State of Illinois
91st General Assembly
Legislation

   [ Search ]   [ Legislation ]
[ Home ]   [ Back ]   [ Bottom ]


[ Introduced ][ Engrossed ][ Enrolled ]
[ House Amendment 001 ]

91_SB1114sam001

 










                                             LRB9102450ACpram

 1                    AMENDMENT TO SENATE BILL 1114

 2        AMENDMENT NO.     .  Amend Senate Bill 1114 by  replacing
 3    everything after the enacting clause with the following:

 4        "Section  5.   The  Nursing  Home  Care Act is amended by
 5    changing Sections 3-206, 3-206.01, and 3-206.02 as follows:

 6        (210 ILCS 45/3-206) (from Ch. 111 1/2, par. 4153-206)
 7        Sec. 3-206.  The Department shall prescribe a  curriculum
 8    for  training  nursing  assistants,  habilitation  aides, and
 9    child  care  aides.  nurse's  aides,  orderlies   and   nurse
10    technicians.
11        (a)  No  person,  except  a  volunteer  who  receives  no
12    compensation  from  a  facility  and  is not included for the
13    purpose of meeting any staffing requirements set forth by the
14    Department, shall act as a  nursing  assistant,  habilitation
15    aide,  or  child  care  aide  nurse's  aide, orderly or nurse
16    technician in a facility, nor shall  any  person,  under  any
17    other title, not licensed, certified, or registered to render
18    medical  care  by  the Department of Professional Regulation,
19    assist  with  the  personal,  medical,  or  nursing  care  of
20    residents  in  a  facility,  unless  such  person  meets  the
21    following requirements:
22             (1)  Be  at  least  16  years  of  age, of temperate
 
                            -2-              LRB9102450ACpram
 1        habits and good moral  character,  honest,  reliable  and
 2        trustworthy;
 3             (2)  Be  able  to  speak  and understand the English
 4        language  or  a  language  understood  by  a  substantial
 5        percentage of the facility's residents;
 6             (3)  Provide evidence of employment  or  occupation,
 7        if  any,  and  residence for 2 years prior to his present
 8        employment;
 9             (4)  Have completed at least 8 years of grade school
10        or provide proof of equivalent knowledge;
11             (5)  Begin a current course of training for  nursing
12        assistants,  habilitation  aides,  or  child  care  aides
13        nurse's  aides, orderlies and nurse technicians, approved
14        by the Department, within 45 days of  initial  employment
15        in  the  capacity  of  a  nursing assistant, habilitation
16        aide, or child care aide nurse's aide, orderly  or  nurse
17        technician  at  any  facility.   Such courses of training
18        shall  be  successfully  completed  within  120  days  of
19        initial employment in the capacity of nursing  assistant,
20        habilitation  aide,  or  child  care  aide  nurse's aide,
21        orderly  or  nurse  technician  at  a  facility.  Nursing
22        assistants, habilitation  aides,  and  child  care  aides
23        Nurse's  aides,  orderlies  and nurse technicians who are
24        enrolled in approved courses  in  community  colleges  or
25        other  educational  institutions  on  a term, semester or
26        trimester  basis,  shall  be  exempt  from  the  120  day
27        completion time limit.  The Department shall adopt rules
28        and regulations for such  courses  of  training.    These
29        rules   and  regulations  shall  include  procedures  for
30        facilities to carry on an  approved  course  of  training
31        within the facility.
32             The  Department  may  accept  comparable training in
33        lieu of the 120 hour course for student  nurses,  foreign
34        nurses, military personnel, or employes of the Department
 
                            -3-              LRB9102450ACpram
 1        of   Human  Services.  However,  no  person  who  on  the
 2        effective date of this Act has been continuously employed
 3        at the same facility for one year or has been employed at
 4        more than one facility for 2 years  as  a  nurse's  aide,
 5        orderly or nurse technician shall be required to complete
 6        such a course of training, and no student intern shall be
 7        required to complete a course of training.
 8             Any  person  who is or will be employed as a nurse's
 9        aide, orderly or nurse technician in a facility may elect
10        to  take  a  proficiency  examination.   Upon  successful
11        completion of such proficiency examination, no person who
12        is or will be employed as  a  nurse's  aide,  orderly  or
13        nurse  technician  shall be required to complete a course
14        of training as required by this Section.  The  Department
15        may,  by rule, establish a recognized course which may be
16        taught in a facility.  Persons enrolled  in  such  course
17        shall   be   required   to   successfully   complete  the
18        proficiency  examination  within  120  days   after   the
19        commencement  of  employment.  The Department shall adopt
20        rules  and  regulations  governing  the  composition  and
21        administration of such proficiency examinations.
22             The facility shall develop and implement procedures,
23        which shall be approved by the Department, for an ongoing
24        review  process,  which  shall  take  place  within   the
25        facility, for nursing assistants, habilitation aides, and
26        child  care  aides  nurse's  aides,  orderlies  and nurse
27        technicians.
28             At the time of each  regularly  scheduled  licensure
29        survey,  or at the time of a complaint investigation, the
30        Department   may   require   any    nursing    assistant,
31        habilitation  aide,  or  child  care  aide  nurse's aide,
32        orderly or nurse technician who is required to be trained
33        under this Section or who has  successfully  completed  a
34        proficiency  examination as described in this Section, to
 
