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[ Senate Amendment 001 ] |
91_SB0368 LRB9104241ACtm 1 AN ACT concerning contact lenses. 2 Be it enacted by the People of the State of Illinois, 3 represented in the General Assembly: 4 Section 1. Short title. This Act may be cited as the 5 Contact Lens Act. 6 Section 5. Definitions. As used in this Act: 7 "Contact lens prescription" means a written order bearing 8 the original signature of a duly licensed optometrist or 9 physician or an oral or electronic order issued directly by 10 an optometrist or physician to an ophthalmic provider that 11 authorizes the dispensing of contact lenses to a patient. 12 "Department" means the Department of Professional 13 Regulation. 14 "Mail-order ophthalmic provider" means an entity that 15 dispenses contact lenses through the United States Postal 16 Service or other common carrier to Illinois residents. 17 "Ophthalmic provider" means an optometrist, a physician, 18 a pharmacist, or a mail-order ophthalmic provider who is 19 responsible for the dispensing of contact lenses to a patient 20 in accordance with a contact lens prescription. 21 "Optometrist" means an individual licensed to practice 22 optometry under the Illinois Optometric Practice Act of 1987. 23 "Pharmacist" means an individual licensed under the 24 Pharmacy Practice Act of 1987. 25 "Physician" means an individual licensed to practice 26 medicine in all of its branches under the Medical Practice 27 Act of 1987. 28 Section 10. Dispensing contact lenses; prescription; 29 requirements. 30 (a) Only an ophthalmic provider may dispense contact -2- LRB9104241ACtm 1 lenses in this State or to a patient in this State, and the 2 contact lenses may be dispensed only in accordance with a 3 contact lens prescription. 4 (b) The ophthalmic provider must maintain a copy of a 5 contact lens prescription for 3 years. 6 (c) A contact lens prescription must contain the 7 following: 8 (1) the name of the patient; 9 (2) the date written; 10 (3) an expiration date of not more than one year 11 from the date written, which shall not be more than 2 12 years past the date on which the lens specifications were 13 determined; 14 (4) the number of contact lenses permitted per 15 prescription; 16 (5) the number of refills permitted; 17 (6) instructions for use consistent with the 18 recommendations of the contact lens manufacturer, 19 clinical practice guidelines, and the professional 20 judgment of the optometrist or physician; 21 (7) the name, office address, telephone number, and 22 license number of the optometrist or physician issuing 23 the prescription; 24 (8) the date on which the patient was last 25 examined; 26 (9) the ophthalmic information necessary to 27 accurately fabricate the lenses; 28 (10) the lens manufacturer and the lens material; 29 and 30 (11) a statement of whether substitutions are 31 permitted. 32 Section 15. Rules. The Department shall promulgate 33 rules, as may be necessary, for the administration of this -3- LRB9104241ACtm 1 Act, including without limitation rules requiring 2 registration and certification of mail order ophthalmic 3 providers under Section 20. Notice of proposed rulemaking 4 shall be transmitted to the Illinois Optometric Licensing and 5 Disciplinary Board, the Illinois State Medical Licensing 6 Board, and the State Board of Pharmacy, and the Department 7 shall review the response from the Boards and any 8 recommendations they make. 9 Section 20. Mail-order opthalmic providers; rules; 10 nonresident opthalmic provider registration. 11 (a) The Department shall establish rules and 12 regulations, consistent with the provisions of this Act, 13 governing mail-order ophthalmic providers that sell or offer 14 for sale contact lenses in this State. 15 (b) The Department shall require and provide for an 16 annual registration for all mail order ophthalmic providers 17 located outside of this State that dispense contact lenses 18 for Illinois residents and mail, ship, or deliver contact 19 lenses into this State. A mail-order ophthalmic provider's 20 registration shall be granted by the Department upon the 21 disclosure and certification by a mail-order ophthalmic 22 provider of all of the following: 23 (1) That it is licensed or registered to distribute 24 contact lenses in the state in which the dispensing 25 facility is located and from which the contact lenses are 26 dispensed, if required. 27 (2) The location, names, and titles of all 28 principal corporate officers and all persons who are 29 responsible for dispensing contact lenses to residents of 30 this State. 31 (3) That it complies with all lawful directions and 32 request for information from the appropriate agency of 33 each state in which it is licensed or registered, except -4- LRB9104241ACtm 1 that it shall respond directly to all communications from 2 the Department concerning emergency circumstances arising 3 from the dispensing of contact lenses to residents of 4 this State. 5 (4) That it maintains its records of contact lenses 6 dispensed to residences of this State so that the records 7 are readily retrievable. 8 (5) That it cooperates with the Department in 9 providing information to the appropriate agency of the 10 state in which it is licensed or registered concerning 11 matters related to the dispensing of contact lenses to 12 residents of this State. 13 (6) That it conducts business in a manner that 14 conforms with Section 10 of this Act. 15 (7) That it provides a toll-free telephone service 16 for responding to patient questions and complaints during 17 regular hours of operation, but in no event less than 6 18 days per week and 40 hours per week. The toll-free 19 number shall be included in literature provided with 20 mailed contact lenses. All questions relating to eye 21 care for the lenses prescribed shall be referred back to 22 the contact lens prescriber. 