State of Illinois
92nd General Assembly
Legislation

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92_HB0269sam001

 










                                           LRB9202700LDpram04

 1                     AMENDMENT TO HOUSE BILL 269

 2        AMENDMENT NO.     .  Amend House Bill  269  by  replacing
 3    everything after the enacting clause with the following:

 4        "Section 5.  The Liquor Control Act of 1934 is amended by
 5    changing Sections 1-3.12, 3-12, 5-1, and 5-3 as follows:

 6        (235 ILCS 5/1-3.12) (from Ch. 43, par. 95.12)
 7        Sec.  1-3.12.  "Wine-maker" means a person engaged in the
 8    making of less than 50,000 gallons  of  wine  annually  other
 9    than a person issued a Second Class wine-maker's license.
10    (Source: P.A. 89-218, eff. 1-1-96.)

11        (235 ILCS 5/3-12) (from Ch. 43, par. 108)
12        Sec. 3-12.  Powers and duties of State Commission.
13        (a)  The   State  commission  shall  have  the  following
14    powers, functions and duties:
15             (1)  To receive applications and to  issue  licenses
16        to    manufacturers,    foreign    importers,   importing
17        distributors,  distributors,  non-resident  dealers,   on
18        premise   consumption   retailers,   off   premise   sale
19        retailers,  special event retailer licensees, special use
20        permit licenses,  auction  liquor  licenses,  brew  pubs,
21        caterer   retailers,   non-beverage   users,   railroads,
 
                            -2-            LRB9202700LDpram04
 1        including owners and lessees of sleeping, dining and cafe
 2        cars,   airplanes,   boats,  brokers,  and  wine  maker's
 3        premises  retail  licensees  in   accordance   with   the
 4        provisions  of  this  Act,  and to suspend or revoke such
 5        licenses upon the State commission's determination,  upon
 6        notice  after  hearing,  that a licensee has violated any
 7        provision of this Act or any rule  or  regulation  issued
 8        pursuant  thereto and in effect for 30 days prior to such
 9        violation.
10             In lieu of suspending or  revoking  a  license,  the
11        commission may impose a fine, upon the State commission's
12        determination  and  notice after hearing, that a licensee
13        has violated any provision of this Act  or  any  rule  or
14        regulation  issued  pursuant thereto and in effect for 30
15        days prior to such violation.   The  fine  imposed  under
16        this  paragraph  may  not exceed $500 for each violation.
17        Each day that  the  activity,  which  gave  rise  to  the
18        original  fine,  continues  is a separate violation.  The
19        maximum fine that may be levied against any licensee, for
20        the period of the license, shall not exceed $20,000.  The
21        maximum  penalty  that  may  be imposed on a licensee for
22        selling a bottle  of  alcoholic  liquor  with  a  foreign
23        object in it or serving from a bottle of alcoholic liquor
24        with  a  foreign object in it shall be the destruction of
25        that bottle of alcoholic liquor for the first 10  bottles
26        so sold or served from by the licensee.  For the eleventh
27        bottle  of  alcoholic  liquor  and  for each third bottle
28        thereafter sold or served from by  the  licensee  with  a
29        foreign  object  in  it,  the maximum penalty that may be
30        imposed on the licensee is the destruction of the  bottle
31        of alcoholic liquor and a fine of up to $50.
32             (2)  To  adopt such rules and regulations consistent
33        with the provisions of this Act which shall be  necessary
34        to  carry on its functions and duties to the end that the
 
                            -3-            LRB9202700LDpram04
 1        health, safety and welfare of the People of the State  of
 2        Illinois   shall  be  protected  and  temperance  in  the
 3        consumption of alcoholic liquors shall  be  fostered  and
 4        promoted  and  to  distribute  copies  of  such rules and
 5        regulations to all licensees affected thereby.
 6             (3)  To call upon other  administrative  departments
 7        of  the  State,  county and municipal governments, county
 8        and city police departments and upon prosecuting officers
 9        for such information and assistance as it deems necessary
10        in the performance of its duties.
11             (4)  To recommend to local commissioners  rules  and
12        regulations,  not  inconsistent  with  the  law,  for the
13        distribution and sale of alcoholic liquors throughout the
14        State.
15             (5)  To inspect,  or  cause  to  be  inspected,  any
16        premises  in  this  State  where  alcoholic  liquors  are
17        manufactured, distributed, warehoused, or sold.
18             (5.1)  Upon  receipt  of  a complaint or upon having
19        knowledge that any person is engaged  in  business  as  a
20        manufacturer,   importing  distributor,  distributor,  or
21        retailer without a license or valid  license,  to  notify
22        the  local  liquor  authority,  file a complaint with the
23        State's  Attorney's  Office  of  the  county  where   the
24        incident  occurred, or initiate an investigation with the
25        appropriate law enforcement officials.
26             (5.2)  To issue a cease and desist notice to persons
27        shipping alcoholic liquor into this State  from  a  point
28        outside  of this State if the shipment is in violation of
29        this Act.
30             (5.3)  To receive complaints from  licensees,  local
31        officials,  law  enforcement agencies, organizations, and
32        persons  stating  that  any  licensee  has  been  or   is
33        violating  any  provision  of  this  Act or the rules and
34        regulations issued pursuant to this Act.  Such complaints
 
