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92_HB4992 LRB9213836LBpr 1 AN ACT concerning environmental protection. 2 Be it enacted by the People of the State of Illinois, 3 represented in the General Assembly: 4 Section 5. The Environmental Protection Act is amended 5 by adding Section 9.11 and changing Section 39.5 as follows: 6 (415 ILCS 5/9.11 new) 7 Section 9.11. Construction permit fees. 8 (a) For any source for which an air pollution 9 construction permit is required, the owner or operator of 10 that source shall pay a fee as established in this Section to 11 the Agency upon submission of an application for an air 12 pollution construction permit. 13 (b) The following fee amounts shall apply: 14 (1) Where the estimated capital cost of the project 15 is less than $300,000 or if the project consists of new 16 facilities controlled and operated by the federal 17 government or this State and is not subject to the 18 requirements of the federal Prevention of Significant 19 Deterioration (PSD) program or the New Source Review 20 (NSR) program, the fee is $450 per application for an air 21 pollution construction permit. If the Agency grants a 22 request for expedited review of an application for an air 23 pollution construction permit, the review will be 24 completed within 45 days of the date that a complete 25 permit application is filed with the Agency, and the fee 26 is $900. The Agency shall not grant a request for 27 expedited review of an application for an air pollution 28 construction permit if a public notice and the 29 opportunity for hearing are required. If a public notice 30 and opportunity for hearing is required, the fee per 31 application is $5,450. -2- LRB9213836LBpr 1 (2) Where the estimated capital cost of the project 2 is $300,000 or more and not subject to PSD or NSR, the 3 fee is 0.15% of the estimated capital cost of the 4 project, not to exceed $75,000, per application for an 5 air pollution construction permit. 6 (3) Where the requested construction permit is for 7 activities not involving capital expenditure, the fee is 8 $450 per application for an air pollution construction 9 permit. If the Agency grants a request for expedited 10 review of an application for an air pollution 11 construction permit, the review will be completed within 12 45 days of the date that a complete permit application is 13 filed with the Agency, and the fee is $900. The Agency 14 shall not grant a request for expedited review of an 15 application for an air pollution construction permit if a 16 public notice and the opportunity for hearing are 17 required. If a notice and the opportunity for a public 18 hearing are required, the fee per application is $5,450. 19 (4) Where the project requires a PSD or NSR permit 20 or a permit to avoid PSD or NSR: 21 (i) If the estimated capital cost of the 22 project is less than $300,000 or if the project 23 consists of new facilities controlled and operated 24 directly by the federal government or this State, 25 the fee is $1,500 per application for an air 26 pollution construction permit. If a notice and the 27 opportunity for public hearing are required, the fee 28 per application is $6,500. 29 (ii) If the estimated capital cost of the 30 project is $300,000 or more, the fee is 0.5% of the 31 estimated capital cost of the project, not to exceed 32 $75,000, per application for an air pollution 33 construction permit. 34 (5) A fee of $450, or $900 if the Agency grants a -3- LRB9213836LBpr 1 request for expedited review of an application for an air 2 pollution construction permit, or $5,450 if a public 3 hearing is held, for projects not subject to PSD or NSR 4 or a fee of $75,000 for projects subject to PSD or NSR is 5 required for each application for an air pollution 6 construction permit if the application does not include 7 an estimate of the capital cost of the project. 8 (6) Where a permit holder seeks a revision to an 9 air pollution control construction permit that has been 10 issued, fees for each request for revision shall be as 11 follows: 12 (i) For revisions to change names, addresses, 13 or phone numbers identified in the permit, or to 14 provide for a similar minor administrative change at 15 the source, $450, or $900 if the Agency grants a 16 request for expedited review of the revision. 17 (ii) For modifications to permits subject to 18 the fees required by subsection (b)(1) or (b)(3) of 19 this Section, $450, or $900 if the Agency grants a 20 request for expedited review of the modification. 21 (iii) For modifications to permits subject to 22 the fees required by subsection (b)(2) or (b)(4)(ii) 23 of this Section, 0.005% of the estimated capital 24 cost of the project. 25 (iv) For modifications to permits subject to 26 the fees required by subsection (b)(4)(i) of this 27 Section, $1,500. 28 (v) For modifications to permits subject to 29 the fees required by subsection (b)(5) of this 30 Section, $450, or $900 if the Agency grants a 31 request for expedited review of the modification, if 32 the modification does not cause the project to be 33 subject to PSD or NSR or $75,000 if the project was 34 initially subject to PSD or NSR or the modification -4- LRB9213836LBpr 1 causes the project to be subject to PSD or NSR. 2 (vi) For modifications requiring a notice and 3 opportunity for public hearing, an additional 4 $5,000. 5 (7) In the event that an applicant issued an air 6 pollution construction permit makes the fee payment from 7 an account with insufficient funds to cover the amount of 8 a fee payment, the air pollution construction permit 9 shall be deemed revoked immediately. The Agency shall 10 notify the permittee within 30 days of receipt of the 11 notice of insufficient funds by the bank. 12 (c) The applicant for an air pollution construction 13 permit or the permit holder seeking a modification of an 14 issued air pollution control construction permit shall 15 include a certification of the estimated capital cost of the 16 project, issued by a duly authorized officer, with each 17 application or request for modification submitted to the 18 Agency. The estimated capital cost of the project shall be 19 updated quarterly and provided to the Agency with a 20 certification of the revised estimated capital cost. 21 (d) The estimated capital cost of the project shall 22 include both direct and indirect costs. 23 (1) Direct costs include the following: 24 (i) process and control equipment not 25 previously owned by the applicant and not currently 26 included in a construction or operating permit 27 issued for the source; 28 (ii) auxiliary equipment, including exhaust 29 hoods, ducting, fans, pumps, piping, conveyors, 30 stacks, storage tanks, waste-disposal facilities, 31 and air pollution control equipment specifically 32 needed to meet permit and regulatory requirements; 33 (iii) freight charges; 34 (iv) site preparation including demolition, -5- LRB9213836LBpr 1 construction of fences, outdoor lighting, road, and 2 parking areas; 3 (v) installation including foundations, 4 erection of supporting structures, enclosures, or 5 weather protection, insulation and painting, 6 utilities and connections, process integration, and 7 process control equipment; 8 (vi) auxiliary buildings, including materials 9 storage, employee facilities, and changes to 10 existing structures; and 11 (vii) ambient air monitoring equipment. 12 (2) Indirect costs include: 13 (i) final engineering design and supervisions 14 and administrative overhead; 15 (ii) construction expense including 16 construction liaison, securing local building 17 permits, insurance, temporary construction 18 facilities, and construction clean-up; and 19 (iii) contractor's fees and overhead. 20 (e) The initial fee for an air pollution construction 21 permit and the initial certification of the estimate of 22 capital cost shall be submitted to the Agency at the time the 23 permit application is submitted, except that the fee if a 24 notice and opportunity for public hearing is required may be 25 submitted at a later date, but no later than 15 days prior to 26 the hearing. Any additional fees due because of an increase 27 in the estimated capital cost shall be submitted with the 28 quarterly certification of the estimated capital cost. 29 (f) The Agency shall deny the issuance of a pending air 30 pollution control construction permit or of the subsequent 31 operating permit if the applicant has not paid the required 32 fees by the date required for issuance of the permit. The 33 denial of a permit for failure to pay an air pollution 34 construction permit fee shall be subject to review by the -6- LRB9213836LBpr 1 Board pursuant to the provisions of subsection (a) of Section 2 40 of this Act. 3 (g) Notwithstanding the requirements of subsection (a) 4 Section 39 of this Act, the application for an air pollution 5 construction permit shall not be deemed to be filed with the 6 Agency until the Agency receives the initial air pollution 7 construction permit application fee and certified estimate of 8 capital cost as required by this Section. 9 (h) The Agency may establish procedures for the 10 collection of air pollution construction permit fees. 11 (i) Fees collected pursuant to this Section shall be 12 deposited in the Environmental Protection Permit and 13 Inspection Fund. 14 (415 ILCS 5/39.5) (from Ch. 111 1/2, par. 1039.5) 15 Sec. 39.5. Clean Air Act Permit Program. 16 1. Definitions. 17 For purposes of this Section: 18 "Administrative permit amendment" means a permit revision 19 subject to subsection 13 of this Section. 20 "Affected source for acid deposition" means a source that 21 includes one or more affected units under Title IV of the 22 Clean Air Act. 23 "Affected States" for purposes of formal distribution of 24 a draft CAAPP permit to other States for comments prior to 25 issuance, means all States: 26 (1) Whose air quality may be affected by the source 27 covered by the draft permit and that are contiguous to 28 Illinois; or 29 (2) That are within 50 miles of the source. 30 "Affected unit for acid deposition" shall have the 31 meaning given to the term "affected unit" in the regulations 32 promulgated under Title IV of the Clean Air Act. 33 "Applicable Clean Air Act requirement" means all of the -7- LRB9213836LBpr 1 following as they apply to emissions units in a source 2 (including regulations that have been promulgated or approved 3 by USEPA pursuant to the Clean Air Act which directly impose 4 requirements upon a source and other such federal 5 requirements which have been adopted by the Board. These may 6 include requirements and regulations which have future 7 effective compliance dates. Requirements and regulations 8 will be exempt if USEPA determines that such requirements 9 need not be contained in a Title V permit): 10 (1) Any standard or other requirement provided for 11 in the applicable state implementation plan approved or 12 promulgated by USEPA under Title I of the Clean Air Act 13 that implement the relevant requirements of the Clean Air 14 Act, including any revisions to the state Implementation 15 Plan promulgated in 40 CFR Part 52, Subparts A and O and 16 other subparts applicable to Illinois. For purposes of 17 this subsection (1) of this definition, "any standard or 18 other requirement" shall mean only such standards or 19 requirements directly enforceable against an individual 20 source under the Clean Air Act. 21 (2)(i) Any term or condition of any preconstruction 22 permits issued pursuant to regulations approved or 23 promulgated by USEPA under Title I of the Clean Air 24 Act, including Part C or D of the Clean Air Act. 25 (ii) Any term or condition as required 26 pursuant to Section 39.5 of any federally 27 enforceable State operating permit issued pursuant 28 to regulations approved or promulgated by USEPA 29 under Title I of the Clean Air Act, including Part C 30 or D of the Clean Air Act. 31 (3) Any standard or other requirement under Section 32 111 of the Clean Air Act, including Section 111(d). 33 (4) Any standard or other requirement under Section 34 112 of the Clean Air Act, including any requirement -8- LRB9213836LBpr 1 concerning accident prevention under Section 112(r)(7) of 2 the Clean Air Act. 3 (5) Any standard or other requirement of the acid 4 rain program under Title IV of the Clean Air Act or the 5 regulations promulgated thereunder. 6 (6) Any requirements established pursuant to 7 Section 504(b) or Section 114(a)(3) of the Clean Air Act. 8 (7) Any standard or other requirement governing 9 solid waste incineration, under Section 129 of the Clean 10 Air Act. 11 (8) Any standard or other requirement for consumer 12 and commercial products, under Section 183(e) of the 13 Clean Air Act. 14 (9) Any standard or other requirement for tank 15 vessels, under Section 183(f) of the Clean Air Act. 16 (10) Any standard or other requirement of the 17 program to control air pollution from Outer Continental 18 Shelf sources, under Section 328 of the Clean Air Act. 19 (11) Any standard or other requirement of the 20 regulations promulgated to protect stratospheric ozone 21 under Title VI of the Clean Air Act, unless USEPA has 22 determined that such requirements need not be contained 23 in a Title V permit. 24 (12) Any national ambient air quality standard or 25 increment or visibility requirement under Part C of Title 26 I of the Clean Air Act, but only as it would apply to 27 temporary sources permitted pursuant to Section 504(e) of 28 the Clean Air Act. 29 "Applicable requirement" means all applicable Clean Air 30 Act requirements and any other standard, limitation, or other 31 requirement contained in this Act or regulations promulgated 32 under this Act as applicable to sources of air contaminants 33 (including requirements that have future effective compliance 34 dates). -9- LRB9213836LBpr 1 "CAAPP" means the Clean Air Act Permit Program, developed 2 pursuant to Title V of the Clean Air Act. 3 "CAAPP application" means an application for a CAAPP 4 permit. 5 "CAAPP Permit" or "permit" (unless the context suggests 6 otherwise) means any permit issued, renewed, amended, 7 modified or revised pursuant to Title V of the Clean Air Act. 8 "CAAPP source" means any source for which the owner or 9 operator is required to obtain a CAAPP permit pursuant to 10 subsection 2 of this Section. 11 "Clean Air Act" means the Clean Air Act, as now and 12 hereafter amended, 42 U.S.C. 7401, et seq. 13 "Designated representative" shall have the meaning given 14 to it in Section 402(26) of the Clean Air Act and the 15 regulations promulgated thereunder which states that the term 16 'designated representative' shall mean a responsible person 17 or official authorized by the owner or operator of a unit to 18 represent the owner or operator in all matters pertaining to 19 the holding, transfer, or disposition of allowances allocated 20 to a unit, and the submission of and compliance with permits, 21 permit applications, and compliance plans for the unit. 22 "Draft CAAPP permit" means the version of a CAAPP permit 23 for which public notice and an opportunity for public comment 24 and hearing is offered by the Agency. 25 "Effective date of the CAAPP" means the date that USEPA 26 approves Illinois' CAAPP. 27 "Emission unit" means any part or activity of a 28 stationary source that emits or has the potential to emit any 29 air pollutant. This term is not meant to alter or affect the 30 definition of the term "unit" for purposes of Title IV of the 31 Clean Air Act. 32 "Federally enforceable" means enforceable by USEPA. 33 "Final permit action" means the Agency's granting with 34 conditions, refusal to grant, renewal of, or revision of a -10- LRB9213836LBpr 1 CAAPP permit, the Agency's determination of incompleteness of 2 a submitted CAAPP application, or the Agency's failure to act 3 on an application for a permit, permit renewal, or permit 4 revision within the time specified in paragraph 5(j), 5 subsection 13, or subsection 14 of this Section. 6 "General permit" means a permit issued to cover numerous 7 similar sources in accordance with subsection 11 of this 8 Section. 9 "Major source" means a source for which emissions of one 10 or more air pollutants meet the criteria for major status 11 pursuant to paragraph 2(c) of this Section. 12 "Maximum achievable control technology" or "MACT" means 13 the maximum degree of reductions in emissions deemed 14 achievable under Section 112 of the Clean Air Act. 15 "Owner or operator" means any person who owns, leases, 16 operates, controls, or supervises a stationary source. 