State of Illinois
91st General Assembly
Legislation

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[ Introduced ][ House Amendment 001 ]

91_HB3236eng

 
HB3236 Engrossed                               LRB9111408RCdv

 1        AN  ACT  in  relation  to  defendants found not guilty by
 2    reason of insanity.

 3        Be it  enacted  by  the  People  of  the  State  of  Illinois,
 4    represented in the General Assembly:

 5        Section 5.  The Unified Code of Corrections is amended by
 6    changing Section 5-2-4 as follows:

 7        (730 ILCS 5/5-2-4) (from Ch. 38, par. 1005-2-4)
 8        Sec. 5-2-4.  Proceedings after  Acquittal  by  Reason  of
 9    Insanity.
10        (a)  After  a  finding or verdict of not guilty by reason
11    of insanity under Sections 104-25, 115-3 or 115-4 of The Code
12    of Criminal Procedure of 1963, the defendant shall be ordered
13    to the Department of Human Services for an evaluation  as  to
14    whether  he is subject to involuntary admission or in need of
15    mental health services.  The order shall specify whether  the
16    evaluation  shall  be conducted on an inpatient or outpatient
17    basis. If the evaluation is to be conducted on  an  inpatient
18    basis,  the  defendant  shall  be  placed in a secure setting
19    unless the Court determines that there are compelling reasons
20    why such placement is not necessary. After the evaluation and
21    during  the  period  of  time  required  to   determine   the
22    appropriate  placement,  the  defendant shall remain in jail.
23    Upon completion of the placement  process the  sheriff  shall
24    be   notified  and  shall  transport  the  defendant  to  the
25    designated facility.
26        The Department shall provide the Court with a  report  of
27    its evaluation within 30 days of the date of this order.  The
28    Court  shall  hold  a  hearing  as  provided under the Mental
29    Health and Developmental Disabilities Code  to  determine  if
30    the  individual is: (a) subject to involuntary admission; (b)
31    in need of mental health services on an inpatient basis;  (c)
 
HB3236 Engrossed            -2-                LRB9111408RCdv
 1    in need of mental health services on an outpatient basis; (d)
 2    a  person  not  in need of mental health services.  The Court
 3    shall enter its findings.
 4        If the defendant is found to be  subject  to  involuntary
 5    admission  or  in  need  of  mental  health  services  on  an
 6    inpatient  care basis, the Court shall order the defendant to
 7    the Department of Human  Services.  The  defendant  shall  be
 8    placed  in  a secure setting unless the Court determines that
 9    there are  compelling  reasons  why  such  placement  is  not
10    necessary.  Such  defendants placed in a secure setting shall
11    not be permitted outside the facility's housing  unit  unless
12    escorted  or  accompanied  by  personnel of the Department of
13    Human Services or with the prior approval of  the  Court  for
14    unsupervised  on-grounds  privileges  as provided herein. Any
15    defendant  placed  in  a  secure  setting  pursuant  to  this
16    Section, transported to court  hearings  or  other  necessary
17    appointments   off  facility  grounds  by  personnel  of  the
18    Department of Human  Services,  may  be  placed  in  security
19    devices   or   otherwise   secured   during   the  period  of
20    transportation to assure secure transport  of  the  defendant
21    and  the safety of Department of Human Services personnel and
22    others.   These  security  measures  shall   not   constitute
23    restraint  as  defined in the Mental Health and Developmental
24    Disabilities Code.  If the defendant is found to be  in  need
25    of  mental  health  services,  but  not  on an inpatient care
26    basis, the Court shall conditionally release  the  defendant,
27    under  such  conditions  as set forth in this Section as will
28    reasonably assure the defendant's  satisfactory  progress  in
29    treatment  or  rehabilitation and the safety of the defendant
30    or others.  If the Court finds the  person  not  in  need  of
31    mental  health  services,  then  the  Court  shall  order the
32    defendant discharged from custody.
33        (1)  Definitions:  For the purposes of this Section:
34             (A)  "Subject to involuntary  admission"  means:   a
 
