093_SB1873sam001
LRB093 10953 RCE 14502 a
1 AMENDMENT TO SENATE BILL 1873
2 AMENDMENT NO. . Amend Senate Bill 1873 on page 1, by
3 replacing lines 4 through 6 with the following:
4 "Section 5. The Illinois Governmental Ethics Act is
5 amended by changing Sections 1-112, 4A-102, 4A-103, 4A-104,
6 and 4A-106 and by adding Sections 1-105.5 and 4A-102.5 as
7 follows:
8 (5 ILCS 420/1-105.5 new)
9 Sec. 1-105.5. A "familial relationship" means a
10 relationship between a person required to file and a family
11 member. For the purposes of this Section, family member shall
12 include: father, mother, son, daughter, brother, sister,
13 uncle, aunt, first cousin, nephew, niece, husband, wife,
14 grandson, granddaughter, father-in-law, mother-in-law,
15 son-in-law, daughter-in-law, brother-in-law, sister-in-law,
16 stepfather, stepmother, stepson, stepdaughter, stepbrother,
17 stepsister, half brother, and half sister.
18 (5 ILCS 420/1-112) (from Ch. 127, par. 601-112)
19 Sec. 1-112. "Person with whom the person required to file
20 a statement of economic interest legislator maintains a close
21 economic relationship association" means a person associated
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1 with the person required to file a statement of economic
2 interest legislator in a partnership, association or
3 professional service corporation, whether as partner,
4 officer, employee, associate, or otherwise.
5 (Source: Laws 1967, p. 3401.)
6 (5 ILCS 420/4A-102) (from Ch. 127, par. 604A-102)
7 Sec. 4A-102. The statement of economic interests
8 required by this Article shall include the economic interests
9 of the person making the statement as provided in this
10 Section. The interest (if constructively controlled by the
11 person making the statement) of a spouse, other than a
12 legally separated spouse, or of a dependant, if the dependant
13 is under 21 years of age and resides in the person's
14 household, or any other party, shall be considered to be the
15 same as the interest of the person making the statement.
16 Campaign receipts shall not be included in this statement.
17 (a) The following interests shall be listed by all
18 persons required to file:
19 (1) The name, address and type of practice of any
20 professional entity organization or individual
21 professional practice in which the person making the
22 statement was an officer, director, associate, partner or
23 proprietor, or served in any advisory capacity, from
24 which income in excess of $1200 was derived during the
25 preceding calendar year;
26 (2) The individual clients of the professional
27 entity or individual professional practice nature of
28 professional services (other than services rendered to
29 the unit or units of government in relation to which the
30 person is required to file) and the nature of the entity
31 to which they were rendered if income fees exceeding
32 $5,000 was were received during the preceding calendar
33 year from the entity for professional services rendered
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1 by the person making the statement. If the disclosure of
2 professional services rendered is protected by a
3 privilege of confidentiality, then the person required to
4 file shall seek the consent of the client before
5 reporting his or her identity on the statement. If a
6 client does not provide consent for the reporting of his
7 or her identity on the statement, then the person
8 required to file shall not report the client's identity
9 on the statement of economic interest.
10 (3) The identity (including the address or legal
11 description of real estate) of any capital asset from
12 which a capital gain of $5,000 or more was realized in
13 the preceding calendar year.
14 (4) The name of each unit of government that has
15 employed the person in the preceding calendar year.
16 (5) The name of each unit of government in which
17 the person making the statement held elective or
18 non-salaried appointed office in the preceding calendar
19 year. The name of any unit of government which has
20 employed the person making the statement during the
21 preceding calendar year other than the unit or units of
22 government in relation to which the person is required to
23 file.
24 (6) (5) The name of any entity from which a gift or
25 gifts, or honorarium or honoraria, valued singly or in
26 the aggregate in excess of $500, was received during the
27 preceding calendar year.
