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[ House Amendment 001 ] |
91_SB1114sam001 LRB9102450ACpram 1 AMENDMENT TO SENATE BILL 1114 2 AMENDMENT NO. . Amend Senate Bill 1114 by replacing 3 everything after the enacting clause with the following: 4 "Section 5. The Nursing Home Care Act is amended by 5 changing Sections 3-206, 3-206.01, and 3-206.02 as follows: 6 (210 ILCS 45/3-206) (from Ch. 111 1/2, par. 4153-206) 7 Sec. 3-206. The Department shall prescribe a curriculum 8 for training nursing assistants, habilitation aides, and 9 child care aides.nurse's aides, orderlies and nurse10technicians.11 (a) No person, except a volunteer who receives no 12 compensation from a facility and is not included for the 13 purpose of meeting any staffing requirements set forth by the 14 Department, shall act as a nursing assistant, habilitation 15 aide, or child care aidenurse's aide, orderly or nurse16technicianin a facility, nor shall any person, under any 17 other title, not licensed, certified, or registered to render 18 medical care by the Department of Professional Regulation, 19 assist with the personal, medical, or nursing care of 20 residents in a facility, unless such person meets the 21 following requirements: 22 (1) Be at least 16 years of age, of temperate -2- LRB9102450ACpram 1 habits and good moral character, honest, reliable and 2 trustworthy; 3 (2) Be able to speak and understand the English 4 language or a language understood by a substantial 5 percentage of the facility's residents; 6 (3) Provide evidence of employment or occupation, 7 if any, and residence for 2 years prior to his present 8 employment; 9 (4) Have completed at least 8 years of grade school 10 or provide proof of equivalent knowledge; 11 (5) Begin a current course of training for nursing 12 assistants, habilitation aides, or child care aides 13nurse's aides, orderlies and nurse technicians, approved 14 by the Department, within 45 days of initial employment 15 in the capacity of a nursing assistant, habilitation 16 aide, or child care aidenurse's aide, orderly or nurse17technicianat any facility. Such courses of training 18 shall be successfully completed within 120 days of 19 initial employment in the capacity of nursing assistant, 20 habilitation aide, or child care aidenurse's aide,21orderly or nurse technicianat a facility. Nursing 22 assistants, habilitation aides, and child care aides 23Nurse's aides, orderlies and nurse technicianswho are 24 enrolled in approved courses in community colleges or 25 other educational institutions on a term, semester or 26 trimester basis, shall be exempt from the 120 day 27 completion time limit. The Department shall adopt rules 28and regulationsfor such courses of training. These 29 rulesand regulationsshall include procedures for 30 facilities to carry on an approved course of training 31 within the facility. 32 The Department may accept comparable training in 33 lieu of the 120 hour course for student nurses, foreign 34 nurses, military personnel, or employes of the Department -3- LRB9102450ACpram 1 of Human Services.However, no person who on the2effective date of this Act has been continuously employed3at the same facility for one year or has been employed at4more than one facility for 2 years as a nurse's aide,5orderly or nurse technician shall be required to complete6such a course of training, and no student intern shall be7required to complete a course of training.8Any person who is or will be employed as a nurse's9aide, orderly or nurse technician in a facility may elect10to take a proficiency examination. Upon successful11completion of such proficiency examination, no person who12is or will be employed as a nurse's aide, orderly or13nurse technician shall be required to complete a course14of training as required by this Section. The Department15may, by rule, establish a recognized course which may be16taught in a facility. Persons enrolled in such course17shall be required to successfully complete the18proficiency examination within 120 days after the19commencement of employment. The Department shall adopt20rules and regulations governing the composition and21administration of such proficiency examinations.22 The facility shall develop and implement procedures, 23 which shall be approved by the Department, for an ongoing 24 review process, which shall take place within the 25 facility, for nursing assistants, habilitation aides, and 26 child care aidesnurse's aides, orderlies and nurse27technicians. 