                            -4-            LRB9202700LDpram04
 1        shall be in writing, signed and sworn to  by  the  person
 2        making  the  complaint,  and shall state with specificity
 3        the facts in relation to the alleged violation.   If  the
 4        Commission  has  reasonable  grounds  to believe that the
 5        complaint substantially alleges a violation of  this  Act
 6        or rules and regulations adopted pursuant to this Act, it
 7        shall  conduct an investigation.  If, after conducting an
 8        investigation,  the  Commission  is  satisfied  that  the
 9        alleged  violation  did  occur,  it  shall  proceed  with
10        disciplinary action against the licensee as  provided  in
11        this Act.
12             (6)  To  hear and determine appeals from orders of a
13        local commission in accordance  with  the  provisions  of
14        this  Act,  as hereinafter set forth. Hearings under this
15        subsection shall be held in Springfield  or  Chicago,  at
16        whichever   location  is  the  more  convenient  for  the
17        majority of persons who are parties to the hearing.
18             (7)  The commission shall establish uniform  systems
19        of  accounts  to  be  kept by all retail licensees having
20        more  than  4  employees,  and  for  this   purpose   the
21        commission  may classify all retail licensees having more
22        than 4  employees  and  establish  a  uniform  system  of
23        accounts for each class and prescribe the manner in which
24        such  accounts  shall  be  kept.  The commission may also
25        prescribe the forms of accounts to be kept by all  retail
26        licensees having more than 4 employees, including but not
27        limited  to  accounts  of  earnings  and expenses and any
28        distribution, payment, or other distribution of  earnings
29        or  assets,  and  any  other forms, records and memoranda
30        which in the judgment of the commission may be  necessary
31        or appropriate to carry out any of the provisions of this
32        Act, including but not limited to such forms, records and
33        memoranda  as will readily and accurately disclose at all
34        times the beneficial ownership of  such  retail  licensed
 
                            -5-            LRB9202700LDpram04
 1        business.   The  accounts,  forms,  records and memoranda
 2        shall be available at all reasonable times for inspection
 3        by authorized representatives of the State commission  or
 4        by  any  local  liquor control commissioner or his or her
 5        authorized representative. The commission, may, from time
 6        to time, alter, amend or repeal, in whole or in part, any
 7        uniform system of accounts, or the  form  and  manner  of
 8        keeping accounts.
 9             (8)  In  the conduct of any hearing authorized to be
10        held by the  commission,  to  examine,  or  cause  to  be
11        examined,  under  oath,  any  licensee, and to examine or
12        cause to be  examined  the  books  and  records  of  such
13        licensee;  to  hear testimony and take proof material for
14        its information in the discharge of its duties hereunder;
15        to administer or cause to be administered oaths; and  for
16        any  such  purpose  to  issue  subpoena  or  subpoenas to
17        require the attendance of witnesses and the production of
18        books, which shall be  effective  in  any  part  of  this
19        State.
20             Any Circuit Court may by order duly entered, require
21        the   attendance  of  witnesses  and  the  production  of
22        relevant books subpoenaed by the State commission and the
23        court may compel obedience to its  order  by  proceedings
24        for contempt.
25             (9)  To  investigate  the  administration of laws in
26        relation to alcoholic liquors in this  and  other  states
27        and  any foreign countries, and to recommend from time to
28        time to the Governor  and  through  him  or  her  to  the
29        legislature  of  this State, such amendments to this Act,
30        if any, as it may think desirable and as  will  serve  to
31        further  the  general broad purposes contained in Section
32        1-2 hereof.
33             (10)  To adopt such rules and regulations consistent
34        with the provisions of this Act which shall be  necessary
 
                            -6-            LRB9202700LDpram04
 1        for  the control, sale or disposition of alcoholic liquor
 2        damaged as a result of an accident, wreck, flood, fire or
 3        other similar occurrence.
 4             (11)  To  develop  industry   educational   programs
 5        related  to responsible serving and selling, particularly
 6        in  the  areas  of  overserving  consumers  and   illegal
 7        underage   purchasing   and   consumption   of  alcoholic
 8        beverages.
 9             (11.1)  To license persons providing  education  and
10        training  to  alcohol  beverage sellers and servers under
11        the Beverage Alcohol Sellers and  Servers  Education  and
12        Training  (BASSET) programs and to develop and administer
13        a public awareness  program  in  Illinois  to  reduce  or
14        eliminate   the   illegal  purchase  and  consumption  of
15        alcoholic beverage products by persons under the  age  of
16        21.    Application  for  a license shall be made on forms
17        provided by the State Commission.
18             (12)  To  develop  and  maintain  a  repository   of
19        license and regulatory information.
20             (13)  On  or before January 15, 1994, the Commission
21        shall issue a written report to the Governor and  General
22        Assembly  that is to be based on a comprehensive study of
23        the impact on and implications for the State of  Illinois
24        of  Section 1926 of the Federal ADAMHA Reorganization Act
25        of 1992 (Public Law 102-321).  This study  shall  address
26        the  extent to which Illinois currently complies with the
27        provisions of P.L.  102-321  and  the  rules  promulgated
28        pursuant thereto.
29             As  part of its report, the Commission shall provide
30        the following essential information:
31                  (i)  the  number  of  retail  distributors   of
32             tobacco  products,  by  type and geographic area, in
33             the State;
34                  (ii)  the  number  of  reported  citations  and
 