28 (b) The following interests shall also be listed by
29 persons listed in items (a) through (f) of Section 4A-101:
30 (1) The name and instrument of ownership in any
31 entity doing business in the State of Illinois, in which
32 an ownership interest held by the person at the date of
33 filing is in excess of $5,000 fair market value or from
34 which dividends of in excess of $1,200 were derived
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1 during the preceding calendar year. (In the case of real
2 estate, location thereof shall be listed by street
3 address, or if none, then by legal description). This
4 item does not include mutual funds, debt instruments, or
5 deposits in a personal checking or savings account,
6 including certificates of deposit and any other form of
7 deposit in a bank, savings and loan association, credit
8 union, or similar financial institution. No time or
9 demand deposit in a financial institution, nor any debt
10 instrument need be listed;
11 (2) The identity of the entity and all positions
12 held as employee or consultant of any corporation,
13 company, firm, partnership, other business enterprise, or
14 non-profit entity if the person received income in excess
15 of $1,200 during the preceding calendar year. This item
16 does not include professional service entities or
17 positions held therein. Except for professional service
18 entities, the name of any entity and any position held
19 therein from which income of in excess of $1,200 was
20 derived during the preceding calendar year, if the entity
21 does business in the State of Illinois. No time or demand
22 deposit in a financial institution, nor any debt
23 instrument need be listed.
24 (3) The identity of any compensated lobbyist with
25 whom the person making the statement maintains a close
26 economic or familial relationship association, including
27 the name of the lobbyist and specifying the legislative
28 matter or matters which are the object of the lobbying
29 activity, and the name describing the general type of
30 economic activity of the client or principal on whose
31 behalf that person is lobbying.
32 (c) The following interests shall also be listed by
33 persons listed in items (g), (h), (i), and (l) of Section
34 4A-101:
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1 (1) The name and instrument of ownership in any
2 entity doing business with a unit of local government in
3 relation to which the person is required to file if the
4 ownership interest of the person filing is greater than
5 $5,000 fair market value as of the date of filing or if
6 dividends in excess of $1,200 were received from the
7 entity during the preceding calendar year. (In the case
8 of real estate, location thereof shall be listed by
9 street address, or if none, then by legal description).
10 This item does not include mutual funds, debt
11 instruments, or deposits in a personal checking or
12 savings account, including certificates of deposit and
13 any other form of deposit in a bank, savings and loan
14 association, credit union, or similar financial
15 institution. No time or demand deposit in a financial
16 institution, nor any debt instrument need be listed.
17 (2) Except for professional service entities, the
18 name of any entity and any position held therein from
19 which income in excess of $1,200 was derived during the
20 preceding calendar year if the entity does business with
21 a unit of local government in relation to which the
22 person is required to file. No time or demand deposit in
23 a financial institution, nor any debt instrument need be
24 listed.
25 (3) The name of any entity and the nature of the
26 governmental action requested by any entity which has
27 applied to a unit of local government in relation to
28 which the person must file for any license, franchise or
29 permit for annexation, zoning or rezoning of real estate
30 during the preceding calendar year if the ownership
31 interest of the person filing is in excess of $5,000 fair
32 market value at the time of filing or if income or
33 dividends in excess of $1,200 were received by the person
34 filing from the entity during the preceding calendar
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1 year.
2 (Source: P.A. 92-101, eff. 1-1-02.)"; and
3 on page 1, by inserting after line 12 the following:
4 "(5 ILCS 420/4A-103) (from Ch. 127, par. 604A-103)
5 Sec. 4A-103. The statement of economic interests required
6 by this Article to be filed with the Secretary of State shall
7 be filled in by typewriting or hand printing, shall be
8 verified, dated, and signed by the person making the
9 statement and shall contain substantially the following:
10 STATEMENT OF ECONOMIC INTEREST
11 (TYPE OR HAND PRINT)
12 .............................................................
13 (name)
14 .............................................................
15 (each office or position of employment for which this
16 statement is filed)
17 .............................................................
18 (full post office address to which notification of an
19 examination of this statement should be sent)
20 GENERAL DIRECTIONS:
21 The interest (if constructively controlled by the person
22 making the statement) of a spouse, other than a legally
23 separated spouse, or of a dependant, if the dependant is
24 under 21 years of age and resides in the person's household,
25 or any other party, shall be considered to be the same as the
26 interest of the person making the statement.
27 Campaign receipts shall not be included in this
28 statement.
29 If additional space is needed, please attach supplemental
30 listing.
31 1. List the name and instrument of ownership in any
32 entity doing business in the State of Illinois, in which the
33 ownership interest held by the person at the date of filing
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1 is in excess of $5,000 fair market value or from which
2 dividends in excess of $1,200 were derived during the
3 preceding calendar year. (In the case of real estate,
4 location thereof shall be listed by street address, or if
5 none, then by legal description.) This item does not include
6 mutual funds, debt instruments, or deposits in a personal
7 checking or savings account, including certificates of
8 deposit and any other form of deposit in a bank, savings and
9 loan association, credit union, or similar financial
10 institution. No time or demand deposit in a financial
11 institution, nor any debt instrument need be listed.