17 "Permit modification" means a revision to a CAAPP permit 18 that cannot be accomplished under the provisions for 19 administrative permit amendments under subsection 13 of this 20 Section. 21 "Permit revision" means a permit modification or 22 administrative permit amendment. 23 "Phase II" means the period of the national acid rain 24 program, established under Title IV of the Clean Air Act, 25 beginning January 1, 2000, and continuing thereafter. 26 "Phase II acid rain permit" means the portion of a CAAPP 27 permit issued, renewed, modified, or revised by the Agency 28 during Phase II for an affected source for acid deposition. 29 "Potential to emit" means the maximum capacity of a 30 stationary source to emit any air pollutant under its 31 physical and operational design. Any physical or operational 32 limitation on the capacity of a source to emit an air 33 pollutant, including air pollution control equipment and 34 restrictions on hours of operation or on the type or amount -11- LRB9213836LBpr 1 of material combusted, stored, or processed, shall be treated 2 as part of its design if the limitation is enforceable by 3 USEPA. This definition does not alter or affect the use of 4 this term for any other purposes under the Clean Air Act, or 5 the term "capacity factor" as used in Title IV of the Clean 6 Air Act or the regulations promulgated thereunder. 7 "Preconstruction Permit" or "Construction Permit" means a 8 permit which is to be obtained prior to commencing or 9 beginning actual construction or modification of a source or 10 emissions unit. 11 "Proposed CAAPP permit" means the version of a CAAPP 12 permit that the Agency proposes to issue and forwards to 13 USEPA for review in compliance with applicable requirements 14 of the Act and regulations promulgated thereunder. 15 "Regulated air pollutant" means the following: 16 (1) Nitrogen oxides (NOx) or any volatile organic 17 compound. 18 (2) Any pollutant for which a national ambient air 19 quality standard has been promulgated. 20 (3) Any pollutant that is subject to any standard 21 promulgated under Section 111 of the Clean Air Act. 22 (4) Any Class I or II substance subject to a 23 standard promulgated under or established by Title VI of 24 the Clean Air Act. 25 (5) Any pollutant subject to a standard promulgated 26 under Section 112 or other requirements established under 27 Section 112 of the Clean Air Act, including Sections 28 112(g), (j) and (r). 29 (i) Any pollutant subject to requirements 30 under Section 112(j) of the Clean Air Act. Any 31 pollutant listed under Section 112(b) for which the 32 subject source would be major shall be considered to 33 be regulated 18 months after the date on which USEPA 34 was required to promulgate an applicable standard -12- LRB9213836LBpr 1 pursuant to Section 112(e) of the Clean Air Act, if 2 USEPA fails to promulgate such standard. 3 (ii) Any pollutant for which the requirements 4 of Section 112(g)(2) of the Clean Air Act have been 5 met, but only with respect to the individual source 6 subject to Section 112(g)(2) requirement. 7 "Renewal" means the process by which a permit is reissued 8 at the end of its term. 9 "Responsible official" means one of the following: 10 (1) For a corporation: a president, secretary, 11 treasurer, or vice-president of the corporation in charge 12 of a principal business function, or any other person who 13 performs similar policy or decision-making functions for 14 the corporation, or a duly authorized representative of 15 such person if the representative is responsible for the 16 overall operation of one or more manufacturing, 17 production, or operating facilities applying for or 18 subject to a permit and either (i) the facilities employ 19 more than 250 persons or have gross annual sales or 20 expenditures exceeding $25 million (in second quarter 21 1980 dollars), or (ii) the delegation of authority to 22 such representative is approved in advance by the Agency. 23 (2) For a partnership or sole proprietorship: a 24 general partner or the proprietor, respectively, or in 25 the case of a partnership in which all of the partners 26 are corporations, a duly authorized representative of the 27 partnership if the representative is responsible for the 28 overall operation of one or more manufacturing, 29 production, or operating facilities applying for or 30 subject to a permit and either (i) the facilities employ 31 more than 250 persons or have gross annual sales or 32 expenditures exceeding $25 million (in second quarter 33 1980 dollars), or (ii) the delegation of authority to 34 such representative is approved in advance by the Agency. -13- LRB9213836LBpr 1 (3) For a municipality, State, Federal, or other 2 public agency: either a principal executive officer or 3 ranking elected official. For the purposes of this part, 4 a principal executive officer of a Federal agency 5 includes the chief executive officer having 6 responsibility for the overall operations of a principal 7 geographic unit of the agency (e.g., a Regional 8 Administrator of USEPA). 9 (4) For affected sources for acid deposition: 10 (i) The designated representative shall be the 11 "responsible official" in so far as actions, 12 standards, requirements, or prohibitions under Title 13 IV of the Clean Air Act or the regulations 14 promulgated thereunder are concerned. 15 (ii) The designated representative may also be 16 the "responsible official" for any other purposes 17 with respect to air pollution control. 18 "Section 502(b)(10) changes" means changes that 19 contravene express permit terms. "Section 502(b)(10) changes" 20 do not include changes that would violate applicable 21 requirements or contravene federally enforceable permit terms 22 or conditions that are monitoring (including test methods), 23 recordkeeping, reporting, or compliance certification 24 requirements. 25 "Solid waste incineration unit" means a distinct 26 operating unit of any facility which combusts any solid waste 27 material from commercial or industrial establishments or the 28 general public (including single and multiple residences, 29 hotels, and motels). The term does not include incinerators 30 or other units required to have a permit under Section 3005 31 of the Solid Waste Disposal Act. The term also does not 32 include (A) materials recovery facilities (including primary 33 or secondary smelters) which combust waste for the primary 34 purpose of recovering metals, (B) qualifying small power -14- LRB9213836LBpr 1 production facilities, as defined in Section 3(17)(C) of the 2 Federal Power Act (16 U.S.C. 769(17)(C)), or qualifying 3 cogeneration facilities, as defined in Section 3(18)(B) of 4 the Federal Power Act (16 U.S.C. 796(18)(B)), which burn 5 homogeneous waste (such as units which burn tires or used 6 oil, but not including refuse-derived fuel) for the 7 production of electric energy or in the case of qualifying 8 cogeneration facilities which burn homogeneous waste for the 9 production of electric energy and steam or forms of useful 10 energy (such as heat) which are used for industrial, 11 commercial, heating or cooling purposes, or (C) air curtain 12 incinerators provided that such incinerators only burn wood 13 wastes, yard waste and clean lumber and that such air curtain 14 incinerators comply with opacity limitations to be 15 established by the USEPA by rule. 16 "Source" means any stationary source (or any group of 17 stationary sources) that are located on one or more 18 contiguous or adjacent properties that are under common 19 control of the same person (or persons under common control) 20 and that belongs to a single major industrial grouping. For 21 the purposes of defining "source," a stationary source or 22 group of stationary sources shall be considered part of a 23 single major industrial grouping if all of the pollutant 24 emitting activities at such source or group of sources 25 located on contiguous or adjacent properties and under common 26 control belong to the same Major Group (i.e., all have the 27 same two-digit code) as described in the Standard Industrial 28 Classification Manual, 1987, or such pollutant emitting 29 activities at a stationary source (or group of stationary 30 sources) located on contiguous or adjacent properties and 31 under common control constitute a support facility. The 32 determination as to whether any group of stationary sources 33 are located on contiguous or adjacent properties, and/or are 34 under common control, and/or whether the pollutant emitting -15- LRB9213836LBpr 1 activities at such group of stationary sources constitute a 2 support facility shall be made on a case by case basis. 3 "Stationary source" means any building, structure, 4 facility, or installation that emits or may emit any 5 regulated air pollutant or any pollutant listed under Section 6 112(b) of the Clean Air Act. 7 "Support facility" means any stationary source (or group 8 of stationary sources) that conveys, stores, or otherwise 9 assists to a significant extent in the production of a 10 principal product at another stationary source (or group of 11 stationary sources). A support facility shall be considered 12 to be part of the same source as the stationary source (or 13 group of stationary sources) that it supports regardless of 14 the 2-digit Standard Industrial Classification code for the 15 support facility. 16 "USEPA" means the Administrator of the United States 17 Environmental Protection Agency (USEPA) or a person 18 designated by the Administrator. 19 1.1. Exclusion From the CAAPP. 20 a. An owner or operator of a source which 21 determines that the source could be excluded from the 22 CAAPP may seek such exclusion prior to the date that the 23 CAAPP application for the source is due but in no case 24 later than 9 months after the effective date of the CAAPP 25 through the imposition of federally enforceable 26 conditions limiting the "potential to emit" of the source 27 to a level below the major source threshold for that 28 source as described in paragraph 2(c) of this Section, 29 within a State operating permit issued pursuant to 30 Section 39(a) of this Act. After such date, an exclusion 31 from the CAAPP may be sought under paragraph 3(c) of this 32 Section. 33 b. An owner or operator of a source seeking 34 exclusion from the CAAPP pursuant to paragraph (a) of -16- LRB9213836LBpr 1 this subsection must submit a permit application 2 consistent with the existing State permit program which 3 specifically requests such exclusion through the 4 imposition of such federally enforceable conditions. 5 c. Upon such request, if the Agency determines that 6 the owner or operator of a source has met the 7 requirements for exclusion pursuant to paragraph (a) of 8 this subsection and other applicable requirements for 9 permit issuance under Section 39(a) of this Act, the 10 Agency shall issue a State operating permit for such 11 source under Section 39(a) of this Act, as amended, and 12 regulations promulgated thereunder with federally 13 enforceable conditions limiting the "potential to emit" 14 of the source to a level below the major source threshold 15 for that source as described in paragraph 2(c) of this 16 Section. 17 d. The Agency shall provide an owner or operator of 18 a source which may be excluded from the CAAPP pursuant to 19 this subsection with reasonable notice that the owner or 20 operator may seek such exclusion. 21 e. The Agency shall provide such sources with the 22 necessary permit application forms. 23 2. Applicability. 24 a. Sources subject to this Section shall include: 25 i. Any major source as defined in paragraph 26 (c) of this subsection. 27 ii. Any source subject to a standard or other 28 requirements promulgated under Section 111 (New 29 Source Performance Standards) or Section 112 30 (Hazardous Air Pollutants) of the Clean Air Act, 31 except that a source is not required to obtain a 32 permit solely because it is subject to regulations 33 or requirements under Section 112(r) of the Clean 34 Air Act. -17- LRB9213836LBpr 1 iii. Any affected source for acid deposition, 2 as defined in subsection 1 of this Section. 3 iv. Any other source subject to this Section 4 under the Clean Air Act or regulations promulgated 5 thereunder, or applicable Board regulations. 6 b. Sources exempted from this Section shall 7 include: 8 i. All sources listed in paragraph (a) of this 9 subsection which are not major sources, affected 10 sources for acid deposition or solid waste 11 incineration units required to obtain a permit 12 pursuant to Section 129(e) of the Clean Air Act, 13 until the source is required to obtain a CAAPP 14 permit pursuant to the Clean Air Act or regulations 15 promulgated thereunder. 16 ii. Nonmajor sources subject to a standard or 17 other requirements subsequently promulgated by USEPA 18 under Section 111 or 112 of the Clean Air Act which 19 are determined by USEPA to be exempt at the time a 20 new standard is promulgated. 21 iii. All sources and source categories that 22 would be required to obtain a permit solely because 23 they are subject to Part 60, Subpart AAA - Standards 24 of Performance for New Residential Wood Heaters (40 25 CFR Part 60). 26 iv. All sources and source categories that 27 would be required to obtain a permit solely because 28 they are subject to Part 61, Subpart M - National 29 Emission Standard for Hazardous Air Pollutants for 30 Asbestos, Section 61.145 (40 CFR Part 61). 31 v. Any other source categories exempted by 32 USEPA regulations pursuant to Section 502(a) of the 33 Clean Air Act. 34 c. For purposes of this Section the term "major -18- LRB9213836LBpr 1 source" means any source that is: 2 i. A major source under Section 112 of the 3 Clean Air Act, which is defined as: 4 A. For pollutants other than 5 radionuclides, any stationary source or group 6 of stationary sources located within a 7 contiguous area and under common control that 8 emits or has the potential to emit, in the 9 aggregate, 10 tons per year (tpy) or more of 10 any hazardous air pollutant which has been 11 listed pursuant to Section 112(b) of the Clean 12 Air Act, 25 tpy or more of any combination of 13 such hazardous air pollutants, or such lesser 14 quantity as USEPA may establish by rule. 15 Notwithstanding the preceding sentence, 16 emissions from any oil or gas exploration or 17 production well (with its associated equipment) 18 and emissions from any pipeline compressor or 19 pump station shall not be aggregated with 20 emissions from other similar units, whether or 21 not such units are in a contiguous area or 22 under common control, to determine whether such 23 stations are major sources. 24 B. For radionuclides, "major source" 25 shall have the meaning specified by the USEPA 26 by rule. 27 ii. A major stationary source of air 28 pollutants, as defined in Section 302 of the Clean 29 Air Act, that directly emits or has the potential to 30 emit, 100 tpy or more of any air pollutant 31 (including any major source of fugitive emissions of 32 any such pollutant, as determined by rule by USEPA). 33 For purposes of this subsection, "fugitive 34 emissions" means those emissions which could not -19- LRB9213836LBpr 1 reasonably pass through a stack, chimney, vent, or 2 other functionally-equivalent opening. The fugitive 3 emissions of a stationary source shall not be 4 considered in determining whether it is a major 5 stationary source for the purposes of Section 302(j) 6 of the Clean Air Act, unless the source belongs to 7 one of the following categories of stationary 8 source: 9 A. Coal cleaning plants (with thermal 10 dryers). 11 B. Kraft pulp mills. 12 C. Portland cement plants. 13 D. Primary zinc smelters. 14 E. Iron and steel mills. 15 F. Primary aluminum ore reduction plants. 16 G. Primary copper smelters. 17 H. Municipal incinerators capable of 18 charging more than 250 tons of refuse per day. 19 I. Hydrofluoric, sulfuric, or nitric acid 20 plants. 21 J. Petroleum refineries. 22 K. Lime plants. 23 L. Phosphate rock processing plants. 24 M. Coke oven batteries. 25 N. Sulfur recovery plants. 26 O. Carbon black plants (furnace process). 27 P. Primary lead smelters. 28 Q. Fuel conversion plants. 29 R. Sintering plants. 30 S. Secondary metal production plants. 31 T. Chemical process plants. 32 U. Fossil-fuel boilers (or combination 33 thereof) totaling more than 250 million British 34 thermal units per hour heat input. -20- LRB9213836LBpr 1 V. Petroleum storage and transfer units 2 with a total storage capacity exceeding 300,000 3 barrels. 4 W. Taconite ore processing plants. 5 X. Glass fiber processing plants. 6 Y. Charcoal production plants. 7 Z. Fossil fuel-fired steam electric 8 plants of more than 250 million British thermal 9 units per hour heat input. 