| ||||||||||||||||||||||
| ||||||||||||||||||||||
| ||||||||||||||||||||||
1 | AN ACT concerning regulation. | |||||||||||||||||||||
2 | Be it enacted by the People of the State of Illinois, | |||||||||||||||||||||
3 | represented in the General Assembly: | |||||||||||||||||||||
4 | Section 5. The Illinois Physical Therapy Act is amended by | |||||||||||||||||||||
5 | adding Sections 8.7 and 33.5 as follows: | |||||||||||||||||||||
6 | (225 ILCS 90/8.7 new) | |||||||||||||||||||||
7 | Sec. 8.7. Criminal history records background check. Each | |||||||||||||||||||||
8 | applicant for licensure under Sections 8, 8.1, and 11 shall | |||||||||||||||||||||
9 | have his or her fingerprints submitted to the Illinois State | |||||||||||||||||||||
10 | Police in an electronic format that complies with the form and | |||||||||||||||||||||
11 | manner for requesting and furnishing criminal history record | |||||||||||||||||||||
12 | information as prescribed by the Illinois State Police. These | |||||||||||||||||||||
13 | fingerprints shall be checked against the Illinois State | |||||||||||||||||||||
14 | Police and Federal Bureau of Investigation criminal history | |||||||||||||||||||||
15 | record databases now and hereafter filed. The Illinois State | |||||||||||||||||||||
16 | Police shall charge applicants a fee for conducting the | |||||||||||||||||||||
17 | criminal history records check, which shall be deposited into | |||||||||||||||||||||
18 | the State Police Services Fund and shall not exceed the actual | |||||||||||||||||||||
19 | cost of the records check. The Illinois State Police shall | |||||||||||||||||||||
20 | furnish, pursuant to positive identification, records of | |||||||||||||||||||||
21 | Illinois convictions to the Department. The Department may | |||||||||||||||||||||
22 | require applicants to pay a separate fingerprinting fee, | |||||||||||||||||||||
23 | either to the Department or to a vendor designated or approved |
| |||||||
| |||||||
1 | by the Department. The Department, in its discretion, may | ||||||
2 | allow an applicant or licensee who does not have reasonable | ||||||
3 | access to a designated vendor to provide his or her | ||||||
4 | fingerprints in an alternative manner. Communication between | ||||||
5 | the Department and an interstate compact governing body or | ||||||
6 | other entities may not include information received from the | ||||||
7 | Federal Bureau of Investigation relating to a State and | ||||||
8 | federal criminal history records check. The Department may | ||||||
9 | adopt any rules necessary to implement this Section. | ||||||
10 | (225 ILCS 90/33.5 new) | ||||||
11 | Sec. 33.5. Physical Therapy Licensure Compact. The State | ||||||
12 | of Illinois ratifies and approves the following Compact: | ||||||
13 | PHYSICAL THERAPY LICENSURE COMPACT | ||||||
14 | SECTION 1. PURPOSE | ||||||
15 | The purpose of this Compact is to facilitate interstate | ||||||
16 | practice of physical therapy with the goal of improving public | ||||||
17 | access to physical therapy services. The practice of physical | ||||||
18 | therapy occurs in the state where the patient/client is | ||||||
19 | located at the time of the patient/client encounter. The | ||||||
20 | Compact preserves the regulatory authority of states to | ||||||
21 | protect public health and safety through the current system of | ||||||
22 | state licensure. | ||||||
23 | This Compact is designed to achieve the following |
| |||||||
| |||||||
1 | objectives: | ||||||
2 | 1. Increase public access to physical therapy services | ||||||
3 | by providing for the mutual recognition of other member | ||||||
4 | state licenses; | ||||||
5 | 2. Enhance the states' ability to protect the public's | ||||||
6 | health and safety; | ||||||
7 | 3. Encourage the cooperation of member states in | ||||||
8 | regulating multi-state physical therapy practice; | ||||||
9 | 4. Support spouses of relocating military members; | ||||||
10 | 5. Enhance the exchange of licensure, investigative, | ||||||
11 | and disciplinary information between member states; and | ||||||
12 | 6. Allow a remote state to hold a provider of services | ||||||
13 | with a compact privilege in that state accountable to that | ||||||
14 | state's practice standards. | ||||||
15 | SECTION 2. DEFINITIONS | ||||||
16 | As used in this Compact, and except as otherwise provided, | ||||||
17 | the following definitions shall apply: | ||||||
18 | 1. "Active Duty Military" means full-time duty status in | ||||||
19 | the active uniformed service of the United States, including | ||||||
20 | members of the National Guard and Reserve on active duty | ||||||
21 | orders pursuant to 10 U.S.C. Section 1209 and 1211. | ||||||
22 | 2. "Adverse Action" means disciplinary action taken by a | ||||||
23 | physical therapy licensing board based upon misconduct, | ||||||
24 | unacceptable performance, or a combination of both. | ||||||
25 | 3. "Alternative Program" means a non-disciplinary |
| |||||||
| |||||||
1 | monitoring or practice remediation process approved by a | ||||||
2 | physical therapy licensing board. This includes, but is not | ||||||
3 | limited to, substance abuse issues. | ||||||
4 | 4. "Compact privilege" means the authorization granted by | ||||||
5 | a remote state to allow a licensee from another member state to | ||||||
6 | practice as a physical therapist or work as a physical | ||||||
7 | therapist assistant in the remote state under its laws and | ||||||
8 | rules. The practice of physical therapy occurs in the member | ||||||
9 | state where the patient/client is located at the time of the | ||||||
10 | patient/client encounter. | ||||||
11 | 5. "Continuing competence" means a requirement, as a | ||||||
12 | condition of license renewal, to provide evidence of | ||||||
13 | participation in, and/or completion of, educational and | ||||||
14 | professional activities relevant to practice or area of work. | ||||||
15 | 6. "Data system" means a repository of information about | ||||||
16 | licensees, including examination, licensure, investigative, | ||||||
17 | compact privilege, and adverse action. | ||||||
18 | 7. "Encumbered license" means a license that a physical | ||||||
19 | therapy licensing board has limited in any way. | ||||||
20 | 8. "Executive Board" means a group of directors elected or | ||||||
21 | appointed to act on behalf of, and within the powers granted to | ||||||
