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Public Act 096-1030 | ||||
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AN ACT concerning athlete agents.
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Be it enacted by the People of the State of Illinois,
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represented in the General Assembly:
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Section 1. Short title. This Act may be cited as the | ||||
Illinois Athlete Agents Act. | ||||
Section 10. Declaration of public policy. Practice as an | ||||
athlete agent in the State of Illinois is hereby declared to | ||||
affect the public health, safety, and well-being of its | ||||
citizens and to be subject to regulation and control in the | ||||
public interest. It is further declared that the practice as an | ||||
athlete agent, as defined in this Act, merits the confidence of | ||||
the public, and that only qualified persons shall be authorized | ||||
to engage in such practice in the State of Illinois. This Act | ||||
shall be liberally construed to best carry out this purpose. | ||||
Section 15. Definitions. In this Act: | ||||
"Address of record" means the designated address recorded | ||||
by the Department in the applicant's or licensee's application | ||||
file or license file maintained by the Department's licensure | ||||
maintenance unit. It is the duty of the applicant or licensee | ||||
to inform the Department of any change of address, and such | ||||
changes must be made either through the Department's website or | ||||
by contacting the Department's licensure maintenance unit.
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"Agency contract" means an agreement in which a | ||
student-athlete authorizes a person to negotiate or solicit on | ||
behalf of the student-athlete a professional-sports-services | ||
contract or an endorsement contract. | ||
"Athlete agent" means an individual who enters into an | ||
agency contract with a student-athlete or, directly or | ||
indirectly, recruits or solicits a student-athlete to enter | ||
into an agency contract. The term includes an individual who | ||
represents to the public that the individual is an athlete | ||
agent. The term does not include a spouse, parent, sibling, | ||
grandparent, or guardian of the student-athlete or an | ||
individual acting solely on behalf of a professional sports | ||
team or professional sports organization.
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"Athletic director" means an individual responsible for | ||
administering the overall athletic program of an educational | ||
institution or, if an educational institution has separately | ||
administered athletic programs for male students and female | ||
students, the athletic program for males or the athletic | ||
program for females, as appropriate.
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"Contact" means a communication, direct or indirect, | ||
between an athlete agent and a student-athlete, to recruit or | ||
solicit the student-athlete to enter into an agency contract. | ||
"Department" means the Department of Financial and | ||
Professional Regulation.
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"Endorsement contract" means an agreement under which a | ||
student-athlete is employed or receives consideration to use on |
behalf of the other party any value that the student-athlete | ||
may have because of publicity, reputation, following, or fame | ||
obtained because of athletic ability or performance.
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"Intercollegiate sport" means a sport played at the | ||
collegiate level for which eligibility requirements for | ||
participation by a student-athlete are established by a | ||
national association for the promotion or regulation of | ||
collegiate athletics.
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"License" means a person holding licensure as an athlete | ||
agent pursuant to this Act.
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"Person" means an individual, corporation, business trust, | ||
estate, trust, partnership, limited liability company, | ||
association, joint venture, government; governmental | ||
subdivision, agency, or instrumentality; public corporation, | ||
or any other legal or commercial entity.
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"Professional-sports-services contract" means an agreement | ||
under which an individual is employed, or agrees to render | ||
services, as a player on a professional sports team, with a | ||
professional sports organization, or as a professional | ||
athlete.
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"Record" means information that is inscribed on a tangible | ||
medium or that is stored in an electronic or other medium and | ||
is retrievable in perceivable form.
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"Secretary" means the Secretary of Financial and | ||
Professional Regulation.
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"State" means a state of the United States, the District of |
Columbia, Puerto Rico, the United States Virgin Islands, or any | ||
territory or insular possession subject to the jurisdiction of | ||
the United States.
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"Student-athlete" means an individual who engages in, is | ||
eligible to engage in, or may be eligible in the future to | ||
engage in, any intercollegiate sport. If an individual is | ||
permanently ineligible to participate in a particular | ||
intercollegiate sport, the individual is not a student-athlete | ||
for purposes of that sport.
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"Licensed athlete agent" means an individual who is | ||
licensed under this Act to engage as an athlete agent in | ||
Illinois.
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Section 20. Exemptions. Nothing in this Act shall be | ||
construed to prohibit practice as an athlete agent for the | ||
following:
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(a) practice as an athlete agent by officers and employees | ||
of the United States government within the scope of their | ||
employment.
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(b) practice as an athlete agent by any person licensed in | ||
this State under any other Act from engaging in the practice | ||
for which he is licensed.
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Section 25. Restrictions and limitations. | ||
(a) No person without a license under this Act or who is | ||
otherwise exempt from this Act shall: (i) in any manner hold |
himself or herself out to the public as a licensed athlete | ||
agent; (ii) attach the title "licensed athlete agent" to his or | ||
her name; or (iii) render or offer to render to any individual, | ||
athlete or other person or entity any services or activities | ||
constituting the practice of an athlete agent as defined in | ||
this Act.
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(b) A person shall be construed to practice, render or | ||
offer to practice as an athlete agent, within the meaning and | ||
intent of this Act, if that person: (i) by verbal claim, sign, | ||
advertisement, letterhead, card, or any other means, | ||
represents himself or herself to be an athlete agent or through | ||
the use of some title implies that he or she is an athlete | ||
agent or is licensed under this Act; (ii) holds himself or | ||
herself out as able to perform or does perform services or work | ||
defined in this Act as the practice of an athlete agent; or | ||
(iii) provides services as an athlete agent as set forth in | ||
this Act.
