consensus of a multidisciplinary team of 2 30 or more members based on their professional experience and 31 expertise. 32 (e) "Early intervention services" means services which: 33 (1) are designed to meet the developmental needs of 34 each child eligible under this Act and the needs of his -3- LRB9207772DJmbam03 1 or her family; 2 (2) are selected in collaboration with the child's 3 family; 4 (3) are provided under public supervision; 5 (4) are provided at no cost except where a schedule 6 of sliding scale fees or other system of payments by 7 families has been adopted in accordance with State and 8 federal law; 9 (5) are designed to meet an infant's or toddler's 10 developmental needs in any of the following areas: 11 (A) physical development, including vision and 12 hearing, 13 (B) cognitive development, 14 (C) communication development, 15 (D) social or emotional development, or 16 (E) adaptive development; 17 (6) meet the standards of the State, including the 18 requirements of this Act; 19 (7) include one or more of the following: 20 (A) family training, 21 (B) social work services, including 22 counseling, and home visits, 23 (C) special instruction, 24 (D) speech, language pathology and audiology, 25 (E) occupational therapy, 26 (F) physical therapy, 27 (G) psychological services, 28 (H) service coordination services, 29 (I) medical services only for diagnostic or 30 evaluation purposes, 31 (J) early identification, screening, and 32 assessment services, 33 (K) health services specified by the lead 34 agency as necessary to enable the infant or toddler -4- LRB9207772DJmbam03 1 to benefit from the other early intervention 2 services, 3 (L) vision services, 4 (M) transportation, and 5 (N) assistive technology devices and services; 6 (8) are provided by qualified personnel, including 7 but not limited to: 8 (A) child development specialists or special 9 educators, 10 (B) speech and language pathologists and 11 audiologists, 12 (C) occupational therapists, 13 (D) physical therapists, 14 (E) social workers, 15 (F) nurses, 16 (G) nutritionists, 17 (H) optometrists, 18 (I) psychologists, and 19 (J) physicians; 20 (9) are provided in conformity with an 21 Individualized Family Service Plan; 22 (10) are provided throughout the year; and 23 (11) are provided in natural environments, 24 including the home and community settings in which 25 infants and toddlers without disabilities would 26 participate to the extent determined by the 27 multidisciplinary Individualized Family Service Plan. 28 (f) "Individualized Family Service Plan" or "Plan" means 29 a written plan for providing early intervention services to a 30 child eligible under this Act and the child's family, as set 31 forth in Section 11. 32 (g) "Local interagency agreement" means an agreement 33 entered into by local community and State and regional 34 agencies receiving early intervention funds directly from the -5- LRB9207772DJmbam03 1 State and made in accordance with State interagency 2 agreements providing for the delivery of early intervention 3 services within a local community area. 4 (h) "Council" means the Illinois Interagency Council on 5 Early Intervention established under Section 4. 6 (i) "Lead agency" means the State agency responsible for 7 administering this Act and receiving and disbursing public 8 funds received in accordance with State and federal law and 9 rules. 10 (i-5) "Central billing office" means the central billing 11 office created by the lead agency under Section 13. 12 (j) "Child find" means a service which identifies 13 eligible infants and toddlers. 14 (Source: P.A. 90-158, eff. 1-1-98; 91-538, eff. 8-13-99.) 15 (325 ILCS 20/4) (from Ch. 23, par. 4154) 16 Sec. 4. Illinois Interagency Council on Early 17 Intervention. 18 (a) There is established the Illinois Interagency 19 Council on Early Intervention. The Council shall be composed 20 of at least 15 but not more than 25 members. The members of 21 the Council and the designated chairperson of the Council 22 shall be appointed by the Governor. The Council member 23 representing the lead agency may not serve as chairperson of 24 the Council. The Council shall be composed of the following 25 members: 26 (1) The Secretary of Human Services (or his or her 27 designee) and 2 additional representatives of the 28 Department of Human Services designated by the Secretary, 29 plus the Directors (or their designees) of the following 30 State agencies involved in the provision of or payment 31 for early intervention services to eligible infants and 32 toddlers and their families: 33 (A) Illinois State Board of Education; -6- LRB9207772DJmbam03 1 (B) (Blank); 2 (C) (Blank); 3 (D) Illinois Department of Children and Family 4 Services; 5 (E) University of Illinois Division of 6 Specialized Care for Children; 7 (F) Illinois Department of Public Aid; 8 (G) Illinois Department of Public Health; 9 (H) (Blank); 10 (I) Illinois Planning Council on Developmental 11 Disabilities; and 12 (J) Illinois Department of Insurance. 13 (2) Other members as follows: 14 (A) At least 20% of the members of the Council 15 shall be parents, including minority parents, of 16 infants or toddlers with disabilities or children 17 with disabilities aged 12 or younger, with knowledge 18 of, or experience with, programs for infants and 19 toddlers with disabilities. At least one such 20 member shall be a parent of an infant or toddler 21 with a disability or a child with a disability aged 22 6 or younger; 23 (B) At least 20% of the members of the Council 24 shall be public or private providers of early 25 intervention services; 26 (C) One member shall be a representative of 27 the General Assembly; and 28 (D) One member shall be involved in the 29 preparation of professional personnel to serve 30 infants and toddlers similar to those eligible for 31 services under this Act. 32 The Council shall meet at least quarterly and in such 33 places as it deems necessary. Terms of the initial members 34 appointed under paragraph (2) shall be determined by lot at -7- LRB9207772DJmbam03 1 the first Council meeting as follows: of the persons 2 appointed under subparagraphs (A) and (B), one-third shall 3 serve one year terms, one-third shall serve 2 year terms, and 4 one-third shall serve 3 year terms; and of the persons 5 appointed under subparagraphs (C) and (D), one shall serve a 6 2 year term and one shall serve a 3 year term. Thereafter, 7 successors appointed under paragraph (2) shall serve 3 year 8 terms. Once appointed, members shall continue to serve until 9 their successors are appointed. No member shall be appointed 10 to serve more than 2 consecutive terms. 