State of Illinois
92nd General Assembly
Legislation

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92_HB4166ham001

 










                                             LRB9212743LDcsam

 1                    AMENDMENT TO HOUSE BILL 4166

 2        AMENDMENT NO.     .  Amend House Bill 4166  by  replacing
 3    the title with the following:
 4        "AN ACT concerning athlete agents."; and

 5    by  replacing  everything  after the enacting clause with the
 6    following:

 7        "Section 1.  Short title.  This Act may be cited  as  the
 8    Athlete Agents Act.

 9        Section 2.  Definitions.  In this Act:
10             (1)  "Agency contract" means an agreement in which a
11        student-athlete  authorizes   a  person  to  negotiate or
12        solicit   on   behalf   of    the    student-athlete    a
13        professional-sports-services  contract  or an endorsement
14        contract.
15             (2)  "Athlete agent" means an individual who  enters
16        into  an  agency  contract  with  a  student-athlete  or,
17        directly   or   indirectly,   recruits   or   solicits  a
18        student-athlete to enter into an  agency  contract.   The
19        term  includes an individual who represents to the public
20        that the individual is an athlete agent.  The  term  does
21        not  include  a spouse, parent, sibling,  grandparent, or
 
                            -2-              LRB9212743LDcsam
 1        guardian of the student-athlete or an  individual  acting
 2        solely  on  behalf  of  a  professional  sports  team  or
 3        professional sports organization.
 4             (3)  "Athletic   director"   means   an   individual
 5        responsible   for   administering  the  overall  athletic
 6        program  of  an  educational  institution   or,   if   an
 7        educational   institution   has  separately  administered
 8        athletic programs for male students and female  students,
 9        the  athletic  program  for males or the athletic program
10        for females, as appropriate.
11             (4)  "Contact"  means  a  communication,  direct  or
12        indirect, between an athlete agent and a student-athlete,
13        to recruit or solicit the student-athlete to  enter  into
14        an agency contract.
15             (4.5)  "Department"    means   the   Department   of
16        Professional Regulation.
17             (4.6)  "Director" means the Director of Professional
18        Regulation.
19             (5)  "Endorsement contract" means an agreement under
20        which  a  student-athlete   is   employed   or   receives
21        consideration  to  use  on  behalf of the other party any
22        value  that  the  student-athlete  may  have  because  of
23        publicity,  reputation,  following,  or   fame   obtained
24        because of athletic ability or performance.
25             (6)  "Intercollegiate sport" means a sport played at
26        the  collegiate  level for which eligibility requirements
27        for participation by a student-athlete are established by
28        a national association for the promotion or regulation of
29        collegiate athletics.
30             (7)  "Person"  means  an  individual,   corporation,
31        business   trust,  estate,  trust,  partnership,  limited
32        liability   company,    association,    joint    venture,
33        government;    governmental   subdivision,   agency,   or
34        instrumentality; public corporation, or any  other  legal
 
                            -3-              LRB9212743LDcsam
 1        or commercial entity.
 2             (8)  "Professional-sports-services  contract"  means
 3        an  agreement  under  which an individual is employed, or
 4        agrees to render services, as a player on a  professional
 5        sports  team, with a professional sports organization, or
 6        as a professional athlete.
 7             (9)  "Record" means information that is inscribed on
 8        a tangible medium or that is stored in an  electronic  or
 9        other medium and is retrievable in perceivable form.
10             (10)  "Registration"   means   registration   as  an
11        athlete agent pursuant to this Act.
12             (11)  "State" means a State of  the  United  States,
13        the  District of Columbia, Puerto Rico, the United States
14        Virgin Islands, or any territory  or  insular  possession
15        subject to the jurisdiction of the United States.
16             (12)  "Student-athlete"   means  an  individual  who
17        engages in, is eligible to engage in, or may be  eligible
18        in  the  future  to engage in, any intercollegiate sport.
19        If an individual is permanently ineligible to participate
20        in a particular intercollegiate sport, the individual  is
21        not a student-athlete for purposes of that sport.

22        Section  2.1.  The  Department may exercise the following
23    powers and duties subject to the provisions of this Act:
24             (1)  To   prescribe   forms   of   application   for
25        certificates of registration.
26             (2)  To pass upon the qualifications  of  applicants
27        for  certificates  of registration and issue certificates
28        of registration to those found to be fit and qualified.
29             (3)  To conduct hearings on proceedings  to  revoke,
30        suspend, or otherwise discipline or to refuse to issue or
31        renew certificates of registration.
32             (4)  To   formulate  rules  when  required  for  the
33        administration and enforcement of this Act.
 
                            -4-              LRB9212743LDcsam
 1        Section 3.  Service of process; subpoenas.
 2        (a)  By acting as an  athlete  agent  in  this  State,  a
 3    nonresident   individual   appoints  the  Department  as  the
 4    individual's agent for service of process in any civil action
 5    in this State  related  to  the  individual's  acting  as  an
 6    athlete agent in this State.
 7        (b)  The  Department may issue subpoenas for any material
 8    that is relevant to the administration of this Act.