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Individuals practicing as an athlete agent in Illinois as | ||
of the effective date of this Act may continue to practice as | ||
provided in this Act until the Department has adopted rules | ||
implementing this Act. To continue practicing as an athlete | ||
agent after the adoption of rules, individuals shall apply for | ||
licensure within 90 days after the effective date of the rules. | ||
If an application is received during the 90-day period, then | ||
the individual may continue to practice until the Department | ||
acts to grant or deny licensure. If an application is not filed |
within the 90-day period, then the individual must cease | ||
practice as an athlete agent at the conclusion of the 90-day | ||
period and until the Department acts to grant a license to the | ||
individual.
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Section 30. Practice pending licensure; void contracts.
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(a) Except as otherwise provided in Section 20 or in | ||
subsection (b) of this Section, an individual may not act as an | ||
athlete agent in this State without holding a license issued | ||
under this Act.
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(b) Before being issued a license, an individual may act as | ||
an athlete agent in this State for all purposes except signing | ||
an agency contract if: | ||
(1) a student-athlete or another person acting on | ||
behalf of the student-athlete
initiates communication with | ||
the individual; and
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(2) within 7 days after an initial act as an athlete | ||
agent, the individual
submits an application and the | ||
application and fee have been received by the Department | ||
for
licensure as an athlete agent in this
State. | ||
(c) An agency contract resulting from conduct in violation | ||
of this Section is void and the athlete agent shall return any | ||
consideration received under the contract. | ||
Section 35. Powers and duties of the Department. Subject to | ||
the provisions of this Act, the Department may:
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(1) Conduct or authorize examinations, at the | ||
discretion of the Department, to ascertain the fitness and | ||
qualifications of applicants for licensure and issue | ||
licenses to those who are found to be fit and qualified.
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(2) Prescribe rules for a method of examination of | ||
candidates if required.
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(3) Conduct hearings on proceedings to revoke, | ||
suspend, or otherwise discipline or take non-disciplinary | ||
action.
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(4) Promulgate rules required for the administration | ||
of this Act.
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Section 40. Application for original license. Applications | ||
for original licenses shall be made to the Department on forms | ||
prescribed by the Department and accompanied by the required | ||
fee. All applications shall contain the information that, in | ||
the judgment of the Department, will enable the Department to | ||
pass on the qualifications of the applicant for a license to | ||
practice as an athlete agent. | ||
Section 45. Qualifications for licensure.
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(a) A person is qualified for licensure as an athlete agent | ||
if that person:
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(1) is at least 21 years of age;
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(2) has applied in writing on forms prepared and | ||
furnished by the Department;
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(3) has not engaged or is not engaged in any practice | ||
or conduct that would be grounds for disciplining a | ||
licensee under this Act;
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(4) pays the required non-refundable fee as set forth | ||
in rule;
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(5) submits an application which is signed or otherwise | ||
authenticated by the applicant under penalty of perjury | ||
which contains the following information:
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(A) the name and social security number of the | ||
applicant, and the address of
the applicant's | ||
principal place of business;
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(B) the name of the applicant's business or | ||
employer, if applicable;
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(C) any business or occupation engaged in by the | ||
applicant for the five years
next preceding the date of | ||
submission of the application;
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(D) a description of the applicant's:
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(i) education or formal training as an athlete | ||
agent;
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(ii) work history, including but not limited | ||
to any practical experience as an
athlete agent; | ||
and | ||
(iii) educational background;
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(E) the names and addresses of all persons who are:
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(i) with respect to the athlete agent's | ||
business if it is not a corporation, the
partners, |
members, officers, managers, associates, or | ||
profit-sharers of the
business; and
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(ii) with respect to a corporation employing | ||
the athlete agent, the officers,
directors, and | ||
any shareholder of the corporation having an | ||
interest of five
percent or greater; | ||
(F) the names and addresses of 3 individuals not | ||
related to the applicant who are willing to serve as | ||
references;
and | ||
(G) the name, sport, and last known team for each | ||
individual for whom the applicant acted as an athlete | ||
agent during the 5 years next preceding the date of | ||
submission of the application; and
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(7) has complied with all other requirements of this | ||
Act and rules established for the implementation of this | ||
Act.
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(b) Applicants have 3 years from the date of application to | ||
complete the application process. If the process has not been | ||
completed in 3 years, then the application shall be denied, the | ||
fee shall be forfeited, and the applicant must reapply and meet | ||
the requirements in effect at the time of reapplication.
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Section 50. Licensure by endorsement.
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(a) The Department may, in its discretion, grant a license | ||
on submission of the required application and payment of the | ||
required non-refundable fee to any person who, at the time of |
application, is licensed by another state or the United States | ||
or of a foreign country or province whose standards, in the | ||
opinion of the Department, were substantially equivalent at the | ||
date of his or her licensure in the other jurisdiction to the | ||
requirements then in force in this State or to any person who | ||
at the time of his or her licensure possessed individual | ||
qualifications that were substantially equivalent to the | ||
requirements of this Act.
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(b) The Department may adopt rules to further define the | ||
licensing criteria under this Section.