23 (8) That it provides the following or a 24 substantially equivalent written notification to the 25 patient whenever contact lenses are supplied: WARNING: 26 IF YOU ARE HAVING ANY OF THE FOLLOWING SYMPTOMS REMOVE 27 YOUR LENSES IMMEDIATELY AND CONSULT YOUR EYE CARE 28 PRACTITIONER BEFORE WEARING YOUR LENSES AGAIN: 29 UNEXPLAINED EYE DISCOMFORT, WATERING, VISION CHANGE, OR 30 REDNESS. 31 (9) That it discloses in any price advertisement 32 any required membership fees and enrollment fees, and 33 indicates that shipping costs may apply unless the 34 advertisement specifically and clearly states otherwise. -5- LRB9104241ACtm 1 (c) The Department shall provide a copy of this Act with 2 each application for registration. 3 Section 25. Fees. The Department shall provide by rule 4 for a schedule of fees for the administration and enforcement 5 of this Act. The fees shall be nonrefundable. 6 All fees collected under this Act shall be deposited into 7 the General Professions Dedicated Fund and, subject to 8 appropriation, shall be used by the Department for the 9 ordinary and contingent expenses of the Department in the 10 administration of this Act. 11 Section 30. Violation; civil penalty. 12 (a) Any person who dispenses, offers to dispense, or 13 attempts to dispense contact lenses in violation of this Act 14 shall, in addition to any other penalty provided by law, pay 15 a civil penalty to the Department in an amount not to exceed 16 $5,000 for each offense as determined by the Department. The 17 civil penalty shall be assessed by the Department after a 18 hearing is held in accordance with the provisions set forth 19 in the Illinois Administrative Procedure Act. 20 (b) The Department may investigate all violations of 21 this Act. 22 (c) The civil penalty shall be paid within 60 days after 23 the effective date of the order imposing the civil penalty. 24 The order constitutes a judgment and may be filed and 25 execution had thereon in the same manner as any judgment from 26 any court of record. 27 Section 35. Dispensing by physician, optometrist, or 28 pharmacist in Illinois. Any person or entity located in this 29 State that dispenses contact lenses to persons residing 30 within this State must be or employ a physician, an 31 optometrist, or a pharmacist who is responsible for the -6- LRB9104241ACtm 1 dispensing of the contact lenses. 2 Section 40. Deposit of civil penalties; appropriations. 3 All of the civil penalties collected under this Act shall be 4 deposited in the General Professions Dedicated Fund. All 5 moneys in the Fund shall be used by the Department, as 6 appropriated, for the ordinary and contingent expenses of the 7 Department. 8 Section 90. The Medical Practice Act of 1987 is amended 9 by changing Section 22 as follows: 10 (225 ILCS 60/22) (from Ch. 111, par. 4400-22) 11 Sec. 22. Disciplinary action. 12 (A) The Department may revoke, suspend, place on 13 probationary status, or take any other disciplinary action as 14 the Department may deem proper with regard to the license or 15 visiting professor permit of any person issued under this Act 16 to practice medicine, or to treat human ailments without the 17 use of drugs and without operative surgery upon any of the 18 following grounds: 19 (1) Performance of an elective abortion in any 20 place, locale, facility, or institution other than: 21 (a) a facility licensed pursuant to the 22 Ambulatory Surgical Treatment Center Act; 23 (b) an institution licensed under the Hospital 24 Licensing Act; or 25 (c) an ambulatory surgical treatment center or 26 hospitalization or care facility maintained by the 27 State or any agency thereof, where such department 28 or agency has authority under law to establish and 29 enforce standards for the ambulatory surgical 30 treatment centers, hospitalization, or care 31 facilities under its management and control; or -7- LRB9104241ACtm 1 (d) ambulatory surgical treatment centers, 2 hospitalization or care facilities maintained by the 3 Federal Government; or 4 (e) ambulatory surgical treatment centers, 5 hospitalization or care facilities maintained by any 6 university or college established under the laws of 7 this State and supported principally by public funds 8 raised by taxation. 9 (2) Performance of an abortion procedure in a 10 wilful and wanton manner on a woman who was not pregnant 11 at the time the abortion procedure was performed. 12 (3) The conviction of a felony in this or any other 13 jurisdiction, except as otherwise provided in subsection 14 B of this Section, whether or not related to practice 15 under this Act, or the entry of a guilty or nolo 16 contendere plea to a felony charge. 17 (4) Gross negligence in practice under this Act. 18 (5) Engaging in dishonorable, unethical or 19 unprofessional conduct of a character likely to deceive, 20 defraud or harm the public. 21 (6) Obtaining any fee by fraud, deceit, or 22 misrepresentation. 23 (7) Habitual or excessive use or abuse of drugs 24 defined in law as controlled substances, of alcohol, or 25 of any other substances which results in the inability to 26 practice with reasonable judgment, skill or safety. 27 (8) Practicing under a false or, except as provided 28 by law, an assumed name. 29 (9) Fraud or misrepresentation in applying for, or 30 procuring, a license under this Act or in connection with 31 applying for renewal of a license under this Act. 32 (10) Making a false or misleading statement 33 regarding their skill or the efficacy or value of the 34 medicine, treatment, or remedy prescribed by them at -8- LRB9104241ACtm 1 their direction in the treatment of any disease or other 2 condition of the body or mind. 3 (11) Allowing another person or organization to use 4 their license, procured under this Act, to practice. 