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Public Act 096-1030 |
SB2542 Enrolled | LRB096 16372 ASK 31636 b |
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AN ACT concerning athlete agents.
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Be it enacted by the People of the State of Illinois,
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represented in the General Assembly:
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Section 1. Short title. This Act may be cited as the |
Illinois Athlete Agents Act. |
Section 10. Declaration of public policy. Practice as an |
athlete agent in the State of Illinois is hereby declared to |
affect the public health, safety, and well-being of its |
citizens and to be subject to regulation and control in the |
public interest. It is further declared that the practice as an |
athlete agent, as defined in this Act, merits the confidence of |
the public, and that only qualified persons shall be authorized |
to engage in such practice in the State of Illinois. This Act |
shall be liberally construed to best carry out this purpose. |
Section 15. Definitions. In this Act: |
"Address of record" means the designated address recorded |
by the Department in the applicant's or licensee's application |
file or license file maintained by the Department's licensure |
maintenance unit. It is the duty of the applicant or licensee |
to inform the Department of any change of address, and such |
changes must be made either through the Department's website or |
by contacting the Department's licensure maintenance unit.
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"Agency contract" means an agreement in which a |
student-athlete authorizes a person to negotiate or solicit on |
behalf of the student-athlete a professional-sports-services |
contract or an endorsement contract. |
"Athlete agent" means an individual who enters into an |
agency contract with a student-athlete or, directly or |
indirectly, recruits or solicits a student-athlete to enter |
into an agency contract. The term includes an individual who |
represents to the public that the individual is an athlete |
agent. The term does not include a spouse, parent, sibling, |
grandparent, or guardian of the student-athlete or an |
individual acting solely on behalf of a professional sports |
team or professional sports organization.
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"Athletic director" means an individual responsible for |
administering the overall athletic program of an educational |
institution or, if an educational institution has separately |
administered athletic programs for male students and female |
students, the athletic program for males or the athletic |
program for females, as appropriate.
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"Contact" means a communication, direct or indirect, |
between an athlete agent and a student-athlete, to recruit or |
solicit the student-athlete to enter into an agency contract. |
"Department" means the Department of Financial and |
Professional Regulation.
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"Endorsement contract" means an agreement under which a |
student-athlete is employed or receives consideration to use on |
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behalf of the other party any value that the student-athlete |
may have because of publicity, reputation, following, or fame |
obtained because of athletic ability or performance.
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"Intercollegiate sport" means a sport played at the |
collegiate level for which eligibility requirements for |
participation by a student-athlete are established by a |
national association for the promotion or regulation of |
collegiate athletics.
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"License" means a person holding licensure as an athlete |
agent pursuant to this Act.
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"Person" means an individual, corporation, business trust, |
estate, trust, partnership, limited liability company, |
association, joint venture, government; governmental |
subdivision, agency, or instrumentality; public corporation, |
or any other legal or commercial entity.
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"Professional-sports-services contract" means an agreement |
under which an individual is employed, or agrees to render |
services, as a player on a professional sports team, with a |
professional sports organization, or as a professional |
athlete.
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"Record" means information that is inscribed on a tangible |
medium or that is stored in an electronic or other medium and |
is retrievable in perceivable form.
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"Secretary" means the Secretary of Financial and |
Professional Regulation.
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"State" means a state of the United States, the District of |
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Columbia, Puerto Rico, the United States Virgin Islands, or any |
territory or insular possession subject to the jurisdiction of |
the United States.
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"Student-athlete" means an individual who engages in, is |
eligible to engage in, or may be eligible in the future to |
engage in, any intercollegiate sport. If an individual is |
permanently ineligible to participate in a particular |
intercollegiate sport, the individual is not a student-athlete |
for purposes of that sport.
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"Licensed athlete agent" means an individual who is |
licensed under this Act to engage as an athlete agent in |
Illinois.
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Section 20. Exemptions. Nothing in this Act shall be |
construed to prohibit practice as an athlete agent for the |
following:
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(a) practice as an athlete agent by officers and employees |
of the United States government within the scope of their |
employment.
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(b) practice as an athlete agent by any person licensed in |
this State under any other Act from engaging in the practice |
for which he is licensed.
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Section 25. Restrictions and limitations. |
(a) No person without a license under this Act or who is |
otherwise exempt from this Act shall: (i) in any manner hold |
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himself or herself out to the public as a licensed athlete |
agent; (ii) attach the title "licensed athlete agent" to his or |
her name; or (iii) render or offer to render to any individual, |
athlete or other person or entity any services or activities |
constituting the practice of an athlete agent as defined in |
this Act.