                            -4-              LRB9102450ACpram
 1        demonstrate,  either  through  written   examination   or
 2        action,  or  both,  sufficient  knowledge in all areas of
 3        required training.  If such knowledge is  inadequate  the
 4        Department   shall   require   the   nursing   assistant,
 5        habilitation  aide,  or  child  care  aide  nurse's aide,
 6        orderly  or  nurse  technician  to   complete   inservice
 7        training  and  review  in  the facility until the nursing
 8        assistant, habilitation aide, or child care aide  nurse's
 9        aide,  orderly  or  nurse  technician demonstrates to the
10        Department, either through written examination or action,
11        or both, sufficient knowledge in all  areas  of  required
12        training; and
13             (6)  Be   familiar  with  and  have  general  skills
14        related to resident care.
15        (a-0.5)  An educational entity, other  than  a  secondary
16    school, conducting a nursing assistant, habilitation aide, or
17    child  care aide nurse aide training program shall initiate a
18    UCIA criminal history record  check  prior  to  entry  of  an
19    individual  into the training program. A secondary school may
20    initiate a UCIA criminal history record check  prior  to  the
21    entry of an individual into a training program.
22        (a-1)  Nursing  assistants,  habilitation aides, or child
23    care aides Nurse aides seeking to be included  on  the  nurse
24    aide  registry on or after January 1, 1996 must authorize the
25    Department of  Public  Health  or  its  designee  that  tests
26    nursing  assistants  nurse  aides  to request a UCIA criminal
27    history check and submit all necessary information.
28        (b)  Persons subject to this Section shall perform  their
29    duties under the supervision of a nurse.
30        (c)  It is unlawful for any facility to employ any person
31    in  the  capacity of nursing assistant, habilitation aide, or
32    child care aide nurse's aide, orderly or nurse technician, or
33    under any other title, not licensed by the State of  Illinois
34    to  assist  in  the  personal,  medical,  or  nursing care of
 
                            -5-              LRB9102450ACpram
 1    residents in such facility unless such  person  has  complied
 2    with this Section.
 3        (d)  Proof  of  compliance  by  each  employee  with  the
 4    requirements  set out in this Section shall be maintained for
 5    each  such  employee  by  each  facility  in  the  individual
 6    personnel folder of the employee.
 7        (e)  Each facility shall certify to the Department  on  a
 8    form  provided  by  the  Department  the  name  and residence
 9    address of each employee, and that each employee  subject  to
10    this Section meets all the requirements of this Section.
11        (f)  Any  facility  that  which is operated under Section
12    3-803 shall be exempt from the requirements of this Section.
13        (g)  Each skilled nursing and intermediate care facility
14    that  which  admits  persons  who  are  diagnosed  as  having
15    Alzheimer's disease or related dementias  shall  require  all
16    nursing  assistants,  habilitation aides, or child care aides
17    nurse's aides, orderlies and nurse technicians, who  did  not
18    receive  12  hours  of  training in the care and treatment of
19    such residents during the training required  under  paragraph
20    (5)  of  subsection  (a),  to  obtain  12  hours  of in-house
21    training in the care and treatment of such residents.  If the
22    facility does not provide the training in-house, the training
23    shall be obtained from other facilities,  community  colleges
24    or   other   educational   institutions  that  which  have  a
25    recognized course for such training.  The  Department  shall,
26    by  rule,  establish  a  recognized course for such training;
27    however, no  such  additional  hours  of  training  shall  be
28    required  of  any  nurse's  aide, orderly or nurse technician
29    employed in such capacity  on  the  effective  date  of  this
30    amendatory Act of 1987.  The Department's rules shall provide
31    that such training may be conducted in-house at each facility
32    subject to the requirements of this subsection, in which case
33    such training shall be monitored by the Department.
34        The   Department's   rules   shall   also   provide   for
 