10 AA. All other stationary source 11 categories regulated by a standard promulgated 12 under Section 111 or 112 of the Clean Air Act, 13 but only with respect to those air pollutants 14 that have been regulated for that category. 15 BB. Any other stationary source category 16 designated by USEPA by rule. 17 iii. A major stationary source as defined in 18 part D of Title I of the Clean Air Act including: 19 A. For ozone nonattainment areas, sources 20 with the potential to emit 100 tons or more per 21 year of volatile organic compounds or oxides of 22 nitrogen in areas classified as "marginal" or 23 "moderate", 50 tons or more per year in areas 24 classified as "serious", 25 tons or more per 25 year in areas classified as "severe", and 10 26 tons or more per year in areas classified as 27 "extreme"; except that the references in this 28 clause to 100, 50, 25, and 10 tons per year of 29 nitrogen oxides shall not apply with respect to 30 any source for which USEPA has made a finding, 31 under Section 182(f)(1) or (2) of the Clean Air 32 Act, that requirements otherwise applicable to 33 such source under Section 182(f) of the Clean 34 Air Act do not apply. Such sources shall -21- LRB9213836LBpr 1 remain subject to the major source criteria of 2 paragraph 2(c)(ii) of this subsection. 3 B. For ozone transport regions 4 established pursuant to Section 184 of the 5 Clean Air Act, sources with the potential to 6 emit 50 tons or more per year of volatile 7 organic compounds (VOCs). 8 C. For carbon monoxide nonattainment 9 areas (1) that are classified as "serious", and 10 (2) in which stationary sources contribute 11 significantly to carbon monoxide levels as 12 determined under rules issued by USEPA, sources 13 with the potential to emit 50 tons or more per 14 year of carbon monoxide. 15 D. For particulate matter (PM-10) 16 nonattainment areas classified as "serious", 17 sources with the potential to emit 70 tons or 18 more per year of PM-10. 19 3. Agency Authority To Issue CAAPP Permits and Federally 20 Enforceable State Operating Permits. 21 a. The Agency shall issue CAAPP permits under this 22 Section consistent with the Clean Air Act and regulations 23 promulgated thereunder and this Act and regulations 24 promulgated thereunder. 25 b. The Agency shall issue CAAPP permits for fixed 26 terms of 5 years, except CAAPP permits issued for solid 27 waste incineration units combusting municipal waste which 28 shall be issued for fixed terms of 12 years and except 29 CAAPP permits for affected sources for acid deposition 30 which shall be issued for initial terms to expire on 31 December 31, 1999, and for fixed terms of 5 years 32 thereafter. 33 c. The Agency shall have the authority to issue a 34 State operating permit for a source under Section 39(a) -22- LRB9213836LBpr 1 of this Act, as amended, and regulations promulgated 2 thereunder, which includes federally enforceable 3 conditions limiting the "potential to emit" of the source 4 to a level below the major source threshold for that 5 source as described in paragraph 2(c) of this Section, 6 thereby excluding the source from the CAAPP, when 7 requested by the applicant pursuant to paragraph 5(u) of 8 this Section. The public notice requirements of this 9 Section applicable to CAAPP permits shall also apply to 10 the initial issuance of permits under this paragraph. 11 d. For purposes of this Act, a permit issued by 12 USEPA under Section 505 of the Clean Air Act, as now and 13 hereafter amended, shall be deemed to be a permit issued 14 by the Agency pursuant to Section 39.5 of this Act. 15 4. Transition. 16 a. An owner or operator of a CAAPP source shall not 17 be required to renew an existing State operating permit 18 for any emission unit at such CAAPP source once a CAAPP 19 application timely submitted prior to expiration of the 20 State operating permit has been deemed complete. For 21 purposes other than permit renewal, the obligation upon 22 the owner or operator of a CAAPP source to obtain a State 23 operating permit is not removed upon submittal of the 24 complete CAAPP permit application. An owner or operator 25 of a CAAPP source seeking to make a modification to a 26 source prior to the issuance of its CAAPP permit shall be 27 required to obtain a construction and/or operating permit 28 as required for such modification in accordance with the 29 State permit program under Section 39(a) of this Act, as 30 amended, and regulations promulgated thereunder. The 31 application for such construction and/or operating permit 32 shall be considered an amendment to the CAAPP application 33 submitted for such source. 34 b. An owner or operator of a CAAPP source shall -23- LRB9213836LBpr 1 continue to operate in accordance with the terms and 2 conditions of its applicable State operating permit 3 notwithstanding the expiration of the State operating 4 permit until the source's CAAPP permit has been issued. 5 c. An owner or operator of a CAAPP source shall 6 submit its initial CAAPP application to the Agency no 7 later than 12 months after the effective date of the 8 CAAPP. The Agency may request submittal of initial CAAPP 9 applications during this 12 month period according to a 10 schedule set forth within Agency procedures, however, in 11 no event shall the Agency require such submittal earlier 12 than 3 months after such effective date of the CAAPP. An 13 owner or operator may voluntarily submit its initial 14 CAAPP application prior to the date required within this 15 paragraph or applicable procedures, if any, subsequent to 16 the date the Agency submits the CAAPP to USEPA for 17 approval. 18 d. The Agency shall act on initial CAAPP 19 applications in accordance with subsection 5(j) of this 20 Section. 21 e. For purposes of this Section, the term "initial 22 CAAPP application" shall mean the first CAAPP application 23 submitted for a source existing as of the effective date 24 of the CAAPP. 25 f. The Agency shall provide owners or operators of 26 CAAPP sources with at least three months advance notice 27 of the date on which their applications are required to 28 be submitted. In determining which sources shall be 29 subject to early submittal, the Agency shall include 30 among its considerations the complexity of the permit 31 application, and the burden that such early submittal 32 will have on the source. 33 g. The CAAPP permit shall upon becoming effective 34 supersede the State operating permit. -24- LRB9213836LBpr 1 h. The Agency shall have the authority to adopt 2 procedural rules, in accordance with the Illinois 3 Administrative Procedure Act, as the Agency deems 4 necessary, to implement this subsection. 5 5. Applications and Completeness. 6 a. An owner or operator of a CAAPP source shall 7 submit its complete CAAPP application consistent with the 8 Act and applicable regulations. 9 b. An owner or operator of a CAAPP source shall 10 submit a single complete CAAPP application covering all 11 emission units at that source. 12 c. To be deemed complete, a CAAPP application must 13 provide all information, as requested in Agency 14 application forms, sufficient to evaluate the subject 15 source and its application and to determine all 16 applicable requirements, pursuant to the Clean Air Act, 17 and regulations thereunder, this Act and regulations 18 thereunder. Such Agency application forms shall be 19 finalized and made available prior to the date on which 20 any CAAPP application is required. 21 d. An owner or operator of a CAAPP source shall 22 submit, as part of its complete CAAPP application, a 23 compliance plan, including a schedule of compliance, 24 describing how each emission unit will comply with all 25 applicable requirements. Any such schedule of compliance 26 shall be supplemental to, and shall not sanction 27 noncompliance with, the applicable requirements on which 28 it is based. 29 e. Each submitted CAAPP application shall be 30 certified for truth, accuracy, and completeness by a 31 responsible official in accordance with applicable 32 regulations. 33 f. The Agency shall provide notice to a CAAPP 34 applicant as to whether a submitted CAAPP application is -25- LRB9213836LBpr 1 complete. Unless the Agency notifies the applicant of 2 incompleteness, within 60 days of receipt of the CAAPP 3 application, the application shall be deemed complete. 4 The Agency may request additional information as needed 5 to make the completeness determination. The Agency may 6 to the extent practicable provide the applicant with a 7 reasonable opportunity to correct deficiencies prior to a 8 final determination of completeness. 9 g. If after the determination of completeness the 10 Agency finds that additional information is necessary to 11 evaluate or take final action on the CAAPP application, 12 the Agency may request in writing such information from 13 the source with a reasonable deadline for response. 14 h. If the owner or operator of a CAAPP source 15 submits a timely and complete CAAPP application, the 16 source's failure to have a CAAPP permit shall not be a 17 violation of this Section until the Agency takes final 18 action on the submitted CAAPP application, provided, 19 however, where the applicant fails to submit the 20 requested information under paragraph 5(g) within the 21 time frame specified by the Agency, this protection shall 22 cease to apply. 23 i. Any applicant who fails to submit any relevant 24 facts necessary to evaluate the subject source and its 25 CAAPP application or who has submitted incorrect 26 information in a CAAPP application shall, upon becoming 27 aware of such failure or incorrect submittal, submit 28 supplementary facts or correct information to the Agency. 29 In addition, an applicant shall provide to the Agency 30 additional information as necessary to address any 31 requirements which become applicable to the source 32 subsequent to the date the applicant submitted its 33 complete CAAPP application but prior to release of the 34 draft CAAPP permit. -26- LRB9213836LBpr 1 j. The Agency shall issue or deny the CAAPP permit 2 within 18 months after the date of receipt of the 3 complete CAAPP application, with the following 4 exceptions: (i) permits for affected sources for acid 5 deposition shall be issued or denied within 6 months 6 after receipt of a complete application in accordance 7 with subsection 17 of this Section; (ii) the Agency shall 8 act on initial CAAPP applications within 24 months after 9 the date of receipt of the complete CAAPP application; 10 (iii) the Agency shall act on complete applications 11 containing early reduction demonstrations under Section 12 112(i)(5) of the Clean Air Act within 9 months of receipt 13 of the complete CAAPP application. 14 Where the Agency does not take final action on the 15 permit within the required time period, the permit shall 16 not be deemed issued; rather, the failure to act shall be 17 treated as a final permit action for purposes of judicial 18 review pursuant to Sections 40.2 and 41 of this Act. 19 k. The submittal of a complete CAAPP application 20 shall not affect the requirement that any source have a 21 preconstruction permit under Title I of the Clean Air 22 Act. 23 l. Unless a timely and complete renewal application 24 has been submitted consistent with this subsection, a 25 CAAPP source operating upon the expiration of its CAAPP 26 permit shall be deemed to be operating without a CAAPP 27 permit. Such operation is prohibited under this Act. 28 m. Permits being renewed shall be subject to the 29 same procedural requirements, including those for public 30 participation and federal review and objection, that 31 apply to original permit issuance. 32 n. For purposes of permit renewal, a timely 33 application is one that is submitted no less than 9 34 months prior to the date of permit expiration. -27- LRB9213836LBpr 1 o. The terms and conditions of a CAAPP permit shall 2 remain in effect until the issuance of a CAAPP renewal 3 permit provided a timely and complete CAAPP application 4 has been submitted. 5 p. The owner or operator of a CAAPP source seeking 6 a permit shield pursuant to paragraph 7(j) of this 7 Section shall request such permit shield in the CAAPP 8 application regarding that source. 9 q. The Agency shall make available to the public 10 all documents submitted by the applicant to the Agency, 11 including each CAAPP application, compliance plan 12 (including the schedule of compliance), and emissions or 13 compliance monitoring report, with the exception of 14 information entitled to confidential treatment pursuant 15 to Section 7 of this Act. 16 r. The Agency shall use the standardized forms 17 required under Title IV of the Clean Air Act and 18 regulations promulgated thereunder for affected sources 19 for acid deposition. 20 s. An owner or operator of a CAAPP source may 21 include within its CAAPP application a request for 22 permission to operate during a startup, malfunction, or 23 breakdown consistent with applicable Board regulations. 24 t. An owner or operator of a CAAPP source, in order 25 to utilize the operational flexibility provided under 26 paragraph 7(l) of this Section, must request such use and 27 provide the necessary information within its CAAPP 28 application. 29 u. An owner or operator of a CAAPP source which 30 seeks exclusion from the CAAPP through the imposition of 31 federally enforceable conditions, pursuant to paragraph 32 3(c) of this Section, must request such exclusion within 33 a CAAPP application submitted consistent with this 34 subsection on or after the date that the CAAPP -28- LRB9213836LBpr 1 application for the source is due. Prior to such date, 2 but in no case later than 9 months after the effective 3 date of the CAAPP, such owner or operator may request the 4 imposition of federally enforceable conditions pursuant 5 to paragraph 1.1(b) of this Section. 6 v. CAAPP applications shall contain accurate 7 information on allowable emissions to implement the fee 8 provisions of subsection 18 of this Section. 9 w. An owner or operator of a CAAPP source shall 10 submit within its CAAPP application emissions information 11 regarding all regulated air pollutants emitted at that 12 source consistent with applicable Agency procedures. 13 Emissions information regarding insignificant activities 14 or emission levels, as determined by the Agency pursuant 15 to Board regulations, may be submitted as a list within 16 the CAAPP application. The Agency shall propose 17 regulations to the Board defining insignificant 18 activities or emission levels, consistent with federal 19 regulations, if any, no later than 18 months after the 20 effective date of this amendatory Act of 1992, consistent 21 with Section 112(n)(1) of the Clean Air Act. The Board 22 shall adopt final regulations defining insignificant 23 activities or emission levels no later than 9 months 24 after the date of the Agency's proposal. 25 x. The owner or operator of a new CAAPP source 26 shall submit its complete CAAPP application consistent 27 with this subsection within 12 months after commencing 28 operation of such source. The owner or operator of an 29 existing source that has been excluded from the 30 provisions of this Section under subsection 1.1 or 31 subsection 3(c) of this Section and that becomes subject 32 to the CAAPP solely due to a change in operation at the 33 source shall submit its complete CAAPP application 34 consistent with this subsection at least 180 days before -29- LRB9213836LBpr 1 commencing operation in accordance with the change in 2 operation. 3 y. The Agency shall have the authority to adopt 4 procedural rules, in accordance with the Illinois 5 Administrative Procedure Act, as the Agency deems 6 necessary to implement this subsection. 7 6. Prohibitions. 8 a. It shall be unlawful for any person to violate 9 any terms or conditions of a permit issued under this 10 Section, to operate any CAAPP source except in compliance 11 with a permit issued by the Agency under this Section or 12 to violate any other applicable requirements. All terms 13 and conditions of a permit issued under this Section are 14 enforceable by USEPA and citizens under the Clean Air 15 Act, except those, if any, that are specifically 16 designated as not being federally enforceable in the 17 permit pursuant to paragraph 7(m) of this Section. 18 b. After the applicable CAAPP permit or renewal 19 application submittal date, as specified in subsection 5 20 of this Section, no person shall operate a CAAPP source 21 without a CAAPP permit unless the complete CAAPP permit 22 or renewal application for such source has been timely 23 submitted to the Agency. 