 9        Section 4.  Athlete agents: registration  required;  void
10    contracts.
11        (a)  Except  as  otherwise provided in subsection (b), an
12    individual may not act as an  athlete  agent  in  this  State
13    without holding a certificate of registration under Section 6
14    or 8.
15        (b)  Before  being  issued a certificate of registration,
16    an individual may act as an athlete agent in this  state  for
17    all purposes except signing an agency contract, if:
18             (1)  a  student-athlete  or another person acting on
19        behalf of  the  student-athlete  initiates  communication
20        with the individual; and
21             (2)  within  seven  days  after an initial act as an
22        athlete agent, the individual submits an application  for
23        registration as an athlete agent in this State.
24        (c)  An   agency   contract  resulting  from  conduct  in
25    violation of this section is void and the athlete agent shall
26    return any consideration received under the contract.

27        Section  5.   Registration  as   athlete   agent;   form;
28    requirements.  An  applicant for registration shall submit an
29    application for registration to  the  Department  in  a  form
30    prescribed by the Department. An application filed under this
31    Section  is  a public record.  The application must be in the
32    name of an individual and, except as  otherwise  provided  in
 
                            -5-              LRB9212743LDcsam
 1    subsection  (b),  signed  or  otherwise  authenticated by the
 2    applicant under penalty of perjury and state or contain:
 3             (1)  the name of the applicant and  the  address  of
 4        the applicant's principal place of business;
 5             (2)  the   name   of  the  applicant's  business  or
 6        employer, if applicable;
 7             (3)  any business or occupation engaged  in  by  the
 8        applicant  for  the five years next preceding the date of
 9        submission of the application;
10             (4)  a description of the applicant's:
11                  (A)  formal training as an athlete agent;
12                  (B)  practical experience as an athlete  agent;
13             and
14                  (C)  educational  background  relating  to  the
15             applicant's activities as an athlete agent;
16             (5)  the  names  and  addresses of three individuals
17        not related to the applicant who are willing to serve  as
18        references;
19             (6)  the  name,  sport, and last known team for each
20        individual for whom the applicant  acted  as  an  athlete
21        agent  during  the  five years next preceding the date of
22        submission of the application;
23             (7)  the names and addresses of all persons who are:
24                  (A)  with  respect  to  the   athlete   agent's
25             business  if  it is not a corporation, the partners,
26             members,   officers,   managers,   associates,    or
27             profit-sharers of the business; and
28                  (B)  with  respect  to  a corporation employing
29             the athlete agent, the officers, directors, and  any
30             shareholder of the corporation having an interest of
31             five percent or greater;
32             (8)  whether  the  applicant  or  any  person  named
33        pursuant  to  paragraph (7) has been convicted of a crime
34        that, if committed  in  this  State,  would  be  a  crime
 
                            -6-              LRB9212743LDcsam
 1        involving  moral  turpitude or a felony, and identify the
 2        crime;
 3             (9)  whether there has been  any  administrative  or
 4        judicial  determination  that the applicant or any person
 5        named  pursuant  to  paragraph  (7)  has  made  a  false,
 6        misleading, deceptive, or fraudulent representation;
 7             (10)  any instance  in  which  the  conduct  of  the
 8        applicant  or  any person named pursuant to paragraph (7)
 9        resulted in the imposition of a sanction, suspension,  or
10        declaration   of   ineligibility  to  participate  in  an
11        interscholastic or intercollegiate athletic  event  on  a
12        student-athlete or educational institution;
13             (11)  any   sanction,  suspension,  or  disciplinary
14        action taken against the applicant or  any  person  named
15        pursuant  to paragraph (7) arising out of occupational or
16        professional conduct; and
17             (12)  whether  there  has  been  any  denial  of  an
18        application for, suspension or revocation of, or  refusal
19        to renew, the  registration or licensure of the applicant
20        or  any  person  named  pursuant  to  paragraph (7) as an
21        athlete agent in any State.

22        Section 5.5.  Public records.
23        (a)  All information required by the  Department  of  any
24    applicant  for  licensure  shall  be  a public record, except
25    financial information.
26        (b)  If a registrant  changes  his  or  her  name  style,
27    address,  or employment from that which appears on his or her
28    current registration, he or she shall notify  the  Department
29    of the change within 30 days after it occurs.
30        (c)  All  public  records  of  the  Department, when duly
31    certified by the Director, shall be received as  prima  facie
32    evidence in any State administrative or judicial proceedings.
 