5 (12) Disciplinary action of another state or 6 jurisdiction against a license or other authorization to 7 practice as a medical doctor, doctor of osteopathy, 8 doctor of osteopathic medicine or doctor of chiropractic, 9 a certified copy of the record of the action taken by the 10 other state or jurisdiction being prima facie evidence 11 thereof. 12 (13) Violation of any provision of this Act or of 13 the Medical Practice Act prior to the repeal of that Act, 14 or violation of the rules, or a final administrative 15 action of the Director, after consideration of the 16 recommendation of the Disciplinary Board. 17 (14) Dividing with anyone other than physicians 18 with whom the licensee practices in a partnership, 19 Professional Association, limited liability company, or 20 Medical or Professional Corporation any fee, commission, 21 rebate or other form of compensation for any professional 22 services not actually and personally rendered. Nothing 23 contained in this subsection prohibits persons holding 24 valid and current licenses under this Act from practicing 25 medicine in partnership under a partnership agreement, 26 including a limited liability partnership, in a limited 27 liability company under the Limited Liability Company 28 Act, in a corporation authorized by the Medical 29 Corporation Act, as an association authorized by the 30 Professional Association Act, or in a corporation under 31 the Professional Corporation Act or from pooling, 32 sharing, dividing or apportioning the fees and monies 33 received by them or by the partnership, corporation or 34 association in accordance with the partnership agreement -9- LRB9104241ACtm 1 or the policies of the Board of Directors of the 2 corporation or association. Nothing contained in this 3 subsection prohibits 2 or more corporations authorized by 4 the Medical Corporation Act, from forming a partnership 5 or joint venture of such corporations, and providing 6 medical, surgical and scientific research and knowledge 7 by employees of these corporations if such employees are 8 licensed under this Act, or from pooling, sharing, 9 dividing, or apportioning the fees and monies received by 10 the partnership or joint venture in accordance with the 11 partnership or joint venture agreement. Nothing 12 contained in this subsection shall abrogate the right of 13 2 or more persons, holding valid and current licenses 14 under this Act, to each receive adequate compensation for 15 concurrently rendering professional services to a patient 16 and divide a fee; provided, the patient has full 17 knowledge of the division, and, provided, that the 18 division is made in proportion to the services performed 19 and responsibility assumed by each. 20 (15) A finding by the Medical Disciplinary Board 21 that the registrant after having his or her license 22 placed on probationary status or subjected to conditions 23 or restrictions violated the terms of the probation or 24 failed to comply with such terms or conditions. 25 (16) Abandonment of a patient. 26 (17) Prescribing, selling, administering, 27 distributing, giving or self-administering any drug 28 classified as a controlled substance (designated product) 29 or narcotic for other than medically accepted therapeutic 30 purposes. 31 (18) Promotion of the sale of drugs, devices, 32 appliances or goods provided for a patient in such manner 33 as to exploit the patient for financial gain of the 34 physician. -10- LRB9104241ACtm 1 (19) Offering, undertaking or agreeing to cure or 2 treat disease by a secret method, procedure, treatment or 3 medicine, or the treating, operating or prescribing for 4 any human condition by a method, means or procedure which 5 the licensee refuses to divulge upon demand of the 6 Department. 7 (20) Immoral conduct in the commission of any act 8 including, but not limited to, commission of an act of 9 sexual misconduct related to the licensee's practice. 10 (21) Wilfully making or filing false records or 11 reports in his or her practice as a physician, including, 12 but not limited to, false records to support claims 13 against the medical assistance program of the Department 14 of Public Aid under the Illinois Public Aid Code. 15 (22) Wilful omission to file or record, or wilfully 16 impeding the filing or recording, or inducing another 17 person to omit to file or record, medical reports as 18 required by law, or wilfully failing to report an 19 instance of suspected abuse or neglect as required by 20 law. 21 (23) Being named as a perpetrator in an indicated 22 report by the Department of Children and Family Services 23 under the Abused and Neglected Child Reporting Act, and 24 upon proof by clear and convincing evidence that the 25 licensee has caused a child to be an abused child or 26 neglected child as defined in the Abused and Neglected 27 Child Reporting Act. 28 (24) Solicitation of professional patronage by any 29 corporation, agents or persons, or profiting from those 30 representing themselves to be agents of the licensee. 31 (25) Gross and wilful and continued overcharging 32 for professional services, including filing false 33 statements for collection of fees for which services are 34 not rendered, including, but not limited to, filing such -11- LRB9104241ACtm 1 false statements for collection of monies for services 2 not rendered from the medical assistance program of the 3 Department of Public Aid under the Illinois Public Aid 4 Code. 5 (26) A pattern of practice or other behavior which 6 demonstrates incapacity or incompetence to practice under 7 this Act. 8 (27) Mental illness or disability which results in 9 the inability to practice under this Act with reasonable 10 judgment, skill or safety. 