24 c. No owner or operator of a CAAPP source shall 25 cause or threaten or allow the continued operation of an 26 emission source during malfunction or breakdown of the 27 emission source or related air pollution control 28 equipment if such operation would cause a violation of 29 the standards or limitations applicable to the source, 30 unless the CAAPP permit granted to the source provides 31 for such operation consistent with this Act and 32 applicable Board regulations. 33 7. Permit Content. -30- LRB9213836LBpr 1 a. All CAAPP permits shall contain emission 2 limitations and standards and other enforceable terms and 3 conditions, including but not limited to operational 4 requirements, and schedules for achieving compliance at 5 the earliest reasonable date, which are or will be 6 required to accomplish the purposes and provisions of 7 this Act and to assure compliance with all applicable 8 requirements. 9 b. The Agency shall include among such conditions 10 applicable monitoring, reporting, record keeping and 11 compliance certification requirements, as authorized by 12 paragraphs d, e, and f of this subsection, that the 13 Agency deems necessary to assure compliance with the 14 Clean Air Act, the regulations promulgated thereunder, 15 this Act, and applicable Board regulations. When 16 monitoring, reporting, record keeping, and compliance 17 certification requirements are specified within the Clean 18 Air Act, regulations promulgated thereunder, this Act, or 19 applicable regulations, such requirements shall be 20 included within the CAAPP permit. The Board shall have 21 authority to promulgate additional regulations where 22 necessary to accomplish the purposes of the Clean Air 23 Act, this Act, and regulations promulgated thereunder. 24 c. The Agency shall assure, within such conditions, 25 the use of terms, test methods, units, averaging periods, 26 and other statistical conventions consistent with the 27 applicable emission limitations, standards, and other 28 requirements contained in the permit. 29 d. To meet the requirements of this subsection with 30 respect to monitoring, the permit shall: 31 i. Incorporate and identify all applicable 32 emissions monitoring and analysis procedures or test 33 methods required under the Clean Air Act, 34 regulations promulgated thereunder, this Act, and -31- LRB9213836LBpr 1 applicable Board regulations, including any 2 procedures and methods promulgated by USEPA pursuant 3 to Section 504(b) or Section 114 (a)(3) of the Clean 4 Air Act. 5 ii. Where the applicable requirement does not 6 require periodic testing or instrumental or 7 noninstrumental monitoring (which may consist of 8 recordkeeping designed to serve as monitoring), 9 require periodic monitoring sufficient to yield 10 reliable data from the relevant time period that is 11 representative of the source's compliance with the 12 permit, as reported pursuant to paragraph (f) of 13 this subsection. The Agency may determine that 14 recordkeeping requirements are sufficient to meet 15 the requirements of this subparagraph. 16 iii. As necessary, specify requirements 17 concerning the use, maintenance, and when 18 appropriate, installation of monitoring equipment or 19 methods. 20 e. To meet the requirements of this subsection with 21 respect to record keeping, the permit shall incorporate 22 and identify all applicable recordkeeping requirements 23 and require, where applicable, the following: 24 i. Records of required monitoring information 25 that include the following: 26 A. The date, place and time of sampling 27 or measurements. 28 B. The date(s) analyses were performed. 29 C. The company or entity that performed 30 the analyses. 31 D. The analytical techniques or methods 32 used. 33 E. The results of such analyses. 34 F. The operating conditions as existing -32- LRB9213836LBpr 1 at the time of sampling or measurement. 2 ii. Retention of records of all monitoring 3 data and support information for a period of at 4 least 5 years from the date of the monitoring 5 sample, measurement, report, or application. 6 Support information includes all calibration and 7 maintenance records, original strip-chart recordings 8 for continuous monitoring instrumentation, and 9 copies of all reports required by the permit. 10 f. To meet the requirements of this subsection with 11 respect to reporting, the permit shall incorporate and 12 identify all applicable reporting requirements and 13 require the following: 14 i. Submittal of reports of any required 15 monitoring every 6 months. More frequent submittals 16 may be requested by the Agency if such submittals 17 are necessary to assure compliance with this Act or 18 regulations promulgated by the Board thereunder. 19 All instances of deviations from permit requirements 20 must be clearly identified in such reports. All 21 required reports must be certified by a responsible 22 official consistent with subsection 5 of this 23 Section. 24 ii. Prompt reporting of deviations from permit 25 requirements, including those attributable to upset 26 conditions as defined in the permit, the probable 27 cause of such deviations, and any corrective actions 28 or preventive measures taken. 29 g. Each CAAPP permit issued under subsection 10 of 30 this Section shall include a condition prohibiting 31 emissions exceeding any allowances that the source 32 lawfully holds under Title IV of the Clean Air Act or the 33 regulations promulgated thereunder, consistent with 34 subsection 17 of this Section and applicable regulations, -33- LRB9213836LBpr 1 if any. 2 h. All CAAPP permits shall state that, where 3 another applicable requirement of the Clean Air Act is 4 more stringent than any applicable requirement of 5 regulations promulgated under Title IV of the Clean Air 6 Act, both provisions shall be incorporated into the 7 permit and shall be State and federally enforceable. 8 i. Each CAAPP permit issued under subsection 10 of 9 this Section shall include a severability clause to 10 ensure the continued validity of the various permit 11 requirements in the event of a challenge to any portions 12 of the permit. 13 j. The following shall apply with respect to owners 14 or operators requesting a permit shield: 15 i. The Agency shall include in a CAAPP permit, 16 when requested by an applicant pursuant to paragraph 17 5(p) of this Section, a provision stating that 18 compliance with the conditions of the permit shall 19 be deemed compliance with applicable requirements 20 which are applicable as of the date of release of 21 the proposed permit, provided that: 22 A. The applicable requirement is 23 specifically identified within the permit; or 24 B. The Agency in acting on the CAAPP 25 application or revision determines in writing 26 that other requirements specifically identified 27 are not applicable to the source, and the 28 permit includes that determination or a concise 29 summary thereof. 30 ii. The permit shall identify the requirements 31 for which the source is shielded. The shield shall 32 not extend to applicable requirements which are 33 promulgated after the date of release of the 34 proposed permit unless the permit has been modified -34- LRB9213836LBpr 1 to reflect such new requirements. 2 iii. A CAAPP permit which does not expressly 3 indicate the existence of a permit shield shall not 4 provide such a shield. 5 iv. Nothing in this paragraph or in a CAAPP 6 permit shall alter or affect the following: 7 A. The provisions of Section 303 8 (emergency powers) of the Clean Air Act, 9 including USEPA's authority under that section. 10 B. The liability of an owner or operator 11 of a source for any violation of applicable 12 requirements prior to or at the time of permit 13 issuance. 14 C. The applicable requirements of the 15 acid rain program consistent with Section 16 408(a) of the Clean Air Act. 17 D. The ability of USEPA to obtain 18 information from a source pursuant to Section 19 114 (inspections, monitoring, and entry) of the 20 Clean Air Act. 21 k. Each CAAPP permit shall include an emergency 22 provision providing an affirmative defense of emergency 23 to an action brought for noncompliance with 24 technology-based emission limitations under a CAAPP 25 permit if the following conditions are met through 26 properly signed, contemporaneous operating logs, or other 27 relevant evidence: 28 i. An emergency occurred and the permittee can 29 identify the cause(s) of the emergency. 30 ii. The permitted facility was at the time 31 being properly operated. 32 iii. The permittee submitted notice of the 33 emergency to the Agency within 2 working days of the 34 time when emission limitations were exceeded due to -35- LRB9213836LBpr 1 the emergency. This notice must contain a detailed 2 description of the emergency, any steps taken to 3 mitigate emissions, and corrective actions taken. 4 iv. During the period of the emergency the 5 permittee took all reasonable steps to minimize 6 levels of emissions that exceeded the emission 7 limitations, standards, or requirements in the 8 permit. 9 For purposes of this subsection, "emergency" means 10 any situation arising from sudden and reasonably 11 unforeseeable events beyond the control of the source, 12 such as an act of God, that requires immediate corrective 13 action to restore normal operation, and that causes the 14 source to exceed a technology-based emission limitation 15 under the permit, due to unavoidable increases in 16 emissions attributable to the emergency. An emergency 17 shall not include noncompliance to the extent caused by 18 improperly designed equipment, lack of preventative 19 maintenance, careless or improper operation, or operation 20 error. 21 In any enforcement proceeding, the permittee 22 seeking to establish the occurrence of an emergency has 23 the burden of proof. This provision is in addition to 24 any emergency or upset provision contained in any 25 applicable requirement. This provision does not relieve 26 a permittee of any reporting obligations under existing 27 federal or state laws or regulations. 28 l. The Agency shall include in each permit issued 29 under subsection 10 of this Section: 30 i. Terms and conditions for reasonably 31 anticipated operating scenarios identified by the 32 source in its application. The permit terms and 33 conditions for each such operating scenario shall 34 meet all applicable requirements and the -36- LRB9213836LBpr 1 requirements of this Section. 2 A. Under this subparagraph, the source 3 must record in a log at the permitted facility 4 a record of the scenario under which it is 5 operating contemporaneously with making a 6 change from one operating scenario to another. 7 B. The permit shield described in 8 paragraph 7(j) of this Section shall extend to 9 all terms and conditions under each such 10 operating scenario. 11 ii. Where requested by an applicant, all terms 12 and conditions allowing for trading of emissions 13 increases and decreases between different emission 14 units at the CAAPP source, to the extent that the 15 applicable requirements provide for trading of such 16 emissions increases and decreases without a 17 case-by-case approval of each emissions trade. Such 18 terms and conditions: 19 A. Shall include all terms required under 20 this subsection to determine compliance; 21 B. Must meet all applicable requirements; 22 C. Shall extend the permit shield 23 described in paragraph 7(j) of this Section to 24 all terms and conditions that allow such 25 increases and decreases in emissions. 26 m. The Agency shall specifically designate as not 27 being federally enforceable under the Clean Air Act any 28 terms and conditions included in the permit that are not 29 specifically required under the Clean Air Act or federal 30 regulations promulgated thereunder. Terms or conditions 31 so designated shall be subject to all applicable state 32 requirements, except the requirements of subsection 7 33 (other than this paragraph, paragraph q of subsection 7, 34 subsections 8 through 11, and subsections 13 through 16 -37- LRB9213836LBpr 1 of this Section. The Agency shall, however, include such 2 terms and conditions in the CAAPP permit issued to the 3 source. 4 n. Each CAAPP permit issued under subsection 10 of 5 this Section shall specify and reference the origin of 6 and authority for each term or condition, and identify 7 any difference in form as compared to the applicable 8 requirement upon which the term or condition is based. 9 o. Each CAAPP permit issued under subsection 10 of 10 this Section shall include provisions stating the 11 following: 12 i. Duty to comply. The permittee must comply 13 with all terms and conditions of the CAAPP permit. 14 Any permit noncompliance constitutes a violation of 15 the Clean Air Act and the Act, and is grounds for 16 any or all of the following: enforcement action; 17 permit termination, revocation and reissuance, or 18 modification; or denial of a permit renewal 19 application. 20 ii. Need to halt or reduce activity not a 21 defense. It shall not be a defense for a permittee 22 in an enforcement action that it would have been 23 necessary to halt or reduce the permitted activity 24 in order to maintain compliance with the conditions 25 of this permit. 26 iii. Permit actions. The permit may be 27 modified, revoked, reopened, and reissued, or 28 terminated for cause in accordance with the 29 applicable subsections of Section 39.5 of this Act. 30 The filing of a request by the permittee for a 31 permit modification, revocation and reissuance, or 32 termination, or of a notification of planned changes 33 or anticipated noncompliance does not stay any 34 permit condition. -38- LRB9213836LBpr 1 iv. Property rights. The permit does not 2 convey any property rights of any sort, or any 3 exclusive privilege. 4 v. Duty to provide information. The permittee 5 shall furnish to the Agency within a reasonable time 6 specified by the Agency any information that the 7 Agency may request in writing to determine whether 8 cause exists for modifying, revoking and reissuing, 9 or terminating the permit or to determine compliance 10 with the permit. Upon request, the permittee shall 11 also furnish to the Agency copies of records 12 required to be kept by the permit or, for 13 information claimed to be confidential, the 14 permittee may furnish such records directly to USEPA 15 along with a claim of confidentiality. 16 vi. Duty to pay fees. The permittee must pay 17 fees to the Agency consistent with the fee schedule 18 approved pursuant to subsection 18 of this Section, 19 and submit any information relevant thereto. 20 vii. Emissions trading. No permit revision 21 shall be required for increases in emissions allowed 22 under any approved economic incentives, marketable 23 permits, emissions trading, and other similar 24 programs or processes for changes that are provided 25 for in the permit and that are authorized by the 26 applicable requirement. 27 p. Each CAAPP permit issued under subsection 10 of 28 this Section shall contain the following elements with 29 respect to compliance: 30 i. Compliance certification, testing, 31 monitoring, reporting, and record keeping 32 requirements sufficient to assure compliance with 33 the terms and conditions of the permit. Any 34 document (including reports) required by a CAAPP -39- LRB9213836LBpr 1 permit shall contain a certification by a 2 responsible official that meets the requirements of 3 subsection 5 of this Section and applicable 4 regulations. 5 ii. Inspection and entry requirements that 6 necessitate that, upon presentation of credentials 7 and other documents as may be required by law and in 8 accordance with constitutional limitations, the 9 permittee shall allow the Agency, or an authorized 10 representative to perform the following: 11 A. Enter upon the permittee's premises 12 where a CAAPP source is located or 13 emissions-related activity is conducted, or 14 where records must be kept under the conditions 15 of the permit. 16 B. Have access to and copy, at reasonable 17 times, any records that must be kept under the 18 conditions of the permit. 19 C. Inspect at reasonable times any 20 facilities, equipment (including monitoring and 21 air pollution control equipment), practices, or 22 operations regulated or required under the 23 permit. 