                            -7-            LRB9202700LDpram04
 1             successful  convictions,  categorized  by  type  and
 2             location of retail distributor, for violation of the
 3             Sale of Tobacco to  Minors  Act  and  the  Smokeless
 4             Tobacco Limitation Act;
 5                  (iii)  the   extent  and  nature  of  organized
 6             educational and  governmental  activities  that  are
 7             intended  to  promote, encourage or otherwise secure
 8             compliance with any Illinois laws that prohibit  the
 9             sale  or distribution of tobacco products to minors;
10             and
11                  (iv)  the level of access and  availability  of
12             tobacco products to individuals under the age of 18.
13        To   obtain   the  data  necessary  to  comply  with  the
14    provisions of P.L.  102-321  and  the  requirements  of  this
15    report,  the  Commission  shall  conduct  random, unannounced
16    inspections   of   a   geographically   and    scientifically
17    representative   sample   of   the   State's  retail  tobacco
18    distributors.
19        The Commission  shall  consult  with  the  Department  of
20    Public Health, the Department of Human Services, the Illinois
21    State  Police  and  any  other  executive  branch agency, and
22    private organizations that may have information  relevant  to
23    this report.
24        The  Commission  may  contract  with  the  Food  and Drug
25    Administration of the U.S. Department  of  Health  and  Human
26    Services  to  conduct  unannounced investigations of Illinois
27    tobacco vendors to determine  compliance  with  federal  laws
28    relating  to  the  illegal  sale  of cigarettes and smokeless
29    tobacco products to persons under the age of 18.
30        (b)  On or before April 30, 1999,  the  Commission  shall
31    present  a  written  report  to  the Governor and the General
32    Assembly that shall be based on a study of the impact of this
33    amendatory  Act  of  1998  on  the  business  of  soliciting,
34    selling, and shipping alcoholic liquor from outside  of  this
 
                            -8-            LRB9202700LDpram04
 1    State directly to residents of this State.
 2        As  part  of its report, the Commission shall provide the
 3    following information:
 4             (i)  the  amount  of  State  excise  and  sales  tax
 5        revenues generated as a result of this amendatory Act  of
 6        1998;
 7             (ii)  the  amount  of  licensing  fees received as a
 8        result of this amendatory Act of 1998;
 9             (iii)  the number of reported violations, the number
10        of cease and desist notices issued by the Commission, the
11        number of notices of violations issued to the  Department
12        of  Revenue,  and the number of notices and complaints of
13        violations to law enforcement officials.
14    (Source: P.A. 90-9, eff. 7-1-97; 90-432, eff. 1-1-98; 90-655,
15    eff. 7-30-98; 90-739, eff.  8-13-98;  91-553,  eff.  8-14-99;
16    91-922, eff. 7-7-00.)

17        (235 ILCS 5/5-1) (from Ch. 43, par. 115)
18        Sec. 5-1.  Licenses issued by the Illinois Liquor Control
19    Commission shall be of the following classes:
20        (a)  Manufacturer's  license  - Class 1. Distiller, Class
21    2.  Rectifier, Class 3.  Brewer, Class 4.  First  Class  Wine
22    Manufacturer,   Class  5.   Second  Class  Wine Manufacturer,
23    Class  6.  First  Class  Winemaker,  Class  7.  Second  Class
24    Winemaker, Class 8.  Limited Wine Manufacturer,
25        (b)  Distributor's license,
26        (c)  Importing Distributor's license,
27        (d)  Retailer's license,
28        (e)  Special Event Retailer's license (not-for-profit),
29        (f)  Railroad license,
30        (g)  Boat license,
31        (h)  Non-Beverage User's license,
32        (i)  Wine-maker's premises retail license,
33        (j)  Airplane license,
 