28 At the time of each regularly scheduled licensure 29 survey, or at the time of a complaint investigation, the 30 Department may require any nursing assistant, 31 habilitation aide, or child care aidenurse's aide,32orderly or nurse technician who is required to be trained33under this Section or who has successfully completed a34proficiency examination as described in this Section,to -4- LRB9102450ACpram 1 demonstrate, either through written examination or 2 action, or both, sufficient knowledge in all areas of 3 required training. If such knowledge is inadequate the 4 Department shall require the nursing assistant, 5 habilitation aide, or child care aidenurse's aide,6orderly or nurse technicianto complete inservice 7 training and review in the facility until the nursing 8 assistant, habilitation aide, or child care aidenurse's9aide, orderly or nurse techniciandemonstrates to the 10 Department, either through written examination or action, 11 or both, sufficient knowledge in all areas of required 12 training; and 13 (6) Be familiar with and have general skills 14 related to resident care. 15 (a-0.5) An educational entity, other than a secondary 16 school, conducting a nursing assistant, habilitation aide, or 17 child care aidenurse aidetraining program shall initiate a 18 UCIA criminal history record check prior to entry of an 19 individual into the training program. A secondary school may 20 initiate a UCIA criminal history record check prior to the 21 entry of an individual into a training program. 22 (a-1) Nursing assistants, habilitation aides, or child 23 care aidesNurse aidesseeking to be included on thenurse24aideregistry on or after January 1, 1996 must authorize the 25 Department of Public Health or its designee that tests 26 nursing assistantsnurse aidesto request a UCIA criminal 27 history check and submit all necessary information. 28 (b) Persons subject to this Section shall perform their 29 duties under the supervision of a nurse. 30 (c) It is unlawful for any facility to employ any person 31 in the capacity of nursing assistant, habilitation aide, or 32 child care aidenurse's aide, orderly or nurse technician, or 33 under any other title, not licensed by the State of Illinois 34 to assist in the personal, medical, or nursing care of -5- LRB9102450ACpram 1 residents in such facility unless such person has complied 2 with this Section. 3 (d) Proof of compliance by each employee with the 4 requirements set out in this Section shall be maintained for 5 each such employee by each facility in the individual 6 personnel folder of the employee. 7 (e) Each facility shall certify to the Department on a 8 form provided by the Department the name and residence 9 address of each employee, and that each employee subject to 10 this Section meets all the requirements of this Section. 11 (f) Any facility thatwhichis operated under Section 12 3-803 shall be exempt from the requirements of this Section. 13 (g) Each skilled nursing and intermediate care facility 14 thatwhichadmits persons who are diagnosed as having 15 Alzheimer's disease or related dementias shall require all 16 nursing assistants, habilitation aides, or child care aides 17nurse's aides, orderlies and nurse technicians, who did not 18 receive 12 hours of training in the care and treatment of 19 such residents during the training required under paragraph 20 (5) of subsection (a), to obtain 12 hours of in-house 21 training in the care and treatment of such residents. If the 22 facility does not provide the training in-house, the training 23 shall be obtained from other facilities, community colleges 24 or other educational institutions thatwhichhave a 25 recognized course for such training. The Department shall, 26 by rule, establish a recognized course for such training;27however, no such additional hours of training shall be28required of any nurse's aide, orderly or nurse technician29employed in such capacity on the effective date of this30amendatory Act of 1987. The Department's rules shall provide 31 that such training may be conducted in-house at each facility 32 subject to the requirements of this subsection, in which case 33 such training shall be monitored by the Department. 