24 D. Sample or monitor any substances or 25 parameters at any location: 26 1. As authorized by the Clean Air 27 Act, at reasonable times, for the purposes 28 of assuring compliance with the CAAPP 29 permit or applicable requirements; or 30 2. As otherwise authorized by this 31 Act. 32 iii. A schedule of compliance consistent with 33 subsection 5 of this Section and applicable 34 regulations. -40- LRB9213836LBpr 1 iv. Progress reports consistent with an 2 applicable schedule of compliance pursuant to 3 paragraph 5(d) of this Section and applicable 4 regulations to be submitted semiannually, or more 5 frequently if the Agency determines that such more 6 frequent submittals are necessary for compliance 7 with the Act or regulations promulgated by the Board 8 thereunder. Such progress reports shall contain the 9 following: 10 A. Required dates for achieving the 11 activities, milestones, or compliance required 12 by the schedule of compliance and dates when 13 such activities, milestones or compliance were 14 achieved. 15 B. An explanation of why any dates in the 16 schedule of compliance were not or will not be 17 met, and any preventive or corrective measures 18 adopted. 19 v. Requirements for compliance certification 20 with terms and conditions contained in the permit, 21 including emission limitations, standards, or work 22 practices. Permits shall include each of the 23 following: 24 A. The frequency (annually or more 25 frequently as specified in any applicable 26 requirement or by the Agency pursuant to 27 written procedures) of submissions of 28 compliance certifications. 29 B. A means for assessing or monitoring 30 the compliance of the source with its emissions 31 limitations, standards, and work practices. 32 C. A requirement that the compliance 33 certification include the following: 34 1. The identification of each term -41- LRB9213836LBpr 1 or condition contained in the permit that 2 is the basis of the certification. 3 2. The compliance status. 4 3. Whether compliance was continuous 5 or intermittent. 6 4. The method(s) used for 7 determining the compliance status of the 8 source, both currently and over the 9 reporting period consistent with 10 subsection 7 of Section 39.5 of the Act. 11 D. A requirement that all compliance 12 certifications be submitted to USEPA as well as 13 to the Agency. 14 E. Additional requirements as may be 15 specified pursuant to Sections 114(a)(3) and 16 504(b) of the Clean Air Act. 17 F. Other provisions as the Agency may 18 require. 19 q. If the owner or operator of CAAPP source can 20 demonstrate in its CAAPP application, including an 21 application for a significant modification, that an 22 alternative emission limit would be equivalent to that 23 contained in the applicable Board regulations, the Agency 24 shall include the alternative emission limit in the CAAPP 25 permit, which shall supersede the emission limit set 26 forth in the applicable Board regulations, and shall 27 include conditions that insure that the resulting 28 emission limit is quantifiable, accountable, enforceable, 29 and based on replicable procedures. 30 8. Public Notice; Affected State Review. 31 a. The Agency shall provide notice to the public, 32 including an opportunity for public comment and a 33 hearing, on each draft CAAPP permit for issuance, renewal 34 or significant modification, subject to Sections 7(a) and -42- LRB9213836LBpr 1 7.1 of this Act. 2 b. The Agency shall prepare a draft CAAPP permit 3 and a statement that sets forth the legal and factual 4 basis for the draft CAAPP permit conditions, including 5 references to the applicable statutory or regulatory 6 provisions. The Agency shall provide this statement to 7 any person who requests it. 8 c. The Agency shall give notice of each draft CAAPP 9 permit to the applicant and to any affected State on or 10 before the time that the Agency has provided notice to 11 the public, except as otherwise provided in this Act. 12 d. The Agency, as part of its submittal of a 13 proposed permit to USEPA (or as soon as possible after 14 the submittal for minor permit modification procedures 15 allowed under subsection 14 of this Section), shall 16 notify USEPA and any affected State in writing of any 17 refusal of the Agency to accept all of the 18 recommendations for the proposed permit that an affected 19 State submitted during the public or affected State 20 review period. The notice shall include the Agency's 21 reasons for not accepting the recommendations. The 22 Agency is not required to accept recommendations that are 23 not based on applicable requirements or the requirements 24 of this Section. 25 e. The Agency shall make available to the public 26 any CAAPP permit application, compliance plan (including 27 the schedule of compliance), CAAPP permit, and emissions 28 or compliance monitoring report. If an owner or operator 29 of a CAAPP source is required to submit information 30 entitled to protection from disclosure under Section 7(a) 31 or Section 7.1 of this Act, the owner or operator shall 32 submit such information separately. The requirements of 33 Section 7(a) or Section 7.1 of this Act shall apply to 34 such information, which shall not be included in a CAAPP -43- LRB9213836LBpr 1 permit unless required by law. The contents of a CAAPP 2 permit shall not be entitled to protection under Section 3 7(a) or Section 7.1 of this Act. 4 f. The Agency shall have the authority to adopt 5 procedural rules, in accordance with the Illinois 6 Administrative Procedure Act, as the Agency deems 7 necessary, to implement this subsection. 8 9. USEPA Notice and Objection. 9 a. The Agency shall provide to USEPA for its review 10 a copy of each CAAPP application (including any 11 application for permit modification), statement of basis 12 as provided in paragraph 8(b) of this Section, proposed 13 CAAPP permit, CAAPP permit, and, if the Agency does not 14 incorporate any affected State's recommendations on a 15 proposed CAAPP permit, a written statement of this 16 decision and its reasons for not accepting the 17 recommendations, except as otherwise provided in this Act 18 or by agreement with USEPA. To the extent practicable, 19 the preceding information shall be provided in computer 20 readable format compatible with USEPA's national database 21 management system. 22 b. The Agency shall not issue the proposed CAAPP 23 permit if USEPA objects in writing within 45 days of 24 receipt of the proposed CAAPP permit and all necessary 25 supporting information. 26 c. If USEPA objects in writing to the issuance of 27 the proposed CAAPP permit within the 45-day period, the 28 Agency shall respond in writing and may revise and 29 resubmit the proposed CAAPP permit in response to the 30 stated objection, to the extent supported by the record, 31 within 90 days after the date of the objection. Prior to 32 submitting a revised permit to USEPA, the Agency shall 33 provide the applicant and any person who participated in 34 the public comment process, pursuant to subsection 8 of -44- LRB9213836LBpr 1 this Section, with a 10-day period to comment on any 2 revision which the Agency is proposing to make to the 3 permit in response to USEPA's objection in accordance 4 with Agency procedures. 5 d. Any USEPA objection under this subsection, 6 according to the Clean Air Act, will include a statement 7 of reasons for the objection and a description of the 8 terms and conditions that must be in the permit, in order 9 to adequately respond to the objections. Grounds for a 10 USEPA objection include the failure of the Agency to: 11 (1) submit the items and notices required under this 12 subsection; (2) submit any other information necessary to 13 adequately review the proposed CAAPP permit; or (3) 14 process the permit under subsection 8 of this Section 15 except for minor permit modifications. 16 e. If USEPA does not object in writing to issuance 17 of a permit under this subsection, any person may 18 petition USEPA within 60 days after expiration of the 19 45-day review period to make such objection. 20 f. If the permit has not yet been issued and USEPA 21 objects to the permit as a result of a petition, the 22 Agency shall not issue the permit until USEPA's objection 23 has been resolved. The Agency shall provide a 10-day 24 comment period in accordance with paragraph c of this 25 subsection. A petition does not, however, stay the 26 effectiveness of a permit or its requirements if the 27 permit was issued after expiration of the 45-day review 28 period and prior to a USEPA objection. 29 g. If the Agency has issued a permit after 30 expiration of the 45-day review period and prior to 31 receipt of a USEPA objection under this subsection in 32 response to a petition submitted pursuant to paragraph e 33 of this subsection, the Agency may, upon receipt of an 34 objection from USEPA, revise and resubmit the permit to -45- LRB9213836LBpr 1 USEPA pursuant to this subsection after providing a 2 10-day comment period in accordance with paragraph c of 3 this subsection. If the Agency fails to submit a revised 4 permit in response to the objection, USEPA shall modify, 5 terminate or revoke the permit. In any case, the source 6 will not be in violation of the requirement to have 7 submitted a timely and complete application. 8 h. The Agency shall have the authority to adopt 9 procedural rules, in accordance with the Illinois 10 Administrative Procedure Act, as the Agency deems 11 necessary, to implement this subsection. 12 10. Final Agency Action. 13 a. The Agency shall issue a CAAPP permit, permit 14 modification, or permit renewal if all of the following 15 conditions are met: 16 i. The applicant has submitted a complete and 17 certified application for a permit, permit 18 modification, or permit renewal consistent with 19 subsections 5 and 14 of this Section, as applicable, 20 and applicable regulations. 21 ii. The applicant has submitted with its 22 complete application an approvable compliance plan, 23 including a schedule for achieving compliance, 24 consistent with subsection 5 of this Section and 25 applicable regulations. 26 iii. The applicant has timely paid the fees 27 required pursuant to subsection 18 of this Section 28 and applicable regulations. 29 iv. The Agency has received a complete CAAPP 30 application and, if necessary, has requested and 31 received additional information from the applicant 32 consistent with subsection 5 of this Section and 33 applicable regulations. 34 v. The Agency has complied with all applicable -46- LRB9213836LBpr 1 provisions regarding public notice and affected 2 State review consistent with subsection 8 of this 3 Section and applicable regulations. 4 vi. The Agency has provided a copy of each 5 CAAPP application, or summary thereof, pursuant to 6 agreement with USEPA and proposed CAAPP permit 7 required under subsection 9 of this Section to 8 USEPA, and USEPA has not objected to the issuance of 9 the permit in accordance with the Clean Air Act and 10 40 CFR Part 70. 11 b. The Agency shall have the authority to deny a 12 CAAPP permit, permit modification, or permit renewal if 13 the applicant has not complied with the requirements of 14 paragraphs (a)(i)-(a)(iv) of this subsection or if USEPA 15 objects to its issuance. 16 c. i. Prior to denial of a CAAPP permit, permit 17 modification, or permit renewal under this Section, 18 the Agency shall notify the applicant of the 19 possible denial and the reasons for the denial. 20 ii. Within such notice, the Agency shall 21 specify an appropriate date by which the applicant 22 shall adequately respond to the Agency's notice. 23 Such date shall not exceed 15 days from the date the 24 notification is received by the applicant. The 25 Agency may grant a reasonable extension for good 26 cause shown. 27 iii. Failure by the applicant to adequately 28 respond by the date specified in the notification or 29 by any granted extension date shall be grounds for 30 denial of the permit. 31 For purposes of obtaining judicial review under 32 Sections 40.2 and 41 of this Act, the Agency shall 33 provide to USEPA and each applicant, and, upon 34 request, to affected States, any person who -47- LRB9213836LBpr 1 participated in the public comment process, and any 2 other person who could obtain judicial review under 3 Sections 40.2 and 41 of this Act, a copy of each 4 CAAPP permit or notification of denial pertaining to 5 that party. 6 d. The Agency shall have the authority to adopt 7 procedural rules, in accordance with the Illinois 8 Administrative Procedure Act, as the Agency deems 9 necessary, to implement this subsection. 10 11. General Permits. 11 a. The Agency may issue a general permit covering 12 numerous similar sources, except for affected sources for 13 acid deposition unless otherwise provided in regulations 14 promulgated under Title IV of the Clean Air Act. 15 b. The Agency shall identify, in any general 16 permit, criteria by which sources may qualify for the 17 general permit. 18 c. CAAPP sources that would qualify for a general 19 permit must apply for coverage under the terms of the 20 general permit or must apply for a CAAPP permit 21 consistent with subsection 5 of this Section and 22 applicable regulations. 23 d. The Agency shall comply with the public comment 24 and hearing provisions of this Section as well as the 25 USEPA and affected State review procedures prior to 26 issuance of a general permit. 27 e. When granting a subsequent request by a 28 qualifying CAAPP source for coverage under the terms of a 29 general permit, the Agency shall not be required to 30 repeat the public notice and comment procedures. The 31 granting of such request shall not be considered a final 32 permit action for purposes of judicial review. 33 f. The Agency may not issue a general permit to 34 cover any discrete emission unit at a CAAPP source if -48- LRB9213836LBpr 1 another CAAPP permit covers emission units at the source. 2 g. The Agency shall have the authority to adopt 3 procedural rules, in accordance with the Illinois 4 Administrative Procedure Act, as the Agency deems 5 necessary, to implement this subsection. 6 12. Operational Flexibility. 7 a. An owner or operator of a CAAPP source may make 8 changes at the CAAPP source without requiring a prior 9 permit revision, consistent with subparagraphs (a) (i) 10 through (a) (iii) of this subsection, so long as the 11 changes are not modifications under any provision of 12 Title I of the Clean Air Act and they do not exceed the 13 emissions allowable under the permit (whether expressed 14 therein as a rate of emissions or in terms of total 15 emissions), provided that the owner or operator of the 16 CAAPP source provides USEPA and the Agency with written 17 notification as required below in advance of the proposed 18 changes, which shall be a minimum of 7 days, unless 19 otherwise provided by the Agency in applicable 20 regulations regarding emergencies. The owner or operator 21 of a CAAPP source and the Agency shall each attach such 22 notice to their copy of the relevant permit. 23 i. An owner or operator of a CAAPP source may 24 make Section 502 (b) (10) changes without a permit 25 revision, if the changes are not modifications under 26 any provision of Title I of the Clean Air Act and 27 the changes do not exceed the emissions allowable 28 under the permit (whether expressed therein as a 29 rate of emissions or in terms of total emissions). 30 A. For each such change, the written 31 notification required above shall include a 32 brief description of the change within the 33 source, the date on which the change will 34 occur, any change in emissions, and any permit -49- LRB9213836LBpr 1 term or condition that is no longer applicable 2 as a result of the change. 3 B. The permit shield described in 4 paragraph 7(j) of this Section shall not apply 5 to any change made pursuant to this 6 subparagraph. 7 ii. An owner or operator of a CAAPP source may 8 trade increases and decreases in emissions in the 9 CAAPP source, where the applicable implementation 10 plan provides for such emission trades without 11 requiring a permit revision. This provision is 12 available in those cases where the permit does not 13 already provide for such emissions trading. 14 A. Under this subparagraph (a)(ii), the 15 written notification required above shall 16 include such information as may be required by 17 the provision in the applicable implementation 18 plan authorizing the emissions trade, including 19 at a minimum, when the proposed changes will 20 occur, a description of each such change, any 21 change in emissions, the permit requirements 22 with which the source will comply using the 23 emissions trading provisions of the applicable 24 implementation plan, and the pollutants emitted 25 subject to the emissions trade. The notice 26 shall also refer to the provisions in the 27 applicable implementation plan with which the 28 source will comply and provide for the 29 emissions trade. 