11 Council members shall serve without compensation but 12 shall be reimbursed for reasonable costs incurred in the 13 performance of their duties, including costs related to child 14 care, and parents may be paid a stipend in accordance with 15 applicable requirements. 16 The Council shall prepare and approve a budget using 17 funds appropriated for the purpose to hire staff, and obtain 18 the services of such professional, technical, and clerical 19 personnel as may be necessary to carry out its functions 20 under this Act. This funding support and staff shall be 21 directed by the lead agency. 22 (b) The Council shall: 23 (1) advise and assist the lead agency in the 24 performance of its responsibilities including but not 25 limited to the identification of sources of fiscal and 26 other support services for early intervention programs, 27 and the promotion of interagency agreements which assign 28 financial responsibility to the appropriate agencies; 29 (2) advise and assist the lead agency in the 30 preparation of applications and amendments to 31 applications; 32 (3) review and advise on relevant regulations and 33 standards proposed by the related State agencies; 34 (4) advise and assist the lead agency in the -8- LRB9207772DJmbam03 1 development, implementation and evaluation of the 2 comprehensive early intervention services system; and 3 (5) prepare and submit an annual reportto the4Governor and to the General Assemblyon the status of 5 early intervention programs for eligible infants and 6 toddlers and their families in Illinois. The report shall 7 be provided to the Governor and to the General Assembly, 8 and shall be posted on the lead agency's early 9 intervention website along with the annual report of each 10 of the previous 3 years. The annual report shall 11 include, in addition to each element required to be 12 provided by the Secretary of the U.S. Department of 13 Education, the following: (i) the estimated number of 14 eligible infants and toddlers in this State, and the 15 basis and assumptions underlying that estimate; (ii) the 16 number of children, by month and region, on waiting lists 17 for a completed individualized family service plan for 18 more than 45 days, and the number of children, by month 19 and by region, on waiting lists for any of the early 20 intervention services required under the plan; (iii) the 21 number of eligible infants and toddlers who have 22 received early intervention services each month and in 23 total during the year, in each region, broken down by age 24 in 12-month increments (for example, birth-to-one), by 25 the basis of program eligibility (diagnosed physical or 26 mental condition which typically results in developmental 27 delay, developmental delay in 10% increments, and at-risk 28 of developmental delay), by race, by income (below 135% 29 of the federal poverty line, at least 135% but not more 30 than 185% of the federal poverty line, more than 185% but 31 not more than 200% of the federal poverty line, and more 32 than 200% of the federal poverty line), by health 33 insurance status and type of insurance (none, private, or 34 Medicaid/KidCare); (iv) the expenditures made per -9- LRB9207772DJmbam03 1 individualized family service plan by region; (v) the 2 number of individualized family service plan expenditures 3 in $1000 increments, by region and by month; (vi) the 4 federal funds recovered for early intervention services 5 under Medicaid and KidCare by type of early intervention 6 service, by month and by region; (vii) the amount of 7 early intervention expenditures offset by private 8 insurance billings, by type of early intervention 9 service, by month, and by region; (viii) the number of 10 early intervention children also enrolled in the Division 11 of Specialized Care for Children's (DSCC) Title V 12 maternal and child health services program, and the 13 amount of early intervention expenditures offset by DSCC 14 billings, by type of early intervention service, by 15 month, and by region; (ix) the amount of family fees 16 collected, by month and by region; and (x) program 17 outcome data that shows the level of developmental delay 18 upon program entry and upon program exit, the number of 19 children transitioning to Part B services, and the number 20 of children who reach age equivalence (plus or minus 10%) 21 in one or more areas of development. The report shall 22 also include a summary of the monthly managers' reports 23 submitted by each of the regional intake entities.The24annual report shall include (i) the estimated number of25eligible infants and toddlers in this State, (ii) the26number of eligible infants and toddlers who have received27services under this Act and the cost of providing those28services, and (iii) the estimated cost of providing29services under this Act to all eligible infants and30toddlers in this State.31 No member of the Council shall cast a vote on or 32 participate substantially in any matter which would provide a 33 direct financial benefit to that member or otherwise give the 34 appearance of a conflict of interest under State law. All -10- LRB9207772DJmbam03 1 provisions and reporting requirements of the Illinois 2 Governmental Ethics Act shall apply to Council members. 