12 Business Entity Instrument of Ownership
13 .............................. ..............................
14 .............................. ..............................
15 .............................. ..............................
16 .............................. ..............................
17 2. List the name, address and type of practice of any
18 professional entity or individual professional practice
19 organization in which the person making the statement was an
20 officer, director, associate, partner or proprietor or served
21 in any advisory capacity, from which income in excess of
22 $1,200 was derived during the preceding calendar year.
23 Name Address Type of Practice
24 ................... ................... ....................
25 ................... ................... ....................
26 ................... ................... ....................
27 3. List the individual clients of the professional
28 entity or individual professional practice nature of
29 professional services rendered (other than to the State of
30 Illinois) to each entity from which income exceeding $5,000
31 was received for professional services rendered during the
32 preceding calendar year by the person making the statement.
33 If the disclosure of professional services rendered is
34 protected by a privilege of confidentiality, then the person
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1 required to file shall seek the consent of the client before
2 reporting his or her identity on this form.
3 .............................................................
4 .............................................................
5 4. List the identity (including the address or legal
6 description of real estate) of any capital asset from which a
7 capital gain of $5,000 or more was realized during the
8 preceding calendar year.
9 .............................................................
10 .............................................................
11 5. List the identity of any compensated lobbyist with
12 whom the person making the statement maintains a close
13 economic or familial relationship association, including the
14 name of the lobbyist and specifying the legislative matter or
15 matters which are the object of the lobbying activity, and
16 listing describing the name general type of economic activity
17 of the client or principal on whose behalf that person is
18 lobbying.
19 Lobbyist Legislative Matter Client or Principal
20 ................... ................... ....................
21 ................... ................... ....................
22 6. List the identity of the entity and all positions
23 held as employee or consultant of any corporation, company,
24 firm, partnership, other business enterprise, or non-profit
25 entity if the person received income in excess of $1,200
26 during the preceding calendar year. This item does not
27 include professional service entities or positions held
28 therein. List the name of any entity doing business in the
29 State of Illinois from which income in excess of $1,200 was
30 derived during the preceding calendar year other than for
31 professional services and the title or description of any
32 position held in that entity. (In the case of real estate,
33 location thereof shall be listed by street address, or if
34 none, then by legal description). No time or demand deposit
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1 in a financial institution nor any debt instrument need be
2 listed.
3 Entity Position Held
4 .............................. ..............................
5 .............................. ..............................
6 .............................. ..............................
7 7. List the name of each unit of government that has
8 employed the person in the preceding calendar year.
9 .............................................................
10 .............................................................
11 8. List the name of each unit of government in which the
12 person making the statement held elective or non-salaried
13 appointed office in the preceding calendar year. 7. List the
14 name of any unit of government which employed the person
15 making the statement during the preceding calendar year other
16 than the unit or units of government in relation to which the
17 person is required to file.
18 .............................................................
19 .............................................................
20 9. 8. List the name of any entity from which a gift or
21 gifts, or honorarium or honoraria, valued singly or in the
22 aggregate in excess of $500, was received during the
23 preceding calendar year.
24 .............................................................
25 VERIFICATION:
26 "I declare that this statement of economic interests
27 (including any accompanying schedules and statements) has
28 been examined by me and to the best of my knowledge and
29 belief is a true, correct and complete statement of my
30 economic interests as required by the Illinois Governmental
31 Ethics Act. I understand that the penalty for willfully
32 filing a false or incomplete statement shall be a fine not to
33 exceed $1,000 or imprisonment in a penal institution other
34 than the penitentiary not to exceed one year, or both fine
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1 and imprisonment."
2 ................ ..........................................
3 (date of filing) (signature of person making the statement)
4 (Source: P.A. 92-101, eff. 1-1-02.)
5 (5 ILCS 420/4A-104) (from Ch. 127, par. 604A-104)
6 Sec. 4A-104. The statement of economic interests required
7 by this Article to be filed with the county clerk shall be
8 filled in by typewriting or hand printing, shall be verified,
9 dated, and signed by the person making the statement and
10 shall contain substantially the following:
11 STATEMENT OF ECONOMIC INTERESTS
12 (TYPE OR HAND PRINT)
13 .............................................................
14 (Name)
15 .............................................................
16 (each office or position of employment for which this
17 statement is filed) .........................................