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(c) Applicants have 3 years from the date of application to | ||
complete the application process. If the process has not been | ||
completed in 3 years, then the application shall be denied, the | ||
fee shall be forfeited, and the applicant must reapply and meet | ||
the requirements in effect at the time of reapplication.
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Section 55. Licenses; renewals; restoration; person in | ||
military service.
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(a) The expiration date and renewal period for each license | ||
issued under this Act shall be set by rule. As a condition for | ||
renewal of a license, the licensee may be required to complete | ||
continuing education under requirements set forth in rules of | ||
the Department.
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(b) Any person who has permitted his or her license to | ||
expire may have his or her license restored by making | ||
application to the Department and filing proof acceptable to |
the Department of fitness to have his or her license restored, | ||
which may include sworn evidence certifying to active practice | ||
in another jurisdiction satisfactory to the Department, | ||
complying with any continuing education requirements, and | ||
paying the required restoration fee.
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(c) If the person has not maintained an active practice in | ||
another jurisdiction satisfactory to the Department, then the | ||
Department shall determine, by an evaluation program | ||
established by rule, the person's fitness to resume active | ||
status and may require the person to complete a period of | ||
evaluated experience.
However, any person whose license | ||
expired while (i) in federal service on active duty with the | ||
Armed Forces of the United States or called into service or | ||
training with the State Militia, or (ii) in training or | ||
education under the supervision of the United States | ||
preliminary to induction into the military service may have his | ||
or her license renewed or restored without paying any lapsed | ||
renewal fees if, within 2 years after honorable termination of | ||
the service, training or education, except under condition | ||
other than honorable, he or she furnishes the Department with | ||
satisfactory evidence to the effect that he or she has been so | ||
engaged and that the service, training, or education has been | ||
so terminated.
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(d) Any person who notifies the Department, in writing on | ||
forms prescribed by the Department, may place his or her | ||
license on inactive status and shall be excused from the |
payment of renewal fees until the person notifies the | ||
Department in writing of the intention to resume active | ||
practice.
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(e) Any person requesting his or her license be changed | ||
from inactive to active status shall be required to pay the | ||
current renewal fee and shall also demonstrate compliance with | ||
any applicable continuing education requirements.
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(f) Any licensee whose license is nonrenewed or on inactive | ||
status shall not engage in the practice as an athlete agent as | ||
set forth in this Act in the State of Illinois and use the | ||
title or advertise that he or she performs the services of an | ||
athlete agent.
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(g) Any person violating subsection (f) of this Section | ||
shall be considered to be practicing without a license and will | ||
be subject to the disciplinary provisions of this Act.
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(h) The Department may adopt additional rules in order to | ||
effectively administer the provisions in this Section. | ||
Section 60. Fees.
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(a) The fees for the administration and enforcement of this | ||
Act, including but not limited to original licensure, renewal, | ||
and restoration fees, shall be set by the Department by rule. | ||
The fees shall not be refundable.
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(b) All fees and other monies collected under this Act | ||
shall be deposited in the General Professions Dedicated Fund.
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Section 65. Roster. The Department shall maintain a roster | ||
of names and addresses of all persons who hold valid licenses | ||
and all persons whose licenses have been suspended, revoked or | ||
otherwise disciplined within the previous year. This roster | ||
shall be available upon request and payment of the required fee | ||
as set forth by rule.
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Section 70. Returned checks; fines. Any person who delivers | ||
a check or other payment to the Department that is returned to | ||
the Department unpaid by the financial institution upon which | ||
it is drawn shall pay to the Department, in addition to the | ||
amount already owed to the Department, a fine of $50. The fines | ||
imposed by this Section are in addition to any other discipline | ||
provided under this Act for unlicensed practice or practice on | ||
a nonrenewed license. The Department shall notify the person | ||
that payment of fees and fines shall be paid to the Department | ||
by certified check or money order within 30 calendar days of | ||
the notification. If, after the expiration of 30 days from the | ||
date of the notification, the person has failed to submit the | ||
necessary remittance, then the Department shall automatically | ||
terminate the license or deny the application, without hearing. | ||
If, after termination or denial, the person seeks a license, | ||
then he or she shall apply to the Department for restoration or | ||
issuance of the license and pay all fees and fines due to the | ||
Department. The Department may establish a fee for the | ||
processing of an application for restoration of a license to |
pay all expenses of processing this application. The Secretary | ||
may waive the fines due under this Section in individual cases | ||
where the Secretary finds that the fines would be unreasonable | ||
or unnecessarily burdensome. | ||
Section 75. Grounds for disciplinary action.
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(a) The Department may refuse to issue or renew, or may | ||
revoke, suspend, place on probation, reprimand, or take other | ||
disciplinary or non-disciplinary action as the Department may | ||
deem appropriate, including imposing fines not to exceed | ||
$10,000 for each violation, with regard to any license for any | ||
one or combination of the following:
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(1) Making a material misstatement in furnishing | ||
information to the Department.
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(2) Violating this Act, or the rules adopted pursuant | ||
to this Act.
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(3) Conviction of or entry of a plea of guilty or nolo | ||
contendere, finding of guilt, jury verdict, or entry of | ||
judgment or by sentencing of any crime, including but not | ||
limited to convictions, preceding sentences of | ||
supervision, conditional discharge or first offender | ||
probation, to any crime that is a felony under the laws of | ||
the United States or any state or territory thereof or that | ||
is a misdemeanor of which as essential element is | ||
dishonesty, or any crime that is directly related to the | ||
practice of the profession.