3 (Source: P.A. 91-357; eff. 7-29-99.) 4 (325 ILCS 20/5) (from Ch. 23, par. 4155) 5 Sec. 5. Lead Agency. The Department of Human Services 6 is designated the lead agency and shall provide leadership in 7 establishing and implementing the coordinated, comprehensive, 8 interagency and interdisciplinary system of early 9 intervention services. The lead agency shall not have the 10 sole responsibility for providing these services. Each 11 participating State agency shall continue to coordinate those 12 early intervention services relating to health, social 13 service and education provided under this authority. 14 The lead agency is responsible for carrying out: 15 (a) the general administration, supervision, and 16 monitoring of programs and activities receiving 17 assistance under Section 673 of the Individuals with 18 Disabilities Education Act (20 United States Code 1473); 19 (b) the identification and coordination of all 20 available resources within the State from federal, State, 21 local and private sources; 22 (c) the development of procedures to ensure that 23 services are provided to eligible infants and toddlers 24 and their families in a timely manner pending the 25 resolution of any disputes among public agencies or 26 service providers; 27 (d) the resolution of intra-agency and interagency 28 regulatory and procedural disputes; and 29 (e) the development and implementation of formal 30 interagency agreements between the lead agency and (i) 31 the Department of Public Aid, (ii) the University of 32 Illinois Division of Specialized Care for Children, and 33 (iii) other relevant State agencies that: -11- LRB9207772DJmbam03 1 (1) define the financial responsibility of 2 each agency for paying for early intervention 3 services (consistent with existing State and federal 4 law and rules, including the requirement that early 5 intervention funds be used as the payor of last 6 resort), a hierarchical order of payment as among 7 the agencies for early intervention services that 8 are covered under or may be paid by programs in 9 other agencies, and procedures for direct billing, 10 collecting reimbursements for payments made, and 11 resolving service and payment disputes;and12 (2) include all additional components 13 necessary to ensure meaningful cooperation and 14 coordination; and.15 (3) are reviewed and revised to implement the 16 purposes of this amendatory Act of the 92nd General 17 Assembly and signed by the relevant agency directors 18 no later than 60 days after the effective date of 19 this amendatory Act of the 92nd General Assembly. 20 (Source: P.A. 90-158, eff. 1-1-98.) 21 (325 ILCS 20/11) (from Ch. 23, par. 4161) 22 Sec. 11. Individualized Family Service Plans. 23 (a) Each eligible infant or toddler and that infant's or 24 toddler's family shall receive: 25 (1)(a)timely, comprehensive, multidisciplinary 26 assessment of the unique needs of each eligible infant 27 and toddler, and assessment of the concerns and 28 priorities of the families to appropriately assist them 29 in meeting their needs and identify services to meet 30 those needs; and 31 (2)(b)a written Individualized Family Service 32 Plan developed by a multidisciplinary team which includes 33 the parent or guardian. The individualized family service -12- LRB9207772DJmbam03 1 plan shall be developed and periodically reviewed with 2 the guidance of best practice standards or service 3 guidelines, and may be reviewed during the course of 4 development or thereafter by experts in the relevant 5 disciplines, but such standards, guidelines, and reviews 6 shall not be binding on the multidisciplinary team that 7 includes the parent of the child and develops the 8 individualized family services plan. The lead agency may 9 establish review panels to guide the individualized 10 family services plan development and implementation 11 process. To give the greatest attention to those plans 12 that fall outside the mean, these panels shall focus 13 their reviews on plans that call for services that are 14 among the highest 15% in cost in the region or State, and 15 those that call for services that are among the lowest 16 15% in cost in the region or State. 17 (b) The Individualized Family Service Plan shall be 18 evaluated once a year and the family shall be provided a 19 review of the Plan at 6 month intervals or more often where 20 appropriate based on infant or toddler and family needs. 21 (c) The evaluation and initial assessment and initial 22 Plan meeting must be held within 45 days after the initial 23 contact with the early intervention services system. With 24 parental consent, early intervention services may commence 25 before the completion of the comprehensive assessment and 26 development of the Plan. 27 (d) Parents must be informed that, at their discretion, 28 early intervention services shall be provided to each 29 eligible infant and toddler in the natural environment, which 30 may include the home or other community settings. Parents 31 shall make the final decision to accept or decline early 32 intervention services. A decision to decline such services 33 shall not be a basis for administrative determination of 34 parental fitness, or other findings or sanctions against the -13- LRB9207772DJmbam03 1 parents. Parameters of the Plan shall be set forth in rules. 2 (e) The regional intake offices shall explain to each 3 family, orally and in writing, all of the following: 4 (1) That the early intervention program will pay 5 for all early intervention services set forth in the 6 individualized family service plan that are not covered 7 or paid under the family's public or private insurance 8 plan or policy and not eligible for payment through any 9 other third party payor. 