18 (full post office address to which notification of an
19 examination of this statement should be sent)
20 GENERAL DIRECTIONS:
21 The interest (if constructively controlled by the person
22 making the statement) of a spouse, other than a legally
23 separated spouse, or of a dependant, if the dependant is
24 under 21 years of age and resides in the person's household,
25 or any other party, shall be considered to be the same as the
26 interest of the person making the statement.
27 Campaign receipts shall not be included in this
28 statement.
29 If additional space is needed, please attach supplemental
30 listing.
31 1. List the name and instrument of ownership in any
32 entity doing business with a unit of local government in
33 relation to which the person is required to file, in which
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1 the ownership interest held by the person at the date of
2 filing is in excess of $5,000 fair market value or from which
3 dividends in excess of $1,200 were received during the
4 preceding calendar year. (In the case of real estate,
5 location thereof shall be listed by street address, or if
6 none, then by legal description.) This item does not include
7 mutual funds, debt instruments, or deposits in a personal
8 checking or savings account, including certificates of
9 deposit and any other form of deposit in a bank, savings and
10 loan association, credit union, or similar financial
11 institution. No time or demand deposit in a financial
12 institution, nor any debt instrument shall be listed.
13 Business Instrument of Position of
14 Entity Ownership Management
15 ................... ................... ....................
16 ................... ................... ....................
17 ................... ................... ....................
18 2. List the name, address and type of practice of any
19 professional entity or individual professional practice
20 organization in which the person making the statement was an
21 officer, director, associate, partner or proprietor, or
22 served in any advisory capacity, from which income in excess
23 of $1,200 was derived during the preceding calendar year.
24 Name Address Type of Practice
25 ................... ................... ....................
26 ................... ................... ....................
27 ................... ................... ....................
28 3. List the individual clients of the professional
29 entity or individual professional practice nature of
30 professional services rendered (other than to the unit or
31 units of local government in relation to which the person is
32 required to file) to each entity from which income exceeding
33 $5,000 was received for professional services rendered during
34 the preceding calendar year by the person making the
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1 statement. If the disclosure of professional services
2 rendered is protected by a privilege of confidentiality, then
3 the person required to file shall seek the consent of the
4 client before reporting his or her identity on this form.
5 .............................................................
6 .............................................................
7 4. List the identity (including the address or legal
8 description of real estate) of any capital asset from which a
9 capital gain of $5,000 or more was realized during the
10 preceding calendar year.
11 .............................................................
12 .............................................................
13 .............................................................
14 5. List the name of any entity and the nature of the
15 governmental action requested by any entity which has applied
16 to a unit of local government in relation to which the person
17 must file for any license, franchise or permit for
18 annexation, zoning or rezoning of real estate during the
19 preceding calendar year if the ownership interest of the
20 person filing is in excess of $5,000 fair market value at the
21 time of filing or if income or dividends in excess of $1200
22 were received by the person filing from the entity during the
23 preceding calendar year.
24 .............................................................
25 .............................................................
26 .............................................................
27 6. List the name of any entity doing business with a
28 unit of local government in relation to which the person is
29 required to file from which income in excess of $1,200 was
30 derived during the preceding calendar year other than for
31 professional services and the title or description of any
32 position held in that entity. No time or demand deposit in a
33 financial institution nor any debt instrument need be listed.
34 .............................................................
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1 .............................................................
2 7. List the name of each unit of government that has
3 employed the person in the preceding calendar year.
4 .............................................................
5 .............................................................
6 8. List the name of each unit of government in which the
7 person making the statement held elective or non-salaried
8 appointed office in the preceding calendar year. List the
9 name of any unit of government which employed the person
10 making the statement during the preceding calendar year other
11 than the unit or units of government in relation to which the
12 person is required to file.
13 .............................................................
14 .............................................................
15 9. 8. List the name of any entity from which a gift or
16 gifts, or honorarium or honoraria, valued singly or in the
17 aggregate in excess of $500, was received during the
18 preceding calendar year.
19 .............................................................
20 VERIFICATION:
21 "I declare that this statement of economic interests
22 (including any accompanying schedules and statements) has
23 been examined by me and to the best of my knowledge and
24 belief is a true, correct and complete statement of my
25 economic interests as required by the Illinois Governmental
26 Ethics Act. I understand that the penalty for willfully
27 filing a false or incomplete statement shall be a fine not to
28 exceed $1,000 or imprisonment in a penal institution other
29 than the penitentiary not to exceed one year, or both fine
30 and imprisonment."
31 ................ ..........................................
32 (date of filing) (signature of person making the statement)
33 (Source: P.A. 92-101, eff. 1-1-02.)".