                            -7-              LRB9212743LDcsam
 1        Section  6.  Certificate  of  registration;  issuance  or
 2    denial; renewal.
 3        (a)  Except  as otherwise provided in subsection (b), the
 4    Department shall issue a certificate of  registration  to  an
 5    individual   who   complies   with   Section  5(a)  or  whose
 6    application has been accepted under Section 5(b).
 7        (b)  The Department may refuse to issue a certificate  of
 8    registration  if the Department determines that the applicant
 9    has engaged in conduct that has a significant adverse  effect
10    on  the  applicant's  fitness to act as an athlete agent.  In
11    making the determination, the Department may consider whether
12    the applicant has:
13             (1)  been convicted of a crime that, if committed in
14        this State, would be a crime involving moral turpitude or
15        a felony;
16             (2)  made a materially false, misleading, deceptive,
17        or fraudulent representation in the application or as  an
18        athlete agent;
19             (3)  engaged  in  conduct  that would disqualify the
20        applicant from serving in a fiduciary capacity;
21             (4)  engaged in conduct prohibited by Section 14;
22             (5)  had a registration or licensure as  an  athlete
23        agent  suspended,  revoked,  or  denied  or  been refused
24        renewal of registration or licensure as an athlete  agent
25        in any State;
26             (6)  engaged in conduct the consequence of which was
27        that   a   sanction,   suspension,   or   declaration  of
28        ineligibility to participate  in  an  interscholastic  or
29        intercollegiate   athletic   event   was   imposed  on  a
30        student-athlete or educational institution; or
31             (7)  engaged in conduct that significantly adversely
32        reflects on  the  applicant's  credibility,  honesty,  or
33        integrity.
34        (c)  In  making a determination under subsection (b), the
 
                            -8-              LRB9212743LDcsam
 1    Department shall consider:
 2             (1)  how recently the conduct occurred;
 3             (2)  the nature of the conduct and  the  context  in
 4        which it occurred; and
 5             (3)  any other relevant conduct of the applicant.
 6        (d)  An  athlete  agent may apply to renew a registration
 7    by submitting an application for renewal in a form prescribed
 8    by the Department. An application filed under this section is
 9    a public record.  The application for renewal must be  signed
10    by  the  applicant  under penalty of perjury and must contain
11    current information on all matters required  in  an  original
12    registration.
13        (e)  An  individual  who has submitted an application for
14    renewal of registration or licensure  in  another  State,  in
15    lieu  of  submitting  an  application for renewal in the form
16    prescribed pursuant to subsection (d), may file a copy of the
17    application  for  renewal  and   a   valid   certificate   of
18    registration   or   licensure  from  the  other  State.   The
19    Department shall accept the application for renewal from  the
20    other  State  as  an application for renewal in this State if
21    the application to the other State:
22             (1)  was submitted in the  other  State  within  six
23        months  next  preceding  the filing in this State and the
24        applicant certifies  the  information  contained  in  the
25        application for renewal is current;
26             (2)  contains  information  substantially similar to
27        or  more  comprehensive  than   that   required   in   an
28        application for renewal submitted in this State; and
29             (3)  was  signed  by  the applicant under penalty of
30        perjury.
31        (f)  A certificate of registration  or  a  renewal  of  a
32    registration is valid for two years.

33        Section  7.   Suspension, revocation, or refusal to renew
 
                            -9-              LRB9212743LDcsam
 1    registration.
 2        (a)  The Department may suspend,  revoke,  or  refuse  to
 3    renew  a  registration  for conduct that would have justified
 4    denial of  registration under Section 6(b).
 5        (b) The Department may deny, suspend, revoke,  or  refuse
 6    to  renew  a  certificate  of  registration or licensure only
 7    after proper notice and an opportunity  for  a  hearing.  The
 8    Illinois Administrative Procedure Act applies to this Act.

 9        Section 8.  Temporary registration.
10        (a)  The  Department may issue a temporary certificate of
11    registration while an application for registration or renewal
12    of registration is pending.
13        (b)  A temporary  certificate  shall  be  issued  by  the
14    Department   to   an  individual  who  holds  a  certificate,
15    registration, or license as an athlete agent in another State
16    and submits a  copy  of  the  certificate,  registration,  or
17    license  in  lieu  of  submitting  an application in the form
18    prescribed pursuant to Section 5.
19        (c)  A   temporary   certificate   issued   pursuant   to
20    subsection (b) of this Section shall be valid for 30 days  or
21    until  such time as the Department receives an application in
22    accordance with Section 5.
23        (d)  A  temporary  certificate  shall  be  considered  as
24    issued  upon  the  Department's  receipt  of  a  copy  of   a
25    certificate   in  accordance  with  subsection  (b)  of  this
26    Section.

27        Section. 8.5.  Expiration of registration.
28        (a)  Registrations shall expire at midnight on June 30 of
29    each odd-numbered year.
30        (b)  Failure  to  renew  a  registration  prior  to   its
31    expiration  shall cause the registration to become nonrenewed
32    and it shall be unlawful thereafter  for  the  registrant  to
 
                            -10-             LRB9212743LDcsam
 1    engage,  offer  to  engage, or hold himself or herself out as
 2    engaging as a registered athlete agent under the registration
 3    unless the registration is restored or reissued as defined by
 4    rule.