HB3236 Engrossed            -3-                LRB9111408RCdv
 1        defendant   has  been  found  not  guilty  by  reason  of
 2        insanity; and
 3                  (i)  who is mentally ill and who because of his
 4             mental illness is  reasonably  expected  to  inflict
 5             serious physical harm upon himself or another in the
 6             near future; or
 7                  (ii)  who  is  mentally  ill and who because of
 8             his illness is  unable  to  provide  for  his  basic
 9             physical  needs  so as to guard himself from serious
10             harm.
11             (B)  "In  need  of  mental  health  services  on  an
12        inpatient basis" means: a defendant who  has  been  found
13        not  guilty  by  reason of insanity who is not subject to
14        involuntary admission but who is reasonably  expected  to
15        inflict serious physical harm upon himself or another and
16        who  would  benefit  from inpatient care or is in need of
17        inpatient care.
18             (C)  "In  need  of  mental  health  services  on  an
19        outpatient basis" means: a defendant who has  been  found
20        not  guilty  by  reason of insanity who is not subject to
21        involuntary  admission  or  in  need  of  mental   health
22        services  on  an  inpatient  basis,  but  is  in  need of
23        outpatient  care,  drug  and/or  alcohol   rehabilitation
24        programs,   community  adjustment  programs,  individual,
25        group, or family therapy, or chemotherapy.
26             (D)  "Conditional Release" means: the  release  from
27        either the custody of the Department of Human Services or
28        the  custody  of the Court of a person who has been found
29        not guilty by reason of insanity under such conditions as
30        the  Court  may  impose  which  reasonably   assure   the
31        defendant's   satisfactory   progress   in  treatment  or
32        habilitation and the safety of the defendant and  others.
33        The  Court shall consider such terms and conditions which
34        may include, but need not be limited to, outpatient care,
 
HB3236 Engrossed            -4-                LRB9111408RCdv
 1        alcoholic and  drug  rehabilitation  programs,  community
 2        adjustment   programs,  individual,  group,  family,  and
 3        chemotherapy, periodic checks with the legal  authorities
 4        and/or  the  Department  of Human Services. The Court may
 5        order the Department of Human Services to provide care to
 6        any person conditionally  released  under  this  Section.
 7        The  Department  may  contract with any public or private
 8        agency in order to discharge any responsibilities imposed
 9        under this Section.  The  Department  shall  monitor  the
10        provision  of  services to persons conditionally released
11        under this Section and provide periodic  reports  to  the
12        Court  concerning  the  services and the condition of the
13        defendant.  Whenever a person is  conditionally  released
14        pursuant  to  this  Section, the State's Attorney for the
15        county in which the hearing is held  shall  designate  in
16        writing  the  name,  telephone  number,  and address of a
17        person employed by him or her who shall  be  notified  in
18        the  event  that  either  the  reporting  agency  or  the
19        Department  decide  that  the  conditional release of the
20        defendant should  be  revoked  or  modified  pursuant  to
21        subsection  (i)  of  this Section. The person or facility
22        rendering  the  outpatient  care  shall  be  required  to
23        periodically report to the Court on the progress  of  the
24        defendant. Such conditional release shall be for a period
25        of  five years. However, unless the defendant, the person
26        or facility rendering the treatment, therapy, program  or
27        outpatient  care,  the Department or the State's Attorney
28        may petition petitions the Court for an extension of  the
29        conditional  release  period  for  an  additional 5 three
30        years. Upon receipt of such a petition, the  Court  shall
31        hold  a  hearing  consistent  with the provisions of this
32        paragraph (a) and paragraph (f) of  this  Section,  shall
33        determine  whether  the  defendant  should continue to be
34        subject to the terms of conditional  release,  and  shall
 
HB3236 Engrossed            -5-                LRB9111408RCdv
 1        enter an order either extending the defendant's period of
 2        conditional  release  for  an a single additional 5 three
 3        year period or discharging the  defendant.  Additional  5
 4        years  periods  of  conditional  release  may  be ordered
 5        following  a  hearing  as  provided  in   this   Section.
 6        However,  in  no  event  shall  the defendant's period of
 7        conditional release continue beyond the maximum period of
 8        commitment ordered by the court pursuant to paragraph (b)
 9        of this Section exceed eight years. These provisions  for
10        extension  of  conditional  release  shall  only apply to
11        defendants  conditionally  released  on  or   after   the
12        effective date of this amendatory Act of the 91st General
13        Assembly  July  1, 1979. However the extension provisions
14        of Public Act 83-1449 apply only  to  defendants  charged
15        with a forcible felony.
16             (E)  "Facility  director" means the chief officer of
17        a mental health or developmental disabilities facility or
18        his or her designee or the supervisor  of  a  program  of
19        treatment   or  habilitation  or  his  or  her  designee.
20        "Designee"   may   include    a    physician,    clinical
21        psychologist, social worker, or nurse.
22        (b)  If   the   Court  finds  the  defendant  subject  to
23    involuntary admission or in need of mental health services on
24    an inpatient basis, the admission, detention, care, treatment
25    or  habilitation,  treatment   plans,   review   proceedings,
26    including  review  of  treatment  and  treatment  plans,  and
27    discharge  of  the  defendant after such order shall be under
28    the Mental Health and Developmental Disabilities Code, except
29    that the initial order for admission of a defendant acquitted
30    of a felony by reason of insanity shall be for an  indefinite
31    period  of  time.  Such period of commitment shall not exceed
32    the maximum length of time that the defendant would have been
33    required to serve, less  credit  for  good  behavior,  before
34    becoming  eligible  for  release had he been convicted of and
 