30 B. The permit shield described in 31 paragraph 7(j) of this Section shall not apply 32 to any change made pursuant to this 33 subparagraph (a) (ii). Compliance with the 34 permit requirements that the source will meet -50- LRB9213836LBpr 1 using the emissions trade shall be determined 2 according to the requirements of the applicable 3 implementation plan authorizing the emissions 4 trade. 5 iii. If requested within a CAAPP application, 6 the Agency shall issue a CAAPP permit which contains 7 terms and conditions, including all terms required 8 under subsection 7 of this Section to determine 9 compliance, allowing for the trading of emissions 10 increases and decreases at the CAAPP source solely 11 for the purpose of complying with a 12 federally-enforceable emissions cap that is 13 established in the permit independent of otherwise 14 applicable requirements. The owner or operator of a 15 CAAPP source shall include in its CAAPP application 16 proposed replicable procedures and permit terms that 17 ensure the emissions trades are quantifiable and 18 enforceable. The permit shall also require 19 compliance with all applicable requirements. 20 A. Under this subparagraph (a)(iii), the 21 written notification required above shall state 22 when the change will occur and shall describe 23 the changes in emissions that will result and 24 how these increases and decreases in emissions 25 will comply with the terms and conditions of 26 the permit. 27 B. The permit shield described in 28 paragraph 7(j) of this Section shall extend to 29 terms and conditions that allow such increases 30 and decreases in emissions. 31 b. An owner or operator of a CAAPP source may make 32 changes that are not addressed or prohibited by the 33 permit, other than those which are subject to any 34 requirements under Title IV of the Clean Air Act or are -51- LRB9213836LBpr 1 modifications under any provisions of Title I of the 2 Clean Air Act, without a permit revision, in accordance 3 with the following requirements: 4 (i) Each such change shall meet all applicable 5 requirements and shall not violate any existing 6 permit term or condition; 7 (ii) Sources must provide contemporaneous 8 written notice to the Agency and USEPA of each such 9 change, except for changes that qualify as 10 insignificant under provisions adopted by the Agency 11 or the Board. Such written notice shall describe 12 each such change, including the date, any change in 13 emissions, pollutants emitted, and any applicable 14 requirement that would apply as a result of the 15 change; 16 (iii) The change shall not qualify for the 17 shield described in paragraph 7(j) of this Section; 18 and 19 (iv) The permittee shall keep a record 20 describing changes made at the source that result in 21 emissions of a regulated air pollutant subject to an 22 applicable Clean Air Act requirement, but not 23 otherwise regulated under the permit, and the 24 emissions resulting from those changes. 25 c. The Agency shall have the authority to adopt 26 procedural rules, in accordance with the Illinois 27 Administrative Procedure Act, as the Agency deems 28 necessary to implement this subsection. 29 13. Administrative Permit Amendments. 30 a. The Agency shall take final action on a request 31 for an administrative permit amendment within 60 days of 32 receipt of the request. Neither notice nor an 33 opportunity for public and affected State comment shall 34 be required for the Agency to incorporate such revisions, -52- LRB9213836LBpr 1 provided it designates the permit revisions as having 2 been made pursuant to this subsection. 3 b. The Agency shall submit a copy of the revised 4 permit to USEPA. 5 c. For purposes of this Section the term 6 "administrative permit amendment" shall be defined as a 7 permit revision that can accomplish one or more of the 8 changes described below: 9 i. Corrects typographical errors; 10 ii. Identifies a change in the name, address, 11 or phone number of any person identified in the 12 permit, or provides a similar minor administrative 13 change at the source; 14 iii. Requires more frequent monitoring or 15 reporting by the permittee; 16 iv. Allows for a change in ownership or 17 operational control of a source where the Agency 18 determines that no other change in the permit is 19 necessary, provided that a written agreement 20 containing a specific date for transfer of permit 21 responsibility, coverage, and liability between the 22 current and new permittees has been submitted to the 23 Agency; 24 v. Incorporates into the CAAPP permit the 25 requirements from preconstruction review permits 26 authorized under a USEPA-approved program, provided 27 the program meets procedural and compliance 28 requirements substantially equivalent to those 29 contained in this Section; 30 vi. (Blank); or 31 vii. Any other type of change which USEPA has 32 determined as part of the approved CAAPP permit 33 program to be similar to those included in this 34 subsection. -53- LRB9213836LBpr 1 d. The Agency shall, upon taking final action 2 granting a request for an administrative permit 3 amendment, allow coverage by the permit shield in 4 paragraph 7(j) of this Section for administrative permit 5 amendments made pursuant to subparagraph (c)(v) of this 6 subsection which meet the relevant requirements for 7 significant permit modifications. 8 e. Permit revisions and modifications, including 9 administrative amendments and automatic amendments 10 (pursuant to Sections 408(b) and 403(d) of the Clean Air 11 Act or regulations promulgated thereunder), for purposes 12 of the acid rain portion of the permit shall be governed 13 by the regulations promulgated under Title IV of the 14 Clean Air Act. Owners or operators of affected sources 15 for acid deposition shall have the flexibility to amend 16 their compliance plans as provided in the regulations 17 promulgated under Title IV of the Clean Air Act. 18 f. The CAAPP source may implement the changes 19 addressed in the request for an administrative permit 20 amendment immediately upon submittal of the request. 21 g. The Agency shall have the authority to adopt 22 procedural rules, in accordance with the Illinois 23 Administrative Procedure Act, as the Agency deems 24 necessary, to implement this subsection. 25 14. Permit Modifications. 26 a. Minor permit modification procedures. 27 i. The Agency shall review a permit 28 modification using the "minor permit" modification 29 procedures only for those permit modifications that: 30 A. Do not violate any applicable 31 requirement; 32 B. Do not involve significant changes to 33 existing monitoring, reporting, or 34 recordkeeping requirements in the permit; -54- LRB9213836LBpr 1 C. Do not require a case-by-case 2 determination of an emission limitation or 3 other standard, or a source-specific 4 determination of ambient impacts, or a 5 visibility or increment analysis; 6 D. Do not seek to establish or change a 7 permit term or condition for which there is no 8 corresponding underlying requirement and which 9 avoids an applicable requirement to which the 10 source would otherwise be subject. Such terms 11 and conditions include: 12 1. A federally enforceable emissions 13 cap assumed to avoid classification as a 14 modification under any provision of Title 15 I of the Clean Air Act; and 16 2. An alternative emissions limit 17 approved pursuant to regulations 18 promulgated under Section 112(i)(5) of the 19 Clean Air Act; 20 E. Are not modifications under any 21 provision of Title I of the Clean Air Act; and 22 F. Are not required to be processed as a 23 significant modification. 24 ii. Notwithstanding subparagraphs (a)(i) and 25 (b)(ii) of this subsection, minor permit 26 modification procedures may be used for permit 27 modifications involving the use of economic 28 incentives, marketable permits, emissions trading, 29 and other similar approaches, to the extent that 30 such minor permit modification procedures are 31 explicitly provided for in an applicable 32 implementation plan or in applicable requirements 33 promulgated by USEPA. 34 iii. An applicant requesting the use of minor -55- LRB9213836LBpr 1 permit modification procedures shall meet the 2 requirements of subsection 5 of this Section and 3 shall include the following in its application: 4 A. A description of the change, the 5 emissions resulting from the change, and any 6 new applicable requirements that will apply if 7 the change occurs; 8 B. The source's suggested draft permit; 9 C. Certification by a responsible 10 official, consistent with paragraph 5(e) of 11 this Section and applicable regulations, that 12 the proposed modification meets the criteria 13 for use of minor permit modification procedures 14 and a request that such procedures be used; and 15 D. Completed forms for the Agency to use 16 to notify USEPA and affected States as required 17 under subsections 8 and 9 of this Section. 18 iv. Within 5 working days of receipt of a 19 complete permit modification application, the Agency 20 shall notify USEPA and affected States of the 21 requested permit modification in accordance with 22 subsections 8 and 9 of this Section. The Agency 23 promptly shall send any notice required under 24 paragraph 8(d) of this Section to USEPA. 25 v. The Agency may not issue a final permit 26 modification until after the 45-day review period 27 for USEPA or until USEPA has notified the Agency 28 that USEPA will not object to the issuance of the 29 permit modification, whichever comes first, although 30 the Agency can approve the permit modification prior 31 to that time. Within 90 days of the Agency's 32 receipt of an application under the minor permit 33 modification procedures or 15 days after the end of 34 USEPA's 45-day review period under subsection 9 of -56- LRB9213836LBpr 1 this Section, whichever is later, the Agency shall: 2 A. Issue the permit modification as 3 proposed; 4 B. Deny the permit modification 5 application; 6 C. Determine that the requested 7 modification does not meet the minor permit 8 modification criteria and should be reviewed 9 under the significant modification procedures; 10 or 11 D. Revise the draft permit modification 12 and transmit to USEPA the new proposed permit 13 modification as required by subsection 9 of 14 this Section. 15 vi. Any CAAPP source may make the change 16 proposed in its minor permit modification 17 application immediately after it files such 18 application. After the CAAPP source makes the 19 change allowed by the preceding sentence, and until 20 the Agency takes any of the actions specified in 21 subparagraphs (a)(v)(A) through (a)(v)(C) of this 22 subsection, the source must comply with both the 23 applicable requirements governing the change and the 24 proposed permit terms and conditions. During this 25 time period, the source need not comply with the 26 existing permit terms and conditions it seeks to 27 modify. If the source fails to comply with its 28 proposed permit terms and conditions during this 29 time period, the existing permit terms and 30 conditions which it seeks to modify may be enforced 31 against it. 32 vii. The permit shield under subparagraph 7(j) 33 of this Section may not extend to minor permit 34 modifications. -57- LRB9213836LBpr 1 viii. If a construction permit is required, 2 pursuant to Section 39(a) of this Act and 3 regulations thereunder, for a change for which the 4 minor permit modification procedures are applicable, 5 the source may request that the processing of the 6 construction permit application be consolidated with 7 the processing of the application for the minor 8 permit modification. In such cases, the provisions 9 of this Section, including those within subsections 10 5, 8, and 9, shall apply and the Agency shall act on 11 such applications pursuant to subparagraph 14(a)(v). 12 The source may make the proposed change immediately 13 after filing its application for the minor permit 14 modification. Nothing in this subparagraph shall 15 otherwise affect the requirements and procedures 16 applicable to construction permits. 17 b. Group Processing of Minor Permit Modifications. 18 i. Where requested by an applicant within its 19 application, the Agency shall process groups of a 20 source's applications for certain modifications 21 eligible for minor permit modification processing 22 in accordance with the provisions of this paragraph 23 (b). 24 ii. Permit modifications may be processed in 25 accordance with the procedures for group processing, 26 for those modifications: 27 A. Which meet the criteria for minor 28 permit modification procedures under 29 subparagraph 14(a)(i) of this Section; and 30 B. That collectively are below 10 percent 31 of the emissions allowed by the permit for the 32 emissions unit for which change is requested, 33 20 percent of the applicable definition of 34 major source set forth in subsection 2 of this -58- LRB9213836LBpr 1 Section, or 5 tons per year, whichever is 2 least. 3 iii. An applicant requesting the use of group 4 processing procedures shall meet the requirements of 5 subsection 5 of this Section and shall include the 6 following in its application: 7 A. A description of the change, the 8 emissions resulting from the change, and any 9 new applicable requirements that will apply if 10 the change occurs. 11 B. The source's suggested draft permit. 12 C. Certification by a responsible 13 official consistent with paragraph 5(e) of this 14 Section, that the proposed modification meets 15 the criteria for use of group processing 16 procedures and a request that such procedures 17 be used. 18 D. A list of the source's other pending 19 applications awaiting group processing, and a 20 determination of whether the requested 21 modification, aggregated with these other 22 applications, equals or exceeds the threshold 23 set under subparagraph (b)(ii)(B) of this 24 subsection. 25 E. Certification, consistent with 26 paragraph 5(e), that the source has notified 27 USEPA of the proposed modification. Such 28 notification need only contain a brief 29 description of the requested modification. 30 F. Completed forms for the Agency to use 31 to notify USEPA and affected states as required 32 under subsections 8 and 9 of this Section. 33 iv. On a quarterly basis or within 5 business 34 days of receipt of an application demonstrating that -59- LRB9213836LBpr 1 the aggregate of a source's pending applications 2 equals or exceeds the threshold level set forth 3 within subparagraph (b)(ii)(B) of this subsection, 4 whichever is earlier, the Agency shall promptly 5 notify USEPA and affected States of the requested 6 permit modifications in accordance with subsections 7 8 and 9 of this Section. The Agency shall send any 8 notice required under paragraph 8(d) of this Section 9 to USEPA. 10 v. The provisions of subparagraph (a)(v) of 11 this subsection shall apply to modifications 12 eligible for group processing, except that the 13 Agency shall take one of the actions specified in 14 subparagraphs (a)(v)(A) through (a)(v)(D) of this 15 subsection within 180 days of receipt of the 16 application or 15 days after the end of USEPA's 17 45-day review period under subsection 9 of this 18 Section, whichever is later. 19 vi. The provisions of subparagraph (a)(vi) of 20 this subsection shall apply to modifications for 21 group processing. 22 vii. The provisions of paragraph 7(j) of this 23 Section shall not apply to modifications eligible 24 for group processing. 25 c. Significant Permit Modifications. 26 i. Significant modification procedures shall 27 be used for applications requesting significant 28 permit modifications and for those applications that 29 do not qualify as either minor permit modifications 30 or as administrative permit amendments. 31 ii. Every significant change in existing 32 monitoring permit terms or conditions and every 33 relaxation of reporting or recordkeeping 34 requirements shall be considered significant. A -60- LRB9213836LBpr 1 modification shall also be considered significant if 2 in the judgment of the Agency action on an 3 application for modification would require decisions 4 to be made on technically complex issues. Nothing 5 herein shall be construed to preclude the permittee 6 from making changes consistent with this Section 7 that would render existing permit compliance terms 8 and conditions irrelevant. 9 iii. Significant permit modifications must 10 meet all the requirements of this Section, including 11 those for applications (including completeness 12 review), public participation, review by affected 13 States, and review by USEPA applicable to initial 14 permit issuance and permit renewal. The Agency 15 shall take final action on significant permit 16 modifications within 9 months after receipt of a 17 complete application. 