22 | them by, the Commission. | ||||||
23 | 9. "Home state" means the member state that is the | ||||||
24 | licensee's primary state of residence. | ||||||
25 | 10. "Investigative information" means information, | ||||||
26 | records, and documents received or generated by a physical |
| |||||||
| |||||||
1 | therapy licensing board pursuant to an investigation. | ||||||
2 | 11. "Jurisprudence Requirement" means the assessment of an | ||||||
3 | individual's knowledge of the laws and rules governing the | ||||||
4 | practice of physical therapy in a state. | ||||||
5 | 12. "Licensee" means an individual who currently holds an | ||||||
6 | authorization from the state to practice as a physical | ||||||
7 | therapist or to work as a physical therapist assistant. | ||||||
8 | 13. "Member state" means a state that has enacted the | ||||||
9 | Compact. | ||||||
10 | 14. "Party state" means any member state in which a | ||||||
11 | licensee holds a current license or compact privilege or is | ||||||
12 | applying for a license or compact privilege. | ||||||
13 | 15. "Physical therapist" means an individual who is | ||||||
14 | licensed by a state to practice physical therapy. | ||||||
15 | 16. "Physical therapist assistant" means an individual who | ||||||
16 | is licensed/certified by a state and who assists the physical | ||||||
17 | therapist in selected components of physical therapy. | ||||||
18 | 17. "Physical therapy," "physical therapy practice," and | ||||||
19 | "the practice of physical therapy" mean the care and services | ||||||
20 | provided by or under the direction and supervision of a | ||||||
21 | licensed physical therapist. | ||||||
22 | 18. "Physical Therapy Compact Commission" or "Commission" | ||||||
23 | means the national administrative body whose membership | ||||||
24 | consists of all states that have enacted the Compact. | ||||||
25 | 19. "Physical therapy licensing board" or "licensing | ||||||
26 | board" means the agency of a state that is responsible for the |
| |||||||
| |||||||
1 | licensing and regulation of physical therapists and physical | ||||||
2 | therapist assistants. | ||||||
3 | 20. "Remote State" means a member state other than the | ||||||
4 | home state, where a licensee is exercising or seeking to | ||||||
5 | exercise the compact privilege. | ||||||
6 | 21. "Rule" means a regulation, principle, or directive | ||||||
7 | promulgated by the Commission that has the force of law. | ||||||
8 | 22. "State" means any state, commonwealth, district, or | ||||||
9 | territory of the United States of America that regulates the | ||||||
10 | practice of physical therapy. | ||||||
11 | SECTION 3. STATE PARTICIPATION IN THE COMPACT | ||||||
12 | A. To participate in the Compact, a state must: | ||||||
13 | 1. Participate fully in the Commission's data system, | ||||||
14 | including using the Commission's unique identifier as | ||||||
15 | defined in rules; | ||||||
16 | 2. Have a mechanism in place for receiving and | ||||||
17 | investigating complaints about licensees; | ||||||
18 | 3. Notify the Commission, in compliance with the terms | ||||||
19 | of the Compact and rules, of any adverse action or the | ||||||
20 | availability of investigative information regarding a | ||||||
21 | licensee; | ||||||
22 | 4. Fully implement a criminal background check | ||||||
23 | requirement, within a time frame established by rule, by | ||||||
24 | receiving the results of the Federal Bureau of | ||||||
25 | Investigation record search on criminal background checks |
| |||||||
| |||||||
1 | and use the results in making licensure decisions in | ||||||
2 | accordance with Section 3.B.; | ||||||
3 | 5. Comply with the rules of the Commission; | ||||||
4 | 6. Utilize a recognized national examination as a | ||||||
5 | requirement for licensure pursuant to the rules of the | ||||||
6 | Commission; and | ||||||
7 | 7. Have continuing competence requirements as a | ||||||
8 | condition for license renewal. | ||||||
9 | B. Upon adoption of this statute, the member state shall | ||||||
10 | have the authority to obtain biometric-based information from | ||||||
11 | each physical therapy licensure applicant and submit this | ||||||
12 | information to the Federal Bureau of Investigation for a | ||||||
13 | criminal background check in accordance with 28 U.S.C. §534 | ||||||
14 | and 42 U.S.C. §14616. | ||||||
15 | C. A member state shall grant the compact privilege to a | ||||||
16 | licensee holding a valid unencumbered license in another | ||||||
17 | member state in accordance with the terms of the Compact and | ||||||
18 | rules. | ||||||
19 | D. Member states may charge a fee for granting a compact | ||||||
20 | privilege | ||||||
21 | SECTION 4. COMPACT PRIVILEGE | ||||||
22 | A. To exercise the compact privilege under the terms and | ||||||
23 | provisions of the Compact, the licensee shall: | ||||||
24 | 1. Hold a license in the home state; | ||||||
25 | 2. Have no encumbrance on any state license; |
| |||||||
| |||||||
1 | 3. Be eligible for a compact privilege in any member | ||||||
2 | state in accordance with Section 4D, G and H; | ||||||
3 | 4. Have not had any adverse action against any license | ||||||
4 | or compact privilege within the previous 2 years; | ||||||
5 | 5. Notify the Commission that the licensee is seeking | ||||||
6 | the compact privilege within a remote state(s); | ||||||
7 | 6. Pay any applicable fees, including any state fee, | ||||||
8 | for the compact privilege; | ||||||
9 | 7. Meet any jurisprudence requirements established by | ||||||
10 | the remote state(s) in which the licensee is seeking a | ||||||
11 | compact privilege; and | ||||||
12 | 8. Report to the Commission adverse action taken by | ||||||
13 | any non-member state within 30 days from the date the | ||||||
14 | adverse action is taken. | ||||||
15 | B. The compact privilege is valid until the expiration | ||||||
16 | date of the home license. The licensee must comply with the | ||||||
17 | requirements of Section 4.A. to maintain the compact privilege | ||||||
18 | in the remote state. | ||||||
19 | C. A licensee providing physical therapy in a remote state | ||||||
20 | under the compact privilege shall function within the laws and | ||||||
21 | regulations of the remote state. | ||||||
22 | D. A licensee providing physical therapy in a remote state | ||||||