34 The Department's rules shall also provide for -6- LRB9102450ACpram 1 circumstances and procedures whereby any person who has 2 receivedsuchtraining thatwhichmeets the requirements of 3 this subsection shall not be required to undergo additional 4 training if he or she is transferred to or obtains employment 5 at a different facility but remains continuously employed as 6 a nursing assistant, habilitation aide, or child care aide 7nurse's aide, orderly or nurse technician. Licensed 8 sheltered care facilities shall be exempt from the 9 requirements of this Section. 10 (Source: P.A. 89-197, eff. 7-21-95; 89-674, eff. 8-14-96.) 11 (210 ILCS 45/3-206.01) (from Ch. 111 1/2, par. 12 4153-206.01) 13 Sec. 3-206.01. The Department shall establish and 14 maintain a registry of all individuals who have 15 satisfactorily completed the training required by Section 16 3-206and who have not been disqualified pursuant to the17Health Care Background Check Act. The registry shall include 18 the name of the nursing assistant, habilitation aide, or 19 child care aidenurse aide, his or her current address, 20 Social Security number, and the date and location of the 21 training course completed by the individualaide, and the 22 date of the individual'snurse aide'slast criminal records 23 check. Any individualnurse aideplaced on the registry is 24 required to inform the Department of any change of address 25 within 30 days. A facility shall not employ an individual as 26 a nursing assistant, habilitation aide, or child care aide 27nurse aideunless the facility has inquired of the Department 28 as to information in the registry concerning the individual 29 and shall not employ anyone not on the registry unless the 30 individual is enrolled in a training program under paragraph 31 (5) of subsection (a) of Section 3-206 of this Act. 32 If the Department finds that a nursing assistant, 33 habilitation aide, or child care aidenurse aidehas abused a -7- LRB9102450ACpram 1 resident, neglected a resident, or misappropriated resident 2 property in a facility, the Department shall notify the 3 individualnurse aideof this finding by certified mail sent 4 to the address contained in the registry. The notice shall 5 give the individualnurse aidean opportunity to contest the 6 finding in a hearing before the Department or to submit a 7 written response to the findings in lieu of requesting a 8 hearing. If, after a hearing or if the individualnurse aide9 does not request a hearing, the Department finds that the 10 individualnurse aideabused a resident, neglected a 11 resident, or misappropriated resident property in a facility, 12 the finding shall be included as part of thenurse aide13 registry as well as a brief statement from the individual, 14nurse aideif he or she chooses to make such a statement. The 15 Department shall makeavailable to the publicinformation in 16 the registry available to the public. In the case of 17 inquiries to the registry concerning an individual listed in 18 the registry, any information disclosed concerning such a 19 finding shall also include disclosure of any statement in the 20 registry relating to the finding or a clear and accurate 21 summary of the statement. 22 (Source: P.A. 89-197, eff. 7-21-95.) 23 (210 ILCS 45/3-206.02) (from Ch. 111 1/2, par. 24 4153-206.02) 25 Sec. 3-206.02. (a) The Department, after notice to the 26 nursing assistant, habilitation aide, or child care aide 27nurse aide, may denote thatsuspend or remove a nurse aide28from the registry in any case in whichthe Department has 29 foundfindsany of the following: 30 (1) The nursing assistant, habilitation aide, or 31 child care aidenurse aidehas abused a resident. 32 (2) The nursing assistant, habilitation aide, or 33 child care aidenurse aidehas neglected a resident. -8- LRB9102450ACpram 1 (3) The nursing assistant, habilitation aide, or 2 child care aidenurse aidehas misappropriated resident 3 property. 