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91_HB0646 LRB9101980DJcdA 1 AN ACT concerning mental health. 2 Be it enacted by the People of the State of Illinois, 3 represented in the General Assembly: 4 Section 5. The Mental Health and Developmental 5 Disabilities Code is amended by adding Sections 1-100.5, 6 1-101.2, 1-110.1, 1-115.5, 2-107.3, and 3-205.5 and by 7 changing Sections 1-117, 1-119, 2-102, 2-107, 2-107.1, 2-200, 8 3-600, 3-601, 3-601.1, 3-601.2, 3-602, 3-607, 3-608, 3-704, 9 and 6-103 as follows: 10 (405 ILCS 5/1-100.5 new) 11 Sec. 1-100.5. Purpose and policy. 12 (a) Purpose. This Code is intended to ensure that a 13 person's right to personal autonomy is guarded not only from 14 unwarranted intervention by others, but from its functional 15 loss due to delusion, mental debilitation, or any other 16 impairment caused by mental illness. Involuntary treatment 17 is for the purpose of ensuring treatment so that the 18 recipient does not suffer long-term disability, may be 19 restored to a condition in which he or she would not be 20 subject to involuntary treatment, and may pursue the life 21 activities otherwise normal to the person with the mental 22 illness. Recipients should not be deprived of treatment due 23 to a lack of decisional capacity with respect to their 24 condition that makes it impossible for them to consent to 25 appropriate treatment. 26 (b) Policy. The State of Illinois recognizes that prompt 27 and appropriate treatment is cost effective and in the best 28 interests of the recipient and the State and that a prompt 29 and effective judicial process is essential in ensuring the 30 rights and interests of the recipient and the State. This 31 Code is intended to adopt and promote laws and practices that -2- LRB9101980DJcdA 1 increase access to timely and humane treatment for persons 2 with mental illnesses, incorporating current scientific 3 knowledge and medical advances, thereby decreasing 4 deterioration, homelessness, jailings, suicide, violence, and 5 other devastating consequences of a lack of treatment to the 6 individual and the community. 7 (405 ILCS 5/1-101.2 new) 8 Sec. 1-101.2. "Adult" means a person who is 18 years of 9 age or older or who is an emancipated minor under the 10 Emancipation of Mature Minors Act. 11 (405 ILCS 5/1-110.1 new) 12 Sec. 1-110.1. "Substitute decision maker" means a person 13 granted a power of attorney under the Powers of Attorney for 14 Health Care Law, a person designated as attorney-in-fact 15 under the Mental Health Treatment Preference Declaration Act, 16 or a person appointed as guardian. 17 (405 ILCS 5/1-115.5 new) 18 Sec. 1-115.5. "Mental illness" means an organic, mental 19 or mood disorder that does not emanate solely from substance 20 abuse and that substantially impairs a person's thoughts, 21 perception of reality, emotional process, judgment, behavior, 22 or ability to cope with ordinary demands of life. 23 (405 ILCS 5/1-117) (from Ch. 91 1/2, par. 1-117) 24 Sec. 1-117. "Minor" means a person under 18 years of age 25 , other than an emancipated minor under the Emancipation of 26 Mature Minors Act. 27 (Source: P.A. 80-1414.) 28 (405 ILCS 5/1-119) (from Ch. 91 1/2, par. 1-119) 29 Sec. 1-119. "Person subject to involuntary admission"or-3- LRB9101980DJcdA 1"subject to involuntary admission"means any of the following 2 : 3 (1) A person with mental illness and who because of his 4 or her illness is reasonably expected to inflict serious 5 physical harm upon himself or herself or another in the near 6 future.; or7 (2) A person with mental illness and who because of his 8 or her illness is unable to provide for his or her basic 9 physical needs so as to guard himself or herself from serious 10 harm.When any person is presented for admission to a mental11health facility under this subsection within 7 days12thereafter, the facility shall provide or arrange for a13comprehensive physical and mental examination and social14investigation of that person. This examination shall be used15to determine whether some program other than hospitalization16will meet the needs of such person with preference being17given to care or treatment in his own community.18 (3) A person with mental illness whose judgment is 19 impaired to such an extent that: 20 (A) the person's condition has deteriorated to the 21 point that the person has become, or shows clear signs of 22 deterioration to the point that without timely treatment 23 he or she is reasonably expected in the near future to 24 become, vulnerable to danger, harm, or misuse or abuse by 25 others as a result of his or her mental condition; and 26 (B) other less restrictive services have been 27 explored and found inappropriate; and 28 (C) the benefits of involuntary admission outweigh 29 the harm. 30 (Source: P.A. 88-380.) 31 (405 ILCS 5/2-102) (from Ch. 91 1/2, par. 2-102) 32 Sec. 2-102. (a) A recipient of services shall be 33 provided with adequate and humane care,andservices, and -4- LRB9101980DJcdA 1 treatment in the least restrictive environment in which the 2 recipient's needs for care, services, and treatment can be 3 met. Services must be provided,pursuant to an individual 4 services plan, which shall be formulated and periodically 5 reviewed with the participation of the recipient to the 6 extent feasible.and,Where appropriate, thesuchrecipient's 7 nextnearestof kin,orguardian, or substitute decision 8 maker will be included as a participant. A qualified 9 professional must be responsible for overseeing the 10 implementation of the plan. 11 (a-5) If the services include the administration of 12 authorized involuntary treatment, the physician shall advise 13 the recipient, in writing, of the side effects,andrisks, 14 and benefits of the treatment, as well asandalternatives to 15 the proposed treatment,and the risks and benefits thereof,16 to the extent such advice is consistent withthe nature and17frequency of the side effects andthe recipient's ability to 18 understand the information communicated. The physician shall 19 determine and state in writing whether the recipient has the 20 capacity to make a reasoned decision about the treatment. If 21 the recipient lacks the capacity to make a reasoned decision 22 about the treatment, the physician must then advise the 23 recipient's substitute decision maker or guardian about the 24 treatment options in writing. If the recipient lacks the 25 capacity to make a reasoned decision about the treatment, the 26 treatment may be administered only (i) pursuant to the 27 provisions of Section 2-107 or 2-107.1 or (ii) pursuant to a 28 power of attorney for health care under the Powers of 29 Attorney for Health Care Law,ora declaration for