HB3236 Engrossed            -6-                LRB9111408RCdv
 1    received the maximum sentence for the most serious crime  for
 2    which  he has been acquitted by reason of insanity. The Court
 3    shall determine  the  maximum  period  of  commitment  by  an
 4    appropriate order. During  this period of time, the defendant
 5    shall  not be permitted to be in the community in any manner,
 6    including but not limited to off-grounds privileges, with  or
 7    without  escort  by  personnel  of  the  Department  of Human
 8    Services, unsupervised on-grounds  privileges,  discharge  or
 9    conditional  or  temporary  release,  except  by  a  plan  as
10    provided  in  this  Section.  In no event shall a defendant's
11    continued unauthorized absence be a basis for discharge.  Not
12    more  than  30  days  after  admission  and  every  60   days
13    thereafter  so  long  as the initial order remains in effect,
14    the facility director shall file a treatment plan report with
15    the court and forward a copy of the treatment plan report  to
16    the  clerk  of  the  court,  the  State's  Attorney,  and the
17    defendant's attorney, if  the  defendant  is  represented  by
18    counsel, or to a person authorized by the defendant under the
19    Mental  Health and Developmental Disabilities Confidentiality
20    Act to be sent a  copy  of  the  report.   The  report  shall
21    include  an  opinion as to whether the defendant is currently
22    subject to involuntary admission, in need  of  mental  health
23    services  on  an inpatient basis, or in need of mental health
24    services on an  outpatient  basis.   The  report  shall  also
25    summarize  the basis for those findings and provide a current
26    summary of the following items from the treatment  plan:  (1)
27    an  assessment  of  the  defendant's  treatment  needs, (2) a
28    description of the services recommended  for  treatment,  (3)
29    the  goals  of  each  type  of  element  of  service,  (4) an
30    anticipated timetable for the accomplishment  of  the  goals,
31    and   (5)   a   designation  of  the  qualified  professional
32    responsible for the implementation of the  plan.  The  report
33    may   also   include   unsupervised   on-grounds  privileges,
34    off-grounds privileges (with or without escort  by  personnel
 
HB3236 Engrossed            -7-                LRB9111408RCdv
 1    of  the  Department  of  Human  Services),  home  visits  and
 2    participation   in   work   programs,  but  only  where  such
 3    privileges have been approved by specific court order,  which
 4    order  may  include  such  conditions on the defendant as the
 5    Court may deem appropriate and necessary to reasonably assure
 6    the defendant's satisfactory progress in  treatment  and  the
 7    safety of the defendant and others.
 8        (c)  Every  defendant  acquitted of a felony by reason of
 9    insanity and subsequently found to be subject to  involuntary
10    admission  or  in  need  of  mental  health services shall be
11    represented by counsel in all proceedings under this  Section
12    and  under  the  Mental Health and Developmental Disabilities
13    Code.
14             (1)  The Court shall appoint as counsel  the  public
15        defender or an attorney licensed by this State.
16             (2)  Upon  filing  with  the  Court  of  a  verified
17        statement  of  legal  services  rendered  by  the private
18        attorney appointed pursuant  to  paragraph  (1)  of  this
19        subsection,  the  Court  shall determine a reasonable fee
20        for such services.  If the defendant is unable to pay the
21        fee, the Court shall enter an order upon the State to pay
22        the entire fee or such amount as the defendant is  unable
23        to  pay  from  funds appropriated by the General Assembly
24        for that purpose.
25        (d)  When the facility director determines that:
26             (1)  the  defendant  is   no   longer   subject   to
27        involuntary   admission  or  in  need  of  mental  health
28        services on an inpatient basis; and
29             (2)  the defendant  may  be  conditionally  released
30        because  he  or  she  is  still  in need of mental health
31        services or that the defendant may be discharged  as  not
32        in need of any mental health services; or
33             (3)  the defendant no longer requires placement in a
34        secure setting;
 