 5        Section 9.  Fees.
 6        (a)  The initial application fee for a certificate  shall
 7    be fixed by the Department by rule.
 8        (b)  All  other  fees  not set forth in this Act shall be
 9    fixed by rule.
10        (c)  If an applicant for initial registration applies for
11    licensure during the second half of the biennial  period,  he
12    or  she  shall be required to pay only one-half of the amount
13    fixed by the Department for initial application.
14        (d)  Any change  of  a  registration  that  requires  the
15    issuance  of  a new registration shall be completed on a form
16    required by the Department and accompanied by a $10  handling
17    fee.
18        (e)  All fees and fines collected under this Act shall be
19    deposited into the General Professions Dedicated Fund.

20        Section 10.  Required form of contract.
21        (a)  An  agency  contract  must be in a record, signed or
22    otherwise authenticated by the parties.
23        (b)  An agency contract must state or contain:
24             (1)  the  amount  and  method  of  calculating   the
25        consideration  to  be  paid  by  the  student-athlete for
26        services to be provided by the athlete  agent  under  the
27        contract  and  any  other consideration the athlete agent
28        has received or will receive from any  other  source  for
29        entering into the contract or for providing the services;
30             (2)  the  name  of  any  person  not  listed  in the
31        application for registration or renewal  of  registration
32        who  will  be  compensated  because  the  student-athlete
 
                            -11-             LRB9212743LDcsam
 1        signed the agency contract;
 2             (3)  a   description   of   any  expenses  that  the
 3        student-athlete agrees to reimburse;
 4             (4)  a description of the services to be provided to
 5        the student-athlete;
 6             (5)  the duration of the contract; and
 7             (6)  the date of execution.
 8        (c)  An agency contract must contain, in close  proximity
 9    to the signature of the student-athlete, a conspicuous notice
10    in boldface type in capital letters stating:
11                     WARNING TO STUDENT-ATHLETE
12                     IF YOU SIGN THIS CONTRACT:
13             (1)  YOU  MAY  LOSE YOUR ELIGIBILITY TO COMPETE AS A
14        STUDENT-ATHLETE IN YOUR SPORT;
15             (2)  IF YOU HAVE AN  ATHLETIC  DIRECTOR,  WITHIN  72
16        HOURS  AFTER  ENTERING  INTO THIS CONTRACT OR BEFORE YOUR
17        NEXT SCHEDULED ATHLETIC EVENT,  WHICHEVER  OCCURS  FIRST,
18        BOTH YOU AND YOUR ATHLETE AGENT MUST NOTIFY YOUR ATHLETIC
19        DIRECTOR; AND
20             (3)  YOU  MAY  CANCEL  THIS  CONTRACT WITHIN 14 DAYS
21        AFTER SIGNING IT.  CANCELLATION OF THIS CONTRACT MAY  NOT
22        REINSTATE YOUR ELIGIBILITY.
23        (d)  An  agency  contract  that  does not conform to this
24    section  is  voidable   by   the   student-athlete.    If   a
25    student-athlete voids an agency contract, the student-athlete
26    is  not  required to pay any consideration under the contract
27    or to return any  consideration  received  from  the  athlete
28    agent  to  induce  the  student-athlete  to  enter  into  the
29    contract.
30        (e)  The  athlete agent shall give a record of the signed
31    or   otherwise   authenticated   agency   contract   to   the
32    student-athlete at the time of execution.

33        Section 11.  Notice to educational institution.
 
                            -12-             LRB9212743LDcsam
 1        (a)  Within  72  hours  after  entering  into  an  agency
 2    contract or before the next scheduled athletic event in which
 3    the student-athlete may participate, whichever occurs  first,
 4    the  athlete  agent  shall  give  notice  in  a record of the
 5    existence of the contract to the  athletic  director  of  the
 6    educational  institution  at  which  the  student-athlete  is
 7    enrolled  or  the  athlete  agent  has  reasonable grounds to
 8    believe the student-athlete intends to enroll.
 9        (b)  Within  72  hours  after  entering  into  an  agency
10    contract or before the  next  athletic  event  in  which  the
11    student-athlete  may participate, whichever occurs first, the
12    student-athlete shall inform the  athletic  director  of  the
13    educational  institution  at  which  the  student-athlete  is
14    enrolled that he or she has entered into an agency contract.

15        Section 12.  Student-athlete's right to cancel.
16        (a)  A  student-athlete  may cancel an agency contract by
17    giving notice of the cancellation to the athlete agent  in  a
18    record within 14 days after the contract is signed.
19        (b)  A  student-athlete may not waive the right to cancel
20    an agency contract.
21        (c)  If a student-athlete cancels an agency contract, the
22    student-athlete is not  required  to  pay  any  consideration
23    under  the  contract  or to return any consideration received
24    from the athlete agent to induce the student-athlete to enter
25    into the contract.