4 (4) The nursing assistant, habilitation aide, or 5 child care aidenurse aidehas been convicted of (i) a 6 felony, (ii) a misdemeanor, an essential element of which 7 is dishonesty, or (iii) any crime that is directly 8 related to the duties of a nursing assistant, 9 habilitation aide, or child care aidenurse aide. 10 (b) Notice under this Section shall include a clear and 11 concise statement of the grounds denoting abuse, neglect, or 12 thefton which the suspension or removal is basedand notice 13 of the opportunity for a hearing to contest the designation 14suspension or removal. 15 (c) The Department maysuspend or removedenote any 16 nursing assistant, habilitation aide, or child care aide on 17nurse aide fromthe registry who fails (i) to file a return, 18 (ii) to pay the tax, penalty or interest shown in a filed 19 return, or (iii) to pay any final assessment of tax, penalty 20 or interest, as required by any tax Act administered by the 21 Illinois Department of Revenue, until the time the 22 requirements of the tax Act are satisfied. 23 (c-1) The Department shall document criminal background 24 check resultsremove a nurse aide from the registrypursuant 25 to the requirements of the Health Care Worker Background 26 Check Act. 27 (d) In the case of a designation of neglect under 28 subsection (a)(2), a nursing assistant, habilitation aide, or 29 child care aide may petition the Department for removal of 30 the designation upon a determination by the Department that: 31 (1) the employment and personal history of the 32 nursing assistant, habilitation aide, or child care aide 33 do not reflect a pattern of abusive behavior or neglect; 34 and -9- LRB9102450ACpram 1 (2) the event involved in the original finding was 2 a singular occurrence. 3 In no case shall a determination on a petition submitted 4 under this subsection be made prior to the expiration of the 5 one year period beginning on the date on which the 6 designation was added under subsection (a)(2).At any time7after the suspension or removal from the registry pursuant to8subsection (a), (b), or (c) of this Section, a nurse aide may9petition the Department for reinstatement on the registry.10The Department may reinstate the nurse aide on the registry11unless, after an investigation and a hearing, the Department12determines that reinstatement is not in the public interest.13 (Source: P.A. 89-197, eff. 7-21-95.) 14 Section 10. The Health Care Worker Background Check Act 15 is amended by changing Sections 15, 20, 25, 30, 35, 40, 55, 16 and 60 as follows: 17 (225 ILCS 46/15) 18 Sec. 15. Definitions. For the purposes of this Act, the 19 following definitions apply: 20 "Applicant" means an individual seeking employment with a 21 health care employer who has received a bona fide conditional 22 offer of employment. 23 "Conditional offer of employment" means a bona fide offer 24 of employment by a health care employer to an applicant, 25 which is contingent upon the receipt of a report from the 26 Department of State Police indicating that the applicant does 27 not have a record of conviction of any of the criminal 28 offenses enumerated in Section 25. 29 "Direct care" means the provision of nursing care or 30 assistance with feedingmeals, dressing, movement, bathing, 31 toileting, or other personal needs. The entity responsible 32 for inspecting and licensing, certifying, or registering the -10- LRB9102450ACpram 1 health care employer may, by administrative rule, prescribe 2 guidelines for interpreting this definition with regard to 3 the health care employers that it licenses.or maintenance,4or general supervision and oversight of the physical and5mental well-being of an individual who is incapable of6managing his or her person whether or not a guardian has been7appointed for that individual.8 "Health care employer" means: 9 (1) the owner or licensee of any of the following: 10 (i) a community living facility, as defined in the 11 Community Living Facilities Act; 12 (ii) a life care facility, as defined in the Life 13 Care Facilities Act; 14 (iii) a long-term care facility, as defined in the 15 Nursing Home Care Act; 16 (iv) a home health agency, as defined in the Home 17 Health Agency Licensing Act; 18 (v) a full hospice, as defined in the Hospice 19 Program Licensing Act; 20 (vi) a hospital, as defined in the Hospital 21 Licensing Act; 22 (vii) a community residential