                            -9-            LRB9202700LDpram04
 1        (k)  Foreign importer's license,
 2        (l)  Broker's license,
 3        (m)  Non-resident dealer's license,
 4        (n)  Brew Pub license,
 5        (o)  Auction liquor license,
 6        (p)  Caterer retailer license,
 7        (q)  Special use permit license.
 8        No person, firm, partnership, corporation, or other legal
 9    business entity that is engaged in the manufacturing of  wine
10    may concurrently obtain and hold a wine-maker's license and a
11    wine  manufacturer's license.  Nothing in this provision, nor
12    in any subsequent provision of this Act shall be  interpreted
13    as   forbidding  an  individual  or  firm  from  concurrently
14    obtaining and holding a Winemaker's and a Wine manufacturer's
15    license.
16        (a)  A   manufacturer's   license   shall    allow    the
17    manufacture,  importation  in bulk, storage, distribution and
18    sale of alcoholic liquor to persons without the State, as may
19    be permitted by  law  and  to  licensees  in  this  State  as
20    follows:
21        Class  1.  A  Distiller  may make sales and deliveries of
22    alcoholic  liquor  to   distillers,   rectifiers,   importing
23    distributors,  distributors  and non-beverage users and to no
24    other licensees.
25        Class 2. A Rectifier, who is not a distiller, as  defined
26    herein,  may make sales and deliveries of alcoholic liquor to
27    rectifiers, importing distributors,  distributors,  retailers
28    and non-beverage users and to no other licensees.
29        Class  3.  A Brewer may make sales and deliveries of beer
30    to   importing    distributors,    distributors,    and    to
31    non-licensees,  and  to retailers provided the brewer obtains
32    an importing distributor's license or  distributor's  license
33    in accordance with the provisions of this Act.
34        Class  4.  A first class wine-manufacturer may make sales
 
                            -10-           LRB9202700LDpram04
 1    and deliveries up to of between 40,000 and 50,000 gallons  of
 2    wine    to    manufacturers,   importing   distributors   and
 3    distributors, and to no other licensees.
 4        Class 5. A second class Wine manufacturer may make  sales
 5    and  deliveries  of  more  than  50,000  gallons  of  wine to
 6    manufacturers, importing distributors and distributors and to
 7    no other licensees.
 8        Class 6. A first-class wine-maker's license  shall  allow
 9    the  manufacture  of up to 50,000 less than 20,000 gallons of
10    wine per year, and the storage  and  sale  of  such  wine  to
11    distributors  and  retailers  in  the  State  and  to persons
12    without the State, as may be permitted by law.  A first-class
13    wine-maker's license shall allow the sale  of  no  more  than
14    5,000 gallons of the licensee's wine to retailers.  The State
15    Commission  shall  issue  only  one  first-class wine-maker's
16    license to any person,  firm,  partnership,  corporation,  or
17    other  legal business entity that is engaged in the making of
18    less than 50,000 gallons of wine annually that applies for  a
19    first-class wine-maker's license.  No subsidiary or affiliate
20    thereof,   nor   any  officer,  associate,  member,  partner,
21    representative, employee, agent, or shareholder may be issued
22    an additional wine-maker's license by the State Commission.
23        Class 7. A second-class wine-maker's license shall  allow
24    the  manufacture  of between up to 50,000 and 100,000 gallons
25    of wine per year, and the storage and sale of  such  wine  to
26    distributors  in this State and to persons without the State,
27    as may be permitted  by  law.   A  second-class  wine-maker's
28    license  shall  allow the sale of no more than 10,000 gallons
29    of the licensee's wine directly  to  retailers.    The  State
30    Commission  shall  issue  only  one second-class wine-maker's
31    license to any  person,  firm  partnership,  corporation,  or
32    other  legal business entity that is engaged in the making of
33    less than 100,000 gallons of wine annually that applies for a
34    second-class  wine-maker's   license.    No   subsidiary   or
 
                            -11-           LRB9202700LDpram04
 1    affiliate   thereof,   or  any  officer,  associate,  member,
 2    partner, representative, employee, agent, or shareholder  may
 3    be  issued  an  additional  wine-maker's license by the State
 4    Commission.
 5        Class 8. A limited wine-manufacturer may make  sales  and
 6    deliveries  not  to exceed 40,000 gallons of wine per year to
 7    distributors, and to non-licensees  in  accordance  with  the
 8    provisions of this Act.
 9        (a-1)  A  manufacturer which is licensed in this State to
10    make sales  or  deliveries  of  alcoholic  liquor  and  which
11    enlists agents, representatives, or individuals acting on its
12    behalf  who  contact  licensed  retailers  on  a  regular and
13    continual basis in this State  must  register  those  agents,
14    representatives,  or  persons  acting  on its behalf with the
15    State Commission.
16        Registration  of  agents,  representatives,  or   persons
17    acting on behalf of a manufacturer is fulfilled by submitting
18    a form to the Commission.  The form shall be developed by the
19    Commission  and  shall  include  the  name and address of the
20    applicant, the name and address of the manufacturer he or she
21    represents, the territory or areas assigned  to  sell  to  or
22    discuss  pricing  terms  of  alcoholic  liquor, and any other
23    questions deemed appropriate and necessary.   All  statements
24    in  the  forms required to be made by law or by rule shall be
25    deemed material, and any person who knowingly  misstates  any
26    material  fact  under  oath  in an application is guilty of a
27    Class  B  misdemeanor.    Fraud,   misrepresentation,   false
28    statements,  misleading  statements, evasions, or suppression
29    of material facts in  the  securing  of  a  registration  are
30    grounds for suspension or revocation of the registration.
31        (b)  A  distributor's  license  shall allow the wholesale
32    purchase  and  storage  of  alcoholic  liquors  and  sale  of
33    alcoholic liquors to licensees in this State and  to  persons
34    without the State, as may be permitted by law.
 