23 | is subject to that state's regulatory authority. A remote | ||||||
24 | state may, in accordance with due process and that state's | ||||||
25 | laws, remove a licensee's compact privilege in the remote | ||||||
26 | state for a specific period of time, impose fines, and/or take |
| |||||||
| |||||||
1 | any other necessary actions to protect the health and safety | ||||||
2 | of its citizens. The licensee is not eligible for a compact | ||||||
3 | privilege in any state until the specific time for removal has | ||||||
4 | passed and all fines are paid. | ||||||
5 | E. If a home state license is encumbered, the licensee | ||||||
6 | shall lose the compact privilege in any remote state until the | ||||||
7 | following occur: | ||||||
8 | 1. The home state license is no longer encumbered; and | ||||||
9 | 2. Two years have elapsed from the date of the adverse | ||||||
10 | action. | ||||||
11 | F. Once an encumbered license in the home state is | ||||||
12 | restored to good standing, the licensee must meet the | ||||||
13 | requirements of Section 4A to obtain a compact privilege in | ||||||
14 | any remote state. | ||||||
15 | G. If a licensee's compact privilege in any remote state | ||||||
16 | is removed, the individual shall lose the compact privilege in | ||||||
17 | any remote state until the following occur: | ||||||
18 | 1. The specific period of time for which the compact | ||||||
19 | privilege was removed has ended; | ||||||
20 | 2. All fines have been paid; and | ||||||
21 | 3. Two years have elapsed from the date of the adverse | ||||||
22 | action. | ||||||
23 | H. Once the requirements of Section 4G have been met, the | ||||||
24 | license must meet the requirements in Section 4A to obtain a | ||||||
25 | compact privilege in a remote state. |
| |||||||
| |||||||
1 | SECTION 5. ACTIVE DUTY MILITARY PERSONNEL OR THEIR SPOUSES | ||||||
2 | A licensee who is active duty military or is the spouse of | ||||||
3 | an individual who is active duty military may designate one of | ||||||
4 | the following as the home state: | ||||||
5 | A. Home of record; | ||||||
6 | B. Permanent Change of Station (PCS); or | ||||||
7 | C. State of current residence if it is different than the | ||||||
8 | PCS state or home of record. | ||||||
9 | SECTION 6. ADVERSE ACTIONS | ||||||
10 | A. A home state shall have exclusive power to impose | ||||||
11 | adverse action against a license issued by the home state. | ||||||
12 | B. A home state may take adverse action based on the | ||||||
13 | investigative information of a remote state, so long as the | ||||||
14 | home state follows its own procedures for imposing adverse | ||||||
15 | action. | ||||||
16 | C. Nothing in this Compact shall override a member state's | ||||||
17 | decision that participation in an alternative program may be | ||||||
18 | used in lieu of adverse action and that such participation | ||||||
19 | shall remain non-public if required by the member state's | ||||||
20 | laws. Member states must require licensees who enter any | ||||||
21 | alternative programs in lieu of discipline to agree not to | ||||||
22 | practice in any other member state during the term of the | ||||||
23 | alternative program without prior authorization from such | ||||||
24 | other member state. | ||||||
25 | D. Any member state may investigate actual or alleged |
| |||||||
| |||||||
1 | violations of the statutes and rules authorizing the practice | ||||||
2 | of physical therapy in any other member state in which a | ||||||
3 | physical therapist or physical therapist assistant holds a | ||||||
4 | license or compact privilege. | ||||||
5 | E. A remote state shall have the authority to: | ||||||
6 | 1. Take adverse actions as set forth in Section 4.D. | ||||||
7 | against a licensee's compact privilege in the state; | ||||||
8 | 2. Issue subpoenas for both hearings and | ||||||
9 | investigations that require the attendance and testimony | ||||||
10 | of witnesses, and the production of evidence. Subpoenas | ||||||
11 | issued by a physical therapy licensing board in a party | ||||||
12 | state for the attendance and testimony of witnesses, | ||||||
13 | and/or the production of evidence from another party | ||||||
14 | state, shall be enforced in the latter state by any court | ||||||
15 | of competent jurisdiction, according to the practice and | ||||||
16 | procedure of that court applicable to subpoenas issued in | ||||||
17 | proceedings pending before it. The issuing authority shall | ||||||
18 | pay any witness fees, travel expenses, mileage, and other | ||||||
19 | fees required by the service statutes of the state where | ||||||
20 | the witnesses and/or evidence are located; and | ||||||
21 | 3. If otherwise permitted by state law, recover from | ||||||
22 | the licensee the costs of investigations and disposition | ||||||
23 | of cases resulting from any adverse action taken against | ||||||
24 | that licensee. | ||||||
25 | F. Joint Investigations | ||||||
26 | 1. In addition to the authority granted to a member |
| |||||||
| |||||||
1 | state by its respective physical therapy practice act or | ||||||
2 | other applicable state law, a member state may participate | ||||||
3 | with other member states in joint investigations of | ||||||
4 | licensees. | ||||||
5 | 2. Member states shall share any investigative, | ||||||
6 | litigation, or compliance materials in furtherance of any | ||||||
7 | joint or individual investigation initiated under the | ||||||
8 | Compact. | ||||||
9 | SECTION 7. ESTABLISHMENT OF THE PHYSICAL THERAPY COMPACT | ||||||
10 | COMMISSION | ||||||
11 | A. The Compact member states hereby create and establish a | ||||||
12 | joint public agency known as the Physical Therapy Compact | ||||||
13 | Commission: | ||||||
14 | 1. The Commission is an instrumentality of the Compact | ||||||
15 | states. | ||||||
16 | 2. Venue is proper and judicial proceedings by or | ||||||
17 | against the Commission shall be brought solely and | ||||||
18 | exclusively in a court of competent jurisdiction where the | ||||||
19 | principal office of the Commission is located. The | ||||||
20 | Commission may waive venue and jurisdictional defenses to | ||||||
21 | the extent it adopts or consents to participate in | ||||||
22 | alternative dispute resolution proceedings. | ||||||
23 | 3. Nothing in this Compact shall be construed to be a | ||||||
24 | waiver of sovereign immunity. | ||||||