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(4) Making any misrepresentation for the purpose of | ||
obtaining licensure or violating any provision of this Act | ||
or the rules adopted under this Act pertaining to | ||
advertising.
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(5) Professional incompetence.
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(6) Gross malpractice.
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(7) Aiding or assisting another person in violating any | ||
provision of this Act or rules adopted under this Act.
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(8) Failing, within 60 days, to provide information in | ||
response to a written request made by the Department.
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(9) Engaging in dishonorable, unethical, or | ||
unprofessional conduct of a character likely to deceive, | ||
defraud, or harm the public.
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(10) Inability to practice with reasonable judgment, | ||
skill or safety as a result of habitual or excessive use or | ||
addiction to alcohol, narcotics, stimulants or any other | ||
chemical agent or drug.
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(11) Denial of any application as an athlete agent or | ||
discipline by another state, District of Columbia, | ||
territory, or foreign nation, if at least one of the | ||
grounds for the discipline is the same or substantially | ||
equivalent to those set forth in this Section.
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(12) A finding by the Department that the licensee, | ||
after having his or her license placed on probationary | ||
status, has violated the terms of probation.
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(13) Willfully making or filing false records or |
reports in his or her practice, including but not limited | ||
to, false records filed with State agencies or departments.
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(14) Inability to practice the profession with | ||
reasonable judgment, skill, or safety as a result of a | ||
physical illness, including but not limited to | ||
deterioration through the aging process or loss of motor | ||
skill, or a mental illness or disability.
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(15) Solicitation of professional services other than | ||
permitted advertising.
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(16) Conviction of or cash compromise of a charge or | ||
violation of the Illinois Controlled Substances Act | ||
regulating narcotics.
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(17) Gross, willful, or continued overcharging for | ||
professional services, including filing false statements | ||
for collection of fees for which services are not rendered.
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(18) Practicing under a false or, except as provided by | ||
law, an assumed name.
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(19) Fraud or misrepresentation in applying for, or | ||
procuring, a license under this Act or in connection with | ||
applying for renewal of a license under this Act.
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(20) Any instance in which the conduct of the applicant | ||
or any person named pursuant to item (5) of subsection (a) | ||
of Section 45 resulted in the imposition of a sanction, | ||
suspension, or declaration of ineligibility to participate | ||
in an interscholastic or intercollegiate athletic event on | ||
a student-athlete or educational institution.
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(21) Any instance in which the conduct of any person | ||
named pursuant to item (5) of subsection (a) of Section 45 | ||
resulted in the denial of an application as an athlete | ||
agent or discipline of a license as an athlete agent by | ||
another state, District of Columbia, territory, or foreign | ||
nation, if at least one of the grounds for the discipline | ||
is the same or substantially equivalent to those set forth | ||
in this Section.
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(22) Committing any of the activities set forth in | ||
subsection (b) of Section 175 of this Act.
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(b) A person holding a license under this Act or has | ||
applied for licensure under this Act who, because of a physical | ||
or mental illness or disability, including but not limited to | ||
deterioration through the aging process or loss of motor skill, | ||
is unable to practice the profession with reasonable judgment, | ||
skill, or safety may be required by the Department to submit to | ||
care, counseling or treatment by physicians approved or | ||
designated by the Department as a condition, term or | ||
restriction for continued, reinstated or renewed licensure to | ||
practice. Submission to care, counseling or treatment as | ||
required by the Department shall not be considered discipline | ||
of the license. If the licensee refuses to enter into a care, | ||
counseling, or treatment agreement or fails to abide by the | ||
terms of the agreement, then the Department may file a | ||
complaint to suspend, revoke, or otherwise discipline the | ||
license of the individual. The Secretary may order the license |
suspended immediately, pending a hearing by the Department. | ||
Fines shall not be assessed in disciplinary actions involving | ||
physical or mental illness or impairment.
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(c) The determination by a circuit court that a licensee is | ||
subject to involuntary admission or judicial admission as | ||
provided in the Mental Health and Developmental Disabilities | ||
Code, as amended, operates as an automatic suspension. The | ||
suspension will end only upon a finding by a court that the | ||
licensee is no longer subject to the involuntary admission or | ||
judicial admission and issues an order so finding and | ||
discharging the licensee; and upon review of the order by the | ||
Secretary or his or her designee, the licensee may be allowed | ||
to resume his or her practice.
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(d) The Department may refuse to issue or may suspend | ||
without hearing as provided for in the Code of Civil Procedure | ||
the license of any person who fails to file a return, or to pay | ||
the tax, penalty or interest shown in a filed return, or to pay | ||
any final assessment of the tax, penalty, or interest as | ||
required by any tax Act administered by the Illinois Department | ||
of Revenue, until such time as the requirements of any such tax | ||
Act are satisfied.