                            -6-              LRB9102450ACpram
 1    circumstances  and  procedures  whereby  any  person  who has
 2    received such training that which meets the  requirements  of
 3    this  subsection  shall not be required to undergo additional
 4    training if he or she is transferred to or obtains employment
 5    at a different facility but remains continuously employed  as
 6    a  nursing  assistant,  habilitation aide, or child care aide
 7    nurse's  aide,  orderly  or   nurse   technician.    Licensed
 8    sheltered   care   facilities   shall   be  exempt  from  the
 9    requirements of this Section.
10    (Source: P.A. 89-197, eff. 7-21-95; 89-674, eff. 8-14-96.)

11        (210  ILCS  45/3-206.01)  (from   Ch.   111   1/2,   par.
12    4153-206.01)
13        Sec.   3-206.01.   The  Department  shall  establish  and
14    maintain   a   registry   of   all   individuals   who   have
15    satisfactorily completed the  training  required  by  Section
16    3-206  and  who  have  not  been disqualified pursuant to the
17    Health Care Background Check Act. The registry shall  include
18    the  name  of  the  nursing  assistant, habilitation aide, or
19    child care aide nurse  aide,  his  or  her  current  address,
20    Social  Security  number,  and  the  date and location of the
21    training course completed by the  individual  aide,  and  the
22    date  of  the individual's nurse aide's last criminal records
23    check. Any individual nurse aide placed on  the  registry  is
24    required  to  inform  the Department of any change of address
25    within 30 days. A facility shall not employ an individual  as
26    a  nursing  assistant,  habilitation aide, or child care aide
27    nurse aide unless the facility has inquired of the Department
28    as to information in the registry concerning  the  individual
29    and  shall  not  employ anyone not on the registry unless the
30    individual is enrolled in a training program under  paragraph
31    (5) of subsection (a) of Section 3-206 of this Act.
32        If   the  Department  finds  that  a  nursing  assistant,
33    habilitation aide, or child care aide nurse aide has abused a
 
                            -7-              LRB9102450ACpram
 1    resident, neglected a resident, or  misappropriated  resident
 2    property  in  a  facility,  the  Department  shall notify the
 3    individual nurse aide of this finding by certified mail  sent
 4    to  the  address  contained in the registry. The notice shall
 5    give the individual nurse aide an opportunity to contest  the
 6    finding  in  a  hearing  before the Department or to submit a
 7    written response to the findings  in  lieu  of  requesting  a
 8    hearing.  If, after a hearing or if the individual nurse aide
 9    does not request a hearing, the  Department  finds  that  the
10    individual   nurse   aide  abused  a  resident,  neglected  a
11    resident, or misappropriated resident property in a facility,
12    the finding shall be included  as  part  of  the  nurse  aide
13    registry  as  well  as a brief statement from the individual,
14    nurse aide if he or she chooses to make such a statement. The
15    Department shall make available to the public information  in
16    the  registry  available  to  the  public.  In  the  case  of
17    inquiries  to the registry concerning an individual listed in
18    the registry, any information  disclosed  concerning  such  a
19    finding shall also include disclosure of any statement in the
20    registry  relating  to  the  finding  or a clear and accurate
21    summary of the statement.
22    (Source: P.A. 89-197, eff. 7-21-95.)

23        (210  ILCS  45/3-206.02)  (from   Ch.   111   1/2,   par.
24    4153-206.02)
25        Sec.  3-206.02.  (a)  The Department, after notice to the
26    nursing assistant, habilitation  aide,  or  child  care  aide
27    nurse  aide,  may  denote that suspend or remove a nurse aide
28    from the registry in any case in  which  the  Department  has
29    found finds any of the following:
30             (1)  The  nursing  assistant,  habilitation aide, or
31        child care aide nurse aide has abused a resident.
32             (2)  The nursing assistant,  habilitation  aide,  or
33        child care aide nurse aide has neglected a resident.
 
