90th General Assembly
Status of HB1168
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CAPPARELLI-SAVIANO.

(WALSH,T-REA)

   815 ILCS 5/2.10           from Ch. 121 1/2, par. 137.2-10                   

        Amends the Illinois Securities Law  of  1953.   Provides  that  a      
   registered    salesperson  also  means  a  registered limited Canadian      
   salesperson.                                                                
          STATE MANDATES FISCAL NOTE                                           
          HB1168 fails to create a State mandate under the State Mandates      
          Act.                                                                 
          HOME RULE NOTE                                                       
          HB 1168 does not preempt home rule authority.                        
        HOUSE AMENDMENT NO. 1.                                                 
          Adds reference to:                                                   
          815 ILCS 5/2.3                  from Ch. 121 1/2, par. 137.2-3       
          815 ILCS 5/2.9                  from Ch. 121 1/2, par. 137.2-9       
          815 ILCS 5/2.11                 from Ch. 121 1/2, par. 137.2-11      
          815 ILCS 5/2.12b                from Ch. 121 1/2, par. 137.2-12      
          815 ILCS 5/2.12c new                                                 
          815 ILCS 5/2.17b                from Ch. 121 1/2, par. 137.2-17      
          815 ILCS 5/2.17f new                                                 
          815 ILCS 5/2.26                 from Ch. 121 1/2, par. 137.2-26      
          815 ILCS 5/2.29 new                                                  
          815 ILCS 5/2.30 new                                                  
          815 ILCS 5/2.31 new                                                  
          815 ILCS 5/2.32 new                                                  
          815 ILCS 5/2a new                                                    
          815 ILCS 5/3                    from Ch. 121 1/2, par. 137.3         
          815 ILCS 5/4                    from Ch. 121 1/2, par. 137.4         
          815 ILCS 5/5                    from Ch. 121 1/2, par. 137.5         
          815 ILCS 5/6                    from Ch. 121 1/2, par. 137.6         
          815 ILCS 5/7                    from Ch. 121 1/2, par. 137.7         
          815 ILCS 5/8                    from Ch. 121 1/2, par. 137.8         
          815 ILCS 5/9                    from Ch. 121 1/2, par. 137.9         
          815 ILCS 5/10                   from Ch. 121 1/2, par. 137.10        
          815 ILCS 5/11                   from Ch. 121 1/2, par. 137.11        
          815 ILCS 5/11a                  from Ch. 121 1/2, par. 137.11a       
          815 ILCS 5/12                   from Ch. 121 1/2, par. 137.12        
          815 ILCS 5/13                   from Ch. 121 1/2, par. 137.13        
          815 ILCS 175/15-5.03 new                                             
          815 ILCS 175/15-15                                                   
          815 ILCS 175/15-30                                                   
          815 ILCS 175/15-30.5 new                                             
          815 ILCS 175/15-35                                                   
          815 ILCS 175/15-40                                                   
          815 ILCS 175/15-45                                                   
          815 ILCS 175/15-55                                                   
          815 ILCS 175/15-60                                                   
          815 ILCS 175/15-80                                                   
          815 ILCS 175/15-100 new                                              
          815 ILCS 307/10-5.10                                                 
          815 ILCS 307/10-5.16 new                                             
          815 ILCS 307/10-5.17 new                                             
          815 ILCS 307/10-5.18 new                                             
          815 ILCS 307/10-5.25 new                                             
          815 ILCS 307/10-5.30 new                                             
          815 ILCS 307/10-10                                                   
          815 ILCS 307/10-25                                                   
          815 ILCS 307/10-30                                                   
          815 ILCS 307/10-30.5 new                                             
          815 ILCS 307/10-35                                                   