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(e) In enforcing this Section, the Department upon a | ||
showing of a possible violation may compel an individual | ||
licensed to practice under this Act, or who has applied for | ||
licensure under this Act, to submit to a mental or physical | ||
examination, or both, as required by and at the expense of the |
Department. The Department may order the examining physician to | ||
present testimony concerning the mental or physical | ||
examination of the licensee or applicant. No information shall | ||
be excluded by reason of any common law or statutory privilege | ||
relating to communications between the licensee or applicant | ||
and the examining physician. The examining physicians shall be | ||
specifically designated by the Department. The individual to be | ||
examined may have, at his or her own expense, another physician | ||
of his or her choice present during all aspects of this | ||
examination. Failure of an individual to submit to a mental or | ||
physical examination, when directed, shall be grounds for the | ||
immediate suspension of his or her license until the individual | ||
submits to the examination if the Department finds that the | ||
refusal to submit to the examination was without reasonable | ||
cause as defined by rule. | ||
In instances in which the Secretary immediately suspends a | ||
person's license for his or her failure to submit to a mental | ||
or physical examination, when directed, a hearing on that | ||
person's license must be convened by the Department within 15 | ||
days after the suspension and completed without appreciable | ||
delay. | ||
In instances in which the Secretary otherwise suspends a | ||
person's license pursuant to the results of a compelled mental | ||
or physical examination a hearing on that person's license must | ||
be convened by the Department within 15 days after the | ||
suspension and completed without appreciable delay. The |
Department shall have the authority to review the subject | ||
individual's record of treatment and counseling regarding the | ||
impairment to the extent permitted by applicable federal | ||
statutes and regulations safeguarding the confidentiality of | ||
medical records.
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An individual licensed under this Act and affected under | ||
this Section shall be afforded an opportunity to demonstrate to | ||
the Department that he or she can resume practice in compliance | ||
with acceptable and prevailing standards under the provisions | ||
of his or her license.
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Section 80. Required form of contract.
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(a) An agency contract must be in a record, signed or | ||
otherwise authenticated by the parties. | ||
(b) An agency contract must state or contain the following:
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(1) the amount and method of calculating the | ||
consideration to be paid by the student-athlete for | ||
services to be provided by the athlete agent under the | ||
contract and any other consideration the athlete agent has | ||
received or will receive from any other source for entering | ||
into the contract or for providing the services;
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(2) the name of any person not listed in the | ||
application for registration or renewal of registration | ||
who will be compensated because the student-athlete signed | ||
the agency contract;
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(3) a description of any expenses that the |
student-athlete agrees to reimburse;
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(4) a description of the services to be provided to the | ||
student-athlete;
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(5) the duration of the contract; and
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(6) the date of execution.
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(c) An agency contract must contain, in close proximity to | ||
the signature of the student-athlete, a conspicuous notice in | ||
boldface type in capital letters stating: | ||
WARNING TO STUDENT-ATHLETE
IF YOU SIGN THIS CONTRACT: | ||
(1) YOU MAY LOSE YOUR ELIGIBILITY TO COMPETE AS A | ||
STUDENT-ATHLETE IN YOUR SPORT;
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(2) IF YOU HAVE AN ATHLETIC DIRECTOR, WITHIN 72 HOURS | ||
AFTER ENTERING INTO THIS CONTRACT OR BEFORE YOUR NEXT | ||
SCHEDULED ATHLETIC EVENT, WHICHEVER OCCURS FIRST, BOTH YOU | ||
AND YOUR ATHLETE AGENT MUST NOTIFY YOUR ATHLETIC DIRECTOR;
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AND
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(3) YOU MAY CANCEL THIS CONTRACT WITHIN 14 DAYS AFTER | ||
SIGNING IT. CANCELLATION OF THIS CONTRACT MAY NOT REINSTATE | ||
YOUR ELIGIBILITY.
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(d) An agency contract that does not conform to this | ||
Section is voidable by the student-athlete. If a | ||
student-athlete voids an agency contract, then the | ||
student-athlete is not required to pay any consideration under | ||
the contract or to return any consideration received from the |
athlete agent to induce the student-athlete to enter into the | ||
contract.
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(e) The athlete agent shall give a record of the signed or | ||
otherwise authenticated agency contract to the student-athlete | ||
at the time of execution.
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Section 85. Student-athlete's right to cancel.
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(a) A student-athlete may cancel an agency contract by | ||
giving notice of the cancellation to the athlete agent in a | ||
record within 14 days after the contract is signed.
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(b) A student-athlete may not waive the right to cancel an | ||
agency contract.
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(c) If a student-athlete cancels an agency contract, then | ||
the student-athlete is not required to pay any consideration | ||
under the contract or to return any consideration received from | ||
the athlete agent to induce the student-athlete to enter into | ||
the contract.
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Section 90. Notice to educational institution.
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(a) Within 72 hours after entering into an agency contract | ||
or before the next scheduled athletic event in which the | ||
student-athlete may participate, whichever occurs first, the | ||
athlete agent shall give notice in a record of the existence of | ||
the contract to the athletic director of the educational | ||
institution at which the student-athlete is enrolled or the | ||
athlete agent has reasonable grounds to believe the |
student-athlete intends to enroll.
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(b) Within 72 hours after entering into an agency contract | ||
or before the next athletic event in which the student-athlete | ||
may participate, whichever occurs first, the student-athlete | ||
shall inform the athletic director of the educational | ||
institution at which the student-athlete is enrolled that he or | ||
she has entered into an agency contract.
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Section 95. Required records.
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(a) An athlete agent shall retain the following records for | ||
a period of 5 years:
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(1) the name and address of each individual represented | ||
by the athlete agent;
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(2) any agency contract entered into by the athlete | ||
agent; and
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(3) any direct costs incurred by the athlete agent in | ||
the recruitment or solicitation of a student-athlete to | ||
enter into an agency contract.