HB3236 Engrossed            -8-                LRB9111408RCdv
 1    the facility director shall give written notice to the Court,
 2    State's  Attorney and defense attorney. Such notice shall set
 3    forth in detail the  basis  for  the  recommendation  of  the
 4    facility  director,  and specify clearly the recommendations,
 5    if any, of  the  facility  director,  concerning  conditional
 6    release.  Any  recommendation  for  conditional release shall
 7    include  an  evaluation   of   the   defendant's   need   for
 8    psychotropic  medication,  what provisions should be made, if
 9    any, to insure that the defendant will  continue  to  receive
10    psychotropic   medication   following   discharge   and  what
11    provisions should  be  made  to  assure  the  safety  of  the
12    defendant  and others in the event the defendant is no longer
13    receiving psychotropic medication.  Within  30  days  of  the
14    notification  by the facility director, the Court shall set a
15    hearing and make a finding as to whether the defendant is:
16             (i)  subject to involuntary admission; or
17             (ii)  in need of mental health services in the  form
18        of inpatient care; or
19             (iii)  in  need  of  mental  health services but not
20        subject to involuntary admission or inpatient care; or
21             (iv)  no longer in need of mental  health  services;
22        or
23             (v)  no   longer  requires  placement  in  a  secure
24        setting.
25        Upon finding by the Court,  the  Court  shall  enter  its
26    findings and such appropriate order as provided in subsection
27    (a) of this Section.
28        (e)  A  defendant  admitted  pursuant to this Section, or
29    any person on his behalf, may  file a petition for  treatment
30    plan  review,  transfer  to  a  non-secure setting within the
31    Department of Human  Services  or  discharge  or  conditional
32    release  under  the  standards  of  this Section in the Court
33    which rendered the verdict.  Upon receipt of a  petition  for
34    treatment  plan  review,  transfer to a non-secure setting or
 
HB3236 Engrossed            -9-                LRB9111408RCdv
 1    discharge or conditional  release,  the  Court  shall  set  a
 2    hearing  to  be  held  within  120  days.  Thereafter, no new
 3    petition may be filed for  120  days  without  leave  of  the
 4    Court.
 5        (f)  The  Court  shall direct that notice of the time and
 6    place of the  hearing  be  served  upon  the  defendant,  the
 7    facility  director, the State's Attorney, and the defendant's
 8    attorney. If requested by either the State or the defense  or
 9    if   the   Court   feels  it  is  appropriate,  an  impartial
10    examination of the defendant by a  psychiatrist  or  clinical
11    psychologist as defined in Section 1-103 of the Mental Health
12    and  Developmental Disabilities Code who is not in the employ
13    of the Department of Human Services shall be ordered, and the
14    report considered at the time of the hearing.
15        (g)  The findings of the Court shall  be  established  by
16    clear  and  convincing evidence.  The burden of proof and the
17    burden of going forth with the evidence rest with  the  State
18    when  a  hearing  is  held to review the determination of the
19    facility director that the defendant should be transferred to
20    a non-secure setting, discharged or  conditionally  released.
21    The  burden  of  proof and the burden of going forth with the
22    evidence rest on the defendant when  a  hearing  is  held  to
23    review  a  petition  filed by or on behalf of such defendant.
24    The evidence shall be presented in open Court with the  right
25    of confrontation and cross-examination.
26        (h)  Before  the  court  orders  that  the  defendant  be
27    discharged  or  conditionally  released,  it  shall order the
28    facility director to establish a discharge plan that includes
29    a plan for the defendant's shelter, support, and  medication.
30    If  appropriate,  the  court  shall  order  that the facility
31    director establish  a  program  to  train  the  defendant  in
32    self-medication under standards established by the Department
33    of  Human  Services. If the Court finds that the defendant is
34    no longer in need of mental health services  it  shall  order
 
