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91_SB0127sam001 LRB9102230ACcdam02 1 AMENDMENT TO SENATE BILL 127 2 AMENDMENT NO. . Amend Senate Bill 127 by replacing 3 the title with the following: 4 "AN ACT concerning professional engineers."; and 5 by replacing everything after the enacting clause with the 6 following: 7 "Section 5. The Regulatory Sunset Act is amended by 8 changing Section 4.10 and adding Section 4.20 as follows: 9 (5 ILCS 80/4.10) (from Ch. 127, par. 1904.10) 10 Sec. 4.10. The following Acts are repealed December 31, 11 1999: 12 The Fire Equipment Distributor and Employee Regulation 13 Act. 14The Professional Engineering Practice Act of 1989.15 The Structural Engineering Licensing Act of 1989. 16 The Illinois Architecture Practice Act of 1989. 17 The Illinois Landscape Architecture Act of 1989. 18 The Illinois Professional Land Surveyor Act of 1989. 19 The Land Sales Registration Act of 1989. 20 The Real Estate License Act of 1983. 21 (Source: P.A. 86-667; 86-702; 86-711; 86-925; 86-932; 86-987; -2- LRB9102230ACcdam02 1 86-1007; 86-1028.) 2 (5 ILCS 80/4.20 new) 3 Sec. 4.20. Act repealed on January 1, 2010. The 4 following Act is repealed on January 1, 2010: 5 The Professional Engineering Practice Act of 1989. 6 Section 10. The Professional Engineering Practice Act of 7 1989 is amended by changing Sections 4, 5, 6, 7, 8, 10, 12, 8 14, 15, 20, 23, 24, and 44 and by adding Section 17.5 as 9 follows: 10 (225 ILCS 325/4) (from Ch. 111, par. 5204) 11 Sec. 4. Definitions. As used in this Act: 12 (a) "Approved engineering curriculum" means an 13 engineering curriculum of 4 academic years or more which 14 meets the standards established by the rules of the 15 Department. 16 (b) "Board" means the State Board of Professional 17 Engineers of the Department of Professional Regulation, 18 previously known as the Examining Committee. 19 (c) "Department" means the Department of Professional 20 Regulation. 21 (d) "Design professional" means an architect, structural 22 engineer or professional engineer practicing in conformance 23 with the Illinois Architecture Practice Act of 1989, the 24 Structural Engineering Licensing Act of 1989 or the 25 Professional Engineering Practice Act of 1989. 26 (e) "Director" means the Director of Professional 27 Regulation. 28 (f) "Direct supervision/responsible charge" means work 29 prepared under the control of a licensed professional 30 engineer or that work as to which that professional engineer 31 has detailed professional knowledge. -3- LRB9102230ACcdam02 1 (g) "Engineering college" means a school, college, 2 university, department of a university or other educational 3 institution, reputable and in good standing in accordance 4 with rules prescribed by the Department, and which grants 5 baccalaureate degrees in engineering. 6 (h) "Engineering system or facility" means a system or 7 facility whose design is based upon the application of the 8 principles of science for the purpose of modification of 9 natural states of being. 10 (i) "Engineer intern" means a person who is a candidate 11 for licensure as a professional engineer and who has been 12 enrolled as an engineer intern. 13 (j) "Enrollment" means an action by the Department to 14 record those individuals who have met the Board's 15 requirements for an engineer intern. 16 (k) "License" means an official document issued by the 17 Department to an individual, a corporation,ora partnership, 18 a professional service corporation, a limited liability 19 company, or a sole proprietorship, signifying authority to 20 practice. 21 (l) "Negligence in the practice of professional 22 engineering" means the failure to exercise that degree of 23 reasonable professional skill, judgment and diligence 24 normally rendered by professional engineers in the practice 25 of professional engineering. 26 (m) "Professional engineer" means a person licensed 27 under the laws of the State of Illinois to practice 28 professional engineering. 29 (n) "Professional engineering" means the application of 30 science to the design of engineering systems and facilities 31 using the knowledge, skills, ability and professional 32 judgment developed through professional engineering 33 education, training and experience. 34 (o) "Professional engineering practice" means the -4- LRB9102230ACcdam02 1 consultation on, conception, investigation, evaluation, 2 planning, and design of, and selection of materials and 3 methods to be used in, administration of construction 4 contracts for, or site observation of an engineering system 5 or facility, where such consultation, conception, 6 investigation, evaluation, planning, design, selection, 7 administration, or observation requires extensive knowledge 8 of engineering laws, formulae, materials, practice, and 9 construction methods. A person shall be construed to 10 practice or offer to practice professional engineering, 11 within the meaning and intent of this Act, who practices, or 12 who, by verbal claim, sign, advertisement, letterhead, card, 13 or any other way, is represented to be a professional 14 engineer, or through the use of the initials "P.E." or the 15 title "engineer" or any of its derivations or some other 16 title implies licensure as a professional engineer, or holds 17 himself out as able to perform any service which is 18 recognized as professional engineering practice. 