18 d. The Agency shall have the authority to adopt 19 procedural rules, in accordance with the Illinois 20 Administrative Procedure Act, as the Agency deems 21 necessary, to implement this subsection. 22 15. Reopenings for Cause by the Agency. 23 a. Each issued CAAPP permit shall include 24 provisions specifying the conditions under which the 25 permit will be reopened prior to the expiration of the 26 permit. Such revisions shall be made as expeditiously as 27 practicable. A CAAPP permit shall be reopened and 28 revised under any of the following circumstances, in 29 accordance with procedures adopted by the Agency: 30 i. Additional requirements under the Clean Air 31 Act become applicable to a major CAAPP source for 32 which 3 or more years remain on the original term of 33 the permit. Such a reopening shall be completed not 34 later than 18 months after the promulgation of the -61- LRB9213836LBpr 1 applicable requirement. No such revision is 2 required if the effective date of the requirement is 3 later than the date on which the permit is due to 4 expire. 5 ii. Additional requirements (including excess 6 emissions requirements) become applicable to an 7 affected source for acid deposition under the acid 8 rain program. Excess emissions offset plans shall 9 be deemed to be incorporated into the permit upon 10 approval by USEPA. 11 iii. The Agency or USEPA determines that the 12 permit contains a material mistake or that 13 inaccurate statements were made in establishing the 14 emissions standards, limitations, or other terms or 15 conditions of the permit. 16 iv. The Agency or USEPA determines that the 17 permit must be revised or revoked to assure 18 compliance with the applicable requirements. 19 b. In the event that the Agency determines that 20 there are grounds for revoking a CAAPP permit, for cause, 21 consistent with paragraph a of this subsection, it shall 22 file a petition before the Board setting forth the basis 23 for such revocation. In any such proceeding, the Agency 24 shall have the burden of establishing that the permit 25 should be revoked under the standards set forth in this 26 Act and the Clean Air Act. Any such proceeding shall be 27 conducted pursuant to the Board's procedures for 28 adjudicatory hearings and the Board shall render its 29 decision within 120 days of the filing of the petition. 30 The Agency shall take final action to revoke and reissue 31 a CAAPP permit consistent with the Board's order. 32 c. Proceedings regarding a reopened CAAPP permit 33 shall follow the same procedures as apply to initial 34 permit issuance and shall affect only those parts of the -62- LRB9213836LBpr 1 permit for which cause to reopen exists. 2 d. Reopenings under paragraph (a) of this 3 subsection shall not be initiated before a notice of such 4 intent is provided to the CAAPP source by the Agency at 5 least 30 days in advance of the date that the permit is 6 to be reopened, except that the Agency may provide a 7 shorter time period in the case of an emergency. 8 e. The Agency shall have the authority to adopt 9 procedural rules, in accordance with the Illinois 10 Administrative Procedure Act, as the Agency deems 11 necessary, to implement this subsection. 12 16. Reopenings for Cause by USEPA. 13 a. When USEPA finds that cause exists to terminate, 14 modify, or revoke and reissue a CAAPP permit pursuant to 15 subsection 15 of this Section, and thereafter notifies 16 the Agency and the permittee of such finding in writing, 17 the Agency shall forward to USEPA and the permittee a 18 proposed determination of termination, modification, or 19 revocation and reissuance as appropriate, in accordance 20 with paragraph b of this subsection. The Agency's 21 proposed determination shall be in accordance with the 22 record, the Clean Air Act, regulations promulgated 23 thereunder, this Act and regulations promulgated 24 thereunder. Such proposed determination shall not affect 25 the permit or constitute a final permit action for 26 purposes of this Act or the Administrative Review Law. 27 The Agency shall forward to USEPA such proposed 28 determination within 90 days after receipt of the 29 notification from USEPA. If additional time is necessary 30 to submit the proposed determination, the Agency shall 31 request a 90-day extension from USEPA and shall submit 32 the proposed determination within 180 days of receipt of 33 notification from USEPA. 34 b. i. Prior to the Agency's submittal to USEPA -63- LRB9213836LBpr 1 of a proposed determination to terminate or revoke 2 and reissue the permit, the Agency shall file a 3 petition before the Board setting forth USEPA's 4 objection, the permit record, the Agency's proposed 5 determination, and the justification for its 6 proposed determination. The Board shall conduct a 7 hearing pursuant to the rules prescribed by Section 8 32 of this Act, and the burden of proof shall be on 9 the Agency. 10 ii. After due consideration of the written and 11 oral statements, the testimony and arguments that 12 shall be submitted at hearing, the Board shall issue 13 and enter an interim order for the proposed 14 determination, which shall set forth all changes, if 15 any, required in the Agency's proposed 16 determination. The interim order shall comply with 17 the requirements for final orders as set forth in 18 Section 33 of this Act. Issuance of an interim order 19 by the Board under this paragraph, however, shall 20 not affect the permit status and does not constitute 21 a final action for purposes of this Act or the 22 Administrative Review Law. 23 iii. The Board shall cause a copy of its 24 interim order to be served upon all parties to the 25 proceeding as well as upon USEPA. The Agency shall 26 submit the proposed determination to USEPA in 27 accordance with the Board's Interim Order within 180 28 days after receipt of the notification from USEPA. 29 c. USEPA shall review the proposed determination to 30 terminate, modify, or revoke and reissue the permit 31 within 90 days of receipt. 32 i. When USEPA reviews the proposed 33 determination to terminate or revoke and reissue and 34 does not object, the Board shall, within 7 days of -64- LRB9213836LBpr 1 receipt of USEPA's final approval, enter the interim 2 order as a final order. The final order may be 3 appealed as provided by Title XI of this Act. The 4 Agency shall take final action in accordance with 5 the Board's final order. 6 ii. When USEPA reviews such proposed 7 determination to terminate or revoke and reissue and 8 objects, the Agency shall submit USEPA's objection 9 and the Agency's comments and recommendation on the 10 objection to the Board and permittee. The Board 11 shall review its interim order in response to 12 USEPA's objection and the Agency's comments and 13 recommendation and issue a final order in accordance 14 with Sections 32 and 33 of this Act. The Agency 15 shall, within 90 days after receipt of such 16 objection, respond to USEPA's objection in 17 accordance with the Board's final order. 18 iii. When USEPA reviews such proposed 19 determination to modify and objects, the Agency 20 shall, within 90 days after receipt of the 21 objection, resolve the objection and modify the 22 permit in accordance with USEPA's objection, based 23 upon the record, the Clean Air Act, regulations 24 promulgated thereunder, this Act, and regulations 25 promulgated thereunder. 26 d. If the Agency fails to submit the proposed 27 determination pursuant to paragraph a of this subsection 28 or fails to resolve any USEPA objection pursuant to 29 paragraph c of this subsection, USEPA will terminate, 30 modify, or revoke and reissue the permit. 31 e. The Agency shall have the authority to adopt 32 procedural rules, in accordance with the Illinois 33 Administrative Procedure Act, as the Agency deems 34 necessary, to implement this subsection. -65- LRB9213836LBpr 1 17. Title IV; Acid Rain Provisions. 2 a. The Agency shall act on initial CAAPP 3 applications for affected sources for acid deposition in 4 accordance with this Section and Title V of the Clean Air 5 Act and regulations promulgated thereunder, except as 6 modified by Title IV of the Clean Air Act and regulations 7 promulgated thereunder. The Agency shall issue initial 8 CAAPP permits to the affected sources for acid deposition 9 which shall become effective no earlier than January 1, 10 1995, and which shall terminate on December 31, 1999, in 11 accordance with this Section. Subsequent CAAPP permits 12 issued to affected sources for acid deposition shall be 13 issued for a fixed term of 5 years. Title IV of the Clean 14 Air Act and regulations promulgated thereunder, including 15 but not limited to 40 C.F.R. Part 72, as now or hereafter 16 amended, are applicable to and enforceable under this 17 Act. 18 b. A designated representative of an affected 19 source for acid deposition shall submit a timely and 20 complete Phase II acid rain permit application and 21 compliance plan to the Agency, not later than January 1, 22 1996, that meets the requirements of Titles IV and V of 23 the Clean Air Act and regulations. The Agency shall act 24 on the Phase II acid rain permit application and 25 compliance plan in accordance with this Section and Title 26 V of the Clean Air Act and regulations promulgated 27 thereunder, except as modified by Title IV of the Clean 28 Air Act and regulations promulgated thereunder. The 29 Agency shall issue the Phase II acid rain permit to an 30 affected source for acid deposition no later than 31 December 31, 1997, which shall become effective on 32 January 1, 2000, in accordance with this Section, except 33 as modified by Title IV and regulations promulgated 34 thereunder; provided that the designated representative -66- LRB9213836LBpr 1 of the source submitted a timely and complete Phase II 2 permit application and compliance plan to the Agency that 3 meets the requirements of Title IV and V of the Clean Air 4 Act and regulations. 5 c. Each Phase II acid rain permit issued in 6 accordance with this subsection shall have a fixed term 7 of 5 years. Except as provided in paragraph b above, the 8 Agency shall issue or deny a Phase II acid rain permit 9 within 18 months of receiving a complete Phase II permit 10 application and compliance plan. 11 d. A designated representative of a new unit, as 12 defined in Section 402 of the Clean Air Act, shall submit 13 a timely and complete Phase II acid rain permit 14 application and compliance plan that meets the 15 requirements of Titles IV and V of the Clean Air Act and 16 its regulations. The Agency shall act on the new unit's 17 Phase II acid rain permit application and compliance plan 18 in accordance with this Section and Title V of the Clean 19 Air Act and its regulations, except as modified by Title 20 IV of the Clean Air Act and its regulations. The Agency 21 shall reopen the new unit's CAAPP permit for cause to 22 incorporate the approved Phase II acid rain permit in 23 accordance with this Section. The Phase II acid rain 24 permit for the new unit shall become effective no later 25 than the date required under Title IV of the Clean Air 26 Act and its regulations. 27 e. A designated representative of an affected 28 source for acid deposition shall submit a timely and 29 complete Title IV NOx permit application to the Agency, 30 not later than January 1, 1998, that meets the 31 requirements of Titles IV and V of the Clean Air Act and 32 its regulations. The Agency shall reopen the Phase II 33 acid rain permit for cause and incorporate the approved 34 NOx provisions into the Phase II acid rain permit not -67- LRB9213836LBpr 1 later than January 1, 1999, in accordance with this 2 Section, except as modified by Title IV of the Clean Air 3 Act and regulations promulgated thereunder. Such 4 reopening shall not affect the term of the Phase II acid 5 rain permit. 6 f. The designated representative of the affected 7 source for acid deposition shall renew the initial CAAPP 8 permit and Phase II acid rain permit in accordance with 9 this Section and Title V of the Clean Air Act and 10 regulations promulgated thereunder, except as modified by 11 Title IV of the Clean Air Act and regulations promulgated 12 thereunder. 13 g. In the case of an affected source for acid 14 deposition for which a complete Phase II acid rain permit 15 application and compliance plan are timely received under 16 this subsection, the complete permit application and 17 compliance plan, including amendments thereto, shall be 18 binding on the owner, operator and designated 19 representative, all affected units for acid deposition at 20 the affected source, and any other unit, as defined in 21 Section 402 of the Clean Air Act, governed by the Phase 22 II acid rain permit application and shall be enforceable 23 as an acid rain permit for purposes of Titles IV and V of 24 the Clean Air Act, from the date of submission of the 25 acid rain permit application until a Phase II acid rain 26 permit is issued or denied by the Agency. 27 h. The Agency shall not include or implement any 28 measure which would interfere with or modify the 29 requirements of Title IV of the Clean Air Act or 30 regulations promulgated thereunder. 31 i. Nothing in this Section shall be construed as 32 affecting allowances or USEPA's decision regarding an 33 excess emissions offset plan, as set forth in Title IV of 34 the Clean Air Act or regulations promulgated thereunder. -68- LRB9213836LBpr 1 i. No permit revision shall be required for 2 increases in emissions that are authorized by 3 allowances acquired pursuant to the acid rain 4 program, provided that such increases do not require 5 a permit revision under any other applicable 6 requirement. 7 ii. No limit shall be placed on the number of 8 allowances held by the source. The source may not, 9 however, use allowances as a defense to 10 noncompliance with any other applicable requirement. 11 iii. Any such allowance shall be accounted for 12 according to the procedures established in 13 regulations promulgated under Title IV of the Clean 14 Air Act. 15 j. To the extent that the federal regulations 16 promulgated under Title IV, including but not limited to 17 40 C.F.R. Part 72, as now or hereafter amended, are 18 inconsistent with the federal regulations promulgated 19 under Title V, the federal regulations promulgated under 20 Title IV shall take precedence. 21 k. The USEPA may intervene as a matter of right in 22 any permit appeal involving a Phase II acid rain permit 23 provision or denial of a Phase II acid rain permit. 24 l. It is unlawful for any owner or operator to 25 violate any terms or conditions of a Phase II acid rain 26 permit issued under this subsection, to operate any 27 affected source for acid deposition except in compliance 28 with a Phase II acid rain permit issued by the Agency 29 under this subsection, or to violate any other applicable 30 requirements. 31 m. The designated representative of an affected 32 source for acid deposition shall submit to the Agency the 33 data and information submitted quarterly to USEPA, 34 pursuant to 40 CFR 75.64, concurrently with the -69- LRB9213836LBpr 1 submission to USEPA. The submission shall be in the same 2 electronic format as specified by USEPA. 3 n. The Agency shall act on any petition for 4 exemption of a new unit or retired unit, as those terms 5 are defined in Section 402 of the Clean Air Act, from the 6 requirements of the acid rain program in accordance with 7 Title IV of the Clean Air Act and its regulations. 8 o. The Agency shall have the authority to adopt 9 procedural rules, in accordance with the Illinois 10 Administrative Procedure Act, as the Agency deems 11 necessary to implement this subsection. 12 18. Fee Provisions. 13 a. For each 12 month period after the date on which 14 the USEPA approves or conditionally approves the CAAPP, 15 but in no event prior to January 1, 1994, a source 16 subject to this Section or excluded under subsection 1.1 17 or paragraph 3(c) of this Section, shall pay a fee as 18 provided in this part (a) of this subsection 18. 19 However, a source that has been excluded from the 20 provisions of this Section under subsection 1.1 or 21 paragraph 3(c) of this Section because the source emits 22 less than 25 tons per year of any combination of 23 regulated air pollutants shall pay fees in accordance 24 with paragraph (1) of subsection (b) of Section 9.6. 