10 (2) That services will not be delayed due to any 11 rules or restrictions under the family's insurance plan 12 or policy. 13 (3) That the family may request, with appropriate 14 documentation supporting the request, at the regional 15 intake entity, a determination of an exemption from 16 private insurance use under Section 13.25. 17 (4) That responsibility for co-payments or 18 co-insurance under a family's private insurance plan or 19 policy will be transferred to the lead agency's central 20 billing office. 21 (5) That families will be responsible for quarterly 22 payments of family fees, which will be based on a sliding 23 scale according to income, and that these fees are 24 payable to the central billing office, and that if the 25 family encounters a catastrophic circumstance making it 26 unable to pay the fees, the lead agency may, upon proof 27 of inability to pay, waive the fees. 28 (f) The individualized family service plan must state 29 whether the family has private insurance coverage and, if the 30 family has such coverage, must have attached to it a copy of 31 the family's insurance identification card or otherwise 32 include all of the following information: 33 (1) The name, address, and telephone number of the 34 insurance carrier. -14- LRB9207772DJmbam03 1 (2) The contract number and policy number of the 2 insurance plan. 3 (3) The name, address, and social security number 4 of the primary insured. 5 (4) The beginning date of the insurance benefit 6 year. 7 (g) A copy of the individualized family service plan 8 must be provided to each enrolled provider who is providing 9 early intervention services to the child who is the subject 10 of that plan. 11 (Source: P.A. 91-538, eff. 8-13-99.) 12 (325 ILCS 20/13) (from Ch. 23, par. 4163) 13 Sec. 13. Funding and Fiscal Responsibility. 14 (a) The lead agency and every other participating State 15 agency may receive and expend funds appropriated by the 16 General Assembly to implement the early intervention services 17 system as required by this Act. 18 (b) The lead agency and each participating State agency 19 shall identify and report on an annual basis to the Council 20 the State agency funds utilized for the provision of early 21 intervention services to eligible infants and toddlers. 22 (c) Funds provided under Section 633 of the Individuals 23 with Disabilities Education Act (20 United States Code 1433) 24 and State funds designated or appropriated for early 25 intervention services or programs may not be used to satisfy 26 a financial commitment for services which would have been 27 paid for from another public or private source but for the 28 enactment of this Act, except whenever considered necessary 29 to prevent delay in receiving appropriate early intervention 30 services by the eligible infant or toddler or family in a 31 timely manner. Funds provided under Section 633 of the 32 Individuals with Disabilities Education Act and State funds 33 designated or appropriated for early intervention services or -15- LRB9207772DJmbam03 1 programs may be used by the lead agency to pay the provider 2 of services (A) pending reimbursement from the appropriate 3 State agency or (B) if (i) the claim for payment is denied in 4 whole or in part by a public or private source, or would be 5 denied under the terms of the public program or plan or 6 private plan, or (ii) use of private insurance for the 7 service has been exempted under Section 13.25. 8 (d) Nothing in this Act shall be construed to permit the 9 State to reduce medical or other assistance available or to 10 alter eligibility under Title V and Title XIX of the Social 11 Security Act relating to the Maternal Child Health Program 12 and Medicaid for eligible infants and toddlers in this State. 13 (e) The lead agency shall create a central billing 14 office to receive and dispense all relevant State and federal 15 resources, as well as local government or independent 16 resources available, for early intervention services. This 17 office shall assure that maximum federal resources are 18 utilized and that providers receive funds with minimal 19 duplications or interagency reporting and with consolidated 20 audit procedures. 21 (f) The lead agency shall, by rule,mayalso create a 22 system of payments by families, including a schedule of fees. 23 No fees, however, may be charged for: implementing child 24 find, evaluation and assessment, service coordination, 25 administrative and coordination activities related to the 26 development, review, and evaluation of Individualized Family 27 Service Plans, or the implementation of procedural safeguards 28 and other administrative components of the statewide early 29 intervention system. 30 The system of payments, called family fees, shall be 31 structured on a sliding scale based on family income. The 32 family's coverage or lack of coverage under a public or 33 private insurance plan or policy shall not be a factor in 34 determining the amount of the family fees. -16- LRB9207772DJmbam03 1 Each family's fee obligation shall be established 2 annually, and shall be paid by families to the central 3 billing office in quarterly installments. At the written 4 request of the family, the fee obligation shall be adjusted 5 at any point during the year upon proof of a change in family 6 income. The inability of the parents of an eligible child to 7 pay family fees due to catastrophic or extraordinary 8 circumstances, as established by rule, shall not result in 9 the denial of services to the child or the child's family. 10 The rules adopted under this paragraph shall establish 11 procedures that ensure that families with documented 12 extraordinary expenses or other catastrophic circumstances 13 are given an opportunity to demonstrate that the family fees 14 should be reduced or forgiven. 