19 Examples of the practice of professional engineering 20 include, but need not be limited to, transportation 21 facilities and publicly owned utilities for a region or 22 community, railroads, railways, highways, subways, canals, 23 harbors, river improvements; irrigation works; aircraft, 24 airports and landing fields; waterworks, piping systems and 25 appurtenances, sewers, sewage disposal works; plants for the 26 generation of power; devices for the utilization of power; 27 boilers; refrigeration plants, air conditioning systems and 28 plants; heating systems and plants; plants for the 29 transmission or distribution of power; electrical plants 30 which produce, transmit, distribute, or utilize electrical 31 energy; works for the extraction of minerals from the earth; 32 plants for the refining, alloying or treating of metals; 33 chemical works and industrial plants involving the use of 34 chemicals and chemical processes; plants for the production, -5- LRB9102230ACcdam02 1 conversion, or utilization of nuclear, chemical, or radiant 2 energy; forensic engineering, geotechnical engineering 3 including, subsurface investigations; soil classification, 4 geology and geohydrology, incidental to the practice of 5 professional engineering; energy analysis, environmental 6 design, hazardous waste mitigation and control; recognition, 7 measurement, evaluation and control of environmental systems 8 and emissions; automated building management systems; or the 9 provision of professional engineering site observation of the 10 construction of works and engineering systems. Nothing 11 contained in this Section imposes upon a person licensed 12 under this Act the responsibility for the performance of any 13 of the foregoing functions unless such person specifically 14 contracts to provide it. 15 (p) "Project representative" means the professional 16 engineer's representative at the project site who assists in 17 the administration of the construction contract. 18 (q) "Registered" means the same as "licensed" for 19 purposes of this Act. 20 (r) "Related science curriculum" means a 4 year program 21 of study, the satisfactory completion of which results in a 22 Bachelor of Science degree, and which contains courses from 23 such areas as life, earth, engineering and computer sciences, 24 including but not limited to, physics and chemistry. In the 25 study of these sciences, the objective is to acquire 26 fundamental knowledge about the nature of its phenomena, 27 including quantitative expression, appropriate to particular 28 fields of engineering. 29 (s) "Rules" means those rules promulgated pursuant to 30 this Act. 31 (t) "Seal" means the seal in compliance with Section 14 32 of this Act. 33 (u) "Site observation" is visitation of the construction 34 site for the purpose of reviewing, as available, the quality -6- LRB9102230ACcdam02 1 and conformance of the work to the technical submissions as 2 they relate to design. 3 (v) "Support design professional" means a professional 4 engineer practicing in conformance with the Professional 5 Engineering Practice Act of 1989, who provides services to 6 the design professional who has contract responsibility. 7 (w) "Technical submissions" means designs, drawings, and 8 specifications which establish the standard of quality for 9 materials, workmanship, equipment, and the construction 10 systems, studies, and other technical reports prepared in the 11 course of a design professional's practice. 12 (Source: P.A. 88-372.) 13 (225 ILCS 325/5) (from Ch. 111, par. 5205) 14 Sec. 5. Powers and duties of the Department. Subject to 15 the provisions of this Act, the Department shall exercise the 16 following functions, powers and duties: 17 (a) To pass upon the qualifications and conduct 18 examinations of applicants for licensure as professional 19 engineers or enrollment as engineer interns and pass upon the 20 qualifications of applicants by endorsement and issue a 21 license or enrollment to those who are found to be fit and 22 qualified; 23 (b) To prescribe rules for the method, conduct and 24 grading of the examination of applicants; 25 (c) To license corporations,andpartnerships, 26 professional service corporations, limited liability 27 companies, and sole proprietorships for the practice of 28 professional engineering and issue a license to those who 29 qualify; 30 (d) To conduct investigations and hearings regarding 31 violations of this Act and take disciplinary or other actions 32 as provided in this Act as a result of the proceedings; 33 (e) To prescribe rules as to what shall constitute an -7- LRB9102230ACcdam02 1 engineering or related science curriculum and to determine if 2 a specific engineering curriculum is in compliance with the 3 rules, and to terminate the approval of a specific 4 engineering curriculum for non-compliance with such rules; 5 (f) To promulgate rules required for the administration 6 of this Act, including rules of professional conduct; 7 (g) To maintain membership in the National Council of 8 Examiners for Engineering and Surveying and participate in 9 activities of the Council by designation of individuals for 10 the various classifications of membership, the appointment of 11 delegates for attendance at zone and national meetings of the 12 Council, and the funding of the delegates for attendance at 13 the meetings of the Council; and 14 (h) To obtain written recommendations from the Board 15 regarding qualifications of individuals for licensure and 16 enrollment, definitions of curriculum content and approval of 17 engineering curricula, standards of professional conduct and 18 formal disciplinary actions, and the promulgation of the 19 rules affecting these matters. 20 Prior to issuance of any final decision or order that 21 deviates from any report or recommendations of the Board 22 relating to the qualification of applicants, discipline of 23 licensees or registrants, or promulgation of rules, the 24 Director shall notify the Board in writing with an 25 explanation of any such deviation and provide a reasonable 26 time for the Board to submit written comments to the Director 27 regarding the proposed action. In the event that the Board 28 fails or declines to submit such written comments within 30 29 days of said notification, the Director may issue a final 30 decision or orders consistent with the Director's original 31 decision. The Department may at any time seek the expert 32 advice and knowledge of the Board on any matter relating to 33 the enforcement of this Act. 34 None of the functions, powers or duties enumerated in -8- LRB9102230ACcdam02 1 this Section shall be exercised by the Department except upon 2 the action and report in writing of the Board. 3 (Source: P.A. 89-61, eff. 6-30-95.) 4 (225 ILCS 325/6) (from Ch. 111, par. 5206) 5 Sec. 6. Composition, qualifications and terms of the 6 Board. (a) The Board shall be appointed by the Director and 7 shall consist of 10 members, one of whom shall be a public 8 member and 9 of whom shall be professional engineers licensed 9 under this Act. In addition each member who is a 10 professional engineer shall: 11 (1) be a citizen of the United States, and 12 (2) be a resident of this State. 