alternative, as 23 defined in the Community Residential Alternatives 24 Licensing Act; 25 (viii) a nurse agency, as defined in the Nurse 26 Agency Licensing Act; 27 (ix) a respite care provider, as defined in the 28 Respite Program Act; 29 (x) a supportive living program, as defined in the 30 Illinois Public Aid Code; 31 (xi) early childhood intervention programs as 32 described in 59 Ill. Adm. Code 121; 33 (xii) the University of Illinois Hospital, Chicago; 34 -11- LRB9102450ACpram 1 (xiii) programs funded by the Department on Aging 2 through the Community Care Program; 3 (xiv) programs certified to participate in the 4 Supportive Living Program authorized pursuant to Section 5 5-5.01a of the Illinois Public Aid Code; 6 (xv) programs listed by the Emergency Medical 7 Services (EMS) Systems Act as Freestanding Emergency 8 Centers; 9 (xvi) locations licensed under the Alternative 10 Health Care Delivery Act; 11 (2) a day training program certified by the Department 12 of Human Services; or 13 (3) a community integrated living arrangement operated 14 by a community mental health and developmental service 15 agency, as defined in the Community-Integrated Living 16 Arrangements Licensing and Certification Act. 17 "Initiate" means the obtaining of the authorization for a 18 record check from a student, applicant, or employee. The 19 educational entity or health care employer or its designee 20 shall transmit all necessary information and fees to the 21 Illinois State Police within 10 working days after receipt of 22 the authorization. 23 (Source: P.A. 89-197, eff. 7-21-95; 89-507, eff. 7-1-97; 24 89-674, eff. 8-14-96; 90-14, eff. 7-1-97; 90-776, eff. 25 1-1-99.) 26 (225 ILCS 46/20) 27 Sec. 20. Exceptions. 28 (1) This Act shall not apply to: 29 (a) an individual who is licensed by the Department 30 of Professional Regulation or the Department of Public 31 Health under another law of this State; 32 (b) an individual employed or retained by a health 33 care employer for whom a criminal background check is -12- LRB9102450ACpram 1 required by another law of this State; or 2 (c) a student in a licensed health care field 3 including, but not limited to, a student nurse, a 4 physical therapy student, or a respiratory care student 5 unless he or she is employed by a health care employer in 6 a position with duties involving direct care for clients, 7 patients, or residents. 8 (2) A UCIA criminal history records check need not be 9 redone by the University of Illinois Hospital, Chicago (U of 10 I) or a program funded by the Department on Aging through the 11 Community Care Program (CCP) if the U of I or the CCP: (i) 12 has done a UCIA check on the individual; (ii) has 13 continuously employed the individual since the UCIA criminal 14 records check was done; and (iii) has taken actions with 15 respect to this Act within 12 months after the effective date 16 of this amendatory Act of the 91st General Assembly. 17 (Source: P.A. 89-197, eff. 7-21-95; 89-674, eff. 8-14-96.) 18 (225 ILCS 46/25) 19 Sec. 25. Persons ineligible to be hired by health care 20 employers. 21 (a) After January 1, 1996, or January 1, 1997, as 22 applicable, no health care employer shall knowingly hire, 23 employ, or retain any individual in a position with duties 24 involving direct care for clients, patients, or residents, 25 who has been convicted of committing or attempting to commit 26 one or more of the offenses defined in Sections 8-1.1, 8-1.2, 27 9-1, 9-1.2, 9-2, 9-2.1, 9-3, 9-3.1, 9-3.2, 9-3.3, 10-1, 10-2, 28 10-3, 10-3.1, 10-4, 10-5, 10-7, 11-6, 11-9.1, 11-19.2, 29 11-20.1, 12-1, 12-2, 12-3, 12-3.1, 12-3.2, 12-4, 12-4.1, 30 12-4.2, 12-4.3, 12-4.4, 12-4.5, 12-4.6, 12-4.7, 12-7.4, 31 12-11, 12-13, 12-14, 12-14.1, 12-15, 12-16, 12-19, 12-21, 32 12-21.6, 12-32, 12-33, 16-1, 16-1.3, 16A-3, 17-3, 18-1, 18-2, 33 18-3, 18-4, 18-5, 19-1, 19-3, 19-4, 20-1, 20-1.1, 24-1, -13- LRB9102450ACpram 1 24-1.2, 24-1.5, or 33A-2 of the Criminal Code of 1961; those 2 provided in Section 4 of the Wrongs to Children Act; those 3 provided in Section 53 of the Criminal Jurisprudence Act; 4 those defined in Section 5, 5.1, 5.2, 7, or 9 of the Cannabis 5 Control Act; or those defined in Sections 401, 401.1, 404, 6 405, 405.1, 407, or 407.1 of the Illinois Controlled 7 Substances Act, unless the applicant or employee obtains a 8 waiver pursuant to Section 40. 