15 (g) To ensure that early intervention funds are used as 16 the payor of last resort for early intervention services, the 17 lead agency shall determine at the point of early 18 intervention intake, and again at any periodic review of 19 eligibility thereafter or upon a change in family 20 circumstances, whether the family is eligible for or enrolled 21 in any program for which payment is made directly or through 22 public or private insurance for any or all of the early 23 intervention services made available under this Act. The lead 24 agency shall establish procedures to ensure that payments are 25 made either directly from these public and private sources 26 instead of from State or federal early intervention funds, or 27 as reimbursement for payments previously made from State or 28 federal early intervention funds. 29 (Source: P.A. 91-538, eff. 8-13-99.) 30 (325 ILCS 20/13.5 new) 31 Sec. 13.5. Other programs. 32 (a) When an application or a review of eligibility for 33 early intervention services is made, and at any eligibility -17- LRB9207772DJmbam03 1 redetermination thereafter, the family shall be asked if it 2 is currently enrolled in Medicaid, KidCare, or the Title V 3 program administered by the University of Illinois Division 4 of Specialized Care for Children. If the family is enrolled 5 in any of these programs, that information shall be put on 6 the individualized family service plan and entered into the 7 computerized case management system, and shall require that 8 the individualized family services plan of a child who has 9 been found eligible for services through the Division of 10 Specialized Care for Children state that the child is 11 enrolled in that program. For those programs in which the 12 family is not enrolled, a preliminary eligibility screen 13 shall be conducted simultaneously for (i) medical assistance 14 (Medicaid) under Article V of the Illinois Public Aid Code, 15 (ii) children's health insurance program (KidCare) benefits 16 under the Children's Health Insurance Program Act, and (iii) 17 Title V maternal and child health services provided through 18 the Division of Specialized Care for Children of the 19 University of Illinois. A child enrolled in an early 20 intervention program shall automatically be enrolled in any 21 of these other programs for which the child is also eligible. 22 (b) For purposes of determining family fees under 23 subsection (f) of Section 13 and determining eligibility for 24 the other programs and services specified in items (i) 25 through (iii) of subsection (a), the lead agency shall 26 develop and use, within 60 days after the effective date of 27 this amendatory Act of the 92nd General Assembly, with the 28 cooperation of the Department of Public Aid and the Division 29 of Specialized Care for Children of the University of 30 Illinois, a single application form that provides sufficient 31 information for the early intervention regional intake 32 entities or other agencies to establish eligibility for those 33 other programs and shall, in cooperation with the Illinois 34 Department of Public Aid and the Division of Specialized Care -18- LRB9207772DJmbam03 1 for Children, train the regional intake entities on using the 2 screening device. 3 (c) When a child is determined eligible for and 4 enrolled in the early intervention program and has been 5 found to at least meet the threshold income eligibility 6 requirements for Medicaid or KidCare, the regional intake 7 entity shall complete a KidCare/Medicaid application with the 8 family and forward it to the Illinois Department of Public 9 Aid's KidCare Unit for a determination of eligibility. 10 (d) With the cooperation of the Department of Public 11 Aid, the lead agency shall establish procedures that ensure 12 the timely and maximum allowable recovery of payments for all 13 early intervention services and allowable administrative 14 costs under Article V of the Illinois Public Aid Code and the 15 Children's Health Insurance Program Act and shall include 16 those procedures in the interagency agreement required under 17 subsection (e) of Section 5 of this Act. 18 (e) For the purpose of determining eligibility for 19 benefits and making referrals for final eligibility 20 determinations for medical assistance under Article V of the 21 Illinois Public Aid Code, the lead agency and the Department 22 of Public Aid shall treat the regional intake entities as 23 "qualified entities" within the meaning of 42 U.S.C. 24 1396r-1a. 25 (f) For purposes of making referrals for final 26 determinations of eligibility for KidCare benefits under the 27 Children's Health Insurance Program Act and for medical 28 assistance under Article V of the Illinois Public Aid Code, 29 the lead agency and the Department of Public Aid shall enroll 30 each early intervention regional intake entity as a "KidCare 31 agent" in order for the entity to complete the KidCare 32 application as authorized under Section 22 of the Children's 33 Health Insurance Program Act. 34 (g) For purposes of early intervention services that may -19- LRB9207772DJmbam03 1 be provided under Title V of the Social Security Act, the 2 lead agency, in conjunction with the Division of Specialized 3 Care for Children (DSCC) of the University of Illinois, shall 4 establish procedures whereby the early intervention regional 5 intake entities may determine whether children enrolled in 6 the early intervention program may also be eligible for those 7 services, and shall develop, within 60 days after the 8 effective date of this amendatory Act of the 92nd General 9 Assembly, (i) the inter-agency agreement required under 10 subsection (e) of Section 5 of this Act, establishing that 11 early intervention funds are to be used as the payor of last 12 resort when services required under an individualized family 13 services plan may be provided to an