26        Section 13. Required records.
27        (a)  An athlete agent shall retain the following  records
28    for a period of five years:
29             (1)  the   name   and  address  of  each  individual
30        represented by the athlete agent;
31             (2)  any agency contract entered into by the athlete
32        agent; and
 
                            -13-             LRB9212743LDcsam
 1             (3)  any direct costs incurred by the athlete  agent
 2        in  the  recruitment or solicitation of a student-athlete
 3        to enter into an agency contract.
 4        (b)  Records required by subsection (a)  to  be  retained
 5    are  open  to  inspection  by  the  Department  during normal
 6    business hours.

 7        Section 14. Prohibited conduct.
 8        (a)  An athlete  agent,  with  the  intent  to  induce  a
 9    student-athlete to enter into an agency contract, may not:
10             (1)  give   any   materially   false  or  misleading
11        information  or  make  a  materially  false  promise   or
12        representation;
13             (2)  furnish  anything of value to a student-athlete
14        before  the  student-athlete  enters  into   the   agency
15        contract; or
16             (3)  furnish  anything  of  value  to any individual
17        other than  the  student-athlete  or  another  registered
18        athlete agent.
19        (b)  An athlete agent may not intentionally:
20             (1)  initiate  contact with a student-athlete unless
21        registered under this Act;
22             (2)  refuse or fail to retain or  permit  inspection
23        of the records required to be retained by Section 13;
24             (3)  fail to register when required by Section 4;
25             (4)  provide    materially   false   or   misleading
26        information in an application for registration or renewal
27        of registration;
28             (5)  predate or postdate an agency contract; or
29             (6)  fail to notify  a  student-athlete  before  the
30        student-athlete   signs  or  otherwise  authenticates  an
31        agency contract for a particular sport that  the  signing
32        or authentication may make the student-athlete ineligible
33        to participate as a student-athlete in that sport.
 
                            -14-             LRB9212743LDcsam
 1        Section  15.   Criminal  penalties.  An athlete agent who
 2    violates Section 14 is guilty of a Class A misdemeanor.

 3        Section 16.  Civil remedies.
 4        (a)  An educational institution has  a  right  of  action
 5    against  an  athlete  agent  or  a former student-athlete for
 6    damages caused by a violation of  this  Act.   In  an  action
 7    under  this  section,  the  court may award to the prevailing
 8    party costs and reasonable attorney's fees.
 9        (b)  Damages  of   an   educational   institution   under
10    subsection  (a) include losses and expenses incurred because,
11    as a result of the conduct of  an  athlete  agent  or  former
12    student-athlete, the educational institution was injured by a
13    violation  of  this  Act  or  was penalized, disqualified, or
14    suspended from  participation  in  athletics  by  a  national
15    association for the promotion and regulation of athletics, by
16    an   athletic   conference,  or  by  reasonable  self-imposed
17    disciplinary action taken to mitigate sanctions likely to  be
18    imposed by such an organization.
19        (c)  A right of action under this section does not accrue
20    until   the  educational  institution  discovers  or  by  the
21    exercise of reasonable diligence would  have  discovered  the
22    violation by the athlete agent or former student-athlete.
23        (d)  Any  liability  of  the  athlete agent or the former
24    student-athlete under this section is several and not joint.
25        (e)  This Act does  not  restrict  rights,  remedies,  or
26    defenses of any person under law or equity.

27        Section 17.  Grounds for disciplinary action.
28        (a)  The  Department  may  refuse to issue or to renew or
29    may revoke, suspend, place on probation, reprimand,  or  take
30    other  disciplinary action as the Department may deem proper,
31    including fines not to exceed $5,000 for each violation, with
32    regard to any registration for any one or combination of  the
 
                            -15-             LRB9212743LDcsam
 1    following causes:
 2             (1)  Violation of this Act or its rules.
 3             (2)  Conviction  of  any crime under the laws of any
 4        U.S.  jurisdiction  that  is  a  felony  or  that  is   a
 5        misdemeanor, an essential element of which is dishonesty,
 6        or  of any crime that directly relates to the practice of
 7        the profession.
 8             (3)  Making any misrepresentation for the purpose of
 9        obtaining a registration.
10             (4)  Gross  malpractice,  prima  facie  evidence  of
11        which may be a conviction or judgment of  malpractice  in
12        any court of competent jurisdiction.
13             (5)  Aiding or assisting another person in violating
14        any  provision  of  this Act or rules adopted pursuant to
15        this Act.
16             (6)  Failing, within 60 days, to provide information
17        in response to a written request made by  the  Department
18        that  was  sent  by  certified  or registered mail to the
19        registrant's last known address.
20             (7)  Engaging   in   dishonorable,   unethical,   or
21        unprofessional conduct of a character likely to  deceive,
22        defraud, or harm the public.
23             (8)  Habitual  or  excessive  use  or  addiction  to
24        alcohol,  narcotics,  stimulants,  or  any other chemical
25        agent or drug that results in the inability  to  practice
26        with reasonable judgment or skill.
27             (9)  Discipline  by  another  U.S.  jurisdiction  or
28        foreign  nation  if  at  least one of the grounds for the
29        discipline is the same  or  substantially  equivalent  to
30        those set forth in this Section.
31             (10)  Directly  or indirectly giving to or receiving
32        from  any  person,  firm,  corporation,  partnership,  or
33        association any fee, commission, rebate, or other form of
34        compensation for any professional services  not  actually
 