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(b) A person shall be construed to practice, render or |
offer to practice as an athlete agent, within the meaning and |
intent of this Act, if that person: (i) by verbal claim, sign, |
advertisement, letterhead, card, or any other means, |
represents himself or herself to be an athlete agent or through |
the use of some title implies that he or she is an athlete |
agent or is licensed under this Act; (ii) holds himself or |
herself out as able to perform or does perform services or work |
defined in this Act as the practice of an athlete agent; or |
(iii) provides services as an athlete agent as set forth in |
this Act.
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Individuals practicing as an athlete agent in Illinois as |
of the effective date of this Act may continue to practice as |
provided in this Act until the Department has adopted rules |
implementing this Act. To continue practicing as an athlete |
agent after the adoption of rules, individuals shall apply for |
licensure within 90 days after the effective date of the rules. |
If an application is received during the 90-day period, then |
the individual may continue to practice until the Department |
acts to grant or deny licensure. If an application is not filed |
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within the 90-day period, then the individual must cease |
practice as an athlete agent at the conclusion of the 90-day |
period and until the Department acts to grant a license to the |
individual.
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Section 30. Practice pending licensure; void contracts.
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(a) Except as otherwise provided in Section 20 or in |
subsection (b) of this Section, an individual may not act as an |
athlete agent in this State without holding a license issued |
under this Act.
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(b) Before being issued a license, an individual may act as |
an athlete agent in this State for all purposes except signing |
an agency contract if: |
(1) a student-athlete or another person acting on |
behalf of the student-athlete
initiates communication with |
the individual; and
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(2) within 7 days after an initial act as an athlete |
agent, the individual
submits an application and the |
application and fee have been received by the Department |
for
licensure as an athlete agent in this
State. |
(c) An agency contract resulting from conduct in violation |
of this Section is void and the athlete agent shall return any |
consideration received under the contract. |
Section 35. Powers and duties of the Department. Subject to |
the provisions of this Act, the Department may:
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(1) Conduct or authorize examinations, at the |
discretion of the Department, to ascertain the fitness and |
qualifications of applicants for licensure and issue |
licenses to those who are found to be fit and qualified.
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(2) Prescribe rules for a method of examination of |
candidates if required.
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(3) Conduct hearings on proceedings to revoke, |
suspend, or otherwise discipline or take non-disciplinary |
action.
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(4) Promulgate rules required for the administration |
of this Act.
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Section 40. Application for original license. Applications |
for original licenses shall be made to the Department on forms |
prescribed by the Department and accompanied by the required |
fee. All applications shall contain the information that, in |
the judgment of the Department, will enable the Department to |
pass on the qualifications of the applicant for a license to |
practice as an athlete agent. |
Section 45. Qualifications for licensure.
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(a) A person is qualified for licensure as an athlete agent |
if that person:
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(1) is at least 21 years of age;
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(2) has applied in writing on forms prepared and |
furnished by the Department;
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(3) has not engaged or is not engaged in any practice |
or conduct that would be grounds for disciplining a |
licensee under this Act;
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(4) pays the required non-refundable fee as set forth |
in rule;
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(5) submits an application which is signed or otherwise |
authenticated by the applicant under penalty of perjury |
which contains the following information:
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(A) the name and social security number of the |
applicant, and the address of
the applicant's |
principal place of business;
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(B) the name of the applicant's business or |
employer, if applicable;
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(C) any business or occupation engaged in by the |
applicant for the five years
next preceding the date of |
submission of the application;
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(D) a description of the applicant's:
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(i) education or formal training as an athlete |
agent;
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(ii) work history, including but not limited |
to any practical experience as an
athlete agent; |
and |
(iii) educational background;
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(E) the names and addresses of all persons who are:
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(i) with respect to the athlete agent's |
business if it is not a corporation, the
partners, |
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members, officers, managers, associates, or |
profit-sharers of the
business; and
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(ii) with respect to a corporation employing |
the athlete agent, the officers,
directors, and |
any shareholder of the corporation having an |
interest of five
percent or greater; |
(F) the names and addresses of 3 individuals not |
related to the applicant who are willing to serve as |
references;
and |
(G) the name, sport, and last known team for each |
individual for whom the applicant acted as an athlete |
agent during the 5 years next preceding the date of |
submission of the application; and
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(7) has complied with all other requirements of this |
Act and rules established for the implementation of this |
Act.
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(b) Applicants have 3 years from the date of application to |
complete the application process. If the process has not been |
completed in 3 years, then the application shall be denied, the |
fee shall be forfeited, and the applicant must reapply and meet |
the requirements in effect at the time of reapplication.
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Section 50. Licensure by endorsement.
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(a) The Department may, in its discretion, grant a license |
on submission of the required application and payment of the |
required non-refundable fee to any person who, at the time of |
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application, is licensed by another state or the United States |
or of a foreign country or province whose standards, in the |
opinion of the Department, were substantially equivalent at the |
date of his or her licensure in the other jurisdiction to the |
requirements then in force in this State or to any person who |
at the time of his or her licensure possessed individual |
qualifications that were substantially equivalent to the |
requirements of this Act.