                            -12-           LRB9202700LDpram04
 1        (c)  An  importing distributor's license may be issued to
 2    and held by those only who are  duly  licensed  distributors,
 3    upon  the  filing  of  an  application  by  a  duly  licensed
 4    distributor,  with  the  Commission and the Commission shall,
 5    without the  payment  of  any  fee,  immediately  issue  such
 6    importing distributor's license to the applicant, which shall
 7    allow  the  importation  of  alcoholic liquor by the licensee
 8    into this State from any point in the United  States  outside
 9    this  State, and the purchase of alcoholic liquor in barrels,
10    casks or other bulk  containers  and  the  bottling  of  such
11    alcoholic  liquors  before resale thereof, but all bottles or
12    containers so filled shall be sealed,  labeled,  stamped  and
13    otherwise  made  to  comply  with  all  provisions, rules and
14    regulations governing manufacturers in  the  preparation  and
15    bottling  of  alcoholic liquors.  The importing distributor's
16    license shall permit  such  licensee  to  purchase  alcoholic
17    liquor   from  Illinois  licensed  non-resident  dealers  and
18    foreign importers only.
19        (d)  A retailer's license shall  allow  the  licensee  to
20    sell  and  offer  for  sale  at  retail, only in the premises
21    specified in  such  license,  alcoholic  liquor  for  use  or
22    consumption,  but  not  for resale in any form: Provided that
23    any retail license issued to a manufacturer shall only permit
24    such manufacturer to sell beer  at  retail  on  the  premises
25    actually occupied by such manufacturer.
26        After  January  1,  1995  there  shall  be  2  classes of
27    licenses issued under a retailers license.
28             (1)  A "retailers on  premise  consumption  license"
29        shall  allow  the  licensee to sell and offer for sale at
30        retail, only on the premises specified  in  the  license,
31        alcoholic  liquor  for use or consumption on the premises
32        or on and off the premises, but not  for  resale  in  any
33        form.
34             (2)  An  "off  premise sale license" shall allow the
 
                            -13-           LRB9202700LDpram04
 1        licensee to sell, or offer for sale at retail,  alcoholic
 2        liquor  intended only for off premise consumption and not
 3        for resale in any form.
 4        Notwithstanding any other provision  of  this  subsection
 5    (d),  a  retail  licensee  may  sell  alcoholic  liquors to a
 6    special event retailer licensee  for  resale  to  the  extent
 7    permitted under subsection (e).
 8        (e)  A  special event retailer's license (not-for-profit)
 9    shall permit the licensee to purchase alcoholic liquors  from
10    an   Illinois  licensed   distributor  (unless  the  licensee
11    purchases less than $500 of alcoholic liquors for the special
12    event, in which case the licensee may purchase the  alcoholic
13    liquors  from  a  licensed  retailer)  and  shall  allow  the
14    licensee  to  sell  and  offer for sale, at retail, alcoholic
15    liquors for use or consumption, but not  for  resale  in  any
16    form  and  only  at  the  location  and on the specific dates
17    designated  for  the  special  event  in  the  license.    An
18    applicant  for  a  special  event  retailer  license must (i)
19    furnish with the application:  (A)  a  resale  number  issued
20    under  Section  2c  of  the  Retailers' Occupation Tax Act or
21    evidence that the applicant is registered under Section 2a of
22    the Retailers' Occupation  Tax  Act,  (B)  a  current,  valid
23    exemption  identification  number  issued under Section 1g of
24    the Retailers' Occupation Tax Act, and a certification to the
25    Commission that the purchase of alcoholic liquors will  be  a
26    tax-exempt purchase, or (C) a statement that the applicant is
27    not  registered under Section 2a of the Retailers' Occupation
28    Tax Act, does not hold a resale number under  Section  2c  of
29    the  Retailers'  Occupation  Tax  Act,  and  does not hold an
30    exemption  number  under  Section  1g   of   the   Retailers'
31    Occupation  Tax  Act, in which event the Commission shall set
32    forth on the special event retailer's license a statement  to
33    that   effect;   (ii)   submit  with  the  application  proof
34    satisfactory to the State Commission that the applicant  will
 