mental 30 health treatment under the Mental Health Treatment Preference 31 Declaration Act, or the authority of the recipient's guardian 32 . A substitutesurrogatedecision maker, other than a court33appointed guardian, under the Health Care Surrogate Actmay 34notconsent to the administration of authorized involuntary -5- LRB9101980DJcdA 1 treatment only to the extent provided for in the power of 2 attorney, treatment preference declaration, or court order of 3 appointment as substitute decision maker or guardian. A 4 substitute decision makersurrogatemay, however, petition 5 for administration of authorized involuntary treatment not 6 authorized by his or her appointment, pursuant to Section 7 2-107.1 this Act.If the recipient is under guardianship and8the guardian is authorized to consent to the administration9of authorized involuntary treatment pursuant to subsection10(c) of Section 2-107.1 of this Code, the physician shall11advise the guardian in writing of the side effects and risks12of the treatment, alternatives to the proposed treatment, and13the risks and benefits of the treatment. Any recipient who is14a resident of a mental health or developmental disabilities15facility shall be advised in writing of his right to refuse16such services pursuant to Section 2-107 of this Code. A17qualified professional shall be responsible for overseeing18the implementation of such plan. Such care and treatment19shall include the regular use of sign language for any20hearing impaired individual for whom sign language is a21primary mode of communication.22 (b) A recipient of services who is an adherent or a 23 member of any well-recognized religious denomination, the 24 principles and tenets of which teach reliance upon services 25 by spiritual means through prayer alone for healing by a duly 26 accredited practitioner thereof, shall have the right to 27 choose such services. The parent or guardian of a recipient 28 of services who is a minor, or a guardian of a recipient of 29 services who is not a minor, shall have the right to choose 30 services by spiritual means through prayer for the recipient 31 of services. 32 (Source: P.A. 90-538, eff. 12-1-97.) 33 (405 ILCS 5/2-107) (from Ch. 91 1/2, par. 2-107) -6- LRB9101980DJcdA 1 Sec. 2-107. Refusal of services; informing of risks. 2 (a) An adult recipient of services,or, if the recipient3is under guardianship,the recipient's guardian if the 4 recipient is under guardianship, and the recipient's 5 substitute decision maker, if any, must be informed of the 6 recipient's right to refuse medication, and the recipient and 7 his or her guardian or substitute decision maker,shall be 8 given the opportunity to refuse generally accepted mental 9 health or developmental disability services, including but 10 not limited to medication. If such services are refused, 11 they shall not be given unless such services are necessary to 12 prevent the recipient from causing serious and imminent 13 physical harm to the recipienthimselfor others and no less 14 restrictive alternative is available. Except as otherwise 15 provided in this Code, services may also be administered on 16 an emergency basis to prevent deterioration of functioning to 17 the recipient caused by the passage of time without treatment 18 or to prevent the excessive use of restraint. The facility 19 director shall inform a recipient or substitute decision 20 makerguardianwho refuses such services ofalternate21services available and the risks of such alternate services,22as well asthe possible consequences to the recipient of 23 refusal of such services. 24 (b) Authorized involuntary treatment may be given under 25 subsection (a) of this Section for up to 24 hours, excluding 26 Saturdays, Sundays, and holidays, only if the circumstances 27 leading up to the need for emergency treatment are set forth 28 in writing in the recipient's record. 29 (c) Authorized involuntary treatment may not be 30 continued unless the need for such treatment is redetermined 31 at least every 24 hours, excluding Saturdays, Sundays, and 32 holidays, based upon a personal examination of the recipient 33 by a physician or a nurse under the supervision of a 34 physician and the circumstances demonstrating that need are -7- LRB9101980DJcdA 1 set forth in writing in the recipient's record. 2 (d) Authorized involuntary treatment may not be 3 administered under this Section for a period in excess of 72 4 hours3 consecutive days, excluding Saturdays, Sundays, and 5 holidays, unlessthe facility filesa petition is filed under 6 Section 2-107.1 and the treatment continues to be necessary 7 under subsection (a) of this Section. Once the petition has 8 been filed, treatment may continue under subsections (a) and 9 (b) of this Section until the final outcome of the hearing on 10 the petition if an emergency continues to existin order to11prevent the recipient from causing serious and imminent12physical harm to himself or herself or others. 13 (e) The Department shall issue rules designed to insure 14 that in State-operated mental health facilities authorized 15 involuntary treatment is administered in accordance with this 16 Section and only when appropriately authorized and monitored 17 by a physician or a nurse under the supervision of a 18 physician in accordance with accepted medical practice. The 19 facility director of each mental health facility not operated 20 by the State shall issue rules designed to insure that in 21 that facility authorized involuntary treatment is 22 administered in accordance with this Section and only when 23 appropriately authorized and monitored by a physician or a 24 nurse under the supervision of a physician in accordance with 25 accepted medical practice. Such rules shall be available for 26 public inspection and copying during normal business hours. 27 (f) The provisions of this Section with respect to the 28 emergency administration of authorized involuntary treatment 29 do not apply to facilities licensed under the Nursing Home 30 Care Act. 31 (Source: P.A. 89-427, eff. 6-1-96; 89-439, eff. 6-1-96; 32 90-538, eff. 12-1-97.) 33 (405 ILCS 5/2-107.1) (from Ch. 91 1/2, par. 2-107.1) -8- LRB9101980DJcdA 1 Sec. 2-107.1. Administration of authorized involuntary 2 treatment upon application to a court. 3 (a) An adult recipient of services and, if the recipient 4 is under guardianship, the recipient's guardian, must be 5 informed of the recipient's right to refuse medication, and 6 the recipient and his or her guardian must be given the 7 opportunity to refuse generally accepted mental health or 8 developmental disability services, including but not limited 9 to medication. 