                            -8-              LRB9102450ACpram
 1             (3)  The  nursing  assistant,  habilitation aide, or
 2        child care aide nurse aide has  misappropriated  resident
 3        property.
 4             (4)  The  nursing  assistant,  habilitation aide, or
 5        child care aide nurse aide has been convicted  of  (i)  a
 6        felony, (ii) a misdemeanor, an essential element of which
 7        is  dishonesty,  or  (iii)  any  crime  that  is directly
 8        related  to  the   duties   of   a   nursing   assistant,
 9        habilitation aide, or child care aide nurse aide.
10        (b)  Notice  under this Section shall include a clear and
11    concise statement of the grounds denoting abuse, neglect,  or
12    theft  on which the suspension or removal is based and notice
13    of the opportunity for a hearing to contest  the  designation
14    suspension or removal.
15        (c)  The  Department  may  suspend  or  remove denote any
16    nursing assistant, habilitation aide, or child care  aide  on
17    nurse  aide from the registry who fails (i) to file a return,
18    (ii) to pay the tax, penalty or interest  shown  in  a  filed
19    return,  or (iii) to pay any final assessment of tax, penalty
20    or interest, as required by any tax Act administered  by  the
21    Illinois   Department   of   Revenue,   until  the  time  the
22    requirements of the tax Act are satisfied.
23        (c-1)  The Department shall document criminal  background
24    check  results remove a nurse aide from the registry pursuant
25    to the requirements of  the  Health  Care  Worker  Background
26    Check Act.
27        (d)  In  the  case  of  a  designation  of  neglect under
28    subsection (a)(2), a nursing assistant, habilitation aide, or
29    child care aide may petition the Department  for  removal  of
30    the designation upon a determination by the Department that:
31             (1)  the  employment  and  personal  history  of the
32        nursing assistant, habilitation aide, or child care  aide
33        do  not reflect a pattern of abusive behavior or neglect;
34        and
 
                            -9-              LRB9102450ACpram
 1             (2)  the event involved in the original finding  was
 2        a singular occurrence.
 3        In  no case shall a determination on a petition submitted
 4    under this subsection be made prior to the expiration of  the
 5    one   year   period  beginning  on  the  date  on  which  the
 6    designation was added under subsection (a)(2).  At  any  time
 7    after the suspension or removal from the registry pursuant to
 8    subsection (a), (b), or (c) of this Section, a nurse aide may
 9    petition  the  Department  for reinstatement on the registry.
10    The Department may reinstate the nurse aide on  the  registry
11    unless,  after an investigation and a hearing, the Department
12    determines that reinstatement is not in the public interest.
13    (Source: P.A. 89-197, eff. 7-21-95.)

14        Section 10.  The Health Care Worker Background Check  Act
15    is  amended  by changing Sections 15, 20, 25, 30, 35, 40, 55,
16    and 60 as follows:

17        (225 ILCS 46/15)
18        Sec. 15.  Definitions.  For the purposes of this Act, the
19    following definitions apply:
20        "Applicant" means an individual seeking employment with a
21    health care employer who has received a bona fide conditional
22    offer of employment.
23        "Conditional offer of employment" means a bona fide offer
24    of employment by a health  care  employer  to  an  applicant,
25    which  is  contingent  upon  the receipt of a report from the
26    Department of State Police indicating that the applicant does
27    not have a record  of  conviction  of  any  of  the  criminal
28    offenses enumerated in Section 25.
29        "Direct  care"  means  the  provision  of nursing care or
30    assistance with feeding meals, dressing,  movement,  bathing,
31    toileting,  or  other  personal needs. The entity responsible
32    for inspecting and licensing, certifying, or registering  the
 
                            -10-             LRB9102450ACpram
 1    health  care  employer may, by administrative rule, prescribe
 2    guidelines for interpreting this definition  with  regard  to
 3    the  health  care employers that it licenses. or maintenance,
 4    or general supervision and  oversight  of  the  physical  and
 5    mental  well-being  of  an  individual  who  is  incapable of
 6    managing his or her person whether or not a guardian has been
 7    appointed for that individual.
 8        "Health care employer" means:
 9        (1)  the owner or licensee of any of the following:
10             (i)  a community living facility, as defined in  the
11        Community Living Facilities Act;
12             (ii)  a  life  care facility, as defined in the Life
13        Care Facilities Act;
14             (iii)  a long-term care facility, as defined in  the
15        Nursing Home Care Act;
16             (iv)  a  home  health agency, as defined in the Home
17        Health Agency Licensing Act;
18             (v)  a full  hospice,  as  defined  in  the  Hospice
19        Program Licensing Act;
20             (vi)  a   hospital,   as  defined  in  the  Hospital
21        Licensing Act;
22             (vii)  a  community  residential   alternative,   as
23        defined   in   the   Community  Residential  Alternatives
24        Licensing Act;
25             (viii)  a nurse agency,  as  defined  in  the  Nurse
26        Agency Licensing Act;
27             (ix)  a  respite  care  provider,  as defined in the
28        Respite Program Act;
29             (x)  a supportive living program, as defined in  the
30        Illinois Public Aid Code;
31             (xi)  early   childhood   intervention  programs  as
32        described in 59 Ill. Adm. Code 121;
33             (xii)  the University of Illinois Hospital, Chicago;
34        
 