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(b) The Department may adopt rules to further define the |
licensing criteria under this Section.
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(c) Applicants have 3 years from the date of application to |
complete the application process. If the process has not been |
completed in 3 years, then the application shall be denied, the |
fee shall be forfeited, and the applicant must reapply and meet |
the requirements in effect at the time of reapplication.
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Section 55. Licenses; renewals; restoration; person in |
military service.
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(a) The expiration date and renewal period for each license |
issued under this Act shall be set by rule. As a condition for |
renewal of a license, the licensee may be required to complete |
continuing education under requirements set forth in rules of |
the Department.
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(b) Any person who has permitted his or her license to |
expire may have his or her license restored by making |
application to the Department and filing proof acceptable to |
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the Department of fitness to have his or her license restored, |
which may include sworn evidence certifying to active practice |
in another jurisdiction satisfactory to the Department, |
complying with any continuing education requirements, and |
paying the required restoration fee.
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(c) If the person has not maintained an active practice in |
another jurisdiction satisfactory to the Department, then the |
Department shall determine, by an evaluation program |
established by rule, the person's fitness to resume active |
status and may require the person to complete a period of |
evaluated experience.
However, any person whose license |
expired while (i) in federal service on active duty with the |
Armed Forces of the United States or called into service or |
training with the State Militia, or (ii) in training or |
education under the supervision of the United States |
preliminary to induction into the military service may have his |
or her license renewed or restored without paying any lapsed |
renewal fees if, within 2 years after honorable termination of |
the service, training or education, except under condition |
other than honorable, he or she furnishes the Department with |
satisfactory evidence to the effect that he or she has been so |
engaged and that the service, training, or education has been |
so terminated.
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(d) Any person who notifies the Department, in writing on |
forms prescribed by the Department, may place his or her |
license on inactive status and shall be excused from the |
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payment of renewal fees until the person notifies the |
Department in writing of the intention to resume active |
practice.
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(e) Any person requesting his or her license be changed |
from inactive to active status shall be required to pay the |
current renewal fee and shall also demonstrate compliance with |
any applicable continuing education requirements.
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(f) Any licensee whose license is nonrenewed or on inactive |
status shall not engage in the practice as an athlete agent as |
set forth in this Act in the State of Illinois and use the |
title or advertise that he or she performs the services of an |
athlete agent.
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(g) Any person violating subsection (f) of this Section |
shall be considered to be practicing without a license and will |
be subject to the disciplinary provisions of this Act.
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(h) The Department may adopt additional rules in order to |
effectively administer the provisions in this Section. |
Section 60. Fees.
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(a) The fees for the administration and enforcement of this |
Act, including but not limited to original licensure, renewal, |
and restoration fees, shall be set by the Department by rule. |
The fees shall not be refundable.
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(b) All fees and other monies collected under this Act |
shall be deposited in the General Professions Dedicated Fund.
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Section 65. Roster. The Department shall maintain a roster |
of names and addresses of all persons who hold valid licenses |
and all persons whose licenses have been suspended, revoked or |
otherwise disciplined within the previous year. This roster |
shall be available upon request and payment of the required fee |
as set forth by rule.
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Section 70. Returned checks; fines. Any person who delivers |
a check or other payment to the Department that is returned to |
the Department unpaid by the financial institution upon which |
it is drawn shall pay to the Department, in addition to the |
amount already owed to the Department, a fine of $50. The fines |
imposed by this Section are in addition to any other discipline |
provided under this Act for unlicensed practice or practice on |
a nonrenewed license. The Department shall notify the person |
that payment of fees and fines shall be paid to the Department |
by certified check or money order within 30 calendar days of |
the notification. If, after the expiration of 30 days from the |
date of the notification, the person has failed to submit the |
necessary remittance, then the Department shall automatically |
terminate the license or deny the application, without hearing. |
If, after termination or denial, the person seeks a license, |
then he or she shall apply to the Department for restoration or |
issuance of the license and pay all fees and fines due to the |
Department. The Department may establish a fee for the |
processing of an application for restoration of a license to |
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pay all expenses of processing this application. The Secretary |
may waive the fines due under this Section in individual cases |
where the Secretary finds that the fines would be unreasonable |
or unnecessarily burdensome. |
Section 75. Grounds for disciplinary action.
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(a) The Department may refuse to issue or renew, or may |
revoke, suspend, place on probation, reprimand, or take other |
disciplinary or non-disciplinary action as the Department may |
deem appropriate, including imposing fines not to exceed |
$10,000 for each violation, with regard to any license for any |
one or combination of the following:
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(1) Making a material misstatement in furnishing |
information to the Department.