10 Notwithstanding the provisions of Section 2-107 of this 11 Code, authorized involuntary treatment may be administered to 12 an adult recipient of services without the informed consent 13 of the recipient under the following standards: 14 (1) Any person 18 years of age or older, including 15 any guardian, may petition the circuit court for an order 16 authorizing the administration of authorized involuntary 17 treatment to a recipient of services. The petition shall 18 state that the petitioner has made a good faith attempt 19 to determine whether the recipient has executed a power 20 of attorney for health care under the Powers of Attorney 21 for Health Care Law or a declaration for mental health 22 treatment under the Mental Health Treatment Preference 23 Declaration Act and to obtain copies of these instruments 24 if they exist. If either of the above-named instruments 25 is available to the petitioner, the instrument or a copy 26 of the instrument shall be attached to the petition as an 27 exhibit. The petitioner shall deliver a copy of the 28 petition, and notice of the time and place of the 29 hearing, to the respondent, his or her attorney, any 30 known agent or attorney-in-fact, if any, and any known 31 substitute decision maker ortheguardian, if any, no 32 later than 410days prior to the date of the hearing. 33 Service of the petition and notice of the time and place 34 of the hearing may be made by transmitting them via -9- LRB9101980DJcdA 1 facsimile machine to the respondent or other party. If, 2 however, the hearing is requested to be held in 3 conjunction with a hearing on a petition for involuntary 4 admission, then the notice requirement under this 5 paragraph is the same as that for the hearing on the 6 petition for involuntary admission, and the petition 7 filed under this Section will be filed with the petition 8 for involuntary admission. The petition may include a 9 request that the court authorize such testing and 10 procedures as may be essential for the safe and effective 11 administration of the authorized involuntary treatment 12 sought to be administered, but only where the petition 13 sets forth the specific testing and procedures sought to 14 be administered. 15 (2) If either the recipient or the petitioner 16 requests it, and if the court determines (i) that the 17 issues or evidence in the petition for involuntary 18 admission and the petition under this Section for 19 authorized involuntary treatment are substantially the 20 same or (ii) if the petitions are proven, that immediate 21 treatment would be in the best interest of the 22 respondent, then the court may hear evidence concerning 23 both petitions in the same hearing. If the court grants 24 the request for a joint hearing, the notice provisions 25 under subdivision (a) (1) do not apply. If the request 26 for the joint hearing is not granted, the court must hold 27 the second hearing as soon as possible, but no later than 28 5 days after the first hearing, excluding Saturdays, 29 Sundays, and holidays. If a petition under this Section 30 for authorized involuntary treatment is filed 31 independently of a petition for involuntary admission, 32 the court shall hold a hearing within 514days of the 33 filing of the petition, excluding Saturdays, Sundays, and 34 holidays. Continuances totaling not more than 514days -10- LRB9101980DJcdA 1 may be granted to the recipient or the petitioner upon a 2 showing that the continuances are needed in order to 3 prepare adequately for a hearing under this Section or 4 that the continuance is in the best interest of the 5 recipient. The court may, in its discretion, grant 6 additional continuances if agreed to by all parties.The7hearing shall be separate from a judicial proceeding held8to determine whether a person is subject to involuntary9admission.10 (3) Unless otherwise provided herein, the 11 procedures set forth in Article VIII of Chapter 3 of this 12 Act, including the provisions regarding appointment of 13 counsel, shall govern hearings held under this subsection 14 (a). 15 (4) Authorized involuntary treatment shall not be 16 administered to the recipient unless it has been 17 determined by clear and convincing evidence that all of 18 the following factors are present: 19 (A) That the recipient has a serious mental 20 illness or developmental disability. 21 (B) That because of said mental illness or 22 developmental disability, the recipient exhibits any 23 one of the following: (i) deterioration of his 24 ability to function, (ii) suffering, (iii) 25 threatening behavior, or (iv) disruptive behavior. 26 (C) That the illness or disability has existed 27 for a period marked by the continuing presence of 28 the symptoms set forth in item (B) of this 29 subdivision (4) or the repeated episodic occurrence 30 of these symptoms. 31 (D) That the benefits of the treatment 32 outweigh the harm. 33 (E) That the recipient lacks the capacity to 34 make a reasoned decision about the treatment. -11- LRB9101980DJcdA 1 (F) That other less restrictive services have 2 been explored and found inappropriate. 3 (G) If the petition seeks authorization for 4 testing and other procedures, that such testing and 5 procedures are essential for the safe and effective 6 administration of the treatment. 7 (5) In no event shall an order issued under this 8 Section be effective for more than 18090days.However,9authorized involuntary treatment may be administered for10additional 90-day periods without limitation under11hearings that comply with the above standards and12procedures of this subsection (a).If a new petition to 13 authorize the administration of authorized involuntary 14 treatment is filed at least 515days prior to the 15 expiration of any then-currentthe priororder,and if16any continuance of the hearing is agreed to by the17recipient,the administration of the treatment may 18 continue in accordance with the prior order pending the 19 completion of a hearing under this Section. 20 (6) An order issued under this subsection (a) shall 21 designate the persons authorized to administer the 22 authorized involuntary treatment under the standards and 23 procedures of this subsection (a). Those persons shall 24 have complete discretion not to administer any treatment 25 authorized under this Section. The order shall also 26 specify the medications and the anticipated range of 27 dosages that have been authorized. 28 (b) A guardian may be authorized to consent to the 29 administration of authorized involuntary treatment to an 30 objecting recipient only under the standards and procedures 31 of subsection (a). 32 (c) Notwithstanding any other provision of this Section, 33 a guardian may consent to the administration of authorized 34 involuntary treatment to a non-objecting recipient under -12- LRB9101980DJcdA 1 Article XIa of the Probate Act of 1975. 