          815 ILCS 307/10-40                                                   
          815 ILCS 307/10-45                                                   
          815 ILCS 307/10-55                                                   
          815 ILCS 307/10-60                                                   
          815 ILCS 307/10-75                                                   
          815 ILCS 307/10-80                                                   
          815 ILCS 307/10-85                                                   
          815 ILCS 307/10-95 new                                               
          815 ILCS 307/10-100 new                                              
          815 ILCS 307/10-105 new                                              
          815 ILCS 307/10-110 new                                              
          815 ILCS 307/10-115 new                                              
          815 ILCS 602/5-5.10                                                  
          815 ILCS 602/5-15                                                    
          815 ILCS 602/5-35                                                    
          815 ILCS 602/5-45                                                    
          815 ILCS 602/5-55                                                    
          815 ILCS 602/5-60                                                    
          815 ILCS 602/5-65                                                    
          815 ILCS 602/5-70                                                    
          815 ILCS 602/5-75                                                    
          815 ILCS 602/5-95                                                    
          815 ILCS 602/5-115                                                   
          815 ILCS 602/5-130                                                   
        Amends the Illinois Securities Law of 1953.   Provides  that  the      
   Federal  1996 Act means the Act of Congress of the United States known      
   as the National Securities Markets Improvement  Act  of  1996.   Makes      
   changes  in  conformance  with that Act.  Makes other changes.  Amends      
   the Illinois  Loan  Brokers  Act  of  1995.   Changes  the  disclosure      
   requirements  regarding  contracts  for the services of a loan broker.      
   Provides that the borrower has  the  right  to  rescind  the  contract      
   within  7  days  after  signing the contract for services.  Limits the      
   liability of the Secretary of State and his or her employees or agents      
   with regard to this Act. Makes other changes.  Effective July 1, 1997.      
   Amends the  Illinois  Business  Brokers  Act  of  1995.   Changes  the      
   disclosure  requirements and rescission rights regarding contracts for      
   services under this Act. Limits the  liability  of  the  Secretary  of      
   State and his or her employees or agents in the administration of this      
   Act.  Allows  business brokers to file liens regarding business broker      
   contracts on the assets of a business  that  is  the  subject  of  the      
   contract  and  the  proceeds from the sale of that business, detailing      
   procedures.  Makes other changes.   Amends  the  Business  Opportunity      
   Sales  Law.  Limits the liability of the Secretary of State and his or      
   her  employees  and  agents  in  administering  this  Law.    Provides      
   additional  remedies  to  the Secretary of State for violations of the      
   Law including imposing a $10,000 fine per  violation  and  prohibiting      
   the  offer  or sale of any business opportunity.  Makes other changes.      
   Effective July 1, 1997.                                                     
        HOUSE AMENDMENT NO. 2.                                                 
        In provisions of the Illinios Securities Law  of  1953  regarding      
   duties  and  powers  of  the  Secretary  of  State, changes amendatory      
   language to provide that the exemption granted by the Secretary is  an      
   exemption  specifically  from  provisions  regarding  registration  of      
   securities,   registration   of  face  amount  certificate  contracts,      
   registration of  investment  fund  shares,  registration  of  dealers,      
   salespersons  and  investment  advisers,  advertisement  and  sale  of      
   certain investments, and advertising in general, and rules promulgated      
   pursuant  to  those  provisions, rather than exemption from the Act in      
   general.                                                                    