13 (b) In addition, each member who is a professional 14 engineer shall: 15 (1) have not less than 12 years of experience in the 16 practice of professional engineering, and shall hold an 17 active license as a professional engineer in Illinois; 18 (2) have been in charge of professional engineering work 19 for at least 5 years. For the purposes of this Section, any 20 period in which a person has been in charge of teaching 21 engineering in an engineering college with the rank of 22 assistant professor or higher shall be considered as time in 23 which such person was in charge of professional engineering 24 work. 25 The terms for all members shall be for 5 years. On the 26 expiration of the term of any member or in the event of a 27 vacancy, the Director shall appoint a member who shall hold 28 office until the expiration of the term for which the member 29 is appointed and until a successor has been appointed and 30 qualified. 31 No member shall be reappointed to the Board for a term 32 which would cause that individual's continuous service on the 33 Board to be longer than 15 successive years. -9- LRB9102230ACcdam02 1 In implementing the 5 year terms, the Director shall vary 2 the terms to enable the Board to have no more than 2 terms 3 expire in any one year. 4 The public member shall not be an employee of the State 5 of Illinois. The public member shall be an Illinois resident 6 and a citizen of the United States. 7 In making appointments to the Board, the Director shall 8 give due consideration to recommendations by members of the 9 profession and by organizations therein. 10 The Director may remove any member of the Board for 11 misconduct, incompetence, neglect of duty or for reasons 12 prescribed by law for removal of State officials. 13 The Director may remove a member of the Board who does 14 not attend 2 consecutive meetings.An appointment to fill a15vacancy thus created shall be to fill the unexpired term of16office and shall be in accordance with this Section.17 A quorum of the Board shall consist ofnot less than 618members.a majority of Board members appointed. Majority 19 vote of the quorum is required for Board decisions. 20 Each member of the Board shall receive compensation when 21 attending Board meetings or meetings approved by the Director 22 and shall be reimbursed for all actual traveling expenses. 23 Members of the Board shall be immune from suit in any 24 action based upon any disciplinary proceedings or other 25 activities performed in good faith as members of the Board. 26 Persons holding office as members of the Board 27 immediately prior to the effective date of this Act under the 28 Act repealed herein shall continue as members of the Board 29 until the expiration of the term for which they were 30 appointed and until their successors are appointed and 31 qualified. 32 (Source: P.A. 86-667.) 33 (225 ILCS 325/7) (from Ch. 111, par. 5207) -10- LRB9102230ACcdam02 1 Sec. 7. Powers and duties of the Board. Subject to the 2 provisions of this Act, the Board shall exercise the 3 following functions, powers and duties: 4 (a) Review education and experience qualifications 5 of applicants, including conducting oral interviews as 6 deemed necessary by the Board, to determine eligibility 7 as an engineer intern or professional engineer and submit 8 to the Director written recommendations on applicant 9 qualifications for enrollment and licensure; 10 (b) The Board may appoint a subcommittee to serve 11 as a Complaint Committee to recommend the disposition of 12 case files according to procedures established by rule; 13 (c) Conduct hearings regarding disciplinary actions 14 and submit a written report and recommendations to the 15 Director as required by this Act and to provide a Board 16 member at informal conferences; 17 (d) Make visits to universities or colleges to 18 evaluate engineering curricula or to otherwise evaluate 19 engineering curricula and submit to the Director a 20 written recommendation of acceptability of a curriculum; 21 (e) Submit a written recommendation to the Director 22 concerning promulgation of rules as required in Section 5 23 and to recommend to the Director any rules or amendments 24 thereto for the administration of this Act; 25 (f) Hold at least 3 regular meetings each year;and2627 (g) Elect annually a chairperson and a 28 vice-chairperson who shall be professional engineers; and 29.30 (h) Submit written comments to the Director within 31 30 days from notification of any final decision or order 32 from the Director that deviates from any report or 33 recommendation of the Board relating to the qualification 34 of applicants, discipline of licensees or registrants, or -11- LRB9102230ACcdam02 1 promulgation of rules. 2Prior to issuance of any final decision or order which3deviates from any report or recommendation of the Board4relating to the qualification of applicants, discipline of5licensees or registrants, or promulgation of rules, the6Director shall notify the Board and the Secretary of State in7writing with an explanation of any such deviation and provide8a reasonable time for the Board to submit written comments to9the Director regarding the proposed action. In the event10that the Board fails or declines to submit such written11comments within 30 days of said notification, the Director12may issue a final decision or order consistent with the13Director's original decision. The Department may at any time14seek the expert advice and knowledge of the Board on any15matter relating to the enforcement of this Act.16 (Source: P.A. 88-428.) 17 (225 ILCS 325/8) (from Ch. 111, par. 5208) 18 Sec. 8. Applications for licensure. (a) Applications 19 for licensure shall (1) be on forms prescribed and furnished 20 by the Department, (2) contain statements made under oath 21 showing the applicant's education and a detailed summary of 22 the applicant's technical work, and (3) contain references as 23 required by the Department. 