                            -14-           LRB9202700LDpram04
 1    provide  dram shop liability insurance in the maximum limits;
 2    and (iii) show proof satisfactory  to  the  State  Commission
 3    that the applicant has obtained local authority approval.
 4        (f)  A  railroad  license  shall  permit  the licensee to
 5    import alcoholic liquors into this State from  any  point  in
 6    the  United  States  outside  this  State  and  to store such
 7    alcoholic liquors in this State; to make wholesale  purchases
 8    of  alcoholic  liquors  directly  from manufacturers, foreign
 9    importers,  distributors  and  importing  distributors   from
10    within  or  outside  this  State; and to store such alcoholic
11    liquors in this State; provided that the above powers may  be
12    exercised  only  in connection with the importation, purchase
13    or storage of alcoholic liquors to be sold or dispensed on  a
14    club,  buffet,  lounge or dining car operated on an electric,
15    gas or steam railway in this  State;  and  provided  further,
16    that  railroad licensees exercising the above powers shall be
17    subject to all provisions of Article  VIII  of  this  Act  as
18    applied  to importing distributors.  A railroad license shall
19    also permit  the  licensee  to  sell  or  dispense  alcoholic
20    liquors on any club, buffet, lounge or dining car operated on
21    an  electric,  gas  or  steam railway regularly operated by a
22    common carrier in this State, but shall not permit  the  sale
23    for  resale  of  any alcoholic liquors to any licensee within
24    this State.  A license shall be  obtained  for  each  car  in
25    which such sales are made.
26        (g)  A  boat  license  shall  allow the sale of alcoholic
27    liquor in individual drinks, on any passenger boat  regularly
28    operated  as  a  common  carrier  on navigable waters in this
29    State,  which  boat  maintains  a  public  dining   room   or
30    restaurant thereon.
31        (h)  A   non-beverage  user's  license  shall  allow  the
32    licensee  to  purchase  alcoholic  liquor  from  a   licensed
33    manufacturer or importing distributor, without the imposition
34    of any tax upon the business of such licensed manufacturer or
 
                            -15-           LRB9202700LDpram04
 1    importing  distributor as to such alcoholic liquor to be used
 2    by such licensee solely for  the  non-beverage  purposes  set
 3    forth  in subsection (a) of Section 8-1 of this Act, and such
 4    licenses shall be divided and classified and shall permit the
 5    purchase, possession and use of limited and stated quantities
 6    of alcoholic liquor as follows:
 7    Class 1, not to exceed .......................    500 gallons
 8    Class 2, not to exceed .......................  1,000 gallons
 9    Class 3, not to exceed .......................  5,000 gallons
10    Class 4, not to exceed ....................... 10,000 gallons
11    Class 5, not to exceed ....................... 50,000 gallons
12        (i)  A wine-maker's premises retail license shall allow a
13    the  licensee   that   concurrently   holds   a   first-class
14    wine-maker's  license to sell and offer for sale at retail in
15    the premises specified in such license not more  than  50,000
16    gallons  of the first-class wine-maker's wine that is made at
17    the first-class wine-maker's licensed premises per  year  for
18    use  or  consumption,  but  not  for  resale  in any form.  A
19    wine-maker's premises license  shall  allow  a  licensee  who
20    concurrently  holds  a  second-class  wine-maker's license to
21    sell and offer for sale at retail in the  premises  specified
22    in  such  license  up  to 100,000 gallons of the second-class
23    wine-maker's  wine  that  is   made   at   the   second-class
24    wine-maker's   licensed   premises   per   year  for  use  or
25    consumption but not for resale in any  form.   Upon  approval
26    from  the  State  Commission, a wine-maker's premises license
27    shall allow the licensee to sell and offer for  sale  at  (i)
28    the  wine-maker's  licensed  premises  and  (ii)  at  up to 2
29    additional locations for use  and  consumption  and  not  for
30    resale.  Each location shall require additional licensing per
31    location  as  specified  in  Section  5-3 of this Act. ; this
32    license shall be issued  only  to  a  person  licensed  as  a
33    first-class or second-class wine-maker. A wine-maker's retail
34    licensee,  upon receiving permission from the Commission, may
 
                            -16-           LRB9202700LDpram04
 1    conduct business at a second location that is  separate  from
 2    the  location  specified  in its wine-maker's retail license.
 3    One wine-maker's retail license-second location may be issued
 4    to a wine-maker's retail licensee allowing  the  licensee  to
 5    sell  and  offer for sale at retail in the premises specified
 6    in the wine-maker's  retail  license-second  location  up  to
 7    50,000  gallons  of  wine that was produced at the licensee's
 8    first location per year for use and consumption and  not  for
 9    resale.
10        (j)  An  airplane  license  shall  permit the licensee to
11    import alcoholic liquors into this State from  any  point  in
12    the  United  States  outside  this  State  and  to store such
13    alcoholic liquors in this State; to make wholesale  purchases
14    of  alcoholic  liquors  directly  from manufacturers, foreign
15    importers,  distributors  and  importing  distributors   from
16    within  or  outside  this  State; and to store such alcoholic
17    liquors in this State; provided that the above powers may  be
18    exercised  only  in connection with the importation, purchase
19    or storage of alcoholic liquors to be sold or dispensed on an
20    airplane;  and  provided  further,  that  airplane  licensees
21    exercising  the  above  powers  shall  be  subject   to   all
22    provisions  of  Article  VIII  of  this  Act  as  applied  to
23    importing  distributors.   An  airplane  licensee  shall also
24    permit the sale or dispensing of  alcoholic  liquors  on  any
25    passenger  airplane regularly operated by a common carrier in
26    this State, but shall not permit the sale for resale  of  any
27    alcoholic  liquors  to  any  licensee  within  this State.  A
28    single airplane license  shall  be  required  of  an  airline
29    company  if  liquor  service is provided on board aircraft in
30    this State.  The annual fee for  such  license  shall  be  as
31    determined in Section 5-3.
32        (k)  A  foreign  importer's  license  shall  permit  such
33    licensee  to purchase alcoholic liquor from Illinois licensed
34    non-resident dealers only, and  to  import  alcoholic  liquor
 