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(2) Violating this Act, or the rules adopted pursuant |
to this Act.
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(3) Conviction of or entry of a plea of guilty or nolo |
contendere, finding of guilt, jury verdict, or entry of |
judgment or by sentencing of any crime, including but not |
limited to convictions, preceding sentences of |
supervision, conditional discharge or first offender |
probation, to any crime that is a felony under the laws of |
the United States or any state or territory thereof or that |
is a misdemeanor of which as essential element is |
dishonesty, or any crime that is directly related to the |
practice of the profession.
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(4) Making any misrepresentation for the purpose of |
obtaining licensure or violating any provision of this Act |
or the rules adopted under this Act pertaining to |
advertising.
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(5) Professional incompetence.
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(6) Gross malpractice.
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(7) Aiding or assisting another person in violating any |
provision of this Act or rules adopted under this Act.
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(8) Failing, within 60 days, to provide information in |
response to a written request made by the Department.
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(9) Engaging in dishonorable, unethical, or |
unprofessional conduct of a character likely to deceive, |
defraud, or harm the public.
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(10) Inability to practice with reasonable judgment, |
skill or safety as a result of habitual or excessive use or |
addiction to alcohol, narcotics, stimulants or any other |
chemical agent or drug.
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(11) Denial of any application as an athlete agent or |
discipline by another state, District of Columbia, |
territory, or foreign nation, if at least one of the |
grounds for the discipline is the same or substantially |
equivalent to those set forth in this Section.
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(12) A finding by the Department that the licensee, |
after having his or her license placed on probationary |
status, has violated the terms of probation.
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(13) Willfully making or filing false records or |
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reports in his or her practice, including but not limited |
to, false records filed with State agencies or departments.
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(14) Inability to practice the profession with |
reasonable judgment, skill, or safety as a result of a |
physical illness, including but not limited to |
deterioration through the aging process or loss of motor |
skill, or a mental illness or disability.
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(15) Solicitation of professional services other than |
permitted advertising.
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(16) Conviction of or cash compromise of a charge or |
violation of the Illinois Controlled Substances Act |
regulating narcotics.
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(17) Gross, willful, or continued overcharging for |
professional services, including filing false statements |
for collection of fees for which services are not rendered.
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(18) Practicing under a false or, except as provided by |
law, an assumed name.
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(19) Fraud or misrepresentation in applying for, or |
procuring, a license under this Act or in connection with |
applying for renewal of a license under this Act.
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(20) Any instance in which the conduct of the applicant |
or any person named pursuant to item (5) of subsection (a) |
of Section 45 resulted in the imposition of a sanction, |
suspension, or declaration of ineligibility to participate |
in an interscholastic or intercollegiate athletic event on |
a student-athlete or educational institution.
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(21) Any instance in which the conduct of any person |
named pursuant to item (5) of subsection (a) of Section 45 |
resulted in the denial of an application as an athlete |
agent or discipline of a license as an athlete agent by |
another state, District of Columbia, territory, or foreign |
nation, if at least one of the grounds for the discipline |
is the same or substantially equivalent to those set forth |
in this Section.
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(22) Committing any of the activities set forth in |
subsection (b) of Section 175 of this Act.
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(b) A person holding a license under this Act or has |
applied for licensure under this Act who, because of a physical |
or mental illness or disability, including but not limited to |
deterioration through the aging process or loss of motor skill, |
is unable to practice the profession with reasonable judgment, |
skill, or safety may be required by the Department to submit to |
care, counseling or treatment by physicians approved or |
designated by the Department as a condition, term or |
restriction for continued, reinstated or renewed licensure to |
practice. Submission to care, counseling or treatment as |
required by the Department shall not be considered discipline |
of the license. If the licensee refuses to enter into a care, |
counseling, or treatment agreement or fails to abide by the |
terms of the agreement, then the Department may file a |
complaint to suspend, revoke, or otherwise discipline the |
license of the individual. The Secretary may order the license |
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suspended immediately, pending a hearing by the Department. |
Fines shall not be assessed in disciplinary actions involving |
physical or mental illness or impairment.
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(c) The determination by a circuit court that a licensee is |
subject to involuntary admission or judicial admission as |
provided in the Mental Health and Developmental Disabilities |
Code, as amended, operates as an automatic suspension. The |
suspension will end only upon a finding by a court that the |
licensee is no longer subject to the involuntary admission or |
judicial admission and issues an order so finding and |
discharging the licensee; and upon review of the order by the |
Secretary or his or her designee, the licensee may be allowed |
to resume his or her practice.