HB3236 Engrossed            -10-               LRB9111408RCdv
 1    the  facility  director  to  discharge the defendant.  If the
 2    Court finds that the defendant is in need  of  mental  health
 3    services,  and  no longer in need of inpatient care, it shall
 4    order the facility director to release  the  defendant  under
 5    such  conditions  as  the  Court  deems  appropriate  and  as
 6    provided  by  this Section. Such conditional release shall be
 7    imposed for a period of five years and shall be subject    to
 8    later  modification by the Court as provided by this Section.
 9    If  the  Court  finds  that  the  defendant  is  subject   to
10    involuntary admission or in need of mental health services on
11    an  inpatient basis, it shall order the facility director not
12    to discharge or release  the  defendant  in  accordance  with
13    paragraph (b) of this Section.
14        (i)  If  within the period of the defendant's conditional
15    release, the State's Attorney determines that  the  defendant
16    has  not  fulfilled the conditions of his or her release, the
17    State's Attorney may petition the Court to revoke  or  modify
18    the conditional release of the defendant.  Upon the filing of
19    such petition the defendant may be remanded to the custody of
20    the  Department,  or  to  any  other  mental  health facility
21    designated by the Department, pending the resolution  of  the
22    petition.    Nothing   in  this  Section  shall  prevent  the
23    emergency admission of a defendant pursuant to Article VI  of
24    Chapter   III   of   the   Mental  Health  and  Developmental
25    Disabilities Code or the voluntary admission of the defendant
26    pursuant to Article IV of Chapter III of  the  Mental  Health
27    and   Developmental   Disabilities   Code.    If   the  Court
28    determines, after hearing evidence, that  the  defendant  has
29    not  fulfilled  the  conditions  of  release, the Court shall
30    order a hearing to be held consistent with the provisions  of
31    paragraph  (f)  and  (g) of this Section. At such hearing, if
32    the Court finds that the defendant is subject to  involuntary
33    admission  or  in  need  of  mental  health  services  on  an
34    inpatient basis, it shall enter an order remanding him or her
 
HB3236 Engrossed            -11-               LRB9111408RCdv
 1    to the Department of Human Services or other facility. If the
 2    defendant is remanded to the Department of Human Services, he
 3    or  she  shall be placed in a secure setting unless the Court
 4    determines  that  there  are  compelling  reasons  that  such
 5    placement is not necessary.  If  the  Court  finds  that  the
 6    defendant   continues to be in need of mental health services
 7    but not on an inpatient basis, it may modify  the  conditions
 8    of  the  original  release  in order to reasonably assure the
 9    defendant's satisfactory progress in treatment and his or her
10    safety and the  safety  of  others  in  accordance  with  the
11    standards established in paragraph (1) (D) of subsection (a).
12    In  no  event  shall  such conditional release be longer than
13    eight years. Nothing in this Section shall  limit  a  Court's
14    contempt powers or any other powers of a Court.
15        (j)  An  order  of  admission under this Section does not
16    affect the remedy of habeas corpus.
17        (k)  In the event of a conflict between this Section  and
18    the  Mental Health and Developmental Disabilities Code or the
19    Mental Health and Developmental Disabilities  Confidentiality
20    Act, the provisions of this Section shall govern.
21        (l)  This  amendatory  Act shall apply to all persons who
22    have been found not guilty by reason of insanity and who  are
23    presently  committed  to  the Department of Mental Health and
24    Developmental  Disabilities  (now  the  Department  of  Human
25    Services).
26        (m)  The Clerk of the Court shall, after the entry of  an
27    order  of  transfer to a non-secure setting of the Department
28    of  Human  Services  or  discharge  or  conditional  release,
29    transmit a certified copy of the order to the  Department  of
30    Human  Services, and the sheriff of the county from which the
31    defendant was admitted.  In cases where  the  arrest  of  the
32    defendant  or the commission of the offense took place in any
33    municipality with a population of more than  25,000  persons,
34    The  Clerk  of the Court shall also transmit a certified copy
 
HB3236 Engrossed            -12-               LRB9111408RCdv
 1    of the order of  discharge  or  conditional  release  to  the
 2    Illinois  Department  of  State  Police,  to  the  proper law
 3    enforcement  agency  for  the  said  municipality  where  the
 4    offense took place and to the  sheriff  of  the  county  into
 5    which   the   defendant  is  conditionally  discharged.   The
 6    Illinois  Department  of  State  Police  shall   maintain   a
 7    centralized  record  of  discharged or conditionally released
 8    defendants while they are under court supervision for  access
 9    and  use of appropriate law enforcement agencies provided the
10    municipality has requested such notice in writing.
11    (Source: P.A. 90-105, eff.  7-11-97;  90-593,  eff.  6-19-98;
12    91-536, eff. 1-1-00.)

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