24 (b) Applicants shall have obtained the education and 25 experience as required in Section 10 or Section 11 prior to 26 submittal of application for examination, except as provided 27 in subsection (b) of Section 11. Allowable experience shall 28 commence at the date of the baccalaureate degree, except: 29 (1) Credit for one year of experience shall be given for 30 a graduate of a baccalaureate curriculum providing a 31 cooperative program, which is supervised industrial or field 32 experience of at least one academiccalendaryear which 33 alternates with periods of full-time academic training, when -12- LRB9102230ACcdam02 1 such program is certified by the university, or 2 (2) Credit shall be given for professional engineering 3 experience as defined by rule for employment prior to receipt 4 of a baccalaureate degree if the employment is full-time 5 while the applicant takes 8 or more years (16 semesters or 24 6 quarters minimum) as a part-time student to earn the degree 7 concurrent with the employment. 8 The Board may conduct oral interviews of any applicant 9 under Sections 10, 11 or 19 to assist in the evaluation of 10 the qualifications of the applicant. 11 It is the responsibility of the applicant to supplement 12 the application, when requested by the Board, by provision of 13 additional documentation of education, including transcripts, 14 course content and credentials of the engineering college or 15 college granting related science degrees, or of work 16 experience to permit the Board to determine the 17 qualifications of the applicant. The Department may require 18 an applicant, at the applicant's expense, to have an 19 evaluation of the applicant's education in a foreign country 20 by a nationally recognized educational body approved by the 21 Board in accordance with rules prescribed by the Department. 22 An applicant who graduated from an engineering program 23 outside the United States or its territories and whose first 24 language is not English shall submit certification of passage 25 of the Test of English as a Foreign Language (TOEFL) and the 26 Test of Spoken English (TSE) as defined by rulebefore taking27the licensure examination. 28 (Source: P.A. 89-61, eff. 6-30-95.) 29 (225 ILCS 325/10) (from Ch. 111, par. 5210) 30 Sec. 10. Minimum standards for examination for licensure 31 as professional engineer. To qualify for licensure as a 32 professional engineer each applicant shall be: 33 (a) A graduate of an approved engineering curriculum of -13- LRB9102230ACcdam02 1 at least 4 years who submits acceptable evidence to the Board 2 of an additional 4 years or more of experience in engineering 3 work of a grade and character which indicate that the 4 individual may be competent to practice professional 5 engineering, and who then passes a nominal 8-hour written 6 examination in the fundamentals of engineering, and a nominal 7 8-hour written examination in the principles and practice of 8 engineering. Upon passing both examinations, the applicant, 9 if otherwise qualified, shall be granted a license to 10 practice professional engineering in this State; or 11 (b) A graduate of a non-approved engineering curriculum 12 or a related science curriculum of at least 4 years and 13 meeting the requirements as set forth by rule, who submits 14 acceptable evidence to the Board of an additional 8 years or 15 more of experience in engineering work of a grade and 16 character which indicate that the individual may be competent 17 to practice professional engineering, and who then passes a 18 nominal 8-hour written examination in the fundamentals of 19 engineering and a nominal 8-hour written examination in the 20 principles and practice of engineering. Upon passing both 21 examinations, the applicant, if otherwise qualified, shall be 22 granted a license to practice professional engineering in 23 this State; or 24 (c) An engineer intern who meets the education and 25 experience qualifications of subsection (a) or (b) of this 26 Section and has passed the nominal 8-hour written examination 27 in the fundamentals of engineering, by application and 28 payment of the required fee, may then take the nominal 8-hour 29 written examination in the principles and practice of 30 engineering. Upon passing that examination, the applicant, 31 if otherwise qualified, shall be granted a license to 32 practice professional engineering in this State. 33 (d) When considering an applicant's qualifications for 34 licensure under this Act, the Department may take into -14- LRB9102230ACcdam02 1 consideration whether an applicant has engaged in conduct or 2 actions that would constitute a violation of the Standards of 3 Professional Conduct for this Act as provided for by 4 administrative rules. 5 (Source: P.A. 89-61, eff. 6-30-95.) 6 (225 ILCS 325/12) (from Ch. 111, par. 5212) 7 Sec. 12. Educational credits or teaching as equivalent 8 of experience. (a) After earning an acceptable baccalaureate 9 degree as required by subsection (a) or (b) of Section 10 10 in engineering or related science and upon completion of a 11 Master's degree in engineering, the applicant may receive one 12 year of experience credit. Upon completion of a Ph.D. in 13 engineering, an applicant may receive an additional year 14 experience credit for a maximum of 2 years. 15 (b) Teaching engineering subjects in an engineering 16 college is considered experience in engineering. 17 (c) (Blank).For an individual applying for licensure as18a professional engineer under subsection (a) or (b) of19Section 10, the examination for the fundamentals of20engineering shall be waived, if application is made before21January 1, 1994, for those individuals who have:22(1) a doctoral degree from an approved graduate23engineering program, and24(2) demonstrated, in accordance with standards set by25rule, a broad knowledge of the fundamentals of engineering,26by course work gained either in a baccalaureate, masters, or27doctoral program.28 (Source: P.A. 86-667.) 29 (225 ILCS 325/14) (from Ch. 111, par. 5214) 30 Sec. 14. Seal. Every professional engineer shall have a 31 seal or stamp, the printimpressionof which shall be 32 reproducible and contain the name of the professional -15- LRB9102230ACcdam02 1 engineer, the professional engineer's license number, and the 2 words "LicensedRegisteredProfessional Engineer of 3 Illinois". Any reproducibleseal orstamp heretofore 4 authorized under the laws of this state for use by a 5 professional engineer, including those with the words 6 "Registered Professional Engineer of Illinois", shall serve 7 the same purpose as the seal provided for by this Act. When 8 technical submissions are prepared utilizing a computer or 9 other electronic means, the seal may be generated by the 10 computer. Signatures generated by computer shall not be 11 permitted. 