2 (d) Nothing in this Section shall prevent the 3 administration of authorized involuntary treatment to 4 recipients in an emergency under Section 2-107 of this Act. 5 (e) Notwithstanding any of the provisions of this 6 Section, authorized involuntary treatment may be administered 7 pursuant to a power of attorney for health care under the 8 Powers of Attorney for Health Care Law or a declaration for 9 mental health treatment under the Mental Health Treatment 10 Preference Declaration Act. 11 (Source: P.A. 89-11, eff. 3-31-95; 89-439, eff. 6-1-96; 12 90-538, eff. 12-1-97.) 13 (405 ILCS 5/2-107.3 new) 14 Sec. 2-107.3. Noncompliance with court-ordered 15 involuntary treatment. If a person is subject to an order 16 for involuntary admission and an order for authorized 17 involuntary treatment but does not otherwise require 18 in-patient hospitalization, the qualified professional 19 responsible for overseeing the implementation of the 20 recipient's individual service plan may authorize the 21 recipient to be conditionally released to an out-patient 22 treatment plan or program acceptable to the qualified 23 professional. The plan or program may include release to the 24 custody of a family member, substitute decision maker, 25 guardian, or other responsible adult, subject to the 26 recipient's compliance with the conditional release 27 agreement, signed by the recipient. The conditional release 28 agreement must provide details on how compliance with the 29 court order for authorized involuntary treatment is to be 30 monitored sufficiently to enable a clear determination of 31 compliance or noncompliance with the authorized involuntary 32 treatment order. 33 The party to whom the recipient is released, or the party -13- LRB9101980DJcdA 1 named in the conditional release agreement who will monitor 2 compliance, must notify the mental health facility from which 3 the recipient is released of any failure by the recipient to 4 comply with the order for authorized involuntary treatment or 5 the terms of the conditional release agreement. The mental 6 health facility may request that the court summon the 7 recipient for a hearing within 5 days, excluding Saturdays, 8 Sundays, and holidays, to determine whether the recipient is 9 in compliance with the order for authorized involuntary 10 treatment. The court may issue a summons commanding the 11 appearance of the recipient before the court or may command 12 the sheriff to take custody of the recipient and bring the 13 recipient before the court for the hearing. If the court 14 determines that the recipient is not in compliance with the 15 involuntary treatment order or the conditional release 16 agreement, the court may order that the conditional release 17 be revoked and that the recipient be subject to in-patient 18 hospitalization for the duration of the order for treatment. 19 The court may order the sheriff to take the recipient into 20 custody and transport the recipient to the mental health 21 facility. 22 (405 ILCS 5/2-200) (from Ch. 91 1/2, par. 2-200) 23 Sec. 2-200. (a) Except as otherwise provided in this 24 Code, upon commencement of services, or as soon thereafter as 25 the condition of the recipient permits, every adult recipient 26 , as well as the recipient's substitute decision maker or 27 guardian, and every recipient who is 12 years of age or older 28 and the parent or guardian of a minor or person under 29 guardianship shall be informed orally, if possible, and in 30 writing of the rights guaranteed by this Chapter which are 31 relevant to the nature of the recipient'shisservices 32 program. Every facility shall also post conspicuously in 33 public areas a summary of the rights which are relevant to -14- LRB9101980DJcdA 1 the services delivered by that facility. 2 (b) A recipient who is 12 years of age or older and the 3 parent or guardian of a minor or person under guardianship at 4 any time may designate, and upon commencement of services 5 shall be informed of the right to designate, a person or 6 agency to receive notice under Section 2-201 or to direct 7 that no information about the recipient be disclosed to any 8 person or agency. 9 (c) Upon commencement of services, or as soon thereafter 10 as the condition of the recipient permits, the facility shall 11 ask the adult recipient or minor recipient admitted pursuant 12 to Section 3-502 whether the recipient wants the facility to 13 contact the recipient's spouse, parents, guardian, close 14 relatives, friends, attorney, advocate from the Guardianship 15 and Advocacy Commission or the agency designated by the 16 Governor under Section 1 of "An Act in relation to the 17 protection and advocacy of the rights of persons with 18 developmental disabilities, and amending Acts therein named", 19 approved September 20, 1985, or others and inform them of the 20 recipient's presence at the facility. The facility shall by 21 phone or by mail contact at least two of those people 22 designated by the recipient and shall inform them of the 23 recipient's location. If the recipient so requests, the 24 facility shall also inform them of how to contact the 25 recipient. 26 (Source: P.A. 86-1417.) 27 (405 ILCS 5/3-205.5 new) 28 Sec. 3-205.5. Assessment for commitment and treatment. 29 When any person is first presented for admission to a mental 30 health facility under Section 1-119, within 72 hours 31 thereafter, excluding Saturdays, Sundays, and holidays, the 32 facility shall provide or arrange for a comprehensive 33 physical examination, mental examination, and social -15- LRB9101980DJcdA 1 investigation of that person. The examinations and social 2 investigation shall be used to determine whether some program 3 other than hospitalization will meet the needs of the person, 4 with preference being given to care or treatment that will 5 enable the person to return to his or her own home or 6 community. 7 (405 ILCS 5/3-600) (from Ch. 91 1/2, par. 3-600) 8 Sec. 3-600. An adultA person 18 years of age or older9 who is subject to involuntary admissionand in need of10immediate hospitalizationmay be admitted to a mental health 11 facility pursuant to this Article. 12 (Source: P.A. 80-1414.) 13 (405 ILCS 5/3-601) (from Ch. 91 1/2, par. 3-601) 14 Sec. 3-601. Involuntary admission; petition. 