eligible child through 14 the DSCC, and (ii) training guidelines for the regional 15 intake entities and providers that explain eligibility for 16 care through DSCC, and its billing procedures. Within 24 17 months after the effective date of this amendatory Act of the 18 92nd General Assembly, to maintain enrollment as a fully 19 credentialed specialist under this Act, an individual must 20 meet the requirements of DSCC for enrollment within his or 21 her discipline, if DSCC accepts the enrollment of such 22 providers within that discipline, and shall bill DSCC for all 23 early intervention services that are payable under that 24 program that are provided to children who are found eligible 25 under that program. The lead agency shall require that an 26 individual applying for or renewing enrollment as providers 27 of services in the early intervention program state whether 28 or not he or she is also enrolled as a DSCC provider. This 29 information shall be noted next to the name of the provider 30 on the computerized roster of Illinois early intervention 31 providers, and regional intake entities shall make every 32 effort to refer families eligible for DSCC services to these 33 providers. -20- LRB9207772DJmbam03 1 (325 ILCS 20/13.10 new) 2 Sec. 13.10. Private health insurance; assignment. No 3 later than 60 days after the effective date of this 4 amendatory Act of the 92nd General Assembly, the lead agency 5 shall determine, at the point of new applications for early 6 intervention services, and for all children enrolled in the 7 early intervention program, at the regional intake offices, 8 whether the child is insured under a private health insurance 9 plan or policy. An application for early intervention 10 services shall serve as a right to assignment of the right of 11 recovery against a private health insurance plan or policy 12 for any covered early intervention services that are not 13 required to be provided at State expense and that are 14 provided to a child covered under the plan or policy. 15 (325 ILCS 20/13.15 new) 16 Sec. 13.15. Billing of insurance carrier. 17 (a) Subject to the restrictions against private 18 insurance use on the basis of material risk of loss of 19 coverage, as determined under Section 13.25, each enrolled 20 provider who is providing a family with early intervention 21 services shall bill the child's insurance carrier for each 22 unit of early intervention service that is not required to be 23 provided at public expense under Section 13 of this Act and 24 for which coverage may be available. The lead agency may 25 exempt from the requirement of this paragraph any early 26 intervention service that it has deemed not to be covered by 27 insurance plans in Illinois. When the service is not 28 exempted, providers who receive a denial of payment on the 29 basis that the service is not covered under any circumstance 30 under the plan are not required to bill that carrier for that 31 service again until the following insurance benefit year. 32 That explanation of benefits denying the claim, once 33 submitted to the central billing office, shall be sufficient -21- LRB9207772DJmbam03 1 to meet the requirements of this paragraph as to subsequent 2 services billed under the same billing code provided to that 3 child during that insurance benefit year. Any time limit on a 4 provider's filing of a claim for payment with the central 5 billing office that is imposed through a policy, procedure, 6 or rule of the lead agency shall be suspended until the 7 provider receives an explanation of benefits or other final 8 determination of the claim it files with the child's 9 insurance carrier. 10 (b) In all instances when an insurance carrier has been 11 billed for early intervention services, whether paid in full, 12 paid in part, or denied by the carrier, the provider must 13 provide the central billing office, within 90 days after 14 receipt, with a copy of the explanation of benefits form and 15 other information in the manner prescribed by the lead 16 agency. 17 (c) When the insurance carrier has denied the claim or 18 paid an amount for the early intervention service billed that 19 is less that the current State rate for early intervention 20 services, the provider shall submit the explanation of 21 benefits with a claim for payment, and the lead agency shall 22 pay the provider the difference between the sum actually paid 23 by the insurance carrier for each unit of service provided 24 under the individualized family service plan and the current 25 State rate for early intervention services. The State shall 26 also pay the family's co-payment or co-insurance under its 27 plan, but only to the extent that those payments plus the 28 balance of the claim do not exceed the current State rate for 29 early intervention services. The provider may under no 30 circumstances bill the family for the difference between its 31 charge for services and that which has been paid by the 32 insurance carrier or by the State. 33 (325 ILCS 20/13.20 new) -22- LRB9207772DJmbam03 1 Sec. 13.20. Families with insurance coverage; payment for 2 services. 3 (a) Families of children with insurance coverage, 4 whether public or private, shall incur no greater or less 5 direct out-of-pocket expenses for early intervention services 6 than families who are not insured. 7 (b) Deductibles. When the deductible on a family's 8 insurance plan or policy has not yet been met in full under 9 the terms of the plan or policy, the provider must first bill 10 the insurance carrier. If the provider reimbursement is 11 reduced in whole or in part by the remaining amount of a 12 deductible, the provider shall then bill the lead agency's 13 central billing office. The provider shall be paid the 14 difference for the services up to the amount payable under 15 the State's early intervention fee-for-service rates and 16 shall in no case bill the family for the services not paid 17 for under the plan or policy. 