                            -16-             LRB9212743LDcsam
 1        or personally rendered.
 2             (11)  A   finding   by   the   Department  that  the
 3        registrant, after having his or her  registration  placed
 4        on   probationary  status,  has  violated  the  terms  of
 5        probation.
 6             (12)  Conviction   by   any   court   of   competent
 7        jurisdiction, either within or without this State, of any
 8        violation of any law governing the  practice  of  athlete
 9        agents if the Department determines, after investigation,
10        that  the  person has not been sufficiently rehabilitated
11        to warrant the public trust.
12             (13)  A finding that registration has  been  applied
13        for or obtained by fraudulent means.
14             (14)  Practicing,   attempting   to   practice,   or
15        advertising  under  a  name  other  than the full name as
16        shown on the registration or any other legally authorized
17        name.
18             (15)  Gross    and    willful    overcharging    for
19        professional services, including filing false  statements
20        for  collection  of fees or moneys for which services are
21        not rendered.
22             (16)  Failure to file a  return,  to  pay  the  tax,
23        penalty,  or  interest shown in a filed return, or to pay
24        any final assessment of tax,  penalty,  or  interest,  as
25        required  by  any  tax  Act  administered by the Illinois
26        Department  of  Revenue,   until   such   time   as   the
27        requirements of that tax Act are satisfied.
28             (17)  Physical   or   mental  disability,  including
29        deterioration through  the  aging  process,  or  loss  of
30        abilities  and  skills  that  result  in  an inability to
31        practice  the  profession  with  reasonable  judgment  or
32        skill.
33             (18)  Material    misstatement     in     furnishing
34        information  to  the  Department  or  to  any other State
 
                            -17-             LRB9212743LDcsam
 1        agency.
 2             (19)  Advertising  in  any  manner  that  is  false,
 3        misleading, or deceptive.
 4        (b)  The  Department  shall  deny  any  registration   or
 5    renewal  under this Act to any person who has defaulted on an
 6    educational loan guaranteed by the Illinois State Scholarship
 7    Commission; however, the Department may issue a  registration
 8    or  renewal  if  the  person  in  default  has  established a
 9    satisfactory repayment record as determined by  the  Illinois
10    State Scholarship Commission.
11        (c)  Failure to continue to meet the requirements of this
12    Act shall be deemed a violation of this Act.
13        (d)  The  determination  by  a court that a registrant is
14    subject to involuntary admission  or  judicial  admission  as
15    provided  in the Mental Health and Developmental Disabilities
16    Code will result in an automatic suspension  of  his  or  her
17    registration.  The  suspension  will  end upon a finding by a
18    court that the registrant is no longer subject to involuntary
19    admission or judicial admission, the issuance of an order  so
20    finding  and  discharging the patient, and the recommendation
21    of the Board to the Director that the registrant  be  allowed
22    to resume professional practice.

23        Section  18.  Stenographer;  record  of  proceedings. The
24    Department, at its expense, shall provide a  stenographer  to
25    take  down  the  testimony  and  preserve  a  record  of  all
26    proceedings initiated pursuant to this Act, the rules for the
27    administration  of  this  Act,  or  any  other  Act  or rules
28    relating to this Act and proceedings for restoration  of  any
29    registration  issued  under  this Act. The notice of hearing,
30    complaint, answer, and all other documents in the  nature  of
31    pleadings  and  written  motions  and  responses filed in the
32    proceedings, the transcript of the  testimony,  all  exhibits
33    admitted  into  evidence,  the report of the hearing officer,
 
                            -18-             LRB9212743LDcsam
 1    the conclusions of law, and recommendations to the  Director,
 2    and  the  order  shall  be the record of the proceedings. The
 3    Department shall furnish a transcript of the  record  to  any
 4    person  interested  in  the  hearing  upon payment of the fee
 5    required under Section 2105-115 of the  Civil  Administrative
 6    Code of Illinois (Department of Professional Regulation Law).

 7        Section  19.  Court  orders.  Any circuit court may, upon
 8    application of the Department  or  its  designee  or  of  the
 9    applicant or registrant against whom proceedings are pending,
10    enter  an  order  requiring  the  attendance of witnesses and
11    their testimony and  the  production  of  documents,  papers,
12    files,  books,  and records in connection with any hearing or
13    investigation. The court may compel obedience to its order by
14    proceedings for contempt.