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(d) The Department may refuse to issue or may suspend |
without hearing as provided for in the Code of Civil Procedure |
the license of any person who fails to file a return, or to pay |
the tax, penalty or interest shown in a filed return, or to pay |
any final assessment of the tax, penalty, or interest as |
required by any tax Act administered by the Illinois Department |
of Revenue, until such time as the requirements of any such tax |
Act are satisfied.
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(e) In enforcing this Section, the Department upon a |
showing of a possible violation may compel an individual |
licensed to practice under this Act, or who has applied for |
licensure under this Act, to submit to a mental or physical |
examination, or both, as required by and at the expense of the |
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Department. The Department may order the examining physician to |
present testimony concerning the mental or physical |
examination of the licensee or applicant. No information shall |
be excluded by reason of any common law or statutory privilege |
relating to communications between the licensee or applicant |
and the examining physician. The examining physicians shall be |
specifically designated by the Department. The individual to be |
examined may have, at his or her own expense, another physician |
of his or her choice present during all aspects of this |
examination. Failure of an individual to submit to a mental or |
physical examination, when directed, shall be grounds for the |
immediate suspension of his or her license until the individual |
submits to the examination if the Department finds that the |
refusal to submit to the examination was without reasonable |
cause as defined by rule. |
In instances in which the Secretary immediately suspends a |
person's license for his or her failure to submit to a mental |
or physical examination, when directed, a hearing on that |
person's license must be convened by the Department within 15 |
days after the suspension and completed without appreciable |
delay. |
In instances in which the Secretary otherwise suspends a |
person's license pursuant to the results of a compelled mental |
or physical examination a hearing on that person's license must |
be convened by the Department within 15 days after the |
suspension and completed without appreciable delay. The |
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Department shall have the authority to review the subject |
individual's record of treatment and counseling regarding the |
impairment to the extent permitted by applicable federal |
statutes and regulations safeguarding the confidentiality of |
medical records.
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An individual licensed under this Act and affected under |
this Section shall be afforded an opportunity to demonstrate to |
the Department that he or she can resume practice in compliance |
with acceptable and prevailing standards under the provisions |
of his or her license.
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Section 80. Required form of contract.
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(a) An agency contract must be in a record, signed or |
otherwise authenticated by the parties. |
(b) An agency contract must state or contain the following:
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(1) the amount and method of calculating the |
consideration to be paid by the student-athlete for |
services to be provided by the athlete agent under the |
contract and any other consideration the athlete agent has |
received or will receive from any other source for entering |
into the contract or for providing the services;
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(2) the name of any person not listed in the |
application for registration or renewal of registration |
who will be compensated because the student-athlete signed |
the agency contract;
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(3) a description of any expenses that the |
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student-athlete agrees to reimburse;
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(4) a description of the services to be provided to the |
student-athlete;
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(5) the duration of the contract; and
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(6) the date of execution.
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(c) An agency contract must contain, in close proximity to |
the signature of the student-athlete, a conspicuous notice in |
boldface type in capital letters stating: |
WARNING TO STUDENT-ATHLETE
IF YOU SIGN THIS CONTRACT: |
(1) YOU MAY LOSE YOUR ELIGIBILITY TO COMPETE AS A |
STUDENT-ATHLETE IN YOUR SPORT;
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(2) IF YOU HAVE AN ATHLETIC DIRECTOR, WITHIN 72 HOURS |
AFTER ENTERING INTO THIS CONTRACT OR BEFORE YOUR NEXT |
SCHEDULED ATHLETIC EVENT, WHICHEVER OCCURS FIRST, BOTH YOU |
AND YOUR ATHLETE AGENT MUST NOTIFY YOUR ATHLETIC DIRECTOR;
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AND
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(3) YOU MAY CANCEL THIS CONTRACT WITHIN 14 DAYS AFTER |
SIGNING IT. CANCELLATION OF THIS CONTRACT MAY NOT REINSTATE |
YOUR ELIGIBILITY.
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(d) An agency contract that does not conform to this |
Section is voidable by the student-athlete. If a |
student-athlete voids an agency contract, then the |
student-athlete is not required to pay any consideration under |
the contract or to return any consideration received from the |
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athlete agent to induce the student-athlete to enter into the |
contract.
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(e) The athlete agent shall give a record of the signed or |
otherwise authenticated agency contract to the student-athlete |
at the time of execution.
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Section 85. Student-athlete's right to cancel.
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(a) A student-athlete may cancel an agency contract by |
giving notice of the cancellation to the athlete agent in a |
record within 14 days after the contract is signed.
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(b) A student-athlete may not waive the right to cancel an |
agency contract.
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(c) If a student-athlete cancels an agency contract, then |
the student-athlete is not required to pay any consideration |
under the contract or to return any consideration received from |
the athlete agent to induce the student-athlete to enter into |
the contract.
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Section 90. Notice to educational institution.