25 | B. Membership, Voting, and Meetings |
| |||||||
| |||||||
1 | 1. Each member state shall have and be limited to one | ||||||
2 | (1) delegate selected by that member state's licensing | ||||||
3 | board. | ||||||
4 | 2. The delegate shall be a current member of the | ||||||
5 | licensing board, who is a physical therapist, physical | ||||||
6 | therapist assistant, public member, or the board | ||||||
7 | administrator. | ||||||
8 | 3. Any delegate may be removed or suspended from | ||||||
9 | office as provided by the law of the state from which the | ||||||
10 | delegate is appointed. | ||||||
11 | 4. The member state board shall fill any vacancy | ||||||
12 | occurring in the Commission. | ||||||
13 | 5. Each delegate shall be entitled to one (1) vote | ||||||
14 | with regard to the promulgation of rules and creation of | ||||||
15 | bylaws and shall otherwise have an opportunity to | ||||||
16 | participate in the business and affairs of the Commission. | ||||||
17 | 6. A delegate shall vote in person or by such other | ||||||
18 | means as provided in the bylaws. The bylaws may provide | ||||||
19 | for delegates' participation in meetings by telephone or | ||||||
20 | other means of communication. | ||||||
21 | 7. The Commission shall meet at least once during each | ||||||
22 | calendar year. Additional meetings shall be held as set | ||||||
23 | forth in the bylaws. | ||||||
24 | C. The Commission shall have the following powers and | ||||||
25 | duties: | ||||||
26 | 1. Establish the fiscal year of the Commission; |
| |||||||
| |||||||
1 | 2. Establish bylaws; | ||||||
2 | 3. Maintain its financial records in accordance with | ||||||
3 | the bylaws; | ||||||
4 | 4. Meet and take such actions as are consistent with | ||||||
5 | the provisions of this Compact and the bylaws; | ||||||
6 | 5. Promulgate uniform rules to facilitate and | ||||||
7 | coordinate implementation and administration of this | ||||||
8 | Compact. The rules shall have the force and effect of law | ||||||
9 | and shall be binding in all member states; | ||||||
10 | 6. Bring and prosecute legal proceedings or actions in | ||||||
11 | the name of the Commission, provided that the standing of | ||||||
12 | any state physical therapy licensing board to sue or be | ||||||
13 | sued under applicable law shall not be affected; | ||||||
14 | 7. Purchase and maintain insurance and bonds; | ||||||
15 | 8. Borrow, accept, or contract for services of | ||||||
16 | personnel, including, but not limited to, employees of a | ||||||
17 | member state; | ||||||
18 | 9. Hire employees, elect or appoint officers, fix | ||||||
19 | compensation, define duties, grant such individuals | ||||||
20 | appropriate authority to carry out the purposes of the | ||||||
21 | Compact, and to establish the Commission's personnel | ||||||
22 | policies and programs relating to conflicts of interest, | ||||||
23 | qualifications of personnel, and other related personnel | ||||||
24 | matters; | ||||||
25 | 10. Accept any and all appropriate donations and | ||||||
26 | grants of money, equipment, supplies, materials and |
| |||||||
| |||||||
1 | services, and to receive, utilize and dispose of the same; | ||||||
2 | provided that at all times the Commission shall avoid any | ||||||
3 | appearance of impropriety and/or conflict of interest; | ||||||
4 | 11. Lease, purchase, accept appropriate gifts or | ||||||
5 | donations of, or otherwise to own, hold, improve or use, | ||||||
6 | any property, real, personal or mixed; provided that at | ||||||
7 | all times the Commission shall avoid any appearance of | ||||||
8 | impropriety; | ||||||
9 | 12. Sell convey, mortgage, pledge, lease, exchange, | ||||||
10 | abandon, or otherwise dispose of any property real, | ||||||
11 | personal, or mixed; | ||||||
12 | 13. Establish a budget and make expenditures; | ||||||
13 | 14. Borrow money; | ||||||
14 | 15. Appoint committees, including standing committees | ||||||
15 | composed of members, state regulators, state legislators | ||||||
16 | or their representatives, and consumer representatives, | ||||||
17 | and such other interested persons as may be designated in | ||||||
18 | this Compact and the bylaws; | ||||||
19 | 16. Provide and receive information from, and | ||||||
20 | cooperate with, law enforcement agencies; | ||||||
21 | 17. Establish and elect an Executive Board; and | ||||||
22 | 18. Perform such other functions as may be necessary | ||||||
23 | or appropriate to achieve the purposes of this Compact | ||||||
24 | consistent with the state regulation of physical therapy | ||||||
25 | licensure and practice. | ||||||
26 | D. The Executive Board |
| |||||||
| |||||||
1 | The Executive Board shall have the power to act on behalf | ||||||
2 | of the Commission according to the terms of this Compact | ||||||
3 | 1. The Executive Board shall be composed of nine | ||||||
4 | members: | ||||||
5 | a. Seven voting members who are elected by the | ||||||
6 | Commission from the current membership of the | ||||||
7 | Commission; | ||||||
8 | b. One ex-officio, nonvoting member from the | ||||||
9 | recognized national physical therapy professional | ||||||
10 | association; and | ||||||
11 | c. One ex-officio, nonvoting member from the | ||||||
12 | recognized membership organization of the physical | ||||||
13 | therapy licensing boards. | ||||||
14 | 2. The ex-officio members will be selected by their | ||||||
15 | respective organizations. | ||||||
16 | 3. The Commission may remove any member of the | ||||||
17 | Executive Board as provided in bylaws. | ||||||
18 | 4. The Executive Board shall meet at least annually. | ||||||
19 | 5. The Executive Board shall have the following Duties | ||||||
20 | and responsibilities: | ||||||
21 | a. Recommend to the entire Commission changes to | ||||||
22 | the rules or bylaws, changes to this Compact | ||||||
23 | legislation, fees paid by Compact member states such | ||||||
24 | as annual dues, and any commission Compact fee charged | ||||||
25 | to licensees for the compact privilege; | ||||||
26 | b. Ensure Compact administration services are |
| |||||||
| |||||||
1 | appropriately provided, contractual or otherwise; | ||||||
2 | c. Prepare and recommend the budget; | ||||||
3 | d. Maintain financial records on behalf of the | ||||||
4 | Commission; | ||||||
5 | e. Monitor Compact compliance of member states and | ||||||