                            -11-             LRB9102450ACpram
 1             (xiii)  programs funded by the Department  on  Aging
 2        through the Community Care Program;
 3             (xiv)  programs  certified  to  participate  in  the
 4        Supportive  Living Program authorized pursuant to Section
 5        5-5.01a of the Illinois Public Aid Code;
 6             (xv)  programs  listed  by  the  Emergency   Medical
 7        Services  (EMS)  Systems  Act  as  Freestanding Emergency
 8        Centers;
 9             (xvi)  locations  licensed  under  the   Alternative
10        Health Care Delivery Act;
11        (2)  a  day  training program certified by the Department
12    of Human Services;  or
13        (3)  a community integrated living  arrangement  operated
14    by  a  community  mental  health  and  developmental  service
15    agency,   as   defined  in  the  Community-Integrated  Living
16    Arrangements Licensing and Certification Act.
17        "Initiate" means the obtaining of the authorization for a
18    record check from a student,  applicant,  or  employee.   The
19    educational  entity  or  health care employer or its designee
20    shall transmit all necessary  information  and  fees  to  the
21    Illinois State Police within 10 working days after receipt of
22    the authorization.
23    (Source:  P.A.  89-197,  eff.  7-21-95;  89-507, eff. 7-1-97;
24    89-674,  eff.  8-14-96;  90-14,  eff.  7-1-97;  90-776,  eff.
25    1-1-99.)

26        (225 ILCS 46/20)
27        Sec. 20.  Exceptions.
28        (1)  This Act shall not apply to:
29             (a)  an individual who is licensed by the Department
30        of Professional Regulation or the  Department  of  Public
31        Health under another law of this State;
32             (b)  an  individual employed or retained by a health
33        care employer for whom a  criminal  background  check  is
 
                            -12-             LRB9102450ACpram
 1        required by another law of this State; or
 2             (c)  a  student  in  a  licensed  health  care field
 3        including,  but  not  limited  to,  a  student  nurse,  a
 4        physical therapy student, or a respiratory  care  student
 5        unless he or she is employed by a health care employer in
 6        a position with duties involving direct care for clients,
 7        patients, or residents.
 8        (2)  A  UCIA  criminal  history records check need not be
 9    redone by the University of Illinois Hospital, Chicago (U  of
10    I) or a program funded by the Department on Aging through the
11    Community  Care  Program (CCP) if the U of I or the CCP:  (i)
12    has  done  a  UCIA  check  on  the   individual;   (ii)   has
13    continuously  employed the individual since the UCIA criminal
14    records check was done; and  (iii)  has  taken  actions  with
15    respect to this Act within 12 months after the effective date
16    of this amendatory Act of the 91st General Assembly.
17    (Source: P.A. 89-197, eff. 7-21-95; 89-674, eff. 8-14-96.)

18        (225 ILCS 46/25)
19        Sec.  25.   Persons ineligible to be hired by health care
20    employers.
21        (a) After  January  1,  1996,  or  January  1,  1997,  as
22    applicable,  no  health  care  employer shall knowingly hire,
23    employ, or retain any individual in a  position  with  duties
24    involving  direct  care  for clients, patients, or residents,
25    who has been convicted of committing or attempting to  commit
26    one or more of the offenses defined in Sections 8-1.1, 8-1.2,
27    9-1, 9-1.2, 9-2, 9-2.1, 9-3, 9-3.1, 9-3.2, 9-3.3, 10-1, 10-2,
28    10-3,  10-3.1,  10-4,  10-5,  10-7,  11-6,  11-9.1,  11-19.2,
29    11-20.1,  12-1,  12-2,  12-3,  12-3.1,  12-3.2, 12-4, 12-4.1,
30    12-4.2,  12-4.3,  12-4.4,  12-4.5,  12-4.6,  12-4.7,  12-7.4,
31    12-11, 12-13, 12-14, 12-14.1,  12-15,  12-16,  12-19,  12-21,
32    12-21.6, 12-32, 12-33, 16-1, 16-1.3, 16A-3, 17-3, 18-1, 18-2,
33    18-3,  18-4,  18-5,  19-1,  19-3,  19-4,  20-1, 20-1.1, 24-1,
 