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(a) Within 72 hours after entering into an agency contract |
or before the next scheduled athletic event in which the |
student-athlete may participate, whichever occurs first, the |
athlete agent shall give notice in a record of the existence of |
the contract to the athletic director of the educational |
institution at which the student-athlete is enrolled or the |
athlete agent has reasonable grounds to believe the |
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student-athlete intends to enroll.
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(b) Within 72 hours after entering into an agency contract |
or before the next athletic event in which the student-athlete |
may participate, whichever occurs first, the student-athlete |
shall inform the athletic director of the educational |
institution at which the student-athlete is enrolled that he or |
she has entered into an agency contract.
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Section 95. Required records.
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(a) An athlete agent shall retain the following records for |
a period of 5 years:
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(1) the name and address of each individual represented |
by the athlete agent;
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(2) any agency contract entered into by the athlete |
agent; and
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(3) any direct costs incurred by the athlete agent in |
the recruitment or solicitation of a student-athlete to |
enter into an agency contract.
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(b) Records required by subsection (a) of this Section to |
be retained shall be open to inspection by the Department |
during normal business hours.
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Section 100. Injunctive action; cease and desist order.
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(a) If any person violates the provisions of this Act, then |
the Secretary, in the name of the People of the State of |
Illinois, through the Attorney General or the State's Attorney |
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of the county in which the violation is alleged to have |
occurred, may petition for an order enjoining the violation or |
for an order enforcing compliance with this Act. Upon the |
filing of a verified petition, the court with appropriate |
jurisdiction may issue a temporary restraining order, without |
notice or bond, and may preliminarily and permanently enjoin |
the violation. If it is established that the person has |
violated or is violating the injunction, then the court may |
punish the offender for contempt of court. Proceedings under |
this Section are in addition to, and not in lieu of, all other |
remedies and penalties provided by this Act.
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(b) Whenever, in the opinion of the Department, a person |
violates any provision of this Act, the Department may issue a |
rule to show cause why an order to cease and desist should not |
be entered against that person. The rule shall clearly set |
forth the grounds relied upon by the Department and shall allow |
at least 7 days from the date of the rule to file an answer |
satisfactory to the Department. Failure to answer to the |
satisfaction of the Department shall cause an order to cease |
and desist to be issued.
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Section 105. Investigations; notice and hearing. The |
Department may investigate the actions of any applicant or of |
any person or persons rendering or offering to render services |
as an athlete agent or any person holding or claiming to hold a |
license as an athlete agent. The Department shall, before |
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revoking, suspending, placing on probation, reprimanding, or |
taking any other disciplinary or non-disciplinary action under |
Section 75 of this Act, at least 30 days before the date set |
for the hearing, (i) notify the accused in writing of the |
charges made and the time and place for the hearing on the |
charges, (ii) direct him or her to file a written answer to the |
charges with the Department under oath within 20 days after the |
service on him or her of the notice, and (iii) inform the |
accused that, if he or she fails to answer, default will be |
taken against him or her or that his or her license may be |
suspended, revoked, placed on probationary status, or other |
disciplinary action taken with regard to the license, including |
limiting the scope, nature, or extent of his or her practice, |
as the Department may consider proper. At the time and place |
fixed in the notice, the Department shall proceed to hear the |
charges and the parties or their counsel shall be accorded |
ample opportunity to present any pertinent statements, |
testimony, evidence, and arguments. The Department may |
continue the hearing from time to time. In case the person, |
after receiving the notice, fails to file an answer, his or her |
license may, in the discretion of the Department, be suspended, |
revoked, placed on probationary status, or the Department may |
take whatever disciplinary action considered proper, including |
limiting the scope, nature, or extent of the person's practice |
or the imposition of a fine, without a hearing, if the act or |
acts charged constitute sufficient grounds for that action |
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under this Act. The written notice may be served by personal |
delivery or by certified mail to the address specified by the |
accused in his or her last notification with the Department. |
Section 110. Record of proceedings; transcript. The |
Department, at its expense, shall preserve a record of all |
proceedings at the formal hearing of any case. The notice of |
hearing, complaint, all other documents in the nature of |
pleadings, written motions filed in the proceedings, the |
transcripts of testimony, the report of the Hearing Officer, |
and orders of the Department shall be in the record of the |
proceeding. The Department shall furnish a transcript of such |
record to any person interested in such hearing upon payment of |
the fee required under Section 2105-115 of the Department of |
Professional Regulation Law (20 ILCS 2105/2105-115). |
Section 115. Subpoenas; depositions; oaths. The Department |
has the power to subpoena documents, books, records or other |
materials and to bring before it any person and to take |
testimony either orally or by deposition, or both, with the |
same fees and mileage and in the same manner as prescribed in |
civil cases in the courts of this State.