6 | provide compliance reports to the Commission; | ||||||
7 | f. Establish additional committees as necessary; | ||||||
8 | and | ||||||
9 | g. Other duties as provided in rules or bylaws. | ||||||
10 | E. Meetings of the Commission | ||||||
11 | 1. All meetings shall be open to the public, and | ||||||
12 | public notice of meetings shall be given in the same | ||||||
13 | manner as required under the rulemaking provisions in | ||||||
14 | Section 9. | ||||||
15 | 2. The Commission or the Executive Board or other | ||||||
16 | committees of the Commission may convene in a closed, | ||||||
17 | non-public meeting if the Commission or Executive Board or | ||||||
18 | other committees of the Commission must discuss: | ||||||
19 | a. Non-compliance of a member state with its | ||||||
20 | obligations under the Compact; | ||||||
21 | b. The employment, compensation, discipline or | ||||||
22 | other matters, practices or procedures related to | ||||||
23 | specific employees or other matters related to the | ||||||
24 | Commission's internal personnel practices and | ||||||
25 | procedures; | ||||||
26 | c. Current, threatened, or reasonably anticipated |
| |||||||
| |||||||
1 | litigation; | ||||||
2 | d. Negotiation of contracts for the purchase, | ||||||
3 | lease, or sale of goods, services, or real estate; | ||||||
4 | e. Accusing any person of a crime or formally | ||||||
5 | censuring any person; | ||||||
6 | f. Disclosure of trade secrets or commercial or | ||||||
7 | financial information that is privileged or | ||||||
8 | confidential; | ||||||
9 | g. Disclosure of information of a personal nature | ||||||
10 | where disclosure would constitute a clearly | ||||||
11 | unwarranted invasion of personal privacy; | ||||||
12 | h. Disclosure of investigative records compiled | ||||||
13 | for law enforcement purposes; | ||||||
14 | i. Disclosure of information related to any | ||||||
15 | investigative reports prepared by or on behalf of or | ||||||
16 | for use of the Commission or other committee charged | ||||||
17 | with responsibility of investigation or determination | ||||||
18 | of compliance issues pursuant to the Compact; or | ||||||
19 | j. Matters specifically exempted from disclosure | ||||||
20 | by federal or member state statute. | ||||||
21 | 3. If a meeting, or portion of a meeting, is closed | ||||||
22 | pursuant to this provision, the Commission's legal counsel | ||||||
23 | or designee shall certify that the meeting may be closed | ||||||
24 | and shall reference each relevant exempting provision. | ||||||
25 | 4. The Commission shall keep minutes that fully and | ||||||
26 | clearly describe all matters discussed in a meeting and |
| |||||||
| |||||||
1 | shall provide a full and accurate summary of actions | ||||||
2 | taken, and the reasons therefore, including a description | ||||||
3 | of the views expressed. All documents considered in | ||||||
4 | connection with an action shall be identified in such | ||||||
5 | minutes. All minutes and documents of a closed meeting | ||||||
6 | shall remain under seal, subject to release by a majority | ||||||
7 | vote of the Commission or order of a court of competent | ||||||
8 | jurisdiction. | ||||||
9 | F. Financing of the Commission | ||||||
10 | 1. The Commission shall pay, or provide for the | ||||||
11 | payment of, the reasonable expenses of its establishment, | ||||||
12 | organization, and ongoing activities. | ||||||
13 | 2. The Commission may accept any and all appropriate | ||||||
14 | revenue sources, donations, and grants of money, | ||||||
15 | equipment, supplies, materials, and services. | ||||||
16 | 3. The Commission may levy on and collect an annual | ||||||
17 | assessment from each member state or impose fees on other | ||||||
18 | parties to cover the cost of the operations and activities | ||||||
19 | of the Commission and its staff, which must be in a total | ||||||
20 | amount sufficient to cover its annual budget as approved | ||||||
21 | each year for which revenue is not provided by other | ||||||
22 | sources. The aggregate annual assessment amount shall be | ||||||
23 | allocated based upon a formula to be determined by the | ||||||
24 | Commission, which shall promulgate a rule binding upon all | ||||||
25 | member states. | ||||||
26 | 4. The Commission shall not incur obligations of any |
| |||||||
| |||||||
1 | kind prior to securing the funds adequate to meet the | ||||||
2 | same; nor shall the Commission pledge the credit of any of | ||||||
3 | the member states, except by and with the authority of the | ||||||
4 | member state. | ||||||
5 | 5. The Commission shall keep accurate accounts of all | ||||||
6 | receipts and disbursements. The receipts and disbursements | ||||||
7 | of the Commission shall be subject to the audit and | ||||||
8 | accounting procedures established under its bylaws. | ||||||
9 | However, all receipts and disbursements of funds handled | ||||||
10 | by the Commission shall be audited yearly by a certified | ||||||
11 | or licensed public accountant, and the report of the audit | ||||||
12 | shall be included in and become part of the annual report | ||||||
13 | of the Commission. | ||||||
14 | G. Qualified Immunity, Defense, and Indemnification | ||||||
15 | 1. The members, officers, executive director, | ||||||
16 | employees and representatives of the Commission shall be | ||||||
17 | immune from suit and liability, either personally or in | ||||||
18 | their official capacity, for any claim for damage to or | ||||||
19 | loss of property or personal injury or other civil | ||||||
20 | liability caused by or arising out of any actual or | ||||||
21 | alleged act, error or omission that occurred, or that the | ||||||
22 | person against whom the claim is made had a reasonable | ||||||
23 | basis for believing occurred within the scope of | ||||||
24 | Commission employment, duties or responsibilities; | ||||||
25 | provided that nothing in this paragraph shall be construed | ||||||
26 | to protect any such person from suit and/or liability for |
| |||||||
| |||||||
1 | any damage, loss, injury, or liability caused by the | ||||||
2 | intentional or willful or wanton misconduct of that | ||||||
3 | person. | ||||||
4 | 2. The Commission shall defend any member, officer, | ||||||
5 | executive director, employee or representative of the | ||||||
6 | Commission in any civil action seeking to impose liability | ||||||