                            -13-             LRB9102450ACpram
 1    24-1.2, 24-1.5, or 33A-2 of the Criminal Code of 1961;  those
 2    provided in Section 4 of the Wrongs to  Children  Act;  those
 3    provided  in  Section  53  of the Criminal Jurisprudence Act;
 4    those defined in Section 5, 5.1, 5.2, 7, or 9 of the Cannabis
 5    Control Act; or those defined in Sections  401,  401.1,  404,
 6    405,   405.1,  407,  or  407.1  of  the  Illinois  Controlled
 7    Substances Act, unless the applicant or  employee  obtains  a
 8    waiver pursuant to Section 40.
 9        (b)  A  health  care  employer shall not hire, employ, or
10    retain any individual in a  position  with  duties  involving
11    direct  care of clients, patients, or residents if the health
12    care employer becomes aware  that  the  individual  has  been
13    convicted  in  another  state  of committing or attempting to
14    commit an offense that has the same or similar elements as an
15    offense listed  in  subsection  (a),  as  verified  by  court
16    records,  records  from  a  state  agency, or an FBI criminal
17    history record check. This shall not  be  construed  to  mean
18    that  a  health  care employer has an obligation to conduct a
19    criminal history records check in other states  in  which  an
20    employee has resided.
21    (Source:  P.A.  89-197,  eff. 7-21-95; 89-428, eff. 12-13-95;
22    89-462, eff. 5-29-96; P.A. 90-441, eff. 1-1-98.)

23        (225 ILCS 46/30)
24        Sec. 30.  Non-fingerprint  based  UCIA  criminal  records
25    check.
26        (a)  Beginning  on  January 1, 1997 the effective date of
27    this amendatory Act of 1996,  an  educational  entity,  other
28    than  a  secondary  school,  conducting a nurse aide training
29    program must initiate a UCIA criminal history  records  check
30    prior to entry of an individual into the training program.  A
31    nurse  aide seeking to be included on the nurse aide registry
32    shall authorize  the  Department  of  Public  Health  or  its
33    designee  that  tests nurse aides or the health care employer
 
                            -14-             LRB9102450ACpram
 1    or its designee to request a criminal  history  record  check
 2    pursuant to the Uniform Conviction Information Act (UCIA) for
 3    each  nurse  aide  applying  for inclusion on the State nurse
 4    aide registry.  Any nurse aide not  submitting  the  required
 5    authorization  and  information for the record check will not
 6    be added to the State nurse aide registry.  A nurse aide will
 7    not be entered on the State nurse aide registry if the report
 8    from the Department of State Police indicates that the  nurse
 9    aide  has  a  record  of  conviction  of  any of the criminal
10    offenses enumerated in Section 25  unless  the  nurse  aide's
11    identity  is  validated  and  it is determined that the nurse
12    aide does not have a disqualifying  criminal  history  record
13    based  upon  a  fingerprint-based  records  check pursuant to
14    Section 35 or the nurse aide receives a  waiver  pursuant  to
15    Section 40.
16        (b)  The  Department  of  Public Health shall notify each
17    health care employer inquiring as to the information  on  the
18    State  nurse  aide  registry  of the date of the nurse aide's
19    last UCIA criminal history record check.  If it has been more
20    than one year  since  the  records  check,  the  health  care
21    employer must initiate or have initiated on his or her behalf
22    a  UCIA  criminal  history  record  check  for the nurse aide
23    pursuant to this Section.  The health care employer must send
24    a copy of the results of the record check to the State  nurse
25    aide registry for an individual employed as a nurse aide.
26        (c)  Beginning  January  1,  1996, a health care employer
27    who makes a conditional offer of employment to  an  applicant
28    other than a nurse aide for position with duties that involve
29    direct care for clients, patients, or residents must initiate
30    or  have  initiated  on  his  or  her  behalf a UCIA criminal
31    history record check for that applicant.
32        (d)  No  later  than  January  1,  1997,  a  health  care
33    employer must initiate or have initiated on his or her behalf
34    a  UCIA criminal history record check for all employees other
 