18 (c) Co-payments and co-insurance. Financial 19 responsibility for private insurance co-payments or 20 co-insurance payments required by a family's insurance 21 carrier on claims paid for early intervention services is 22 transferred in full to the lead agency. The lead agency shall 23 pay the provider the sum that would otherwise be payable 24 directly by the family under its insurance plan or policy and 25 the sum payable under subsection (c) of Section 13.15, unless 26 the provider already has been paid a sum by the carrier for 27 the early intervention service provided that is equal to or 28 in excess of the State rate for that service. The provider 29 may not bill the family for co-payments or co-insurance 30 payments, whether paid by the lead agency under this 31 subsection or not. 32 (d) Managed care plans. 33 (1) Families receiving services from an 34 out-of-network provider on the effective date of this -23- LRB9207772DJmbam03 1 amendatory act of the 92nd General Assembly shall have 45 2 days to transfer to an available credentialed specialist 3 who is enrolled in the family's network, unless the plan 4 or policy allows for payment of services provided by 5 out-of-network provider. When a family's insurance 6 coverage is through a managed care arrangement with a 7 network of providers that includes one or more 8 credentialed specialists who provide services prescribed 9 under its individualized family service plan, the family 10 shall use the network providers for each early 11 intervention service for which there is an available 12 credentialed specialist, unless (1) the child is over 26 13 months old and has already established a relationship 14 with a non-network provider before the effective date of 15 this amendatory Act of the 92nd General Assembly, or (2) 16 the family would have to travel more than 15 miles or 17 more than 30 minutes to the network provider within the 18 family's managed care network of providers. 19 (2) The lead agency, in conjunction with any 20 entities with which it may have contracted for the 21 training and credentialing of providers, the local 22 interagency council for early intervention, the regional 23 intake entity, and the enrolled providers in each region 24 who wish to participate, shall cooperate in developing a 25 matrix and action plan that (1) identifies which managed 26 care plans are used in its region by families with 27 children in the early intervention program, and which 28 early intervention services, with what restrictions, if 29 any, are covered under those plans, (2) identifies which 30 credentialed specialists are members of which managed 31 care plans in the region, and (3) identifies the various 32 managed care plans to credentialed specialists, 33 encourages their enrollment in the area plans, and 34 provides them with information on how to enroll. These -24- LRB9207772DJmbam03 1 matrices shall be complete no later than 7 months after 2 the effective date of this amendatory Act of the 92nd 3 General Assembly, and shall be provided to the Early 4 Intervention Legislative Advisory Committee at that time. 5 The lead agency shall work with networks that may have 6 closed enrollment to additional providers to encourage 7 their admission of early intervention credentialed 8 specialists, and shall report to the Early Intervention 9 Legislative Advisory Committee on the initial results of 10 these efforts no later than February 1, 2002. 11 (325 ILCS 20/13.25 new) 12 Sec. 13.25. Private insurance; exemption. 13 (a) No later than 60 days after the effective date of 14 this amendatory Act of the 92nd General Assembly, the lead 15 agency shall adopt rules to establish procedures by which a 16 family whose child is eligible to receive early intervention 17 services may apply for an exemption restricting the use of 18 its private insurance plan or policy based on material risk 19 of loss of coverage. 20 (b) The lead agency shall rule on a claim for an 21 exemption within 10 days after its receipt of a written 22 request for an exemption at the regional intake entity. 23 During that 10 days, no claims may be filed against the 24 insurance plan or policy. If the exemption is granted, it 25 shall be noted on the individualized family service plan, and 26 the family and the providers serving the family shall be 27 notified in writing of the exemption. 28 (c) An exemption may be granted if the family submits 29 documentation with its request for an exemption that 30 establishes that either (i) the insurance plan or policy 31 covering the child is an individually purchased plan or 32 policy and has been purchased by a self-employed head of the 33 household who is not eligible for a group medical insurance -25- LRB9207772DJmbam03 1 plan, is a member of a group plan with less than 15 employee 2 members, or has a policy with a lifetime cap on one or more 3 types of early intervention services that could be exhausted 4 during the period covered by the individualized family 5 service plan or (ii) such other circumstances exist relative 6 to the plan or policy and its use for early intervention 7 services that there is a material risk of loss of coverage, 8 as the lead agency may establish by rule, and that (iii) the 9 family's income and financial circumstances make it 10 materially unacceptable to absorb the established risk of 11 higher premiums, amended coverage, or policy restrictions or 12 changes. 