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(b) Records required by subsection (a) of this Section to | ||
be retained shall be open to inspection by the Department | ||
during normal business hours.
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Section 100. Injunctive action; cease and desist order.
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(a) If any person violates the provisions of this Act, then | ||
the Secretary, in the name of the People of the State of | ||
Illinois, through the Attorney General or the State's Attorney |
of the county in which the violation is alleged to have | ||
occurred, may petition for an order enjoining the violation or | ||
for an order enforcing compliance with this Act. Upon the | ||
filing of a verified petition, the court with appropriate | ||
jurisdiction may issue a temporary restraining order, without | ||
notice or bond, and may preliminarily and permanently enjoin | ||
the violation. If it is established that the person has | ||
violated or is violating the injunction, then the court may | ||
punish the offender for contempt of court. Proceedings under | ||
this Section are in addition to, and not in lieu of, all other | ||
remedies and penalties provided by this Act.
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(b) Whenever, in the opinion of the Department, a person | ||
violates any provision of this Act, the Department may issue a | ||
rule to show cause why an order to cease and desist should not | ||
be entered against that person. The rule shall clearly set | ||
forth the grounds relied upon by the Department and shall allow | ||
at least 7 days from the date of the rule to file an answer | ||
satisfactory to the Department. Failure to answer to the | ||
satisfaction of the Department shall cause an order to cease | ||
and desist to be issued.
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Section 105. Investigations; notice and hearing. The | ||
Department may investigate the actions of any applicant or of | ||
any person or persons rendering or offering to render services | ||
as an athlete agent or any person holding or claiming to hold a | ||
license as an athlete agent. The Department shall, before |
revoking, suspending, placing on probation, reprimanding, or | ||
taking any other disciplinary or non-disciplinary action under | ||
Section 75 of this Act, at least 30 days before the date set | ||
for the hearing, (i) notify the accused in writing of the | ||
charges made and the time and place for the hearing on the | ||
charges, (ii) direct him or her to file a written answer to the | ||
charges with the Department under oath within 20 days after the | ||
service on him or her of the notice, and (iii) inform the | ||
accused that, if he or she fails to answer, default will be | ||
taken against him or her or that his or her license may be | ||
suspended, revoked, placed on probationary status, or other | ||
disciplinary action taken with regard to the license, including | ||
limiting the scope, nature, or extent of his or her practice, | ||
as the Department may consider proper. At the time and place | ||
fixed in the notice, the Department shall proceed to hear the | ||
charges and the parties or their counsel shall be accorded | ||
ample opportunity to present any pertinent statements, | ||
testimony, evidence, and arguments. The Department may | ||
continue the hearing from time to time. In case the person, | ||
after receiving the notice, fails to file an answer, his or her | ||
license may, in the discretion of the Department, be suspended, | ||
revoked, placed on probationary status, or the Department may | ||
take whatever disciplinary action considered proper, including | ||
limiting the scope, nature, or extent of the person's practice | ||
or the imposition of a fine, without a hearing, if the act or | ||
acts charged constitute sufficient grounds for that action |
under this Act. The written notice may be served by personal | ||
delivery or by certified mail to the address specified by the | ||
accused in his or her last notification with the Department. | ||
Section 110. Record of proceedings; transcript. The | ||
Department, at its expense, shall preserve a record of all | ||
proceedings at the formal hearing of any case. The notice of | ||
hearing, complaint, all other documents in the nature of | ||
pleadings, written motions filed in the proceedings, the | ||
transcripts of testimony, the report of the Hearing Officer, | ||
and orders of the Department shall be in the record of the | ||
proceeding. The Department shall furnish a transcript of such | ||
record to any person interested in such hearing upon payment of | ||
the fee required under Section 2105-115 of the Department of | ||
Professional Regulation Law (20 ILCS 2105/2105-115). | ||
Section 115. Subpoenas; depositions; oaths. The Department | ||
has the power to subpoena documents, books, records or other | ||
materials and to bring before it any person and to take | ||
testimony either orally or by deposition, or both, with the | ||
same fees and mileage and in the same manner as prescribed in | ||
civil cases in the courts of this State.
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The Secretary, the designated hearing officer, and other | ||
parties designated by the Department have the power to | ||
administer oaths to witnesses at any hearing that the | ||
Department is authorized to conduct, and any other oaths |
authorized in any Act administered by the Department.
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Section 120. Compelling testimony. Any circuit court, upon | ||
application of the Department or designated hearing officer may | ||
enter an order requiring the attendance of witnesses and their | ||
testimony, and the production of documents, papers, files, | ||
books, and records in connection with any hearing or | ||
investigation. The court may compel obedience to its order by | ||
proceedings for contempt. | ||
Section 125. Findings and recommendations. At the | ||
conclusion of the hearing, the Hearing Officer shall present to | ||
the Secretary a written report of its findings of fact, | ||
conclusions of law, and recommendations. The report shall | ||
contain a finding whether or not the accused person violated | ||
this Act or its rules or failed to comply with the conditions | ||
required in this Act or its rules. The Hearing Officer shall | ||
specify the nature of any violations or failure to comply and | ||
shall make its recommendations to the Secretary. In making | ||
recommendations for any disciplinary actions, the Hearing | ||
Officer may take into consideration all facts and circumstances | ||
bearing upon the reasonableness of the conduct of the accused | ||
and the potential for future harm to the public, including but | ||
not limited to previous discipline of the accused by the | ||
Department, intent, degree of harm to the public and likelihood | ||
of harm in the future, any restitution made by the accused, and |
whether the incident or incidents contained in the complaint | ||
appear to be isolated or represent a continuing pattern of | ||
conduct. In making its recommendations for discipline, the | ||
Hearing Officer shall endeavor to ensure that the severity of | ||
the discipline recommended is reasonably related to the | ||
severity of the violation.