12 The professional engineer who has contract responsibility 13 shall seal a cover sheet of the technical submissions, and 14 those individual portions of the technical submissions for 15 which the professional engineer is legally and professionally 16 responsible. The professional engineer practicing as the 17 support design professional shall seal those individual 18 portions of technical submissions for which the professional 19 engineer is legally and professionally responsible. 20 The use of a professional engineer's seal on technical 21 submissions constitutes a representation by the professional 22 engineer that the work has been prepared by or under the 23 personal supervision of the professional engineer or 24 developed in conjunction with the use of accepted engineering 25 standards. The use of the seal further represents that the 26 work has been prepared and administered in accordance with 27 the standards of reasonable professional skill and diligence. 28 It is unlawful to affix one's seal to technical 29 submissions if it masks the true identity of the person who 30 actually exercised direction, control and supervision of the 31 preparation of such work. A professional engineer who seals 32 and signs technical submissions is not responsible for damage 33 caused by subsequent changes to or uses of those technical 34 submissions, where the subsequent changes or uses, including -16- LRB9102230ACcdam02 1 changes or uses made by State or local governmental agencies, 2 are not authorized or approved by the professional engineer 3 who originally sealed and signed the technical submissions. 4 (Source: P.A. 88-372.) 5 (225 ILCS 325/15) (from Ch. 111, par. 5215) 6 Sec. 15. Technical submissions. All technical 7 submissions prepared by or under the personal supervision of 8 a professional engineer shall bear that professional 9 engineer's seal, signature, and license expiration date. The 10 licensee's written signature and date of signing, along with 11 the date of license expiration, shall be placed adjacent to 12 the seal. Computer generated signatures are not permitted. 13 All technical submissions intended for use in 14 construction in the State of Illinois shall be prepared and 15 administered in accordance with standards of reasonable 16 professional skill and diligence. Care shall be taken to 17 reflect the requirements of State statutes and, where 18 applicable, county and municipal ordinances in such 19 documents. In recognition that professional engineers are 20 licensed for the protection of the public health, safety and 21 welfare, documents shall be of such quality and scope, and be 22 so administered as to conform to professional standards. 23 (Source: P.A. 89-61, eff. 6-30-95.) 24 (225 ILCS 325/17.5 new) 25 Sec. 17.5. Continuing education. The Department may 26 promulgate rules of continuing education for persons licensed 27 under this Act. The Department shall consider the 28 recommendations of the Board in establishing the guidelines 29 for the continuing education requirements. The requirements 30 of this Section apply to any person seeking renewal or 31 restoration under Section 17 or 18 of this Act. -17- LRB9102230ACcdam02 1 (225 ILCS 325/20) (from Ch. 111, par. 5220) 2 Sec. 20. Fees. 3 (a) The Department shall provide by rule for a schedule 4 of fees be paid for licenses by all applicants. All fees are 5 not refundable. 6 (b) The fees for the administration and enforcement of 7 this Act, including but not limited to original licensure, 8 renewal, and restoration, shall be set by rule by the 9 Department.The following fees are not refundable:10(a) Certificate of engineer intern.11(1) The fee for application for a certificate of12enrollment is $20.13(2) In addition, applicants for any examination14shall be required to pay, either to the Department or to15the designated testing service, a fee covering the cost16of providing the examination. Failure to appear for the17examination on the scheduled date, at the time and place18specified, after the applicant's application for each19examination has been received and acknowledged by the20Department or the designated testing service, shall21result in the forfeiture of the examination fee.22(b) Certificate of professional engineer.23(1) The fee for application for a license by24examination is $100.25(2) In addition, applicants for any examination26shall be required to pay, either to the Department or to27the designated testing service, a fee covering the cost28of providing the examination. Failure to appear for the29examination on the scheduled date, at the time and place30specified, after the applicant's application for each31examination has been received and acknowledged by the32Department or the designated testing service, shall33result in the forfeiture of the examination fee.34(3) The fee for application for a license by-18- LRB9102230ACcdam02 1endorsement for a professional engineer registered or2licensed under the laws of another state or territory of3the United States or of a foreign country or province is4$100.5(4) The biennial fee for the renewal of a license6shall be $60.7(5) The fee for application for the restoration of8a license other than from inactive status is $10 plus9payment of all lapsed renewal fees.10(c) Professional design firm registration fees.11(1) The fee for application for a certificate of12registration as a professional design firm is $75.13(2) The biennial fee for renewal of a certificate14of registration as a professional design firm shall be15$75.16(d) General fees.17(1) The fee for the issuance of a duplicate18license, for the issuance of a replacement license for a19license which has been lost or destroyed or for the20issuance of a license with a change of name or address21other than during the renewal period is $20. No fee is22required for name and address changes on Department23records when no duplicate license is issued.24(2) The fee for a certification of a registrant's25record for any purpose is $20.26(3) The fee for retabulating the numerical score of27an examination is the cost to the Department of28retabulating the examination, plus any fees charged by29the applicable