9 (b) A health care employer shall not hire, employ, or 10 retain any individual in a position with duties involving 11 direct care of clients, patients, or residents if the health 12 care employer becomes aware that the individual has been 13 convicted in another state of committing or attempting to 14 commit an offense that has the same or similar elements as an 15 offense listed in subsection (a), as verified by court 16 records, records from a state agency, or an FBI criminal 17 history record check. This shall not be construed to mean 18 that a health care employer has an obligation to conduct a 19 criminal history records check in other states in which an 20 employee has resided. 21 (Source: P.A. 89-197, eff. 7-21-95; 89-428, eff. 12-13-95; 22 89-462, eff. 5-29-96; P.A. 90-441, eff. 1-1-98.) 23 (225 ILCS 46/30) 24 Sec. 30. Non-fingerprint based UCIA criminal records 25 check. 26 (a) Beginning on January 1, 1997the effective date of27this amendatory Act of 1996, an educational entity, other 28 than a secondary school, conducting a nurse aide training 29 program must initiate a UCIA criminal history records check 30 prior to entry of an individual into the training program. A 31 nurse aide seeking to be included on the nurse aide registry 32 shall authorize the Department of Public Health or its 33 designee that tests nurse aides or the health care employer -14- LRB9102450ACpram 1 or its designee to request a criminal history record check 2 pursuant to the Uniform Conviction Information Act (UCIA) for 3 each nurse aide applying for inclusion on the State nurse 4 aide registry. Any nurse aide not submitting the required 5 authorization and information for the record check will not 6 be added to the State nurse aide registry. A nurse aide will 7 not be entered on the State nurse aide registry if the report 8 from the Department of State Police indicates that the nurse 9 aide has a record of conviction of any of the criminal 10 offenses enumerated in Section 25 unless the nurse aide's 11 identity is validated and it is determined that the nurse 12 aide does not have a disqualifying criminal history record 13 based upon a fingerprint-based records check pursuant to 14 Section 35 or the nurse aide receives a waiver pursuant to 15 Section 40. 16 (b) The Department of Public Health shall notify each 17 health care employer inquiring as to the information on the 18 State nurse aide registry of the date of the nurse aide's 19 last UCIA criminal history record check. If it has been more 20 than one year since the records check, the health care 21 employer must initiate or have initiated on his or her behalf 22 a UCIA criminal history record check for the nurse aide 23 pursuant to this Section. The health care employer must send 24 a copy of the results of the record check to the State nurse 25 aide registry for an individual employed as a nurse aide. 26 (c) Beginning January 1, 1996, a health care employer 27 who makes a conditional offer of employment to an applicant 28 other than a nurse aide for position with duties that involve 29 direct care for clients, patients, or residents must initiate 30 or have initiated on his or her behalf a UCIA criminal 31 history record check for that applicant. 32 (d) No later than January 1, 1997, a health care 33 employer must initiate or have initiated on his or her behalf 34 a UCIA criminal history record check for all employees other -15- LRB9102450ACpram 1 than those enumerated in subsections (a), (b), and (c) of 2 this Section with duties that involve direct care for 3 clients, patients, or residents. A health care employer 4 having actual knowledge from a source other than a 5 non-fingerprint check that an employee has been convicted of 6 committing or attempting to commit one of the offenses 7 enumerated in Section 25 of this Act must initiate a 8 fingerprint-based background check within 10 working days of 9 acquiring that knowledge. The employer may continue to 10 employ that individual in a direct care position, may 11 reassign that individual to a non-direct care position, or 12 may suspend the individual until the results of the 13 fingerprint-based background check are received. 