11 (28) Physical illness, including, but not limited 12 to, deterioration through the aging process, or loss of 13 motor skill which results in a physician's inability to 14 practice under this Act with reasonable judgment, skill 15 or safety. 16 (29) Cheating on or attempt to subvert the 17 licensing examinations administered under this Act. 18 (30) Wilfully or negligently violating the 19 confidentiality between physician and patient except as 20 required by law. 21 (31) The use of any false, fraudulent, or deceptive 22 statement in any document connected with practice under 23 this Act. 24 (32) Aiding and abetting an individual not licensed 25 under this Act in the practice of a profession licensed 26 under this Act. 27 (33) Violating state or federal laws or regulations 28 relating to controlled substances. 29 (34) Failure to report to the Department any 30 adverse final action taken against them by another 31 licensing jurisdiction (any other state or any territory 32 of the United States or any foreign state or country), by 33 any peer review body, by any health care institution, by 34 any professional society or association related to -12- LRB9104241ACtm 1 practice under this Act, by any governmental agency, by 2 any law enforcement agency, or by any court for acts or 3 conduct similar to acts or conduct which would constitute 4 grounds for action as defined in this Section. 5 (35) Failure to report to the Department surrender 6 of a license or authorization to practice as a medical 7 doctor, a doctor of osteopathy, a doctor of osteopathic 8 medicine, or doctor of chiropractic in another state or 9 jurisdiction, or surrender of membership on any medical 10 staff or in any medical or professional association or 11 society, while under disciplinary investigation by any of 12 those authorities or bodies, for acts or conduct similar 13 to acts or conduct which would constitute grounds for 14 action as defined in this Section. 15 (36) Failure to report to the Department any 16 adverse judgment, settlement, or award arising from a 17 liability claim related to acts or conduct similar to 18 acts or conduct which would constitute grounds for action 19 as defined in this Section. 20 (37) Failure to transfer copies of medical records 21 as required by law. 22 (38) Failure to furnish the Department, its 23 investigators or representatives, relevant information, 24 legally requested by the Department after consultation 25 with the Chief Medical Coordinator or the Deputy Medical 26 Coordinator. 27 (39) Violating the Health Care Worker Self-Referral 28 Act. 29 (40) Willful failure to provide notice when notice 30 is required under the Parental Notice of Abortion Act of 31 1995. 32 (41) Failure to establish and maintain records of 33 patient care and treatment as required by this law. 34 (42) Entering into an excessive number of written -13- LRB9104241ACtm 1 collaborative agreements with licensed advanced practice 2 nurses resulting in an inability to adequately 3 collaborate and provide medical direction. 4 (43) Repeated failure to adequately collaborate 5 with or provide medical direction to a licensed advanced 6 practice nurse. 7 (44) Violating the Contact Lens Act. 8 All proceedings to suspend, revoke, place on probationary 9 status, or take any other disciplinary action as the 10 Department may deem proper, with regard to a license on any 11 of the foregoing grounds, must be commenced within 3 years 12 next after receipt by the Department of a complaint alleging 13 the commission of or notice of the conviction order for any 14 of the acts described herein. Except for the grounds 15 numbered (8), (9) and (29), no action shall be commenced more 16 than 5 years after the date of the incident or act alleged to 17 have violated this Section. In the event of the settlement 18 of any claim or cause of action in favor of the claimant or 19 the reduction to final judgment of any civil action in favor 20 of the plaintiff, such claim, cause of action or civil action 21 being grounded on the allegation that a person licensed under 22 this Act was negligent in providing care, the Department 23 shall have an additional period of one year from the date of 24 notification to the Department under Section 23 of this Act 25 of such settlement or final judgment in which to investigate 26 and commence formal disciplinary proceedings under Section 36 27 of this Act, except as otherwise provided by law. The time 28 during which the holder of the license was outside the State 29 of Illinois shall not be included within any period of time 30 limiting the commencement of disciplinary action by the 31 Department. 32 The entry of an order or judgment by any circuit court 33 establishing that any person holding a license under this Act 34 is a person in need of mental treatment operates as a -14- LRB9104241ACtm 1 suspension of that license. That person may resume their 2 practice only upon the entry of a Departmental order based 3 upon a finding by the Medical Disciplinary Board that they 4 have been determined to be recovered from mental illness by 5 the court and upon the Disciplinary Board's recommendation 6 that they be permitted to resume their practice. 7 The Department may refuse to issue or take disciplinary 8 action concerning the license of any person who fails to file 9 a return, or to pay the tax, penalty or interest shown in a 10 filed return, or to pay any final assessment of tax, penalty 11 or interest, as required by any tax Act administered by the 12 Illinois Department of Revenue, until such time as the 13 requirements of any such tax Act are satisfied as determined 14 by the Illinois Department of Revenue. 