13 (d) An exemption under this Section based on material 14 risk of loss of coverage may apply to all early intervention 15 services and all plans or policies insuring the child, may be 16 limited to one or more plans or policies, or may be limited 17 to one or more types of early intervention services in the 18 child's individualized family services plan. 19 (325 ILCS 20/13.30 new) 20 Sec. 13.30. System of personnel development. The lead 21 agency shall contract, under a public request for proposals 22 that shall be open and posted on its early intervention 23 website for no less than 30 days, with one or more entity to 24 provide training to credentialed early intervention 25 specialists. This training shall include, at minimum, the 26 following types of instruction: 27 (a) Courses in birth-to-3 evaluation and treatment of 28 children with developmental disabilities and delays (1) that 29 are taught by fully credentialed specialists with substantial 30 experience in evaluation in treatment of children from birth 31 to age 3 with developmental disabilities and delays, and who 32 are approved, as appropriate to the discipline, by the 33 Department of Professional Regulation to provide continuing -26- LRB9207772DJmbam03 1 education to that discipline, (2) that cover these topics 2 within each of the disciplines of audiology, occupational 3 therapy, physical therapy, speech and language pathology, and 4 developmental therapy, (3) that are held no less than twice 5 per year, (4) that offer no fewer than 20 contact hours per 6 year of course work, (5) that are held in no fewer than 5 7 separate locales throughout the State, and (6) that give 8 enrollment priority to those provisionally enrolled associate 9 specialists who do not meet the experience, education, or 10 continuing education requirements necessary to be fully 11 credentialed early intervention specialists; and 12 (b) Courses held no less than twice per year for no 13 fewer than 4 hours each in no fewer than 5 separate locales 14 throughout the State each on the following topics: 15 (1) Practice and procedures of private insurance 16 billing. 17 (2) The role of the regional intake entities; 18 service coordination; program eligibility determinations; 19 family fees; Medicaid, KidCare, and Division of 20 Specialized Care applications, referrals, and 21 coordination with Early Intervention; and procedural 22 safeguards. 23 (3) Introduction to the early intervention program, 24 including provider enrollment and credentialing, overview 25 of Early Intervention program policies and regulations, 26 and billing requirements. 27 (4) Evaluation and assessment of birth-to-3 28 children; individualized family service plan development, 29 monitoring, and review; best practices; service 30 guidelines; and quality assurance. 31 (325 ILCS 20/13.32 new) 32 Sec. 13.32. Contracting. The lead agency may enter into 33 contracts for some or all of its responsibilities under this -27- LRB9207772DJmbam03 1 Act, including but not limited to, credentialing and 2 enrolling providers; training under Section 13.30; 3 maintaining a central billing office; data collection and 4 analysis; establishing and maintaining a computerized case 5 management system accessible to local referral offices and 6 providers; creating and maintaining a system for provider 7 credentialing and enrollment; creating and maintaining the 8 central directory required under subsection (g) of Section 7 9 of this Act; and program operations. These contracts are 10 subject to the Illinois Procurement Code, shall be subject to 11 public bid under requests for proposals under that Code, and, 12 in addition to the posting requirements under that Code, 13 shall be posted on the early intervention website maintained 14 by the lead agency during the entire bid period. In setting 15 points for evaluating bids, while the lead agency may 16 establish points for general experience doing the work that 17 the request for proposals specifies, the lead agency may not 18 directly or indirectly credit points to a bidder for having 19 previously performed any of these responsibilities under 20 previous contracts or grants with the lead agency. Any of 21 these listed responsibilities currently under contract or 22 grant that have not met these requirements shall be subject 23 to public bid under this request for proposal process within 24 180 days after the effective date of this amendatory Act of 25 the 92nd General Assembly. 26 (325 ILCS 20/13.50 new) 27 Sec. 13.50. Early Intervention Legislative Advisory 28 Committee. No later than 60 days after the effective date of 29 this amendatory Act of 92nd General Assembly, there shall be 30 convened the Early Intervention Legislative Advisory 31 Committee. The majority and minority leaders of the General 32 Assembly shall each appoint 2 members to the Committee. The 33 Committee's term is for a period of 2 years, and the -28- LRB9207772DJmbam03 1 Committee shall publicly convene no less than 4 times per 2 year. The Committee's responsibilities shall include, but not 3 be limited to, providing guidance to the lead agency 4 regarding programmatic and fiscal management and 5 accountability, provider development and accountability, 6 contracting, and program outcome measures. On a quarterly 7 basis, or more often as the Committee may request, the lead 8 agency shall provide to the General Assembly and the public, 9 through postings on its website, monthly reports containing 10 the data required in the annual report under subdivision 11 (b)(5) of Section 4 of this Act. 12 (325 ILCS 20/15) (from Ch. 23, par. 4165) 13 Sec. 15. The Auditor General of the State shall conduct 14 a follow-upanevaluation of the system established under 15 this Act, in order to evaluate the effectiveness of the 16 system in providing services that enhance the capacities of 17 families throughout Illinois to meet the special needs of 18 their eligible infants and toddlers, and provide a report of 19 the evaluation to the Governor and the General Assembly no 20 later than April 30, 20021993. Upon receipt by the lead 21 agency, this report shall be posted on the early intervention 22 website. 23 (Source: P.A. 87-680.)".