14 (e) The request for a UCIA criminal history record check 15 must be in the form prescribed by the Department of State 16 Police. 17 (f) The applicant or employee must be notified of the 18 following whenever a non-fingerprint check is made: 19 (i) that the health care employer shall request or 20 have requested on his or her behalf a UCIA criminal 21 history record check pursuant to this Act; 22 (ii) that the applicant or employee has a right to 23 obtain a copy of the criminal records report from the 24 health care employer, challenge the accuracy and 25 completeness of the report, and request a waiver under 26 Section 40 of this Act; 27 (iii) that the applicant, if hired conditionally, 28 may be terminated if the criminal records report 29 indicates that the applicant has a record of conviction 30 of any of the criminal offenses enumerated in Section 25 31 unless the applicant's identity is validated and it is 32 determined that the applicant does not have a 33 disqualifying criminal history record based on a 34 fingerprint-based records check pursuant to Section 35. -16- LRB9102450ACpram 1 (iv) that the applicant, if not hired 2 conditionally, shall not be hired if the criminal records 3 report indicates that the applicant has a record of 4 conviction of any of the criminal offenses enumerated in 5 Section 25 unless the applicant's record is cleared based 6 on a fingerprint-based records check pursuant to Section 7 35. 8 (v) that the employee may be terminated if the 9 criminal records report indicates that the employee has a 10 record of conviction of any of the criminal offenses 11 enumerated in Section 25 unless the employee's record is 12 cleared based on a fingerprint-based records check 13 pursuant to Section 35. 14 (g) A health care employer may conditionally employ an 15 applicant to provide direct care for up to 3 months pending 16 the results of a UCIA criminal history record check. 17 (Source: P.A. 89-197, eff. 7-21-95; 89-674, eff. 8-14-96.) 18 (225 ILCS 46/35) 19 Sec. 35. Fingerprint-based UCIA criminal records check. 20 An applicant, employee, or nurse aide whose UCIA criminal 21 history record check indicates a conviction for committing or 22 attempting to commit one or more of the offenses enumerated 23 in subsection (a) of Section 25 may request that the health 24 care employer or its designee commence a fingerprint-based 25 UCIA criminal records check by submitting any necessary fees 26 and information in a form and manner prescribed by the 27 Department of State Police within 30 days after receipt of 28 the criminal records report. The fee for a fingerprint-based 29 UCIA criminal records check shall not exceed the actual cost 30 of the records check. 31 (Source: P.A. 89-197, eff. 7-21-95; 89-674, eff. 8-14-96.) 32 (225 ILCS 46/40) -17- LRB9102450ACpram 1 Sec. 40. Waiver. 2 (a) An applicant, employee, or nurse aide may request a 3 waiver of the prohibition against employment by submitting 4 the following information to the entity responsible for 5 inspecting, licensing, certifying, or registering the health 6 care employer within 5 working days after the receipt of the 7 criminal records report: 8 (1) Information necessary to initiate a 9 fingerprint-based UCIA criminal records check in a form 10 and manner prescribed by the Department of State Police; 11 and 12 (2) The fee for a fingerprint-based UCIA criminal 13 records check, which shall not exceed the actual cost of 14 the record check. 15 (a-5) The entity responsible for inspecting, licensing, 16 certifying, or registering the health care employer may 17 accept the results of the fingerprint-based UCIA criminal 18 records check instead of the items required by paragraphs (1) 19 and (2) of subsection (a). 20 (b) The entity responsible for inspecting, licensing, 21 certifying, or registering the health care employer may grant 22 a waiver based upon any mitigating circumstances, which may 23 include, but need not be limited to: 24 (1) The age of the individual at which the crime 25 was committed; 26 (2) The circumstances surrounding the crime; 27 (3) The length of time since the conviction; 28 (4) The applicant or employee's criminal history 29 since the conviction; 30 (5) The applicant or employee's work history; 31 (6) The applicant or employee's current employment 32 references; 33 (7) The applicant or employee's character 34 references; -18- LRB9102450ACpram 1 (8) Nurse aide registry records; and 2 (9) Other evidence demonstrating the ability of the 3 applicant or employee to perform the employment 4 responsibilities competently and evidence that the 5 applicant or employee does not pose a threat to the 6 health or safety of residents, patients, or clients. 