15 The Department, upon the recommendation of the 16 Disciplinary Board, shall adopt rules which set forth 17 standards to be used in determining: 18 (a) when a person will be deemed sufficiently 19 rehabilitated to warrant the public trust; 20 (b) what constitutes dishonorable, unethical or 21 unprofessional conduct of a character likely to deceive, 22 defraud, or harm the public; 23 (c) what constitutes immoral conduct in the 24 commission of any act, including, but not limited to, 25 commission of an act of sexual misconduct related to the 26 licensee's practice; and 27 (d) what constitutes gross negligence in the 28 practice of medicine. 29 However, no such rule shall be admissible into evidence 30 in any civil action except for review of a licensing or other 31 disciplinary action under this Act. 32 In enforcing this Section, the Medical Disciplinary 33 Board, upon a showing of a possible violation, may compel any 34 individual licensed to practice under this Act, or who has -15- LRB9104241ACtm 1 applied for licensure or a permit pursuant to this Act, to 2 submit to a mental or physical examination, or both, as 3 required by and at the expense of the Department. The 4 examining physician or physicians shall be those specifically 5 designated by the Disciplinary Board. The Medical 6 Disciplinary Board or the Department may order the examining 7 physician to present testimony concerning this mental or 8 physical examination of the licensee or applicant. No 9 information shall be excluded by reason of any common law or 10 statutory privilege relating to communication between the 11 licensee or applicant and the examining physician. The 12 individual to be examined may have, at his or her own 13 expense, another physician of his or her choice present 14 during all aspects of the examination. Failure of any 15 individual to submit to mental or physical examination, when 16 directed, shall be grounds for suspension of his or her 17 license until such time as the individual submits to the 18 examination if the Disciplinary Board finds, after notice and 19 hearing, that the refusal to submit to the examination was 20 without reasonable cause. If the Disciplinary Board finds a 21 physician unable to practice because of the reasons set forth 22 in this Section, the Disciplinary Board shall require such 23 physician to submit to care, counseling, or treatment by 24 physicians approved or designated by the Disciplinary Board, 25 as a condition for continued, reinstated, or renewed 26 licensure to practice. Any physician, whose license was 27 granted pursuant to Sections 9, 17, or 19 of this Act, or, 28 continued, reinstated, renewed, disciplined or supervised, 29 subject to such terms, conditions or restrictions who shall 30 fail to comply with such terms, conditions or restrictions, 31 or to complete a required program of care, counseling, or 32 treatment, as determined by the Chief Medical Coordinator or 33 Deputy Medical Coordinators, shall be referred to the 34 Director for a determination as to whether the licensee shall -16- LRB9104241ACtm 1 have their license suspended immediately, pending a hearing 2 by the Disciplinary Board. In instances in which the 3 Director immediately suspends a license under this Section, a 4 hearing upon such person's license must be convened by the 5 Disciplinary Board within 15 days after such suspension and 6 completed without appreciable delay. The Disciplinary Board 7 shall have the authority to review the subject physician's 8 record of treatment and counseling regarding the impairment, 9 to the extent permitted by applicable federal statutes and 10 regulations safeguarding the confidentiality of medical 11 records. 12 An individual licensed under this Act, affected under 13 this Section, shall be afforded an opportunity to demonstrate 14 to the Disciplinary Board that they can resume practice in 15 compliance with acceptable and prevailing standards under the 16 provisions of their license. 17 The Department may promulgate rules for the imposition of 18 fines in disciplinary cases, not to exceed $5,000 for each 19 violation of this Act. Fines may be imposed in conjunction 20 with other forms of disciplinary action, but shall not be the 21 exclusive disposition of any disciplinary action arising out 22 of conduct resulting in death or injury to a patient. Any 23 funds collected from such fines shall be deposited in the 24 Medical Disciplinary Fund. 25 (B) The Department shall revoke the license or visiting 26 permit of any person issued under this Act to practice 27 medicine or to treat human ailments without the use of drugs 28 and without operative surgery, who has been convicted a 29 second time of committing any felony under the Illinois 30 Controlled Substances Act, or who has been convicted a second 31 time of committing a Class 1 felony under Sections 8A-3 and 32 8A-6 of the Illinois Public Aid Code. A person whose license 33 or visiting permit is revoked under this subsection B of 34 Section 22 of this Act shall be prohibited from practicing -17- LRB9104241ACtm 1 medicine or treating human ailments without the use of drugs 2 and without operative surgery. 3 (C) The Medical Disciplinary Board shall recommend to 4 the Department civil penalties and any other appropriate 5 discipline in disciplinary cases when the Board finds that a 6 physician willfully performed an abortion with actual 7 knowledge that the person upon whom the abortion has been 8 performed is a minor or an incompetent person without notice 9 as required under the Parental Notice of Abortion Act of 10 1995. Upon the Board's recommendation, the Department shall 11 impose, for the first violation, a civil penalty of $1,000 12 and for a second or subsequent violation, a civil penalty of 13 $5,000. 14 (Source: P.A. 89-18, eff. 6-1-95; 89-201, eff. 1-1-96; 15 89-626, eff. 8-9-96; 89-702, eff. 7-1-97; 90-742, eff. 16 8-13-98.) 