                            -15-             LRB9102450ACpram
 1    than those enumerated in subsections (a),  (b),  and  (c)  of
 2    this  Section  with  duties  that  involve  direct  care  for
 3    clients,  patients,  or  residents.  A  health  care employer
 4    having  actual  knowledge  from  a  source   other   than   a
 5    non-fingerprint  check that an employee has been convicted of
 6    committing or  attempting  to  commit  one  of  the  offenses
 7    enumerated  in  Section  25  of  this  Act  must  initiate  a
 8    fingerprint-based  background check within 10 working days of
 9    acquiring that  knowledge.   The  employer  may  continue  to
10    employ  that  individual  in  a  direct  care  position,  may
11    reassign  that  individual  to a non-direct care position, or
12    may  suspend  the  individual  until  the  results   of   the
13    fingerprint-based background check are received.
14        (e)  The request for a UCIA criminal history record check
15    must  be  in  the  form prescribed by the Department of State
16    Police.
17        (f)  The applicant or employee must be  notified  of  the
18    following whenever a non-fingerprint check is made:
19             (i)  that  the health care employer shall request or
20        have requested on his  or  her  behalf  a  UCIA  criminal
21        history record check pursuant to this Act;
22             (ii)  that  the applicant or employee has a right to
23        obtain a copy of the criminal  records  report  from  the
24        health   care   employer,   challenge  the  accuracy  and
25        completeness of the report, and request  a  waiver  under
26        Section 40 of this Act;
27             (iii)  that  the  applicant, if hired conditionally,
28        may  be  terminated  if  the  criminal   records   report
29        indicates  that  the applicant has a record of conviction
30        of any of the criminal offenses enumerated in Section  25
31        unless  the  applicant's  identity is validated and it is
32        determined  that  the   applicant   does   not   have   a
33        disqualifying   criminal   history   record  based  on  a
34        fingerprint-based records check pursuant to Section 35.
 
                            -16-             LRB9102450ACpram
 1             (iv)  that   the    applicant,    if    not    hired
 2        conditionally, shall not be hired if the criminal records
 3        report  indicates  that  the  applicant  has  a record of
 4        conviction of any of the criminal offenses enumerated  in
 5        Section 25 unless the applicant's record is cleared based
 6        on  a fingerprint-based records check pursuant to Section
 7        35.
 8             (v)  that the employee  may  be  terminated  if  the
 9        criminal records report indicates that the employee has a
10        record  of  conviction  of  any  of the criminal offenses
11        enumerated in Section 25 unless the employee's record  is
12        cleared   based  on  a  fingerprint-based  records  check
13        pursuant to Section 35.
14        (g)  A health care employer may conditionally  employ  an
15    applicant  to  provide direct care for up to 3 months pending
16    the results of a UCIA criminal history record check.
17    (Source: P.A. 89-197, eff. 7-21-95; 89-674, eff. 8-14-96.)

18        (225 ILCS 46/35)
19        Sec. 35.  Fingerprint-based UCIA criminal records  check.
20    An  applicant,  employee,  or  nurse aide whose UCIA criminal
21    history record check indicates a conviction for committing or
22    attempting to commit one or more of the  offenses  enumerated
23    in  subsection  (a) of Section 25 may request that the health
24    care employer or its designee  commence  a  fingerprint-based
25    UCIA  criminal records check by submitting any necessary fees
26    and information in  a  form  and  manner  prescribed  by  the
27    Department  of  State  Police within 30 days after receipt of
28    the criminal records report.  The fee for a fingerprint-based
29    UCIA criminal records check shall not exceed the actual  cost
30    of the records check.
31    (Source: P.A. 89-197, eff. 7-21-95; 89-674, eff. 8-14-96.)

32        (225 ILCS 46/40)
 
                            -17-             LRB9102450ACpram
 1        Sec. 40.  Waiver.
 2        (a)  An  applicant, employee, or nurse aide may request a
 3    waiver of the prohibition against  employment  by  submitting
 4    the  following  information  to  the  entity  responsible for
 5    inspecting, licensing, certifying, or registering the  health
 6    care  employer within 5 working days after the receipt of the
 7    criminal records report:
 8             (1)  Information    necessary    to    initiate    a
 9        fingerprint-based UCIA criminal records check in  a  form
10        and  manner prescribed by the Department of State Police;
11        and
12             (2)  The fee for a fingerprint-based  UCIA  criminal
13        records  check, which shall not exceed the actual cost of
14        the record check.
15        (a-5)  The entity responsible for inspecting,  licensing,
16    certifying,  or  registering  the  health  care  employer may
17    accept the results of  the  fingerprint-based  UCIA  criminal
18    records check instead of the items required by paragraphs (1)
19    and (2) of subsection (a).
20        (b)  The  entity  responsible  for inspecting, licensing,
21    certifying, or registering the health care employer may grant
22    a waiver based upon any mitigating circumstances,  which  may
23    include, but need not be limited to:
24             (1)  The  age  of  the individual at which the crime
25        was committed;
26             (2)  The circumstances surrounding the crime;
27             (3)  The length of time since the conviction;
28             (4)  The applicant or  employee's  criminal  history
29        since the conviction;
30             (5)  The applicant or employee's work history;
31             (6)  The  applicant or employee's current employment
32        references;
33             (7)  The   applicant   or    employee's    character
34        references;
 