25 i. The fee for a source allowed to emit less 26 than 100 tons per year of any combination of 27 regulated air pollutants shall be $1,000 per year. 28 ii. The fee for a source allowed to emit 100 29 tons or more per year of any combination of 30 regulated air pollutants, except for those regulated 31 air pollutants excluded in paragraph 18(f) of this 32 subsection, shall be as follows: 33 A. The Agency shall assess an annual fee 34 of $13.50 per ton for the allowable emissions -70- LRB9213836LBpr 1 of all regulated air pollutants at that source 2 during the term of the permit. These fees 3 shall be used by the Agency and the Board to 4 fund the activities required by Title V of the 5 Clean Air Act including such activities as may 6 be carried out by other State or local agencies 7 pursuant to paragraph (d) of this subsection. 8 The amount of such fee shall be based on the 9 information supplied by the applicant in its 10 complete CAAPP permit application or in the 11 CAAPP permit if the permit has been granted and 12 shall be determined by the amount of emissions 13 that the source is allowed to emit annually, 14 provided however, that no source shall be 15 required to pay an annual fee in excess of 16 $100,000. The Agency shall provide as part of 17 the permit application form required under 18 subsection 5 of this Section a separate fee 19 calculation form which will allow the applicant 20 to identify the allowable emissions and 21 calculate the fee for the term of the permit. 22 In no event shall the Agency raise the amount 23 of allowable emissions requested by the 24 applicant unless such increases are required to 25 demonstrate compliance with terms of a CAAPP 26 permit. 27 Notwithstanding the above, any applicant 28 may seek a change in its permit which would 29 result in increases in allowable emissions due 30 to an increase in the hours of operation or 31 production rates of an emission unit or units 32 and such a change shall be consistent with the 33 construction permit requirements of the 34 existing State permit program, under Section -71- LRB9213836LBpr 1 39(a) of this Act and applicable provisions of 2 this Section. Where a construction permit is 3 required, the Agency shall expeditiously grant 4 such construction permit and shall, if 5 necessary, modify the CAAPP permit based on the 6 same application. 7 B. The applicant or permittee may pay the 8 fee annually or semiannually for those fees 9 greater than $5,000. However, any applicant 10 paying a fee equal to or greater than $100,000 11 shall pay the full amount on July 1, for the 12 subsequent fiscal year, or pay 50% of the fee 13 on July 1 and the remaining 50% by the next 14 January 1. The Agency may change any annual 15 billing date upon reasonable notice, but shall 16 prorate the new bill so that the permittee or 17 applicant does not pay more than its required 18 fees for the fee period for which payment is 19 made. 20 b. (Blank). 21 c. There shall be created a CAA Fee Panel of 5 22 persons. The Panel shall: 23 i. OnIf it deems necessary onan annual 24 basis, render advisory opinions to the Agency and 25 the General Assembly regarding the appropriate level 26 of Title V Clean Air Act fees for the next fiscal 27 year. Such advisory opinions shall be based on an 28 analysisa studyof the operations of the Agency and 29 any other entity requesting appropriations from the 30 CAA Permit Fund, in accordance with the criteria 31 listed in this subsection. This analysisstudy32 shall recommend changes in the fee structure, if 33 warranted.The study will be based on the ability34of the Agency or other entity to effectively utilize-72- LRB9213836LBpr 1the funds generated as well as the entity's2conformance with the objectives and measurable3benchmarks identified by the Agency as justification4for the prior year's fee.Such advisory opinions 5 shall be submitted to the appropriation committees 6 no later than DecemberApril15th of each year. If 7 the CAA Fee Panel does not issue an advisory opinion 8 for any fiscal year, the advisory opinion shall be 9 deemed to recommend a presumptive fee increase. The 10 current annual fee schedule shall be adjusted by the 11 cumulative rate of increase in the Consumer Price 12 Index since the last adjustment to the annual fee 13 schedule, if any. Notwithstanding the foregoing, 14 the presumptive maximum annual fee increase shall be 15 10% per year for each year of the CAAPP Program. 16 The criteria to be considered by the CAA Fee 17 Panel in its analysis shall include the following: 18 A. Whether the CAAPP fees are sufficient 19 to fund all required CAAPP funded activities, 20 including but not limited to permitting, 21 compliance activities (excluding enforcement), 22 inspection, planning, monitoring, and related 23 administrative overhead and expenses; 24 B. Whether the CAAPP fees are sufficient 25 to support all required CAAPP funded activities 26 under the National Performance Partnership 27 Agreement between the Agency and USEPA; and 28 C. Whether the CAAPP fees are sufficient 29 to support other State and local agencies that 30 perform duties related to the CAAPP and that 31 receive funding from the CAAPP fees. 32 The Agency and any other State or local 33 agencies that receive funding from the CAAPP fees 34 shall provide to the CAA Fee Panel any information -73- LRB9213836LBpr 1 necessary to complete the analyses required by this 2 Section. 3 ii. Not be compensated for their services, but 4 shall receive reimbursement for their expenses. 5 iii. Be appointed as follows: 4 members by 6 the Director of the Agency from a list of no more 7 than 8 persons, submitted by representatives of 8 associations who represent facilities subject to the 9 provisions of this subsection and the Director of 10 the Agency or designee. 11 d. There is hereby created in the State Treasury a 12 special fund to be known as the "CAA Permit Fund". All 13 Funds collected by the Agency pursuant to this subsection 14 shall be deposited into the Fund. The General Assembly 15 shall appropriate monies from this Fund to the Agency and 16 to the Board to carry out their obligations under this 17 Section. The General Assembly may also authorize monies 18 to be granted by the Agency from this Fund to other State 19 and local agencies which perform duties related to the 20 CAAPP. Interest generated on the monies deposited in this 21 Fund shall be returned to the Fund. The General Assembly 22 may appropriate up to the sum of $25,000 to the Agency 23 from the CAA Permit Fund for use by the Panel in carrying 24 out its responsibilities under this subsection. 25 e. The Agency shall have the authority to adopt 26 procedural rules, in accordance with the Illinois 27 Administrative Procedure Act, as the Agency deems 28 necessary to implement this subsection. 29 f. For purposes of this subsection, the term 30 "regulated air pollutant" shall have the meaning given to 31 it under subsection 1 of this Section but shall exclude 32 the following: 33 i. carbon monoxide; 34 ii. any Class I or II substance which is a -74- LRB9213836LBpr 1 regulated air pollutant solely because it is listed 2 pursuant to Section 602 of the Clean Air Act; and 3 iii. any pollutant that is a regulated air 4 pollutant solely because it is subject to a standard 5 or regulation under Section 112(r) of the Clean Air 6 Act based on the emissions allowed in the permit 7 effective in that calendar year, at the time the 8 applicable bill is generated. 9 19. Air Toxics Provisions. 10 a. In the event that the USEPA fails to promulgate 11 in a timely manner a standard pursuant to Section 112(d) 12 of the Clean Air Act, the Agency shall have the authority 13 to issue permits, pursuant to Section 112(j) of the Clean 14 Air Act and regulations promulgated thereunder, which 15 contain emission limitations which are equivalent to the 16 emission limitations that would apply to a source if an 17 emission standard had been promulgated in a timely manner 18 by USEPA pursuant to Section 112(d). Provided, however, 19 that the owner or operator of a source shall have the 20 opportunity to submit to the Agency a proposed emission 21 limitation which it determines to be equivalent to the 22 emission limitations that would apply to such source if 23 an emission standard had been promulgated in a timely 24 manner by USEPA. If the Agency refuses to include the 25 emission limitation proposed by the owner or operator in 26 a CAAPP permit, the owner or operator may petition the 27 Board to establish whether the emission limitation 28 proposal submitted by the owner or operator provides for 29 emission limitations which are equivalent to the emission 30 limitations that would apply to the source if the 31 emission standard had been promulgated by USEPA in a 32 timely manner. The Board shall determine whether the 33 emission limitation proposed by the owner or operator or 34 an alternative emission limitation proposed by the Agency -75- LRB9213836LBpr 1 provides for the level of control required under Section 2 112 of the Clean Air Act, or shall otherwise establish an 3 appropriate emission limitation, pursuant to Section 112 4 of the Clean Air Act. 5 b. Any Board proceeding brought under paragraph (a) 6 or (e) of this subsection shall be conducted according to 7 the Board's procedures for adjudicatory hearings and the 8 Board shall render its decision within 120 days of the 9 filing of the petition. Any such decision shall be 10 subject to review pursuant to Section 41 of this Act. 11 Where USEPA promulgates an applicable emission standard 12 prior to the issuance of the CAAPP permit, the Agency 13 shall include in the permit the promulgated standard, 14 provided that the source shall have the compliance period 15 provided under Section 112(i) of the Clean Air Act. Where 16 USEPA promulgates an applicable standard subsequent to 17 the issuance of the CAAPP permit, the Agency shall revise 18 such permit upon the next renewal to reflect the 19 promulgated standard, providing a reasonable time for the 20 applicable source to comply with the standard, but no 21 longer than 8 years after the date on which the source is 22 first required to comply with the emissions limitation 23 established under this subsection. 24 c. The Agency shall have the authority to implement 25 and enforce complete or partial emission standards 26 promulgated by USEPA pursuant to Section 112(d), and 27 standards promulgated by USEPA pursuant to Sections 28 112(f), 112(h), 112(m), and 112(n), and may accept 29 delegation of authority from USEPA to implement and 30 enforce Section 112(l) and requirements for the 31 prevention and detection of accidental releases pursuant 32 to Section 112(r) of the Clean Air Act. 33 d. The Agency shall have the authority to issue 34 permits pursuant to Section 112(i)(5) of the Clean Air -76- LRB9213836LBpr 1 Act. 2 e. The Agency has the authority to implement 3 Section 112(g) of the Clean Air Act consistent with the 4 Clean Air Act and federal regulations promulgated 5 thereunder. If the Agency refuses to include the emission 6 limitations proposed in an application submitted by an 7 owner or operator for a case-by-case maximum achievable 8 control technology (MACT) determination, the owner or 9 operator may petition the Board to determine whether the 10 emission limitation proposed by the owner or operator or 11 an alternative emission limitation proposed by the Agency 12 provides for a level of control required by Section 112 13 of the Clean Air Act, or to otherwise establish an 14 appropriate emission limitation under Section 112 of the 15 Clean Air Act. 16 20. Small Business. 17 a. For purposes of this subsection: 18 "Program" is the Small Business Stationary Source 19 Technical and Environmental Compliance Assistance Program 20 created within this State pursuant to Section 507 of the 21 Clean Air Act and guidance promulgated thereunder, to 22 provide technical assistance and compliance information 23 to small business stationary sources; 24 "Small Business Assistance Program" is a component 25 of the Program responsible for providing sufficient 26 communications with small businesses through the 27 collection and dissemination of information to small 28 business stationary sources; and 29 "Small Business Stationary Source" means a 30 stationary source that: 31 1. is owned or operated by a person that 32 employs 100 or fewer individuals; 33 2. is a small business concern as defined in 34 the "Small Business Act"; -77- LRB9213836LBpr 1 3. is not a major source as that term is 2 defined in subsection 2 of this Section; 3 4. does not emit 50 tons or more per year of 4 any regulated air pollutant; and 5 5. emits less than 75 tons per year of all 6 regulated pollutants. 7 b. The Agency shall adopt and submit to USEPA, 8 after reasonable notice and opportunity for public 9 comment, as a revision to the Illinois state 10 implementation plan, plans for establishing the Program. 11 c. The Agency shall have the authority to enter 12 into such contracts and agreements as the Agency deems 13 necessary to carry out the purposes of this subsection. 14 d. The Agency may establish such procedures as it 15 may deem necessary for the purposes of implementing and 16 executing its responsibilities under this subsection. 17 e. There shall be appointed a Small Business 18 Ombudsman (hereinafter in this subsection referred to as 19 "Ombudsman") to monitor the Small Business Assistance 20 Program. The Ombudsman shall be a nonpartisan designated 21 official, with the ability to independently assess 22 whether the goals of the Program are being met. 23 f. The State Ombudsman Office shall be located in 24 an existing Ombudsman office within the State or in any 25 State Department. 26 g. There is hereby created a State Compliance 27 Advisory Panel (hereinafter in this subsection referred 28 to as "Panel") for determining the overall effectiveness 29 of the Small Business Assistance Program within this 30 State. 31 h. The selection of Panel members shall be by the 32 following method: 33 1. The Governor shall select two members who 34 are not owners or representatives of owners of small -78- LRB9213836LBpr 1 business stationary sources to represent the general 2 public; 3 2. The Director of the Agency shall select one 4 member to represent the Agency; and 5 3. The State Legislature shall select four 6 members who are owners or representatives of owners 7 of small business stationary sources. Both the 8 majority and minority leadership in both Houses of 9 the Legislature shall appoint one member of the 10 panel. 11 i. Panel members should serve without compensation 12 but will receive full reimbursement for expenses 13 including travel and per diem as authorized within this 14 State. 15 j. The Panel shall select its own Chair by a 16 majority vote. The Chair may meet and consult with the 17 Ombudsman and the head of the Small Business Assistance 18 Program in planning the activities for the Panel. 19 21. Temporary Sources. 20 a. The Agency may issue a single permit authorizing 21 emissions from similar operations by the same source 22 owner or operator at multiple temporary locations, except 23 for sources which are affected sources for acid 24 deposition under Title IV of the Clean Air Act. 25 b. The applicant must demonstrate that the 26 operation is temporary and will involve at least one 27 change of location during the term of the permit. 28 c. Any such permit shall meet all applicable 29 requirements of this Section and applicable regulations, 30 and include conditions assuring compliance with all 31 applicable requirements at all authorized locations and 32 requirements that the owner or operator notify the Agency 33 at least 10 days in advance of each change in location. -79- LRB9213836LBpr 1 22. Solid Waste Incineration Units. 2 a. A CAAPP permit for a solid waste incineration 3 unit combusting municipal waste subject to standards 4 promulgated under Section 129(e) of the Clean Air Act 5 shall be issued for a period of 12 years and shall be 6 reviewed every 5 years, unless the Agency requires more 7 frequent review through Agency procedures. 8 b. During the review in paragraph (a) of this 9 subsection, the Agency shall fully review the previously 10 submitted CAAPP permit application and corresponding 11 reports subsequently submitted to determine whether the 12 source is in compliance with all applicable requirements. 13 c. If the Agency determines that the source is not 14 in compliance with all applicable requirements it shall 15 revise the CAAPP permit as appropriate. 16 d. The Agency shall have the authority to adopt 17 procedural rules, in accordance with the Illinois 18 Administrative Procedure Act, as the Agency deems 19 necessary, to implement this subsection. 20 (Source: P.A. 92-24, eff. 7-1-01.) 21 Section 99. Effective date. This Act takes effect upon 22 becoming law.