17 Section 95. The Illinois Optometric Practice Act of 1987 18 is amended by changing Section 24 as follows: 19 (225 ILCS 80/24) (from Ch. 111, par. 3924) 20 Sec. 24. Grounds for disciplinary action. 21 (a) The Department may refuse to issue or to renew, or 22 may revoke, suspend, place on probation, reprimand or take 23 other disciplinary action as the Department may deem proper, 24 including fines not to exceed $5,000 for each violation, with 25 regard to any license or certificate for any one or 26 combination of the following causes: 27 (1) Violations of this Act, or of the rules 28 promulgated hereunder. 29 (2) Conviction of any crime under the laws of any 30 U.S. jurisdiction thereof that is a felony or that is a 31 misdemeanor of which an essential element is dishonesty, 32 or of any crime that is directly related to the practice -18- LRB9104241ACtm 1 of the profession. 2 (3) Making any misrepresentation for the purpose of 3 obtaining a license or certificate. 4 (4) Professional incompetence or gross negligence 5 in the practice of optometry. 6 (5) Gross malpractice, prima facie evidence of 7 which may be a conviction or judgment of malpractice in 8 any court of competent jurisdiction. 9 (6) Aiding or assisting another person in violating 10 any provision of this Act or rules. 11 (7) Failing, within 60 days, to provide information 12 in response to a written request made by the Department 13 that has been sent by certified or registered mail to the 14 licensee's last known address. 15 (8) Engaging in dishonorable, unethical, or 16 unprofessional conduct of a character likely to deceive, 17 defraud, or harm the public. 18 (9) Habitual or excessive use or addiction to 19 alcohol, narcotics, stimulants or any other chemical 20 agent or drug that results in the inability to practice 21 with reasonable judgment, skill, or safety. 22 (10) Discipline by another U.S. jurisdiction or 23 foreign nation, if at least one of the grounds for the 24 discipline is the same or substantially equivalent to 25 those set forth herein. 26 (11) Directly or indirectly giving to or receiving 27 from any person, firm, corporation, partnership, or 28 association any fee, commission, rebate, or other form of 29 compensation for any professional services not actually 30 or personally rendered. This shall not be deemed to 31 include (i) rent or other remunerations paid to an 32 individual, partnership, or corporation by an optometrist 33 for the lease, rental, or use of space, owned or 34 controlled, by the individual, partnership, corporation -19- LRB9104241ACtm 1 or association, and (ii) the division of fees between an 2 optometrist and related professional service providers 3 with whom the optometrist practices in a professional 4 corporation organized under Section 3.6 of the 5 Professional Service Corporation Act. 6 (12) A finding by the Department that the licensee, 7 after having his or her license placed on probationary 8 status has violated the terms of probation. 9 (13) Abandonment of a patient. 10 (14) Willfully making or filing false records or 11 reports in his or her practice, including but not limited 12 to false records filed with State agencies or 13 departments. 14 (15) Willfully failing to report an instance of 15 suspected child abuse or neglect as required by the 16 Abused and Neglected Child Reporting Act. 17 (16) Physical illness, including but not limited 18 to, deterioration through the aging process, or loss of 19 motor skill, mental illness, or disability that results 20 in the inability to practice the profession with 21 reasonable judgment, skill, or safety. 22 (17) Solicitation of professional services other 23 than permitted advertising. 24 (18) Failure to provide a patient with a copy of 25 his or her record or prescription upon the written 26 request of the patient. 27 (19) Conviction by any court of competent 28 jurisdiction, either within or without this State, of any 29 violation of any law governing the practice of optometry, 30 conviction in this or another State of any crime that is 31 a felony under the laws of this State or conviction of a 32 felony in a federal court, if the Department determines, 33 after investigation, that such person has not been 34 sufficiently rehabilitated to warrant the public trust. -20- LRB9104241ACtm 1 (20) A finding that licensure has been applied for 2 or obtained by fraudulent means. 3 (21) Continued practice by a person knowingly 4 having an infectious or contagious disease. 5 (22) Being named as a perpetrator in an indicated 6 report by the Department of Children and Family Services 7 under the Abused and Neglected Child Reporting Act, and 8 upon proof by clear and convincing evidence that the 9 licensee has caused a child to be an abused child or a 10 neglected child as defined in the Abused and Neglected 11 Child Reporting Act. 12 (23) Practicing or attempting to practice under a 13 name other than the full name as shown on his or her 14 license. 15 (24) Immoral conduct in the commission of any act, 16 such as sexual abuse, sexual misconduct or sexual 17 exploitation, related to the licensee's practice. 18 (25) Maintaining a professional relationship with 19 any person, firm, or corporation when the optometrist 20 knows, or should know, that such person, firm, or 21 corporation is violating this Act. 22 (26) Promotion of the sale of drugs, devices, 23 appliances or goods provided for a client or patient in 24 such manner as to exploit the patient or client for 25 financial gain of the licensee. 26 (27) Using the title "Doctor" or its abbreviation 27 without further qualifying that title or abbreviation 28 with the word "optometry" or "optometrist". 