15 (a) When a person is asserted to be subject to 16 involuntary admissionand in such a condition that immediate17hospitalization is necessary for the protection of such18person or others from physical harm, any person 18 years of 19 age or older may present a petition to the facility director 20 of a mental health facility in the county where the 21 respondent resides or is present, except that if admission is 22 sought to a State-operated mental health facility and the 23 Community Service Area has a participating mental health 24 center, the petition may be presented to the qualified 25 certifier. No person shall be admitted to a State-operated 26 mental health facility until a written statement, as required 27 under Section 3-601.1, recommending admission has been 28 obtained from a qualified certifier, except that if the 29 person asserted to be subject to involuntary admission is 30 presented for admission directly to a State-operated mental 31 health facility or when no qualified certifier is immediately 32 available, the person shall be admitted to the State-operated -16- LRB9101980DJcdA 1 mental health facility and the participating mental health 2 center shall be notified, as provided in Section 3-603, and 3 shall provide a qualified certifier to conduct a screening 4 within 24 hours. The petition may be prepared by the 5 facility director of the facility. 6 (b) The petition shall include: 7 1. a detailed statement of the reason for the assertion 8 that the respondent is subject to involuntary admission, 9 including a description of any acts,or significantthreats, 10 or signs or symptoms of a mental illness supporting the 11 assertion and, to the extent possible, the time and place of 12 their occurrence; 13 2. the name and address of the spouse, parent, guardian, 14andclose relative, or substitute decision maker or, if 15 none, the name and address of any known friend of the 16 respondent whom the petitioner has reason to believe may know 17 or have any of the other names or addresses. If the 18 petitioner is unable to supply any such names and addresses, 19 the petitionerheshall state that diligent inquiry was made 20 to learn this information and specify the steps taken; 21 3. the petitioner's relationship to the respondent and a 22 statement as to whether the petitioner has legal or financial 23 interest in the matter or is involved in litigation with the 24 respondent and, if the petitioner has a legal or financial 25 interest in the matter or is involved in litigation with the 26 respondent, a statement as to why the petitioner believes it 27 would not practicable or possible for someone else to be the 28 petitioner; 29 4. the names, addresses and phone numbers of the 30 witnesses by which the facts asserted may be proved. 31 (c) Knowingly making a materially false statement in the 32 petition is a Class A misdemeanor. 33 (Source: P.A. 88-484.) -17- LRB9101980DJcdA 1 (405 ILCS 5/3-601.1) 2 Sec. 3-601.1. If admission is sought to a State-operated 3 mental health facility and the Community Service Area has a 4 participating mental health center, the petition shall be 5 accompanied by a written statement executed by a qualified 6 certifier. The written statement shall indicate whether (i) 7 the respondent is appropriate for admission to a 8 State-operated mental health facility, (ii) what alternative 9 treatment settings were considered,and(iii) if admission to 10 a State-operated facility is recommended, why alternative 11 treatment was not considered appropriate, and (iv) how soon 12 the proposed services will be available to the respondent if 13 the respondent is admitted to the facility. The statement 14 shall indicate that the qualified certifier personally 15 examined the respondent not more than 72 hours, excluding 16 Saturdays, Sundays, and holidays, before the petition was 17 filedadmission. It shall also contain the qualified 18 certifier's clinical observations, other factual information 19 relied upon, and a statement that the respondent was advised 20 of his or her rights under Section 3-208. 21 (Source: P.A. 88-484.) 22 (405 ILCS 5/3-601.2) 23 Sec. 3-601.2. Consent to admission by substitute 24 decision makerhealthcare surrogate. A substitute decision 25 maker other than a court-appointed guardian may consent to a 26 person's admission to a mental health facility only to the 27 extent provided for in the power of attorney or mental 28 health treatment preference declaration conferring authority 29 on the substitute decision maker.A surrogate decision maker30under the Health Care Surrogate Act may not consent to the31admission to a mental health facility of a person who lacks32decision making capacity.A surrogate decision maker under 33 the Health Care Surrogate Act may, however, petition for -18- LRB9101980DJcdA 1 involuntary admission pursuant to this Code. This Section 2 does not affect the authority of a court appointed guardian. 3 (Source: P.A. 90-538, eff. 12-1-97.) 4 (405 ILCS 5/3-602) (from Ch. 91 1/2, par. 3-602) 5 Sec. 3-602. The petition shall be accompanied by a 6 certificate executed by a physician, qualified examiner, or 7 clinical psychologist which states that the respondent is 8 subject to involuntary admissionand requires immediate9hospitalization. The certificate shall indicate that the 10 physician, qualified examiner, or clinical psychologist 11 personally examined the respondent not more than 72 hours 12 prior to completing the certificateadmission. It shall also 13 contain the physician's, qualified examiner's, or clinical 14 psychologist's clinical observations, other factual 15 information relied upon in reaching a diagnosis, and a 16 statement as to whether the respondent was advised of his 17 rights under Section 3-208. 18 (Source: P.A. 80-1414.) 19 (405 ILCS 5/3-607) (from Ch. 91 1/2, par. 3-607) 20 Sec. 3-607. Court ordered temporary detention and 21 examination. When, as a result of personal observation and 22 testimony in open court, any court has reasonable grounds to 23 believe that a person appearing before it is subject to 24 involuntary admissionand in need of immediate25hospitalization to protect such person or others from26physical harm, the court may enter an order for the temporary 27 detention and examination of such person., except that if28detention and examination is ordered at a State-operated29mental health facility and the Community Service Area has a30participating mental health center, the person shall be seen31for a screening examination by a qualified certifier. After32examination the participating mental health center shall-19- LRB9101980DJcdA 1recommend to the court an appropriate treatment setting. If2the appropriate treatment setting is a State-operated mental3health facility, the participating mental health center shall4provide a written statement as required under Section53-601.1.The order shall set forth in detail the facts which 6 are the basis for the court'sitsconclusion. The court may 7 order a peace officer to take the person into custody and 8 transport him to a mental health facility. The person may be 9 detained for examination for no more than 7224hours. If a 10 petition and certificate, as provided in this Article, are 11 executed within the 7224hours, the person may be admitted 12 and the provisions of this Article shall apply. If no 13 petition or certificate is executed, the person shall be 14 released. 