testing service to have the examination30retabulated.31(4) The fee for a wall certificate showing32licensure is the actual cost of producing such a33certificate.34(5) The fee for a roster of persons licensed as-19- LRB9102230ACcdam02 1professional engineers and of professional design firms2in this State is the actual cost of producing such a3roster.4(e) Any person who delivers a check or other payment to5the Department that is returned to the Department unpaid by6the financial institution upon which it is drawn shall pay to7the Department, in addition to the amount already owed to the8Department, a fine of $50. If the check or other payment was9for a renewal or issuance fee and that person practices10without paying the renewal fee or issuance fee and the fine11due, an additional fine of $100 shall be imposed. The fines12imposed by this Section are in addition to any other13discipline provided under this Act for unlicensed practice or14practice on a nonrenewed license. The Department shall15notify the person that payment of fees and fines shall be16paid to the Department by certified check or money order17within 30 calendar days of the notification. If, after the18expiration of 30 days from the date of the notification, the19person has failed to submit the necessary remittance, the20Department shall automatically terminate the license or21certificate or deny the application, without hearing. If,22after termination or denial, the person seeks a license or23certificate, he or she shall apply to the Department for24restoration or issuance of the license or certificate and pay25all fees and fines due to the Department. The Department may26establish a fee for the processing of an application for27restoration of a license or certificate to pay all expenses28of processing this application. The Director may waive the29fines due under this Section in individual cases where the30Director finds that the fines would be unreasonable or31unnecessarily burdensome.32 (c)(f) Disposition of fees and fines collected.All the 33 fees and fines collected pursuant to this Section shall be 34 deposited in the Design Professionals Administration and -20- LRB9102230ACcdam02 1 Investigation Fund. Of the moneys deposited into the Design 2 Professionals Administration and Investigation Fund, the 3 Department may use such funds as necessary and available to 4 produce and distribute newsletters to persons licensed under 5 this Act. 6 (Source: P.A. 88-91; 88-428; 88-670, eff. 12-2-94; 89-61, 7 eff. 6-30-95; 89-235, eff. 8-4-95.) 8 (225 ILCS 325/23) (from Ch. 111, par. 5223) 9 Sec. 23. Professional design firm registration. 10 (a) Nothing in this Act shall prohibit the formation, 11 under the provisions of the Professional Service Corporation 12 Act, as amended, of a corporation to practice professional 13 engineering. 14 Any business, including a Professional Service 15 Corporation, thatnot formed under the provisions of the16Professional Service Corporation Act and not registered as17such with the Department, and whichincludes within its 18 stated purposes or practices, or holds itself out as 19 available to practice, professional engineering,shall be 20 registered with the Department pursuant to the provisions set 21 forth in this Section. 22 Any sole proprietorship not owned and operated by an 23 Illinois licensed design professional licensed under this Act 24 shall be prohibited from offering professional engineering 25 services to the public. Any sole proprietorship owned and 26 operated by a professional engineer with an active license 27 issued under this Act and conducting or transacting such 28 business under an assumed name in accordance with the 29 provisions of the Assumed Business Name Act shall comply with 30 the registration requirements of a professional design firm. 31 Any sole proprietorship owned and operated by a professional 32 engineer with an active license issued under this Act and 33 conducting or transacting such business under the real name -21- LRB9102230ACcdam02 1 of the sole proprietor is exempt from the registration 2 requirements of a professional design firm. "Illinois 3 licensed design professional" means a person who holds an 4 active license as a professional engineer under this Act, as 5 an architect under the Illinois Architecture Practice Act of 6 1989, or as a structural engineer under the Structural 7 Engineering Licensing Act of 1989. 8 (b) Any professional design firm seeking to be 9 registered pursuant to the provisions of this Section shall 10 not be registered unless one or more managing agents in 11 charge of professional engineering activities in this State 12 are designated by the professional design firm. Each 13 managing agent must at all times maintain a valid, active 14 license to practice professional engineering in Illinois. 15 No individual whose license to practice professional 16 engineering in this State is currently in a suspended or 17 revoked status shall act as a managing agent for a 18 professional design firm. 19 (c) Any business seeking to be registered under this 20 Section shall make application on a form provided by the 21 Department and shall provide such information as requested by 22 the Department, which shall include, but not be limited to: 23 (1) the name and license number of the person 24 designated as the managing agent in responsible charge of 25 the practice of professional engineering in Illinois. In 26 the case of a corporation, the corporation shall also 27 submit a certified copy of the resolution by the board of 28 directors designating the managing agent. In the case of 29 a limited liability company, the company shall submit a 30 certified copy of either its articles of organization or 31 operating agreement designating the managing agent; 32 (2) the names and license numbers of the directors, 33 in the case of a corporation, the members, in the case of 34 a limited liability company, or general partners, in the -22- LRB9102230ACcdam02 1 case of a partnership; 2 (3) a list of all office locations at which the 3 professional design firm provides professional 4 engineering services to the public; and 5 (4) a list of all assumed names of the business. 