                            -18-             LRB9102450ACpram
 1             (8)  Nurse aide registry records; and
 2             (9)  Other evidence demonstrating the ability of the
 3        applicant   or   employee   to   perform  the  employment
 4        responsibilities  competently  and  evidence   that   the
 5        applicant  or  employee  does  not  pose  a threat to the
 6        health or safety of residents, patients, or clients.
 7        (c)  The entity responsible  for  inspecting,  licensing,
 8    certifying, or registering a health care employer must inform
 9    the health care employer if a waiver is being sought and must
10    act  upon the waiver request within 30 days of receipt of all
11    necessary information, as defined by rule.
12        (d)  An individual shall not be employed in a direct care
13    position from the time that the employer receives the results
14    of   a   non-fingerprint   check   containing   disqualifying
15    conditions until the time  that  the  individual  receives  a
16    waiver  from the Department. If the individual challenges the
17    results  of  the  non-fingerprint  check,  the  employer  may
18    continue to employ the individual in a direct  care  position
19    if   the  individual  presents  convincing  evidence  to  the
20    employer that the non-fingerprint check is  invalid.  If  the
21    individual  challenges  the  results  of  the non-fingerprint
22    check,  his  or  her  identity  shall  be  validated   by   a
23    fingerprint-based  records  check  in accordance with Section
24    35. An individual may  not  be  employed  in  a  direct  care
25    position during the pendency of a waiver request.
26        (e)  The  entity  responsible  for inspecting, licensing,
27    certifying, or registering the health care employer shall  be
28    immune  from  liability  for  any  waivers granted under this
29    Section.
30        (f)  A health care employer is not obligated to employ or
31    offer permanent employment to an applicant, or to  retain  an
32    employee who is granted a waiver under this Section.
33    (Source: P.A. 89-197, eff. 7-21-95; 89-674, eff. 8-14-96.)
 
                            -19-             LRB9102450ACpram
 1        (225 ILCS 46/55)
 2        Sec.   55.  Immunity   from  liability.   A  health  care
 3    employer shall not be liable for the failure to  hire  or  to
 4    retain  an  applicant  or  employee who has been convicted of
 5    committing or  attempting  to  commit  one  or  more  of  the
 6    offenses  enumerated  in subsection (a) of Section 25 of this
 7    the Act. However, if a health care worker is  suspended  from
 8    employment  based  on  the  results  of a criminal background
 9    check conducted under this Act and the results prompting  the
10    suspension  are  subsequently  found  to  be  inaccurate, the
11    health care worker is entitled to recover backpay from his or
12    her health care employer for the suspension  period  provided
13    that the employer is the cause of the inaccuracy.
14        No  health  care  employer  shall  be  chargeable for any
15    benefit charges that result from the payment of  unemployment
16    benefits  to any claimant when the claimant's separation from
17    that  employer  occurred  because  the  claimant's   criminal
18    background  included  an offense enumerated in subsection (a)
19    of Section 25, or the claimant's separation from that  health
20    care  employer occurred as a result of the claimant violating
21    a policy that the employer was required to maintain  pursuant
22    to the Drug Free Workplace Act.
23    (Source:  P.A.  89-197,  eff.  7-21-95; 89-674, eff. 8-14-96;
24    90-441, eff. 1-1-98.)

25        (225 ILCS 46/60)
26        Sec. 60.  Offense.
27        (a)  Any person whose profession is  job  counseling  who
28    knowingly  counsels  any  person  who  has  been convicted of
29    committing or  attempting  to  commit  any  of  the  offenses
30    enumerated  in  subsection  (a)  of Section 25 to apply for a
31    position with duties involving direct contact with a  client,
32    patient,  or  resident  of  a  health  care employer shall be
33    guilty of a Class A misdemeanor unless a  waiver  is  granted
 
                            -20-             LRB9102450ACpram
 1    pursuant to Section 40 of this Act.
 2        (b)  Subsection  (a)  does  not  apply  to  an individual
 3    performing   official   duties   in   connection   with   the
 4    administration of the State employment service  described  in
 5    Section 1705 of the Unemployment Insurance Act.
 6    (Source: P.A. 89-197, eff. 7-21-95; 89-674, eff. 8-14-96.)

 7        Section  99.   Effective  date.   This  Act  takes effect
 8    January 1, 2000.".

[ Top ]