15 (Source: P.A. 88-484.) 16 (405 ILCS 5/3-608) (from Ch. 91 1/2, par. 3-608) 17 Sec. 3-608. Upon completion of one certificate pursuant 18 to Section 3-602 or 3-703, the facility may begin treatment 19 of the respondent pursuant to Section 2-102, 2-107, or 20 2-107.1.However, the respondent shall be informed of his21right to refuse medication and if he refuses, medication22shall not be given unless it is necessary to prevent the23respondent from causing serious harm to himself or others.24The facility shall record what treatment is given to the25respondent together with the reasons therefor.26 (Source: P.A. 80-1414.) 27 (405 ILCS 5/3-704) (from Ch. 91 1/2, par. 3-704) 28 Sec. 3-704. Examination; detention. 29 (a) The respondent shall be permitted to remain in his 30 or her place of residence pending any examination. The 31 respondentHemay be accompanied by one or more of his or her 32 relatives or friends or by his or her attorney to the place -20- LRB9101980DJcdA 1 of examination. If, however, the court finds that it is 2 necessary, in order to complete the examination,the court3may orderthat the person be admitted to a mental health 4 facility pending examination, then the courtandmay order a 5 peace officer or other person to transport the personhim6 there. If examination and detention is sought at a 7 State-operated mental health facility and the Community 8 Service Area has a participating mental health center, the 9 person shall be seen for a screening examination by a 10 qualified certifier. After examination, the participating 11 mental health center shall recommend to the court an 12 appropriate treatment setting. If the appropriate setting is 13 a State-operated mental health facility, the participating 14 mental health center shall provide a written statement, as 15 required under Section 3-601.1, obtained from a qualified 16 certifier recommending admission to a State-operated mental 17 health facility. Whenever possible the examination shall be 18 conducted at a local mental health facility or hospital, or 19 in the respondent's own place of residence, if reasonable. No 20 person may be detained for examination under this Section for 21 more than 7224hours except in the case of a medical 22 emergency. The person shall be released upon completion of 23 the examination unless (i) the physician, qualified examiner 24 or clinical psychologist executes a certificate stating that 25 the person is subject to involuntary admission, (ii) the 26 respondent has agreed to admission to a mental health 27 facility, or (iii) the respondent's substitute decision maker 28 is authorized to and does request the admission of the 29 respondent and the physician, qualified examiner, or clinical 30 psychologist agrees that admission is appropriateand in31need of immediate hospitalization to protect such person or32others from physical harm. Upon admission under this Section 33 treatment may be given pursuant to Section 2-102, 2-107, 34 2-107.1, or 3-608. -21- LRB9101980DJcdA 1 (b) Not later than 24 hours, excluding Saturdays, 2 Sundays, and holidays, after admission under this Section, 3 the respondent shall be asked if he desires the petition and 4 the notice required under Section 3-206 sent to any other 5 persons and at least 2 such persons designated by the 6 respondent shall be sent the documents. At the time of his 7 admission the respondent shall be allowed to complete not 8 fewer than 2 telephone calls to such persons as he chooses. 9 (Source: P.A. 88-484.) 10 (405 ILCS 5/6-103) (from Ch. 91 1/2, par. 6-103) 11 Sec. 6-103. (a) All persons acting in good faith and 12 without negligence in connection with the preparation of 13 applications, petitions, certificates or other documents, for 14 the apprehension, transportation, examination, treatment, 15 habilitation, detention or discharge of an individual under 16 the provisions of this Act incur no liability, civil or 17 criminal, by reason of such acts. 18 (b) There shall be no liability on the part of, and no 19 cause of action shall arise against, any person who is a 20 physician, clinical psychologist, or qualified examiner based 21 upon that person's failure to warn of and protect from a 22 recipient's threatened or actual violent behavior except 23 where the recipient has communicated to the person a serious 24 threat of physical violence against a reasonably identifiable 25 victim or victims. Nothing in this Section shall relieve any 26 employee or director of any residential mental health or 27 developmental disabilities facility from any duty he may have 28 to protect the residents of such a facility from any other 29 resident. 30 (c) Any duty which any person may owe to anyone other 31 than a resident of a mental health and developmental 32 disabilities facility shall be discharged by that person 33 making a reasonable effort to communicate the threat to the -22- LRB9101980DJcdA 1 victim and to a law enforcement agency, or by a reasonable 2 effort to obtain the hospitalization of the recipient. 3 (d) Any act of omission or commission by a law 4 enforcement officer acting in good faith in rendering 5 emergency assistance or otherwise enforcing this Code does 6 not impose civil liability on the law enforcement officer or 7 his or her supervisor or employer unless the act is a result 8 of willful or wanton misconduct. 9 (Source: P.A. 88-380.) 10 Section 10. The Mental Health and Developmental 11 Disabilities Confidentiality Act is amended by changing 12 Section 10 as follows: 13 (740 ILCS 110/10) (from Ch. 91 1/2, par. 810) 14 (Text of Section WITHOUT the changes made by P.A. 89-7, 15 which has been held unconstitutional) 16 Sec. 10. (a) Except as provided herein, in any civil, 17 criminal, administrative, or legislative proceeding, or in 18 any proceeding preliminary thereto, a recipient, and a 19 therapist on behalf and in the interest of a recipient, has 20 the privilege to refuse to disclose and to prevent the 21 disclosure of the recipient's record or communications. 