6 Nothing in this Section shall be construed to exempt a 7 professional design firm, sole proprietorship, or 8 professional service corporation from compliance with the 9 requirements of the Assumed Business Name Act. 10 It is the responsibility of the professional design firm 11 to provide the Department notice, in writing, of any changes 12 in the information requested on the application. 13 (d) The Department shall issue to each business a 14 certificate of registration to practice professional 15 engineering or offer the services of its licensees in this 16 State upon submittal of a proper application for registration 17 and payment of fees. The expiration date and renewal period 18 for each registration and renewal procedures shall be 19 established by rule. 20 (e) In the event a managing agent is terminated or 21 terminates his or her status as managing agent of the 22 professional design firm, the managing agent and professional 23 design firm shall notify the Department of this fact in 24 writing, by certified mail, within 10 business days of such 25 termination. Thereafter, the professional design firm, if it 26 has so informed the Department, shall have 30 days in which 27 to notify the Department of the name and license number of a 28 newly designated managing agent. If a corporation, the 29 corporation shall also submit a certified copy of a 30 resolution by the board of directors designating the new 31 managing agent. If a limited liability company, the company 32 shall also submit a certified copy of either its articles of 33 organization or operating agreement designating the new 34 managing agent. The Department may, upon good cause shown, -23- LRB9102230ACcdam02 1 extend the original 30 day period. 2 If the professional design firm has not notified the 3 Department in writing, by certified mail within the specified 4 time, the registration shall be terminated without prior 5 hearing. Notification of termination shall be sent by 6 certified mail to the last known address of the business. If 7 the professional design firm continues to operate and offer 8 professional engineering services after the termination, the 9 Department may seek prosecution under Sections 24, 39, and 40 10 of this Act for the unlicensed practice of professional 11 engineering. 12 (f) No professional design firm shall be relieved of 13 responsibility for the conduct or acts of its agent, 14 employees, members, managers, or officers by reason of its 15 compliance with this Section, nor shall any individual 16 practicing professional engineering be relieved of the 17 responsibility for professional services performed by reason 18 of the individual's employment or relationship with a 19 professional design firm registered under this Section. 20 (g) Disciplinary action against a professional design 21 firm registered under this Section shall be administered in 22 the same manner and on the same grounds as disciplinary 23 action against a licensed professional engineer. All 24 disciplinary action taken or pending against a corporation or 25 partnership before the effective date of this amendatory Act 26 of 1993 shall be continued or remain in effect without the 27 Department filing separate actions. 28 (Source: P.A. 88-428; 89-594, eff. 8-1-96.) 29 (225 ILCS 325/24) (from Ch. 111, par. 5224) 30 Sec. 24. Rules of professional conduct; Disciplinary 31 action. 32 (a) The Department shall adopt rules setting standards 33 of professional conduct and establish appropriate penalty for -24- LRB9102230ACcdam02 1 the breach of such rules. The Department may, singularly or 2 in combination, refuse to issue, restore, or renew a license 3 or registration, revoke or suspend a license or registration, 4 or place on probation, reprimand, or impose a civil penalty 5 not to exceed $10,000 upon any person, corporation, 6 partnership, or professional design firm licensed or 7 registered under this Act for any one or combination of the 8 following: 9 (1) Material misstatement in furnishing information 10 to the Department. 11 (2) Failure to comply with any provisions of this 12 Act or any of its rules. 13 (3) Conviction of any crime under the laws of the 14 United States, or any state or territory thereof, which 15 is a felony, whether related to practice or not, or 16 conviction of any crime, whether a felony, misdemeanor, 17 or otherwise, an essential element of which is dishonesty 18 or which is directly related to the practice of 19 engineering. 20 (4) Making any misrepresentation for the purpose of 21 obtaining licensure, or in applying for restoration or 22 renewal; or practice of any fraud or deceit in taking any 23 examination to qualify for licensure under this Act. 24 (5) Purposefully making false statements or signing 25 false statements, certificates, or affidavits to induce 26 payment. 27 (6) Negligence, incompetence or misconduct in the 28 practice of professional engineering as a licensed 29 professional engineer or in working as an engineer 30 intern. 31 (7) Aiding or assisting another person in violating 32 any provision of this Act or its rules. 33 (8) Failing to provide information in response to a 34 written request made by the Department within 30 days -25- LRB9102230ACcdam02 1 after receipt of such written request. 2 (9) Engaging in dishonorable, unethical or 3 unprofessional conduct of a character likely to deceive, 4 defraud or harm the public. 5 (10) Habitual intoxication or addiction to the use 6 of drugs. 7 (11) Discipline by the United States Government, 8 another state, District of Columbia, territory, foreign 9 nation or government agency, if at least one of the 10 grounds for the discipline is the same or substantially 11 equivalent to those set forth in this Act. 12 (12) Directly or indirectly giving to or receiving 13 from any person, firm, corporation, partnership or 14 association any fee, commission, rebate or other form of 15 compensation for any professional services not actually 16 or personally rendered. 17 (13) A finding by the Board that an applicant ora18 registrant has failed to pay a fine imposed by the 19 Department, a registrant whose license has been placed on 20 probationary status has violated the terms of probation, 21 or a registrant has practiced on an expired, inactive, 22 suspended, or revoked license. 