   97-02-28  H  FIRST READING                                                  
   97-02-28  H  ADDED AS A JOINT SPONSOR                 SAVIANO               
   97-02-28  H  REFERRED TO HOUSE RULES COMMITTEE        RULES                 
   97-03-05  H       ASSIGNED TO COMMITTEE               REG & REG             
   97-03-21  H  DO PASS/SHORT DEBATE                     025-000-000   HREG    
   97-03-21  H  PLACED CALENDAR 2ND READING-SHORT DEBATE                       
   97-04-03  H                     FISCAL NOTE REQUESTED BLACK                 
   97-04-03  H  STATE MANDATES FISCAL NOTE REQUESTED     BLACK                 
   97-04-03  H  HOME RULE NOTE REQUESTED                 BLACK                 
   97-04-03  H  CALENDAR ORDER 2ND READING-SHORT DEBATE                        
   97-04-10  H  STATE MANDATES FISCAL NOTE FILED                               
   97-04-10  H  HOME RULE NOTE FILED                                           
   97-04-10  H  CALENDAR ORDER 2ND READING-SHORT DEBATE                        
   97-04-10  H                             AMENDMENT NO. 01-CAPPARELLI         
   97-04-10  H                     AMENDMENT REFERRED TO HRUL                  
   97-04-10  H  CALENDAR ORDER 2ND READING-SHORT DEBATE                        
   97-04-11  H                             AMENDMENT NO. 01-CAPPARELLI         
   97-04-11  H                           RULES REFERS TO HREG                  
   97-04-11  H  CALENDAR ORDER 2ND READING-SHORT DEBATE                        
   97-04-12  H             FISCAL NOTE REQUEST-WITHDRAWN BLACK                 
   97-04-12  H  SECOND READING-SHORT DEBATE                                    
   97-04-12  H  HELD ON CAL ORDER 2ND RDG - SHORT DEBATE                       
   97-04-14  H                             AMENDMENT NO. 01-CAPPARELLI         
   97-04-14  H                                BE ADOPTED HREG                  
   97-04-14  H  HELD ON CAL ORDER 2ND RDG - SHORT DEBATE                       
   97-04-14  H                             AMENDMENT NO. 02-CAPPARELLI         
   97-04-14  H                     AMENDMENT REFERRED TO HRUL                  
   97-04-14  H  HELD ON CAL ORDER 2ND RDG - SHORT DEBATE                       
   97-04-15  H                             AMENDMENT NO. 02-CAPPARELLI         
   97-04-15  H                           RULES REFERS TO HREG                  
   97-04-15  H  HELD ON CAL ORDER 2ND RDG - SHORT DEBATE                       
   97-04-16  H                             AMENDMENT NO. 02-CAPPARELLI         
   97-04-16  H                                BE ADOPTED HREG/020-000-000      
   97-04-16  H                             AMENDMENT NO. 01-CAPPARELLI         
   97-04-16  H                                   ADOPTED                       
   97-04-16  H                             AMENDMENT NO. 02-CAPPARELLI         
   97-04-16  H                                   ADOPTED                       
   97-04-16  H  PLCD CAL ORDER 3RD READING-SHORT DEBATE                        
   97-04-16  H  RECALLED TO SECOND READING-SHORT DEBATE                        
   97-04-16  H  HELD ON CAL ORDER 2ND RDG - SHORT DEBATE                       
   97-04-17  H  PLCD CAL ORDER 3RD READING-SHORT DEBATE                        
   97-04-18  H  THIRD READING/SHORT DEBATE/PASSED        115-000-001           
   97-04-23  S  ARRIVE IN SENATE                                               
   97-04-23  S  PLACED CALENDAR ORDER OF FIRST READING   97-04-24              
   97-04-23  S  CHIEF SPONSOR                            WALSH,T               
   97-04-24  S  FIRST READING                                                  
   97-04-24  S  REFERRED TO SENATE RULES COMMITTEE       RULES                 
   97-04-25  S       ASSIGNED TO COMMITTEE               FIN INST              
   97-04-25  S  ADDED AS A CHIEF CO-SPONSOR              REA                   
   97-05-08  S       DO PASS                             009-000-000   SFIC    
   97-05-08  S  PLACED ON CALENDAR ORDER OF 2ND READING  97-05-09              
   97-05-12  S  SECOND READING                                                 
   97-05-12  S  PLACED ON CALENDAR ORDER OF 3RD READING  97-05-13              
   97-05-13  S  THIRD READING - PASSED                   057-000-000           
   97-05-13  H  PASSED BOTH HOUSES                                             
   97-06-11  H  SENT TO THE GOVERNOR                                           
   97-07-08  H  GOVERNOR APPROVED                                              
   97-07-08  H                            EFFECTIVE DATE 97-07-08              
   97-07-08  H  PUBLIC ACT.............................. 90-0070               

   END OF INQUIRY 



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