22 (1) Records and communications may be disclosed in 23 a civil, criminal or administrative proceeding in which 24 the recipient introduces his mental condition or any 25 aspect of his services received for such condition as an 26 element of his claim or defense, if and only to the 27 extent the court in which the proceedings have been 28 brought, or, in the case of an administrative proceeding, 29 the court to which an appeal or other action for review 30 of an administrative determination may be taken, finds, 31 after in camera examination of testimony or other 32 evidence, that it is relevant, probative, not unduly -23- LRB9101980DJcdA 1 prejudicial or inflammatory, and otherwise clearly 2 admissible; that other satisfactory evidence is 3 demonstrably unsatisfactory as evidence of the facts 4 sought to be established by such evidence; and that 5 disclosure is more important to the interests of 6 substantial justice than protection from injury to the 7 therapist-recipient relationship or to the recipient or 8 other whom disclosure is likely to harm. Except in a 9 criminal proceeding in which the recipient, who is 10 accused in that proceeding, raises the defense of 11 insanity, no record or communication between a therapist 12 and a recipient shall be deemed relevant for purposes of 13 this subsection, except the fact of treatment, the cost 14 of services and the ultimate diagnosis unless the party 15 seeking disclosure of the communication clearly 16 establishes in the trial court a compelling need for its 17 production. However, for purposes of this Act, in any 18 action brought or defended under the Illinois Marriage 19 and Dissolution of Marriage Act, or in any action in 20 which pain and suffering is an element of the claim, 21 mental condition shall not be deemed to be introduced 22 merely by making such claim and shall be deemed to be 23 introduced only if the recipient or a witness on his 24 behalf first testifies concerning the record or 25 communication. 26 (2) Records or communications may be disclosed in a 27 civil proceeding after the recipient's death when the 28 recipient's physical or mental condition has been 29 introduced as an element of a claim or defense by any 30 party claiming or defending through or as a beneficiary 31 of the recipient, provided the court finds, after in 32 camera examination of the evidence, that it is relevant, 33 probative, and otherwise clearly admissible; that other 34 satisfactory evidence is not available regarding the -24- LRB9101980DJcdA 1 facts sought to be established by such evidence; and that 2 disclosure is more important to the interests of 3 substantial justice than protection from any injury which 4 disclosure is likely to cause. 5 (3) In the event of a claim made or an action filed 6 by a recipient, or, following the recipient's death, by 7 any party claiming as a beneficiary of the recipient for 8 injury caused in the course of providing services to such 9 recipient, the therapist and other persons whose actions 10 are alleged to have been the cause of injury may disclose 11 pertinent records and communications to an attorney or 12 attorneys engaged to render advice about and to provide 13 representation in connection with such matter and to 14 persons working under the supervision of such attorney or 15 attorneys, and may testify as to such records or 16 communication in any administrative, judicial or 17 discovery proceeding for the purpose of preparing and 18 presenting a defense against such claim or action. 19 (4) Records and communications made to or by a 20 therapist in the course of examination ordered by a court 21 for good cause shown may, if otherwise relevant and 22 admissible, be disclosed in a civil, criminal, or 23 administrative proceeding in which the recipient is a 24 party or in appropriate pretrial proceedings, provided 25 such court has found that the recipient has been as 26 adequately and as effectively as possible informed before 27 submitting to such examination that such records and 28 communications would not be considered confidential or 29 privileged. Such records and communications shall be 30 admissible only as to issues involving the recipient's 31 physical or mental condition and only to the extent that 32 these are germane to such proceedings. 33 (5) Records and communications may be disclosed in 34 a proceeding under the Probate Act of 1975, to determine -25- LRB9101980DJcdA 1 a recipient's competency or need for guardianship, 2 provided that the disclosure is made only with respect to 3 that issue. 4 (6) Records and communications may be disclosed 5 when such are made during treatment which the recipient 6 is ordered to undergo to render him fit to stand trial on 7 a criminal charge, provided that the disclosure is made 8 only with respect to the issue of fitness to stand trial. 9 (7) Records and communications of the recipient may 10 be disclosed in any civil or administrative proceeding 11 involving the validity of or benefits under a life, 12 accident, health or disability insurance policy or 13 certificate, or Health Care Service Plan Contract, 14 insuring the recipient, but only if and to the extent 15 that the recipient's mental condition, or treatment or 16 services in connection therewith, is a material element 17 of any claim or defense of any party, provided that 18 information sought or disclosed shall not be redisclosed 19 except in connection with the proceeding in which 20 disclosure is made. 21 (8) Records or communications may be disclosed when 22 such are relevant to a matter in issue in any action 23 brought under this Act and proceedings preliminary 24 thereto, provided that any information so disclosed shall 25 not be utilized for any other purpose nor be redisclosed 26 except in connection with such action or preliminary 27 proceedings. 28 (9) Records and communications of the recipient may 29 be disclosed in investigations of and trials for homicide 30 when the disclosure relates directly to the fact or 31 immediate circumstances of the homicide. 32 (10) Records and communications of a deceased 33 recipient may be disclosed to a coroner conducting a 34 preliminary investigation into the recipient's death -26- LRB9101980DJcdA 1 under Section 3-3013 of the Counties Code. However, 2 records and communications of the deceased recipient 3 disclosed in an investigation shall be limited solely to 4 the deceased recipient's records and communications 5 relating to the factual circumstances of the incident 6 being investigated in a mental health facility. 7 (11) Records and communications of a recipient 8 shall be disclosed in a proceeding where a petition or 9 motion is filed under the Juvenile Court Act of 1987 and 10 the recipient is named as a parent, guardian, or legal 11 custodian of a minor who is the subject of a petition for 12 wardship as described in Section 2-3 of that Act or a 13 minor who is the subject of a petition for wardship as 14 described in Section 2-4 of that Act alleging the minor 15 is abused, neglected, or dependent or the recipient is 16 named as a parent of a child who is the subject of a 17 petition, supplemental petition, or motion to appoint a 18 guardian with the power to consent to adoption under 19 Section 2-29 of the Juvenile Court Act of 1987. 