7 (c) The entity responsible for inspecting, licensing, 8 certifying, or registering a health care employer must inform 9 the health care employer if a waiver is being sought and must 10 act upon the waiver request within 30 days of receipt of all 11 necessary information, as defined by rule. 12 (d) An individual shall not be employed in a direct care 13 position from the time that the employer receives the results 14 of a non-fingerprint check containing disqualifying 15 conditions until the time that the individual receives a 16 waiver from the Department. If the individual challenges the 17 results of the non-fingerprint check, the employer may 18 continue to employ the individual in a direct care position 19 if the individual presents convincing evidence to the 20 employer that the non-fingerprint check is invalid. If the 21 individual challenges the results of the non-fingerprint 22 check, his or her identity shall be validated by a 23 fingerprint-based records check in accordance with Section 24 35.An individual may not be employed in a direct care25position during the pendency of a waiver request.26 (e) The entity responsible for inspecting, licensing, 27 certifying, or registering the health care employer shall be 28 immune from liability for any waivers granted under this 29 Section. 30 (f) A health care employer is not obligated to employ or 31 offer permanent employment to an applicant, or to retain an 32 employee who is granted a waiver under this Section. 33 (Source: P.A. 89-197, eff. 7-21-95; 89-674, eff. 8-14-96.) -19- LRB9102450ACpram 1 (225 ILCS 46/55) 2 Sec. 55. Immunity from liability. A health care 3 employer shall not be liable for the failure to hire or to 4 retain an applicant or employee who has been convicted of 5 committing or attempting to commit one or more of the 6 offenses enumerated in subsection (a) of Section 25 of this 7theAct. However, if a health care worker is suspended from 8 employment based on the results of a criminal background 9 check conducted under this Act and the results prompting the 10 suspension are subsequently found to be inaccurate, the 11 health care worker is entitled to recover backpay from his or 12 her health care employer for the suspension period provided 13 that the employer is the cause of the inaccuracy. 14 No health care employer shall be chargeable for any 15 benefit charges that result from the payment of unemployment 16 benefits to any claimant when the claimant's separation from 17 that employer occurred because the claimant's criminal 18 background included an offense enumerated in subsection (a) 19 of Section 25, or the claimant's separation from that health 20 care employer occurred as a result of the claimant violating 21 a policy that the employer was required to maintain pursuant 22 to the Drug Free Workplace Act. 23 (Source: P.A. 89-197, eff. 7-21-95; 89-674, eff. 8-14-96; 24 90-441, eff. 1-1-98.) 25 (225 ILCS 46/60) 26 Sec. 60. Offense. 27 (a) Any person whose profession is job counseling who 28 knowingly counsels any person who has been convicted of 29 committing or attempting to commit any of the offenses 30 enumerated in subsection (a) of Section 25 to apply for a 31 position with duties involving direct contact with a client, 32 patient, or resident of a health care employer shall be 33 guilty of a Class A misdemeanor unless a waiver is granted -20- LRB9102450ACpram 1 pursuant to Section 40 of this Act. 2 (b) Subsection (a) does not apply to an individual 3 performing official duties in connection with the 4 administration of the State employment service described in 5 Section 1705 of the Unemployment Insurance Act. 6 (Source: P.A. 89-197, eff. 7-21-95; 89-674, eff. 8-14-96.) 7 Section 99. Effective date. This Act takes effect 8 January 1, 2000.".