15        Section  20.  Subpoenas;  administration  of  oaths.  The
16    Department has power to subpoena  and  bring  before  it  any
17    person  in  this  State  and  to  take  testimony  orally, by
18    deposition, or both or to subpoena  documents,  exhibits,  or
19    other  materials  with  the  same fees and mileage and in the
20    same manner as prescribed by law in judicial  proceedings  in
21    civil cases in circuit courts of this State.
22        The  Director  has  the  power  to  administer  oaths  to
23    witnesses at any hearing that the Department is authorized by
24    law  to conduct. The Director has the power to administer any
25    other oaths required or authorized to be administered by  the
26    Department under this Act.

27        Section   21.  Findings  of  fact;  conclusions  of  law;
28    recommendations; order. Within 60 days  of  the  Department's
29    receipt  of  the  transcript of any hearing that is conducted
30    pursuant to this Act or the rules for its  enforcement,   any
31    other  statute  or rule requiring a hearing under this Act or
 
                            -19-             LRB9212743LDcsam
 1    the rules for its enforcement,  or  any  hearing  related  to
 2    restoration  of any registration issued pursuant to this Act,
 3    the hearing officer shall submit his or her written  findings
 4    and recommendations to the Director.
 5        A  copy  of the findings of fact, conclusions of law, and
 6    recommendations submitted to the  Director  shall  be  served
 7    upon  the  accused person, either personally or by registered
 8    or certified mail. Within 20 days after service, the  accused
 9    person  may  present to the Department a written motion for a
10    rehearing, which shall state the particular grounds therefor.
11    If the accused  person  orders  and  pays  for  a  transcript
12    pursuant  to  Section  18,  the  time elapsing thereafter and
13    before the transcript is ready for delivery  to  him  or  her
14    shall not be counted as part of the 20 days.
15        The  Director  shall issue an order based on the findings
16    of fact, conclusions of law, and recommendations.

17        Section  22.  Temporary  suspension.  The  Director   may
18    temporarily   suspend   a  person's  registration  without  a
19    hearing, simultaneously with the institution  of  proceedings
20    for a hearing provided for in this Act, if the Director finds
21    that  evidence  in  his  or  her  possession  indicates  that
22    continuation  in  practice by that person would constitute an
23    imminent danger to the public. In the event that the Director
24    temporarily suspends a registration without  a  hearing,  the
25    Department  shall  hold  a  hearing  within 30 days after the
26    suspension has occurred.

27        Section  23.  Administrative  Review   Law.   All   final
28    administrative  decisions  of  the  Department are subject to
29    judicial review pursuant to the Administrative Review Law and
30    its rules. The term "administrative decision" is  defined  as
31    in Section 3-101 of the Code of Civil Procedure.
 
                            -20-             LRB9212743LDcsam
 1        Section  24.  Illinois  Administrative Procedure Act. The
 2    Illinois Administrative Procedure  Act  is  hereby  expressly
 3    adopted  and  incorporated herein as if all of the provisions
 4    of that Act were  included  in  this  Act,  except  that  the
 5    provision  of subsection (d) of Section 10-65 of the Illinois
 6    Administrative Procedure Act that provides that  at  hearings
 7    the  registrant  has  the  right  to show compliance with all
 8    lawful requirements for retention, continuation,  or  renewal
 9    of the registration is specifically excluded. For the purpose
10    of  this  Act  the notice required under Section 10-25 of the
11    Administrative Procedure Act is deemed sufficient when mailed
12    to the last known address of a party.

13        Section  25.  Certification   of   record;   costs.   The
14    Department shall not be required to certify any record to the
15    court,  to file an answer in court, or to otherwise appear in
16    any court in a judicial review proceeding,  unless  there  is
17    filed  in  the  court, with the complaint, a receipt from the
18    Department acknowledging payment of the costs  of  furnishing
19    and  certifying  the  record.  Failure  on  the  part  of the
20    plaintiff to  file  the  receipt  in  court  is  grounds  for
21    dismissal of the action.

22        Section   26.  Returned   checks;  fines.  A  person  who
23    delivers a check or other payment to the Department  that  is
24    returned   to   the   Department   unpaid  by  the  financial
25    institution  upon  which  it  is  drawn  shall  pay  to   the
26    Department,  in  addition  to  the amount already owed to the
27    Department, a fine of $50. A fine imposed under this  Section
28    is  in  addition  to any other discipline provided under this
29    Act for unregistered practice or  practice  on  a  nonrenewed
30    registration.  The  Department  shall  notify the person that
31    fees and fines shall be paid to the Department  by  certified
32    check   or  money  order  within  30  calendar  days  of  the
 
                            -21-             LRB9212743LDcsam
 1    notification. If, after the expiration of 30  days  from  the
 2    date  of  the  notification,  the  person fails to submit the
 3    necessary  remittance,  the  Department  shall  automatically
 4    terminate  his  or  her  registration  or  deny  his  or  her
 5    application without hearing. If, after termination or denial,
 6    the person seeks a registration, he or she shall apply to the
 7    Department  for  restoration  or  issuance  of  his  or   her
 8    registration   and   pay  all  fees  and  fines  due  to  the
 9    Department. The  Department  may  establish  a  fee  for  the
10    processing   of   an   application   for   restoration  of  a
11    registration  to  pay  all   expenses   of   processing   the
12    application.  The  Director may waive any fine due under this
13    Section in any individual case where the Director finds  that
14    the fine would be unreasonable or unnecessarily burdensome.