7 | arising out of any actual or alleged act, error, or | ||||||
8 | omission that occurred within the scope of Commission | ||||||
9 | employment, duties, or responsibilities, or that the | ||||||
10 | person against whom the claim is made had a reasonable | ||||||
11 | basis for believing occurred within the scope of | ||||||
12 | Commission employment, duties, or responsibilities; | ||||||
13 | provided that nothing herein shall be construed to | ||||||
14 | prohibit that person from retaining his or her own | ||||||
15 | counsel; and provided further, that the actual or alleged | ||||||
16 | act, error, or omission did not result from that person's | ||||||
17 | intentional or willful or wanton misconduct. | ||||||
18 | 3. The Commission shall indemnify and hold harmless | ||||||
19 | any member, officer, executive director, employee, or | ||||||
20 | representative of the Commission for the amount of any | ||||||
21 | settlement or judgment obtained against that person | ||||||
22 | arising out of any actual or alleged act, error or | ||||||
23 | omission that occurred within the scope of Commission | ||||||
24 | employment, duties, or responsibilities, or that such | ||||||
25 | person had a reasonable basis for believing occurred | ||||||
26 | within the scope of Commission employment, duties, or |
| |||||||
| |||||||
1 | responsibilities, provided that the actual or alleged act, | ||||||
2 | error, or omission did not result from the intentional or | ||||||
3 | willful or wanton misconduct of that person. | ||||||
4 | SECTION 8. DATA SYSTEM | ||||||
5 | A. The Commission shall provide for the development, | ||||||
6 | maintenance, and utilization of a coordinated database and | ||||||
7 | reporting system containing licensure, adverse action, and | ||||||
8 | investigative information on all licensed individuals in | ||||||
9 | member states. | ||||||
10 | B. Notwithstanding any other provision of state law to the | ||||||
11 | contrary, a member state shall submit a uniform data set to the | ||||||
12 | data system on all individuals to whom this Compact is | ||||||
13 | applicable as required by the rules of the Commission, | ||||||
14 | including: | ||||||
15 | 1. Identifying information; | ||||||
16 | 2. Licensure data; | ||||||
17 | 3. Adverse actions against a license or compact | ||||||
18 | privilege; | ||||||
19 | 4. Non-confidential information related to alternative | ||||||
20 | program participation; | ||||||
21 | 5. Any denial of application for licensure, and the | ||||||
22 | reason(s) for such denial; and | ||||||
23 | 6. Other information that may facilitate the | ||||||
24 | administration of this Compact, as determined by the rules | ||||||
25 | of the Commission. |
| |||||||
| |||||||
1 | C. Investigative information pertaining to a licensee in | ||||||
2 | any member state will only be available to other party states. | ||||||
3 | D. The Commission shall promptly notify all member states | ||||||
4 | of any adverse action taken against a licensee or an | ||||||
5 | individual applying for a license. Adverse action information | ||||||
6 | pertaining to a licensee in any member state will be available | ||||||
7 | to any other member state. | ||||||
8 | E. Member states contributing information to the data | ||||||
9 | system may designate information that may not be shared with | ||||||
10 | the public without the express permission of the contributing | ||||||
11 | state. | ||||||
12 | F. Any information submitted to the data system that is | ||||||
13 | subsequently required to be expunged by the laws of the member | ||||||
14 | state contributing the information shall be removed from the | ||||||
15 | data system. | ||||||
16 | SECTION 9. RULEMAKING | ||||||
17 | A. The Commission shall exercise its rulemaking powers | ||||||
18 | pursuant to the criteria set forth in this Section and the | ||||||
19 | rules adopted thereunder. Rules and amendments shall become | ||||||
20 | binding as of the date specified in each rule or amendment. | ||||||
21 | B. If a majority of the legislatures of the member states | ||||||
22 | rejects a rule, by enactment of a statute or resolution in the | ||||||
23 | same manner used to adopt the Compact within 4 years of the | ||||||
24 | date of adoption of the rule, then such rule shall have no | ||||||
25 | further force and effect in any member state. |
| |||||||
| |||||||
1 | C. Rules or amendments to the rules shall be adopted at a | ||||||
2 | regular or special meeting of the Commission. | ||||||
3 | D. Prior to promulgation and adoption of a final rule or | ||||||
4 | rules by the Commission, and at least thirty (30) days in | ||||||
5 | advance of the meeting at which the rule will be considered and | ||||||
6 | voted upon, the Commission shall file a Notice of Proposed | ||||||
7 | Rulemaking: | ||||||
8 | 1. On the website of the Commission or other publicly | ||||||
9 | accessible platform; and | ||||||
10 | 2. On the website of each member state physical | ||||||
11 | therapy licensing board or other publicly accessible | ||||||
12 | platform or the publication in which each state would | ||||||
13 | otherwise publish proposed rules. | ||||||
14 | E. The Notice of Proposed Rulemaking shall include: | ||||||
15 | 1. The proposed time, date, and location of the | ||||||
16 | meeting in which the rule will be considered and voted | ||||||
17 | upon; | ||||||
18 | 2. The text of the proposed rule or amendment and the | ||||||
19 | reason for the proposed rule; | ||||||
20 | 3. A request for comments on the proposed rule from | ||||||
21 | any interested person; and | ||||||
22 | 4. The manner in which interested persons may submit | ||||||
23 | notice to the Commission of their intention to attend the | ||||||
24 | public hearing and any written comments. | ||||||
25 | F. Prior to adoption of a proposed rule, the Commission | ||||||
26 | shall allow persons to submit written data, facts, opinions, |
| |||||||
| |||||||
1 | and arguments, which shall be made available to the public. | ||||||
2 | G. The Commission shall grant an opportunity for a public | ||||||
3 | hearing before it adopts a rule or amendment if a hearing is | ||||||
4 | requested by: | ||||||
5 | 1. At least twenty-five (25) persons; | ||||||
6 | 2. A state or federal governmental subdivision or | ||||||
7 | agency; or | ||||||
8 | 3. An association having at least twenty-five (25) | ||||||