23 (14) Signing, affixing the professional engineer's 24 seal or permitting the professional engineer's seal to be 25 affixed to any technical submissions not prepared as 26 required by Section 14 or completely reviewed by the 27 professional engineer or under the professional 28 engineer's direct supervision. 29 (15) Physical illness, including but not limited to 30 deterioration through the aging process or loss of motor 31 skill, which results in the inability to practice the 32 profession with reasonable judgment, skill or safety. 33 (16) The making of a statement pursuant to the 34 Environmental Barriers Act that a plan for construction -26- LRB9102230ACcdam02 1 or alteration of a public facility or for construction of 2 a multi-story housing unit is in compliance with the 3 Environmental Barriers Act when such plan is not in 4 compliance. 5 (17) Failing to file a return, or to pay the tax, 6 penalty or interest shown in a filed return, or to pay 7 any final assessment of tax, penalty or interest as 8 required by a tax Act administered by the Illinois 9 Department of Revenue, until such time as the 10 requirements of any such tax Act are satisfied. 11 (a-5) In enforcing this Section, the Board upon a 12 showing of a possible violation may compel a person licensed 13 to practice under this Act, or who has applied for licensure 14 or certification pursuant to this Act, to submit to a mental 15 or physical examination, or both, as required by and at the 16 expense of the Department. The examining physicians shall be 17 those specifically designated by the Board. The Board or the 18 Department may order the examining physician to present 19 testimony concerning this mental or physical examination of 20 the licensee or applicant. No information shall be excluded 21 by reason of any common law or statutory privilege relating 22 to communications between the licensee or applicant and the 23 examining physician. The person to be examined may have, at 24 his or her own expense, another physician of his or her 25 choice present during all aspects of the examination. 26 Failure of any person to submit to a mental or physical 27 examination, when directed, shall be grounds for suspension 28 of a license until the person submits to the examination if 29 the Board finds, after notice and hearing, that the refusal 30 to submit to the examination was without reasonable cause. 31 If the Board finds a person unable to practice because of 32 the reasons set forth in this Section, the Board may require 33 that person to submit to care, counseling, or treatment by 34 physicians approved or designated by the Board as a -27- LRB9102230ACcdam02 1 condition, term, or restriction for continued, reinstated, or 2 renewed licensure to practice; or, in lieu of care, 3 counseling, or treatment, the Board may recommend to the 4 Department to file a complaint to immediately suspend, 5 revoke, or otherwise discipline the license of the person. 6 Any person whose license was granted, continued, reinstated, 7 renewed, disciplined, or supervised subject to such terms, 8 conditions, or restrictions and who fails to comply with such 9 terms, conditions, or restrictions shall be referred to the 10 Director for a determination as to whether the person shall 11 have his or her license suspended immediately, pending a 12 hearing by the Board. 13 (b) The determination by a circuit court that a 14 registrant is subject to involuntary admission or judicial 15 admission as provided in the Mental Health and Developmental 16 Disabilities Code, as now or hereafter amended, operates as 17 an automatic suspension. Such suspension will end only upon 18 a finding by a court that the patient is no longer subject to 19 involuntary admission or judicial admission, the issuance of 20 an order so finding and discharging the patient, and the 21 recommendation of the Board to the Director that the 22 registrant be allowed to resume practice. 23 (Source: P.A. 88-372; 88-428; 88-670, eff. 12-2-94; 89-61, 24 eff. 6-30-95.) 25 (225 ILCS 325/44) (from Ch. 111, par. 5244) 26 Sec. 44. Fund; appropriations; investments; audits. 27 Moneys deposited in the Design Professionals Administration 28 and Investigation Fund shall be appropriated to the 29 Department exclusively for expenses of the Department and the 30 Board in the administration of this Act, the Illinois 31 Professional Land Surveyor Act of 1989, the Illinois 32 Architecture Practice Act, and the Structural Engineering 33 Licensing Act of 1989. The expenses of the Department under -28- LRB9102230ACcdam02 1 this Act shall be limited to the ordinary and contingent 2 expenses of the Design Professionals Dedicated Employees 3 within the Department as established under Section 62.1 of 4 the Civil Administrative Code of Illinois and other expenses 5 related to the administration and enforcement of this Act. 6 Moneys from the Fund may also be used for direct and 7 allocable indirect costs related to the public purposes of 8 the Department of Professional Regulation. Moneys in the 9 Fund may be transferred to the Professions Indirect Cost Fund 10 as authorized by Section 61e of the Civil Administrative Code 11 of Illinois. 12 Moneys in the Design Professionals Administration and 13 Investigation Fund may be invested and reinvested with all 14 earnings received from the investments to be deposited in the 15 Design Professionals Administration and Investigation Fund 16 and used for the same purposes as fees deposited in the Fund. 17 All fines and penalties under Section 24,andSection 39, 18 Section 42, and Section 43 shall be deposited in the Design 19 Professionals Administration and Investigation Fund. 20 Upon the completion of any audit of the Department as 21 prescribed by the Illinois State Auditing Act that audit 22 includes an audit of the Design Professionals Administration 23 and Investigation Fund, the Department shall make the audit 24 report open to inspection by any interested person. The copy 25 of the audit report required to be submitted to the 26 Department by this Section is in addition to copies of audit 27 reports required to be submitted to other State officers and 28 agencies by Section 3-14 of the Illinois State Auditing Act. 29 (Source: P.A. 89-204, eff. 1-1-96.) 30 Section 99. Effective date. This Act takes effect 31 January 1, 2000, except that Section 5 takes effect upon 32 becoming law.".