15        Section   27.  Hearing  officer.  The  Director  has  the
16    authority to appoint any attorney duly registered to practice
17    law in the State of Illinois to serve as the hearing  officer
18    for  any action for refusal to issue or renew a registration,
19    for  discipline  of  a   registrant,   for   sanctions,   for
20    unregistered  practice, for restoration of a registration, or
21    for any other action for which findings of fact,  conclusions
22    of  law, and recommendations are required pursuant to Section
23    21 of this Act. The hearing officer shall have full authority
24    to conduct the hearing and shall issue his or her findings of
25    fact and recommendations to the Director pursuant to  Section
26    21 of this Act.

27        Section 28.  Enforcement; petition to court.
28        (a)  If  any  person violates the provisions of this Act,
29    the Director, through the Attorney  General  or  the  State's
30    Attorney  of  any  county  in which a violation is alleged to
31    exist, may, in the  name  of  the  People  of  the  State  of
32    Illinois,  petition  for  an order enjoining the violation or
 
                            -22-             LRB9212743LDcsam
 1    for an order enforcing compliance with  this  Act.  Upon  the
 2    filing of a verified petition in court, the court may issue a
 3    temporary  restraining  order  without notice or bond and may
 4    preliminarily and permanently enjoin the violation. If it  is
 5    established  that the person has violated or is violating the
 6    injunction, the court may punish the offender for contempt of
 7    court.
 8        (b)  If any person  practices  as  a  registered  athlete
 9    agent or holds himself or herself out as a registrant without
10    being  registered  under the provisions of this Act, then any
11    person registered under this Act, any  interested  party,  or
12    any  person  injured  thereby,  in addition to those officers
13    identified in subsection (a) of this  Section,  may  petition
14    for relief as provided in subsection (a).
15        (c)  Whenever the Department has reason to believe that a
16    person has violated the registration requirements of this Act
17    by  practicing, offering to practice, attempting to practice,
18    or holding himself or herself out to practice as a registered
19    athlete agent without being registered under  this  Act,  the
20    Department  may  issue  a  rule to show cause why an order to
21    cease and desist should not be entered against  that  person.
22    The  rule  shall clearly set forth the grounds relied upon by
23    the Department and shall provide a period of 7 days from  the
24    date of the rule to file an answer to the satisfaction of the
25    Department.  Failure  to  answer  to  the satisfaction of the
26    Department shall cause an order to cease  and  desist  to  be
27    issued immediately.
28        (d)  Proceedings  under this Section shall be in addition
29    to, and not in lieu of, all other remedies and penalties that
30    may be provided by law.

31        Section  29.  Unregistered  practice;  violation;   civil
32    penalty.
33        (a)  Any   person  who  practices,  offers  to  practice,
 
                            -23-             LRB9212743LDcsam
 1    attempts to practice, or holds  himself  or  herself  out  to
 2    practice  without  being  registered under this Act shall, in
 3    addition to any other penalty provided by law,  pay  a  civil
 4    penalty  to  the Department in an amount not to exceed $5,000
 5    for each offense as determined by the Department.  The  civil
 6    penalty  shall  be assessed by the Department after a hearing
 7    is held in accordance with the provisions set forth  in  this
 8    Act  regarding  the provision of a hearing for the discipline
 9    of a registrant.
10        (b)  The  Department  has  the  authority  and  power  to
11    investigate any and all registered activity.
12        (c)  A civil penalty imposed  pursuant  to  this  Section
13    shall  be paid within 60 days after the effective date of the
14    order imposing the civil penalty. The order shall  constitute
15    a  judgment and may be filed and execution had thereon in the
16    same manner as any judgment from any court of record.

17        Section 30.  Electronic Signatures in Global and National
18    Commerce Act.  The provisions of this Act governing the legal
19    effect, validity, or enforceability of electronic records  or
20    signatures, and of contracts formed or performed with the use
21    of  such records or signatures conform to the requirements of
22    Section 102  of  the  Electronic  Signatures  in  Global  and
23    National  Commerce  Act,  Pub.  L. No. 106-229, 114 Stat. 464
24    (2000), and  supersede,  modify,  and  limit  the  Electronic
25    Signatures in Global and National Commerce Act.

26        Section  31.  Severability.  If any provision of this Act
27    or its application to any  person  or  circumstance  is  held
28    invalid,  the  invalidity does not affect other provisions or
29    applications of this Act which can be  given  effect  without
30    the  invalid  provision  or  application, and to this end the
31    provisions of this Act are severable.".

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