9 | members. | ||||||
10 | H. If a hearing is held on the proposed rule or amendment, | ||||||
11 | the Commission shall publish the place, time, and date of the | ||||||
12 | scheduled public hearing. If the hearing is held via | ||||||
13 | electronic means, the Commission shall publish the mechanism | ||||||
14 | for access to the electronic hearing. | ||||||
15 | 1. All persons wishing to be heard at the hearing | ||||||
16 | shall notify the executive director of the Commission or | ||||||
17 | other designated member in writing of their desire to | ||||||
18 | appear and testify at the hearing not less than five (5) | ||||||
19 | business days before the scheduled date of the hearing. | ||||||
20 | 2. Hearings shall be conducted in a manner providing | ||||||
21 | each person who wishes to comment a fair and reasonable | ||||||
22 | opportunity to comment orally or in writing. | ||||||
23 | 3. All hearings will be recorded. A copy of the | ||||||
24 | recording will be made available on request. | ||||||
25 | 4. Nothing in this section shall be construed as | ||||||
26 | requiring a separate hearing on each rule. Rules may be |
| |||||||
| |||||||
1 | grouped for the convenience of the Commission at hearings | ||||||
2 | required by this Section. | ||||||
3 | I. Following the scheduled hearing date, or by the close | ||||||
4 | of business on the scheduled hearing date if the hearing was | ||||||
5 | not held, the Commission shall consider all written and oral | ||||||
6 | comments received. | ||||||
7 | J. If no written notice of intent to attend the public | ||||||
8 | hearing by interested parties is received, the Commission may | ||||||
9 | proceed with promulgation of the proposed rule without a | ||||||
10 | public hearing. | ||||||
11 | K. The Commission shall, by majority vote of all members, | ||||||
12 | take final action on the proposed rule and shall determine the | ||||||
13 | effective date of the rule, if any, based on the rulemaking | ||||||
14 | record and the full text of the rule. | ||||||
15 | L. Upon determination that an emergency exists, the | ||||||
16 | Commission may consider and adopt an emergency rule without | ||||||
17 | prior notice, opportunity for comment, or hearing, provided | ||||||
18 | that the usual rulemaking procedures provided in the Compact | ||||||
19 | and in this section shall be retroactively applied to the rule | ||||||
20 | as soon as reasonably possible, in no event later than ninety | ||||||
21 | (90) days after the effective date of the rule. For the | ||||||
22 | purposes of this provision, an emergency rule is one that must | ||||||
23 | be adopted immediately in order to: | ||||||
24 | 1. Meet an imminent threat to public health, safety, | ||||||
25 | or welfare; | ||||||
26 | 2. Prevent a loss of Commission or member state funds; |
| |||||||
| |||||||
1 | 3. Meet a deadline for the promulgation of an | ||||||
2 | administrative rule that is established by federal law or | ||||||
3 | rule; or | ||||||
4 | 4. Protect public health and safety. | ||||||
5 | M. The Commission or an authorized committee of the | ||||||
6 | Commission may direct revisions to a previously adopted rule | ||||||
7 | or amendment for purposes of correcting typographical errors, | ||||||
8 | errors in format, errors in consistency, or grammatical | ||||||
9 | errors. Public notice of any revisions shall be posted on the | ||||||
10 | website of the Commission. The revision shall be subject to | ||||||
11 | challenge by any person for a period of thirty (30) days after | ||||||
12 | posting. The revision may be challenged only on grounds that | ||||||
13 | the revision results in a material change to a rule. A | ||||||
14 | challenge shall be made in writing, and delivered to the chair | ||||||
15 | of the Commission prior to the end of the notice period. If no | ||||||
16 | challenge is made, the revision will take effect without | ||||||
17 | further action. If the revision is challenged, the revision | ||||||
18 | may not take effect without the approval of the Commission. | ||||||
19 | SECTION 10. OVERSIGHT, DISPUTE RESOLUTION, AND ENFORCEMENT | ||||||
20 | A. Oversight | ||||||
21 | 1. The executive, legislative, and judicial branches | ||||||
22 | of state government in each member state shall enforce | ||||||
23 | this Compact and take all actions necessary and | ||||||
24 | appropriate to effectuate the Compact's purposes and | ||||||
25 | intent. The provisions of this Compact and the rules |
| |||||||
| |||||||
1 | promulgated hereunder shall have standing as statutory | ||||||
2 | law. | ||||||
3 | 2. All courts shall take judicial notice of the | ||||||
4 | Compact and the rules in any judicial or administrative | ||||||
5 | proceeding in a member state pertaining to the subject | ||||||
6 | matter of this Compact which may affect the powers, | ||||||
7 | responsibilities or actions of the Commission. | ||||||
8 | 3. The Commission shall be entitled to receive service | ||||||
9 | of process in any such proceeding, and shall have standing | ||||||
10 | to intervene in such a proceeding for all purposes. | ||||||
11 | Failure to provide service of process to the Commission | ||||||
12 | shall render a judgment or order void as to the | ||||||
13 | Commission, this Compact, or promulgated rules. | ||||||
14 | B. Default, Technical Assistance, and Termination | ||||||
15 | 1. If the Commission determines that a member state | ||||||
16 | has defaulted in the performance of its obligations or | ||||||
17 | responsibilities under this Compact or the promulgated | ||||||
18 | rules, the Commission shall: | ||||||
19 | a. Provide written notice to the defaulting state | ||||||
20 | and other member states of the nature of the default, | ||||||
21 | the proposed means of curing the default and/or any | ||||||
22 | other action to be taken by the Commission; and | ||||||
23 | b. Provide remedial training and specific | ||||||
24 | technical assistance regarding the default. | ||||||
25 | 2. If a state in default fails to cure the default, the | ||||||
26 | defaulting state may be terminated from the Compact upon |
| |||||||
| |||||||
1 | an affirmative vote of a majority of the member states, | ||||||
2 | and all rights, privileges and benefits conferred by this | ||||||
3 | Compact may be terminated on the effective date of | ||||||
4 | termination. A cure of the default does not relieve the | ||||||