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The report of findings of fact, conclusions of law, and | ||
recommendation of the Hearing Officer may, but shall not be | ||
required to be, the basis for the Department's order refusing | ||
to issue, restore, or renew a license, or otherwise | ||
disciplining a licensee. If the Secretary disagrees with the | ||
recommendations of the Hearing Officer, then the Secretary may | ||
issue an order in contravention. The finding is not admissible | ||
in evidence against the person in a criminal prosecution | ||
brought for a violation of this Act, but the hearing and | ||
finding are not a bar to a criminal prosecution brought for a | ||
violation of this Act.
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Section 130. Rehearing. At the conclusion of the hearing, a | ||
copy of the Hearing Officer's report shall be served upon the | ||
applicant or licensee by the Department, either personally or | ||
as provided in this Act for the service of a notice of hearing. | ||
Within 20 days after service, the applicant or licensee may | ||
present to the Department a motion in writing for a rehearing, | ||
which shall specify the particular grounds for rehearing. The | ||
Department may respond to the motion for rehearing within 20 |
days after its service on the Department. If no motion for | ||
rehearing is filed, then upon the expiration of the time | ||
specified for filing such a motion, or if a motion for | ||
rehearing is denied, then upon denial, the Secretary may enter | ||
an order in accordance with recommendations of the Hearing | ||
Officer except as provided in Section 135 of this Act. If the | ||
applicant or licensee orders from the reporting service and | ||
pays for a transcript of the record within the time for filing | ||
a motion for rehearing, then the 20-day period within which a | ||
motion may be filed shall commence upon the delivery of the | ||
transcript to the applicant or licensee. | ||
Section 135. Secretary; rehearing. Whenever the Secretary | ||
believes that substantial justice has not been done in the | ||
revocation, suspension, or refusal to issue, restore, or renew | ||
a license, or other discipline of an applicant or licensee, he | ||
or she may order a rehearing the same or a different Hearing | ||
Officer. | ||
Section 140. Appointment of a hearing officer. The | ||
Secretary has the authority to appoint any attorney licensed to | ||
practice law in the State of Illinois to serve as the hearing | ||
officer in any action for refusal to issue, restore, or renew a | ||
license or to discipline a licensee. The hearing officer has | ||
full authority to conduct the hearing. The hearing officer | ||
shall report his or her findings of fact, conclusions of law, |
and recommendations to the Secretary. If the Secretary | ||
disagrees with the recommendation of the hearing officer, then | ||
the Secretary may issue an order in contravention of the | ||
recommendation. | ||
Section 145. Order or certified copy; prima facie proof. An | ||
order or certified copy thereof, over the seal of the | ||
Department and purporting to be signed by the Secretary, is | ||
prima facie proof that:
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(1) the signature is the genuine signature of the | ||
Secretary;
and | ||
(2) the Secretary is duly appointed and qualified. | ||
Section 150. Restoration of suspended or revoked license. | ||
At any time after the successful completion of a term of | ||
suspension or revocation of a license, the Department may | ||
restore it to the licensee, unless after an investigation and a | ||
hearing the Department determines that restoration is not in | ||
the public interest. | ||
Section 155. Surrender of license. Upon the revocation or | ||
suspension of a license, the licensee shall immediately | ||
surrender his or her license to the Department. If the licensee | ||
fails to do so, then the Department has the right to seize the | ||
license. |
Section 160. Summary suspension of a license. The Secretary | ||
may summarily suspend a license, without a hearing, | ||
simultaneously with the institution of proceedings for a | ||
hearing provided for in Section 105 of this Act, if the | ||
Secretary finds that evidence in the Secretary's possession | ||
indicates that the continuation of practice as an athlete agent | ||
would constitute an imminent danger to the public. In the event | ||
that the Secretary summarily suspends a license, without a | ||
hearing, a hearing must be commenced within 30 days after the | ||
suspension has occurred and concluded as expeditiously as | ||
practical. | ||
Section 165. Administrative review; venue.
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(a) All final administrative decisions of the Department | ||
are subject to judicial review under the Administrative Review | ||
Law and its rules. The term "administrative decision" is | ||
defined as in Section 3-101 of the Code of Civil Procedure.
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(b) Proceedings for judicial review shall be commenced in | ||
the circuit court of the county in which the party applying for | ||
review resides, but if the party is not a resident of Illinois, | ||
the venue shall be in Sangamon County.
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Section 170. Certifications of record; costs. The | ||
Department shall not be required to certify any record to the | ||
court, to file an answer in court, or to otherwise appear in | ||
any court in a judicial review proceeding unless and until the |
Department has received from the plaintiff payment of the costs | ||
of furnishing and certifying the record, which costs shall be | ||
determined by the Department. Failure on the part of the | ||
plaintiff to file the receipt in court is grounds for dismissal | ||
of the action. | ||
Section 175. Criminal penalties.