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The Secretary, the designated hearing officer, and other |
parties designated by the Department have the power to |
administer oaths to witnesses at any hearing that the |
Department is authorized to conduct, and any other oaths |
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authorized in any Act administered by the Department.
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Section 120. Compelling testimony. Any circuit court, upon |
application of the Department or designated hearing officer may |
enter an order requiring the attendance of witnesses and their |
testimony, and the production of documents, papers, files, |
books, and records in connection with any hearing or |
investigation. The court may compel obedience to its order by |
proceedings for contempt. |
Section 125. Findings and recommendations. At the |
conclusion of the hearing, the Hearing Officer shall present to |
the Secretary a written report of its findings of fact, |
conclusions of law, and recommendations. The report shall |
contain a finding whether or not the accused person violated |
this Act or its rules or failed to comply with the conditions |
required in this Act or its rules. The Hearing Officer shall |
specify the nature of any violations or failure to comply and |
shall make its recommendations to the Secretary. In making |
recommendations for any disciplinary actions, the Hearing |
Officer may take into consideration all facts and circumstances |
bearing upon the reasonableness of the conduct of the accused |
and the potential for future harm to the public, including but |
not limited to previous discipline of the accused by the |
Department, intent, degree of harm to the public and likelihood |
of harm in the future, any restitution made by the accused, and |
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whether the incident or incidents contained in the complaint |
appear to be isolated or represent a continuing pattern of |
conduct. In making its recommendations for discipline, the |
Hearing Officer shall endeavor to ensure that the severity of |
the discipline recommended is reasonably related to the |
severity of the violation.
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The report of findings of fact, conclusions of law, and |
recommendation of the Hearing Officer may, but shall not be |
required to be, the basis for the Department's order refusing |
to issue, restore, or renew a license, or otherwise |
disciplining a licensee. If the Secretary disagrees with the |
recommendations of the Hearing Officer, then the Secretary may |
issue an order in contravention. The finding is not admissible |
in evidence against the person in a criminal prosecution |
brought for a violation of this Act, but the hearing and |
finding are not a bar to a criminal prosecution brought for a |
violation of this Act.
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Section 130. Rehearing. At the conclusion of the hearing, a |
copy of the Hearing Officer's report shall be served upon the |
applicant or licensee by the Department, either personally or |
as provided in this Act for the service of a notice of hearing. |
Within 20 days after service, the applicant or licensee may |
present to the Department a motion in writing for a rehearing, |
which shall specify the particular grounds for rehearing. The |
Department may respond to the motion for rehearing within 20 |
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days after its service on the Department. If no motion for |
rehearing is filed, then upon the expiration of the time |
specified for filing such a motion, or if a motion for |
rehearing is denied, then upon denial, the Secretary may enter |
an order in accordance with recommendations of the Hearing |
Officer except as provided in Section 135 of this Act. If the |
applicant or licensee orders from the reporting service and |
pays for a transcript of the record within the time for filing |
a motion for rehearing, then the 20-day period within which a |
motion may be filed shall commence upon the delivery of the |
transcript to the applicant or licensee. |
Section 135. Secretary; rehearing. Whenever the Secretary |
believes that substantial justice has not been done in the |
revocation, suspension, or refusal to issue, restore, or renew |
a license, or other discipline of an applicant or licensee, he |
or she may order a rehearing the same or a different Hearing |
Officer. |
Section 140. Appointment of a hearing officer. The |
Secretary has the authority to appoint any attorney licensed to |
practice law in the State of Illinois to serve as the hearing |
officer in any action for refusal to issue, restore, or renew a |
license or to discipline a licensee. The hearing officer has |
full authority to conduct the hearing. The hearing officer |
shall report his or her findings of fact, conclusions of law, |
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and recommendations to the Secretary. If the Secretary |
disagrees with the recommendation of the hearing officer, then |
the Secretary may issue an order in contravention of the |
recommendation. |
Section 145. Order or certified copy; prima facie proof. An |
order or certified copy thereof, over the seal of the |
Department and purporting to be signed by the Secretary, is |
prima facie proof that:
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(1) the signature is the genuine signature of the |
Secretary;
and |
(2) the Secretary is duly appointed and qualified. |
Section 150. Restoration of suspended or revoked license. |
At any time after the successful completion of a term of |
suspension or revocation of a license, the Department may |
restore it to the licensee, unless after an investigation and a |
hearing the Department determines that restoration is not in |
the public interest. |
Section 155. Surrender of license. Upon the revocation or |
suspension of a license, the licensee shall immediately |
surrender his or her license to the Department. If the licensee |
fails to do so, then the Department has the right to seize the |
license. |
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Section 160. Summary suspension of a license. The Secretary |
may summarily suspend a license, without a hearing, |
simultaneously with the institution of proceedings for a |
hearing provided for in Section 105 of this Act, if the |
Secretary finds that evidence in the Secretary's possession |
indicates that the continuation of practice as an athlete agent |
would constitute an imminent danger to the public. In the event |
that the Secretary summarily suspends a license, without a |
hearing, a hearing must be commenced within 30 days after the |
suspension has occurred and concluded as expeditiously as |
practical. |
Section 165. Administrative review; venue.