                            -17-           LRB9202700LDpram04
 1    other  than  in bulk from any point outside the United States
 2    and to  sell  such  alcoholic  liquor  to  Illinois  licensed
 3    importing distributors and to no one else in Illinois.
 4        (l) (i)  A  broker's  license  shall  be  required of all
 5    persons who solicit orders for, offer to  sell  or  offer  to
 6    supply   alcoholic  liquor  to  retailers  in  the  State  of
 7    Illinois, or who offer to retailers to ship or  cause  to  be
 8    shipped  or  to  make  contact  with  distillers, rectifiers,
 9    brewers or manufacturers or any other party within or without
10    the State of Illinois in  order  that  alcoholic  liquors  be
11    shipped  to  a  distributor, importing distributor or foreign
12    importer, whether such solicitation or offer  is  consummated
13    within or without the State of Illinois.
14        No  holder of a retailer's license issued by the Illinois
15    Liquor Control  Commission  shall  purchase  or  receive  any
16    alcoholic  liquor,  the  order  for  which  was  solicited or
17    offered for sale to such retailer  by  a  broker  unless  the
18    broker is the holder of a valid broker's license.
19        The  broker  shall,  upon the acceptance by a retailer of
20    the broker's solicitation of an order or  offer  to  sell  or
21    supply  or  deliver  or  have  delivered  alcoholic  liquors,
22    promptly  forward to the Illinois Liquor Control Commission a
23    notification  of  said  transaction  in  such  form  as   the
24    Commission may by regulations prescribe.
25        (ii)  A  broker's  license  shall be required of a person
26    within this State, other than a retail licensee, who,  for  a
27    fee  or commission, promotes, solicits, or accepts orders for
28    alcoholic liquor, for use or consumption and not for  resale,
29    to  be  shipped  from  this  State and delivered to residents
30    outside of this State by an express company, common  carrier,
31    or  contract  carrier.  This  Section  does  not apply to any
32    person who promotes, solicits, or accepts orders for wine  as
33    specifically authorized in Section 6-29 of this Act.
34        A  broker's  license  under this subsection (1) shall not
 
                            -18-           LRB9202700LDpram04
 1    entitle the holder to buy or sell any alcoholic  liquors  for
 2    his own account or to take or deliver title to such alcoholic
 3    liquors.
 4        This  subsection  (1)  shall  not  apply to distributors,
 5    employees of distributors, or employees of a manufacturer who
 6    has registered the trademark, brand or name of the  alcoholic
 7    liquor pursuant to Section 6-9 of this Act, and who regularly
 8    sells  such alcoholic liquor in the State of Illinois only to
 9    its registrants thereunder.
10        Any  agent,  representative,   or   person   subject   to
11    registration  pursuant  to  subsection  (a-1) of this Section
12    shall not be eligible to receive a broker's license.
13        (m)  A non-resident dealer's license  shall  permit  such
14    licensee  to  ship  into  and warehouse alcoholic liquor into
15    this State from any point outside of this State, and to  sell
16    such  alcoholic liquor to Illinois licensed foreign importers
17    and importing distributors and to no one else in this  State;
18    provided  that  said  non-resident dealer shall register with
19    the Illinois Liquor Control Commission each and  every  brand
20    of  alcoholic  liquor  which  it proposes to sell to Illinois
21    licensees during the license  period;  and  further  provided
22    that  it  shall  comply with all of the provisions of Section
23    6-9 hereof with respect  to  registration  of  such  Illinois
24    licensees  as may be granted the right to sell such brands at
25    wholesale.
26        (n)  A brew pub  license  shall  allow  the  licensee  to
27    manufacture  beer  only  on  the  premises  specified  in the
28    license, to make  sales  of  the  beer  manufactured  on  the
29    premises  to  importing  distributors,  distributors,  and to
30    non-licensees for use and consumption, to store the beer upon
31    the premises, and to sell and offer for sale at  retail  from
32    the  licensed  premises,  provided  that  a brew pub licensee
33    shall not sell for off-premises consumption more than  50,000
34    gallons per year.
 