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(a) Any person who is found to have violated any provision | ||
of this Act is guilty of a Class A misdemeanor. On conviction | ||
of a second or subsequent offense, the violator shall be guilty | ||
of a Class 4 felony.
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(b) In addition, an athlete agent or an individual holding | ||
oneself out as an athlete agent shall be guilty of a Class A | ||
misdemeanor if he or she, with the intent to induce a | ||
student-athlete to enter into an agency contract, does any of | ||
the following:
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(1) gives any materially false or misleading | ||
information or makes a materially false promise or | ||
representation; | ||
(2) furnishes anything of value to a student-athlete | ||
before the student-athlete enters into the agency | ||
contract; | ||
(3) furnishes anything of value to any individual other | ||
than the student-athlete or another athlete agent; | ||
(4) initiates contact with a student-athlete unless | ||
registered under this Act;
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(5) refuses or fails to retain or permit inspection of | ||
the records as required under this Act;
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(6) provides materially false or misleading | ||
information in an application for licensure;
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(7) predates or postdates an agency contract; or
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(8) fails to notify a student-athlete before the | ||
student-athlete signs or otherwise authenticates an agency | ||
contract for a particular sport that the signing or | ||
authentication may make the student-athlete ineligible to | ||
participate as a student-athlete in that sport.
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Section 180. Civil penalties.
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(a) In addition to any other penalty provided by law, any | ||
person who violates this Act shall forfeit and pay a civil | ||
penalty to the Department in an amount not to exceed $10,000 | ||
for each violation as determined by the Department. The civil | ||
penalty shall be assessed by the Department in accordance with | ||
the provisions of this Act.
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(b) The Department has the authority and power to | ||
investigate any and all unlicensed activity.
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(c) The civil penalty shall be paid within 60 days after | ||
the effective date of the order imposing the civil penalty. The | ||
order shall constitute a judgment and may be filed and | ||
execution had thereon in the same manner as any judgment from | ||
any court of record.
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(d) All moneys collected under this Section shall be |
deposited into the General Fund.
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Section 185. Civil remedies; educational institutions.
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(a) An educational institution has a right of action | ||
against an athlete agent or a former student-athlete for | ||
damages caused by a violation of this Act. In an action under | ||
this Section, the court may award to the prevailing party costs | ||
and reasonable attorney's fees.
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(b) Damages of an educational institution under subsection | ||
(a) include losses and expenses incurred because, as a result | ||
of the conduct of an athlete agent or former student-athlete, | ||
the educational institution was injured by a violation of this | ||
Act or was penalized, disqualified, or suspended from | ||
participation in athletics by a national association for the | ||
promotion and regulation of athletics, by an athletic | ||
conference, or by reasonable self-imposed disciplinary action | ||
taken to mitigate sanctions likely to be imposed by such an | ||
organization.
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(c) A right of action under this Section does not accrue | ||
until the educational institution discovers or by the exercise | ||
of reasonable diligence would have discovered the violation by | ||
the athlete agent or former student-athlete.
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(d) Any liability of the athlete agent or the former | ||
student-athlete under this Section is several and not joint.
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(e) This Act does not restrict rights, remedies, or | ||
defenses of any person under law or equity.
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Section 190. Consent order. At any point in the proceedings | ||
as provided in Sections 100 through 145 and Section 165, both | ||
parties may agree to a negotiated consent order. The consent | ||
order shall be final upon signature of the Secretary. | ||
Section 195. Illinois Administrative Procedure Act; | ||
application. The Illinois Administrative Procedure Act is | ||
expressly adopted and incorporated in this Act as if all of the | ||
provisions of that Act were included in this Act, except that | ||
the provision of paragraph (d) of Section 10-65 of the Illinois | ||
Administrative Procedure Act, which provides that at hearings | ||
the registrant or licensee has the right to show compliance | ||
with all lawful requirements for retention or continuation or | ||
renewal of the license, is specifically excluded. For the | ||
purpose of this Act, the notice required under Section 10-25 of | ||
the Illinois Administrative Procedure Act is considered | ||
sufficient when mailed to the last known address of a party. | ||
Section 200. Home rule. The regulation and licensing as an | ||
athlete agent are exclusive powers and functions of the State. | ||
A home rule unit may not regulate or license an athlete agent | ||
or the practice as an athlete agent, except as provided under | ||
Section 20 of this Act. This Section is a denial and limitation | ||
of home rule powers and functions under subsection (h) of | ||
Section 6 of Article VII of the Illinois Constitution. |
Section 205. Relation to electronic signatures in Global | ||
and National Commerce Act. This Act modifies, limits, and | ||
supersedes the federal Electronic Signatures in Global and | ||
National Commerce Act, 15 U.S.C. Section 7001, et seq., but | ||
does not modify, limit, or supersede Section 101(c) of that | ||
Act, 15 U.S.C. Section 7001(c), or authorize electronic | ||
delivery of any of the notices described in Section 103(b) of | ||
that Act, 15 U.S.C. Section 7003(b). | ||
Section 210. Severability. The provisions of this Act are | ||
severable under Section 1.31 of the Statute on Statutes. | ||
Section 215. Agent for service of process.
By acting as an | ||
athlete agent in this State, a nonresident individual appoints | ||
the Department as the individual's agent for service of process | ||
in any civil action in this State related to the individual's | ||
acting as an athlete agent in this State. |