29 (28) Use by a licensed optometrist of the word 30 "infirmary", "hospital", "school", "university", in 31 English or any other language, in connection with the 32 place where optometry may be practiced or demonstrated. 33 (29) Continuance of an optometrist in the employ of 34 any person, firm or corporation, or as an assistant to -21- LRB9104241ACtm 1 any optometrist or optometrists, directly or indirectly, 2 after his or her employer or superior has been found 3 guilty of violating or has been enjoined from violating 4 the laws of the State of Illinois relating to the 5 practice of optometry, when the employer or superior 6 persists in that violation. 7 (30) The performance of optometric service in 8 conjunction with a scheme or plan with another person, 9 firm or corporation known to be advertising in a manner 10 contrary to this Act or otherwise violating the laws of 11 the State of Illinois concerning the practice of 12 optometry. 13 (31) Failure to provide satisfactory proof of 14 having participated in approved continuing education 15 programs as determined by the Board and approved by the 16 Director. Exceptions for extreme hardships are to be 17 defined by the rules of the Department. 18 (32) Willfully making or filing false records or 19 reports in the practice of optometry, including, but not 20 limited to false records to support claims against the 21 medical assistance program of the Department of Public 22 Aid under the Illinois Public Aid Code. 23 (33) Gross and willful overcharging for 24 professional services including filing false statements 25 for collection of fees for which services are not 26 rendered, including, but not limited to filing false 27 statements for collection of monies for services not 28 rendered from the medical assistance program of the 29 Department of Public Aid under the Illinois Public Aid 30 Code. 31 (34) In the absence of good reasons to the 32 contrary, failure to perform a minimum eye examination as 33 required by the rules of the Department. 34 (35) Violation of the Health Care Worker -22- LRB9104241ACtm 1 Self-Referral Act. 2 (36) Violation of the Contact Lens Act. 3 The Department may refuse to issue or may suspend the 4 license or certificate of any person who fails to file a 5 return, or to pay the tax, penalty or interest shown in a 6 filed return, or to pay any final assessment of the tax, 7 penalty or interest, as required by any tax Act administered 8 by the Illinois Department of Revenue, until such time as the 9 requirements of any such tax Act are satisfied. 10 (a-5) In enforcing this Section, the Board upon a 11 showing of a possible violation, may compel any individual 12 licensed to practice under this Act, or who has applied for 13 licensure or certification pursuant to this Act, to submit to 14 a mental or physical examination, or both, as required by and 15 at the expense of the Department. The examining physicians 16 or clinical psychologists shall be those specifically 17 designated by the Board. The Board or the Department may 18 order the examining physician or clinical psychologist to 19 present testimony concerning this mental or physical 20 examination of the licensee or applicant. No information 21 shall be excluded by reason of any common law or statutory 22 privilege relating to communications between the licensee or 23 applicant and the examining physician or clinical 24 psychologist. Eye examinations may be provided by a licensed 25 and certified therapeutic optometrist. The individual to be 26 examined may have, at his or her own expense, another 27 physician of his or her choice present during all aspects of 28 the examination. Failure of any individual to submit to a 29 mental or physical examination, when directed, shall be 30 grounds for suspension of a license until such time as the 31 individual submits to the examination if the Board finds, 32 after notice and hearing, that the refusal to submit to the 33 examination was without reasonable cause. 34 If the Board finds an individual unable to practice -23- LRB9104241ACtm 1 because of the reasons set forth in this Section, the Board 2 shall require such individual to submit to care, counseling, 3 or treatment by physicians or clinical psychologists approved 4 or designated by the Board, as a condition, term, or 5 restriction for continued, reinstated, or renewed licensure 6 to practice, or in lieu of care, counseling, or treatment, 7 the Board may recommend to the Department to file a complaint 8 to immediately suspend, revoke, or otherwise discipline the 9 license of the individual, or the Board may recommend to the 10 Department to file a complaint to suspend, revoke, or 11 otherwise discipline the license of the individual. Any 12 individual whose license was granted pursuant to this Act, or 13 continued, reinstated, renewed, disciplined, or supervised, 14 subject to such conditions, terms, or restrictions, who shall 15 fail to comply with such conditions, terms, or restrictions, 16 shall be referred to the Director for a determination as to 17 whether the individual shall have his or her license 18 suspended immediately, pending a hearing by the Board. 19 (b) The determination by a circuit court that a licensee 20 is subject to involuntary admission or judicial admission as 21 provided in the Mental Health and Developmental Disabilities 22 Code operates as an automatic suspension. The suspension 23 will end only upon a finding by a court that the patient is 24 no longer subject to involuntary admission or judicial 25 admission and issues an order so finding and discharging the 26 patient; and upon the recommendation of the Board to the 27 Director that the licensee be allowed to resume his or her 28 practice. 29 (Source: P.A. 89-702, eff. 7-1-97; 90-230, eff. 1-1-98; 30 90-655, eff. 7-30-98.) 