                            -19-           LRB9202700LDpram04
 1        (o)  A caterer retailer license shall allow the holder to
 2    serve  alcoholic  liquors  as  an  incidental  part of a food
 3    service that serves prepared meals which excludes the serving
 4    of snacks as the primary meal, either on or off-site  whether
 5    licensed or unlicensed.
 6        (p)  An  auction  liquor license shall allow the licensee
 7    to sell and offer for sale at auction wine  and  spirits  for
 8    use  or  consumption,  or  for  resale  by an Illinois liquor
 9    licensee in accordance  with  provisions  of  this  Act.   An
10    auction liquor license will be issued to a person and it will
11    permit  the  auction  liquor  licensee  to  hold  the auction
12    anywhere in the State.  An auction  liquor  license  must  be
13    obtained  for each auction at least 14 days in advance of the
14    auction date.
15        (q)  A special use permit license shall allow an Illinois
16    licensed retailer to transfer  a  portion  of  its  alcoholic
17    liquor  inventory  from  its  retail licensed premises to the
18    premises specified in the license hereby created, and to sell
19    or offer for sale at retail, only in the  premises  specified
20    in  the  license  hereby  created,  the transferred alcoholic
21    liquor for use or consumption, but  not  for  resale  in  any
22    form.   A  special  use permit license may be granted for the
23    following time periods: one day or less; 2 or more days to  a
24    maximum  of  15 days per location in any 12 month period.  An
25    applicant for the special use permit license must also submit
26    with  the  application  proof  satisfactory  to   the   State
27    Commission   that   the  applicant  will  provide  dram  shop
28    liability insurance to the  maximum  limits  and  have  local
29    authority approval.
30    (Source:  P.A.  90-77,  eff.  7-8-97;  90-432,  eff.  1-1-98;
31    90-596,  eff.  6-24-98;  90-655,  eff.  7-30-98; 90-739, eff.
32    8-13-98; 91-357, eff. 7-29-99.)

33        (235 ILCS 5/5-3) (from Ch. 43, par. 118)
 
                            -20-           LRB9202700LDpram04
 1        Sec. 5-3.  License fees.  Except  as  otherwise  provided
 2    herein,  at  the  time  application  is  made  to  the  State
 3    Commission  for  a  license of any class, the applicant shall
 4    pay to the State Commission the fee hereinafter provided  for
 5    the kind of license applied for.
 6        The fee for licenses issued by the State Commission shall
 7    be as follows:
 8        For a manufacturer's license:
 9        Class 1. Distiller ...........................     $3,600
10        Class 2. Rectifier ...........................      3,600
11        Class 3. Brewer ..............................        900
12        Class 4. First-class Wine Manufacturer .......        600
13        Class 5. Second-class
14             Wine Manufacturer .......................      1,200
15        Class 6. First-class wine-maker ..............    600 240
16        Class 7. Second-class wine-maker .............   1200 480
17        Class 8.  Limited Wine Manufacturer...........        120
18        For a Brew Pub License .......................      1,050
19        For a caterer retailer's license..............        200
20        For a foreign importer's license .............         25
21        For an importing distributor's license .......         25
22        For a distributor's license ..................        270
23        For a non-resident dealer's license
24             (500,000 gallons or over) ...............        270
25        For a non-resident dealer's license
26             (under 500,000 gallons) .................         90
27        For a wine-maker's premises retail license ...        100
28        For a wine-maker's premises retail license,
29             second location .........................        350
30        For a wine-maker's premises license,
31             third location ..........................        350
32        For a retailer's license .....................        175
33        For a special event retailer's license,
34             (not-for-profit) ........................         25
 
                            -21-           LRB9202700LDpram04
 1        For a special use permit license,
 2             one day only ............................         50
 3             2 days or more ..........................        100
 4        For a railroad license .......................         60
 5        For a boat license ...........................        180
 6        For an airplane license, times the
 7             licensee's maximum number of aircraft
 8             in flight, serving liquor over the
 9             State at any given time, which either
10             originate, terminate, or make
11             an intermediate stop in the State .......         60
12        For a non-beverage user's license:
13             Class 1 .................................         24
14             Class 2 .................................         60
15             Class 3 .................................        120
16             Class 4 .................................        240
17             Class 5 .................................        600
18        For a broker's license .......................        600
19        For an auction liquor license ................         50
20        Fees  collected under this Section shall be paid into the
21    Dram Shop Fund.  Beginning June 30, 1990 and on  June  30  of
22    each  subsequent  year, any balance over $5,000,000 remaining
23    in the Dram Shop Fund  shall  be  credited  to  State  liquor
24    licensees  and  applied  against  their fees for State liquor
25    licenses for the following year.  The amount credited to each
26    licensee shall be a proportion of the  balance  in  the  Dram
27    Fund  that  is  the same as the proportion of the license fee
28    paid by the licensee under this Section  for  the  period  in
29    which  the balance was accumulated to the aggregate fees paid
30    by all licensees during that period.
31        No fee shall be paid for licenses  issued  by  the  State
32    Commission to the following non-beverage users:
33             (a)  Hospitals,  sanitariums,  or clinics when their
34        use  of  alcoholic  liquor  is   exclusively   medicinal,
 
                            -22-           LRB9202700LDpram04
 1        mechanical or scientific.
 2             (b)  Universities,  colleges  of learning or schools
 3        when  their  use  of  alcoholic  liquor  is   exclusively
 4        medicinal, mechanical or scientific.
 5             (c)  Laboratories  when their use is exclusively for
 6        the purpose of scientific research.
 7    (Source: P.A. 90-77, eff. 7-8-97; 91-25, eff. 6-9-99; 91-357,
 8    eff. 7-29-99.)

 9        Section 99. Effective date. This Act  takes  effect  upon
10    becoming law.".

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