20 (b) Before a disclosure is made under subsection (a), 21 any party to the proceeding or any other interested person 22 may request an in camera review of the record or 23 communications to be disclosed. The court or agency 24 conducting the proceeding may hold an in camera review on its 25 own motion. When, contrary to the express wish of the 26 recipient, the therapist asserts a privilege on behalf and in 27 the interest of a recipient, the court may require that the 28 therapist, in an in camera hearing, establish that disclosure 29 is not in the best interest of the recipient. The court or 30 agency may prevent disclosure or limit disclosure to the 31 extent that other admissible evidence is sufficient to 32 establish the facts in issue. The court or agency may enter 33 such orders as may be necessary in order to protect the 34 confidentiality, privacy, and safety of the recipient or of -27- LRB9101980DJcdA 1 other persons. Any order to disclose or to not disclose 2 shall be considered a final order for purposes of appeal and 3 shall be subject to interlocutory appeal. 4 (c) A recipient's records and communications may be 5 disclosed to a duly authorized committee, commission or 6 subcommittee of the General Assembly which possesses subpoena 7 and hearing powers, upon a written request approved by a 8 majority vote of the committee, commission or subcommittee 9 members. The committee, commission or subcommittee may 10 request records only for the purposes of investigating or 11 studying possible violations of recipient rights. The 12 request shall state the purpose for which disclosure is 13 sought. 14 The facility shall notify the recipient, or his guardian, 15 and therapist in writing of any disclosure request under this 16 subsection within 5 business days after such request. Such 17 notification shall also inform the recipient, or guardian, 18 and therapist of their right to object to the disclosure 19 within 10 business days after receipt of the notification and 20 shall include the name, address and telephone number of the 21 committee, commission or subcommittee member or staff person 22 with whom an objection shall be filed. If no objection has 23 been filed within 15 business days after the request for 24 disclosure, the facility shall disclose the records and 25 communications to the committee, commission or subcommittee. 26 If an objection has been filed within 15 business days after 27 the request for disclosure, the facility shall disclose the 28 records and communications only after the committee, 29 commission or subcommittee has permitted the recipient, 30 guardian or therapist to present his objection in person 31 before it and has renewed its request for disclosure by a 32 majority vote of its members. 33 Disclosure under this subsection shall not occur until 34 all personally identifiable data of the recipient and -28- LRB9101980DJcdA 1 provider are removed from the records and communications. 2 Disclosure under this subsection shall not occur in any 3 public proceeding. 4 (d) No party to any proceeding described under 5 paragraphs (1), (2), (3), (4), (7), or (8) of subsection (a) 6 of this Section, nor his or her attorney, shall serve a 7 subpoena seeking to obtain access to records or 8 communications under this Act unless the subpoena is 9 accompanied by a written order issued by a judge, authorizing 10 the disclosure of the records or the issuance of the 11 subpoena. No person shall comply with a subpoena for records 12 or communications under this Act, unless the subpoena is 13 accompanied by a written order authorizing the issuance of 14 the subpoena or the disclosure of the records. 15 (e) The presence of a recipient of services in an 16 in-patient setting must be disclosed to law enforcement 17 officials when the law enforcement officials have presented 18 the facility director with a statement that a warrant or 19 criminal charges are pending against the recipient. This 20 disclosure will be for the purpose of taking the recipient 21 into custody pursuant to the warrant or pending criminal 22 charges. The facility director may not release clinical 23 information to the law enforcement officials without a proper 24 authorization for the release of information signed by the 25 recipient, except to the extent the information is necessary 26 for law enforcement officials to safely pick up, transport, 27 and detain the recipient upon release from the facility. 28 (f) Any person completing a certificate for involuntary 29 or judicial admission to a facility under the Mental Health 30 and Developmental Disabilities Code is permitted to contact 31 any other person deemed necessary for the purpose of 32 obtaining collateral information about a recipient of 33 services, provided that the information is used in preparing 34 the certificate or testifying at the subsequent court -29- LRB9101980DJcdA 1 hearing. Persons subject to this Act must comply with such 2 requests for information. Except for court-related 3 proceedings, the examiner may not disclose information about 4 the recipient without a signed authorization for release of 5 information from the recipient except to the extent necessary 6 to identify, to the persons being contacted by the examiner, 7 the purpose of the inquiry and the nature of the examination. 8 9 (Source: P.A. 90-608, eff. 6-30-98.) 10 Section 99. Effective date. This Act takes effect upon 11 becoming law. -30- LRB9101980DJcdA 1 INDEX 2 Statutes amended in order of appearance 3 405 ILCS 5/1-100.5 new 4 405 ILCS 5/1-101.2 new 5 405 ILCS 5/1-110.1 new 6 405 ILCS 5/1-115.5 new 7 405 ILCS 5/1-117 from Ch. 91 1/2, par. 1-117 8 405 ILCS 5/1-119 from Ch. 91 1/2, par. 1-119 9 405 ILCS 5/2-102 from Ch. 91 1/2, par. 2-102 10 405 ILCS 5/2-107 from Ch. 91 1/2, par. 2-107 11 405 ILCS 5/2-107.1 from Ch. 91 1/2, par. 2-107.1 12 405 ILCS 5/2-107.3 new 13 405 ILCS 5/2-200 from Ch. 91 1/2, par. 2-200 14 405 ILCS 5/3-205.5 new 15 405 ILCS 5/3-600 from Ch. 91 1/2, par. 3-600 16 405 ILCS 5/3-601 from Ch. 91 1/2, par. 3-601 17 405 ILCS 5/3-601.1 18 405 ILCS 5/3-601.2 19 405 ILCS 5/3-602 from Ch. 91 1/2, par. 3-602 20 405 ILCS 5/3-607 from Ch. 91 1/2, par. 3-607 21 405 ILCS 5/3-608 from Ch. 91 1/2, par. 3-608 22 405 ILCS 5/3-704 from Ch. 91 1/2, par. 3-704 23 405 ILCS 5/6-103 from Ch. 91 1/2, par. 6-103 24 740 ILCS 110/10 from Ch. 91 1/2, par. 810