5 | offending state of obligations or liabilities incurred | ||||||
6 | during the period of default. | ||||||
7 | 3. Termination of membership in the Compact shall be | ||||||
8 | imposed only after all other means of securing compliance | ||||||
9 | have been exhausted. Notice of intent to suspend or | ||||||
10 | terminate shall be given by the Commission to the | ||||||
11 | governor, the majority and minority leaders of the | ||||||
12 | defaulting state's legislature, and each of the member | ||||||
13 | states. | ||||||
14 | 4. A state that has been terminated is responsible for | ||||||
15 | all assessments, obligations, and liabilities incurred | ||||||
16 | through the effective date of termination, including | ||||||
17 | obligations that extend beyond the effective date of | ||||||
18 | termination. | ||||||
19 | 5. The Commission shall not bear any costs related to | ||||||
20 | a state that is found to be in default or that has been | ||||||
21 | terminated from the Compact, unless agreed upon in writing | ||||||
22 | between the Commission and the defaulting state. | ||||||
23 | 6. The defaulting state may appeal the action of the | ||||||
24 | Commission by petitioning the U.S. District Court for the | ||||||
25 | District of Columbia or the federal district where the | ||||||
26 | Commission has its principal offices. The prevailing |
| |||||||
| |||||||
1 | member shall be awarded all costs of such litigation, | ||||||
2 | including reasonable attorney's fees. | ||||||
3 | C. Dispute Resolution | ||||||
4 | 1. Upon request by a member state, the Commission | ||||||
5 | shall attempt to resolve disputes related to the Compact | ||||||
6 | that arise among member states and between member and | ||||||
7 | non-member states. | ||||||
8 | 2. The Commission shall promulgate a rule providing | ||||||
9 | for both mediation and binding dispute resolution for | ||||||
10 | disputes as appropriate. | ||||||
11 | D. Enforcement | ||||||
12 | 1. The Commission, in the reasonable exercise of its | ||||||
13 | discretion, shall enforce the provisions and rules of this | ||||||
14 | Compact. | ||||||
15 | 2. By majority vote, the Commission may initiate legal | ||||||
16 | action in the United States District Court for the | ||||||
17 | District of Columbia or the federal district where the | ||||||
18 | Commission has its principal offices against a member | ||||||
19 | state in default to enforce compliance with the provisions | ||||||
20 | of the Compact and its promulgated rules and bylaws. The | ||||||
21 | relief sought may include both injunctive relief and | ||||||
22 | damages. In the event judicial enforcement is necessary, | ||||||
23 | the prevailing member shall be awarded all costs of such | ||||||
24 | litigation, including reasonable attorney's fees. | ||||||
25 | 3. The remedies herein shall not be the exclusive | ||||||
26 | remedies of the Commission. The Commission may pursue any |
| |||||||
| |||||||
1 | other remedies available under federal or state law. | ||||||
2 | SECTION 11. DATE OF IMPLEMENTATION OF THE INTERSTATE | ||||||
3 | COMMISSION FOR PHYSICAL THERAPY PRACTICE AND ASSOCIATED RULES, | ||||||
4 | WITHDRAWAL, AND AMENDMENT | ||||||
5 | A. The Compact shall come into effect on the date on which | ||||||
6 | the Compact statute is enacted into law in the tenth member | ||||||
7 | state. The provisions, which become effective at that time, | ||||||
8 | shall be limited to the powers granted to the Commission | ||||||
9 | relating to assembly and the promulgation of rules. | ||||||
10 | Thereafter, the Commission shall meet and exercise rulemaking | ||||||
11 | powers necessary to the implementation and administration of | ||||||
12 | the Compact. | ||||||
13 | B. Any state that joins the Compact subsequent to the | ||||||
14 | Commission's initial adoption of the rules shall be subject to | ||||||
15 | the rules as they exist on the date on which the Compact | ||||||
16 | becomes law in that state. Any rule that has been previously | ||||||
17 | adopted by the Commission shall have the full force and effect | ||||||
18 | of law on the day the Compact becomes law in that state. | ||||||
19 | C. Any member state may withdraw from this Compact by | ||||||
20 | enacting a statute repealing the same. | ||||||
21 | 1. A member state's withdrawal shall not take effect | ||||||
22 | until six (6) months after enactment of the repealing | ||||||
23 | statute. | ||||||
24 | 2. Withdrawal shall not affect the continuing | ||||||
25 | requirement of the withdrawing state's physical therapy |
| |||||||
| |||||||
1 | licensing board to comply with the investigative and | ||||||
2 | adverse action reporting requirements of this act prior to | ||||||
3 | the effective date of withdrawal. | ||||||
4 | D. Nothing contained in this Compact shall be construed to | ||||||
5 | invalidate or prevent any physical therapy licensure agreement | ||||||
6 | or other cooperative arrangement between a member state and a | ||||||
7 | non-member state that does not conflict with the provisions of | ||||||
8 | this Compact. | ||||||
9 | E. This Compact may be amended by the member states. No | ||||||
10 | amendment to this Compact shall become effective and binding | ||||||
11 | upon any member state until it is enacted into the laws of all | ||||||
12 | member states. | ||||||
13 | SECTION 12. CONSTRUCTION AND SEVERABILITY | ||||||
14 | This Compact shall be liberally construed so as to | ||||||
15 | effectuate the purposes thereof. The provisions of this | ||||||
16 | Compact shall be severable and if any phrase, clause, sentence | ||||||
17 | or provision of this Compact is declared to be contrary to the | ||||||
18 | constitution of any party state or of the United States or the | ||||||
19 | applicability thereof to any government, agency, person or | ||||||
20 | circumstance is held invalid, the validity of the remainder of | ||||||
21 | this Compact and the applicability thereof to any government, | ||||||
22 | agency, person or circumstance shall not be affected thereby. | ||||||
23 | If this Compact shall be held contrary to the constitution of | ||||||
24 | any party state, the Compact shall remain in full force and | ||||||
25 | effect as to the remaining party states and in full force and |
| |||||||
| |||||||
1 | effect as to the party state affected as to all severable | ||||||
2 | matters. |