31 Section 100. The Pharmacy Practice Act of 1987 is 32 amended by changing Section 35 as follows: -24- LRB9104241ACtm 1 (225 ILCS 85/30) (from Ch. 111, par. 4150) 2 Sec. 30. (a) In accordance with Section 11 of this Act, 3 the Department may refuse to issue, restore, or renew, or may 4 revoke, suspend, place on probation, reprimand or take other 5 disciplinary action as the Department may deem proper with 6 regard to any license or certificate of registration for any 7 one or combination of the following causes: 8 1. Material misstatement in furnishing information 9 to the Department. 10 2. Violations of this Act, or the rules promulgated 11 hereunder. 12 3. Making any misrepresentation for the purpose of 13 obtaining licenses. 14 4. A pattern of conduct which demonstrates 15 incompetence or unfitness to practice. 16 5. Aiding or assisting another person in violating 17 any provision of this Act or rules. 18 6. Failing, within 60 days, to respond to a written 19 request made by the Department for information. 20 7. Engaging in dishonorable, unethical or 21 unprofessional conduct of a character likely to deceive, 22 defraud or harm the public. 23 8. Discipline by another U.S. jurisdiction or 24 foreign nation, if at least one of the grounds for the 25 discipline is the same or substantially equivalent to 26 those set forth herein. 27 9. Directly or indirectly giving to or receiving 28 from any person, firm, corporation, partnership or 29 association any fee, commission, rebate or other form of 30 compensation for any professional services not actually 31 or personally rendered. 32 10. A finding by the Department that the licensee, 33 after having his license placed on probationary status 34 has violated the terms of probation. -25- LRB9104241ACtm 1 11. Selling or engaging in the sale of drug samples 2 provided at no cost by drug manufacturers. 3 12. Physical illness, including but not limited to, 4 deterioration through the aging process, or loss of motor 5 skill which results in the inability to practice the 6 profession with reasonable judgment, skill or safety. 7 13. A finding that licensure or registration has 8 been applied for or obtained by fraudulent means. 9 14. The applicant, or licensee has been convicted 10 in state or federal court of any crime which is a felony 11 or any misdemeanor related to the practice of pharmacy, 12 of which an essential element is dishonesty. 13 15. Habitual or excessive use or addiction to 14 alcohol, narcotics, stimulants or any other chemical 15 agent or drug which results in the inability to practice 16 with reasonable judgment, skill or safety. 17 16. Willfully making or filing false records or 18 reports in the practice of pharmacy, including, but not 19 limited to false records to support claims against the 20 medical assistance program of the Department of Public 21 Aid under the Public Aid Code. 22 17. Gross and willful overcharging for professional 23 services including filing false statements for collection 24 of fees for which services are not rendered, including, 25 but not limited to, filing false statements for 26 collection of monies for services not rendered from the 27 medical assistance program of the Department of Public 28 Aid under the Public Aid Code. 29 18. Repetitiously dispensing prescription drugs 30 without receiving a written or oral prescription. 31 19. Upon a finding of a substantial discrepancy in 32 a Department audit of a prescription drug, including 33 controlled substances, as that term is defined in this 34 Act or in the Illinois Controlled Substances Act. -26- LRB9104241ACtm 1 20. Physical illness which results in the inability 2 to practice with reasonable judgment, skill or safety, or 3 mental incompetency as declared by a court of competent 4 jurisdiction. 5 21. Violation of the Health Care Worker 6 Self-Referral Act. 7 22. Violation of the Contact Lens Act. 8 (b) The Department may refuse to issue or may suspend 9 the license or registration of any person who fails to file a 10 return, or to pay the tax, penalty or interest shown in a 11 filed return, or to pay any final assessment of tax, penalty 12 or interest, as required by any tax Act administered by the 13 Illinois Department of Revenue, until such time as the 14 requirements of any such tax Act are satisfied. 15 (c) The Department shall revoke the license or 16 certificate of registration issued under the provisions of 17 this Act or any prior Act of this State of any person who has 18 been convicted a second time of committing any felony under 19 the Illinois Controlled Substances Act, or who has been 20 convicted a second time of committing a Class 1 felony under 21 Sections 8A-3 and 8A-6 of the Illinois Public Aid Code. A 22 person whose license or certificate of registration issued 23 under the provisions of this Act or any prior Act of this 24 State is revoked under this subsection (c) shall be 25 prohibited from engaging in the practice of pharmacy in this 26 State. 27 (d) In any order issued in resolution of a disciplinary 28 proceeding, the Board may request any licensee found guilty 29 of a charge involving a significant violation of subsection 30 (a) of Section 5, or paragraph 19 of Section 30 as it 31 pertains to controlled substances, to pay to the Department a 32 fine not to exceed $2,000. 33 (e) In any order issued in resolution of a disciplinary 34 proceeding, in addition to any other disciplinary action, the -27- LRB9104241ACtm 1 Board may request any licensee found guilty of noncompliance 2 with the continuing education requirements of Section 12 to 3 pay the Department a fine not to exceed $1000. 4 (f) The Department shall issue quarterly to the Board a 5 status of all complaints related to the profession received 6 by the Department. 7 (Source: P.A. 86-596; 86-1434; 86-1472; 87-1207.)