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(a) All final administrative decisions of the Department |
are subject to judicial review under the Administrative Review |
Law and its rules. The term "administrative decision" is |
defined as in Section 3-101 of the Code of Civil Procedure.
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(b) Proceedings for judicial review shall be commenced in |
the circuit court of the county in which the party applying for |
review resides, but if the party is not a resident of Illinois, |
the venue shall be in Sangamon County.
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Section 170. Certifications of record; costs. The |
Department shall not be required to certify any record to the |
court, to file an answer in court, or to otherwise appear in |
any court in a judicial review proceeding unless and until the |
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Department has received from the plaintiff payment of the costs |
of furnishing and certifying the record, which costs shall be |
determined by the Department. Failure on the part of the |
plaintiff to file the receipt in court is grounds for dismissal |
of the action. |
Section 175. Criminal penalties.
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(a) Any person who is found to have violated any provision |
of this Act is guilty of a Class A misdemeanor. On conviction |
of a second or subsequent offense, the violator shall be guilty |
of a Class 4 felony.
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(b) In addition, an athlete agent or an individual holding |
oneself out as an athlete agent shall be guilty of a Class A |
misdemeanor if he or she, with the intent to induce a |
student-athlete to enter into an agency contract, does any of |
the following:
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(1) gives any materially false or misleading |
information or makes a materially false promise or |
representation; |
(2) furnishes anything of value to a student-athlete |
before the student-athlete enters into the agency |
contract; |
(3) furnishes anything of value to any individual other |
than the student-athlete or another athlete agent; |
(4) initiates contact with a student-athlete unless |
registered under this Act;
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(5) refuses or fails to retain or permit inspection of |
the records as required under this Act;
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(6) provides materially false or misleading |
information in an application for licensure;
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(7) predates or postdates an agency contract; or
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(8) fails to notify a student-athlete before the |
student-athlete signs or otherwise authenticates an agency |
contract for a particular sport that the signing or |
authentication may make the student-athlete ineligible to |
participate as a student-athlete in that sport.
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Section 180. Civil penalties.
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(a) In addition to any other penalty provided by law, any |
person who violates this Act shall forfeit and pay a civil |
penalty to the Department in an amount not to exceed $10,000 |
for each violation as determined by the Department. The civil |
penalty shall be assessed by the Department in accordance with |
the provisions of this Act.
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(b) The Department has the authority and power to |
investigate any and all unlicensed activity.
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(c) The civil penalty shall be paid within 60 days after |
the effective date of the order imposing the civil penalty. The |
order shall constitute a judgment and may be filed and |
execution had thereon in the same manner as any judgment from |
any court of record.
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(d) All moneys collected under this Section shall be |
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deposited into the General Fund.
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Section 185. Civil remedies; educational institutions.
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(a) An educational institution has a right of action |
against an athlete agent or a former student-athlete for |
damages caused by a violation of this Act. In an action under |
this Section, the court may award to the prevailing party costs |
and reasonable attorney's fees.
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(b) Damages of an educational institution under subsection |
(a) include losses and expenses incurred because, as a result |
of the conduct of an athlete agent or former student-athlete, |
the educational institution was injured by a violation of this |
Act or was penalized, disqualified, or suspended from |
participation in athletics by a national association for the |
promotion and regulation of athletics, by an athletic |
conference, or by reasonable self-imposed disciplinary action |
taken to mitigate sanctions likely to be imposed by such an |
organization.
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(c) A right of action under this Section does not accrue |
until the educational institution discovers or by the exercise |
of reasonable diligence would have discovered the violation by |
the athlete agent or former student-athlete.
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(d) Any liability of the athlete agent or the former |
student-athlete under this Section is several and not joint.
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(e) This Act does not restrict rights, remedies, or |
defenses of any person under law or equity.
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Section 190. Consent order. At any point in the proceedings |
as provided in Sections 100 through 145 and Section 165, both |
parties may agree to a negotiated consent order. The consent |
order shall be final upon signature of the Secretary. |
Section 195. Illinois Administrative Procedure Act; |
application. The Illinois Administrative Procedure Act is |
expressly adopted and incorporated in this Act as if all of the |
provisions of that Act were included in this Act, except that |
the provision of paragraph (d) of Section 10-65 of the Illinois |
Administrative Procedure Act, which provides that at hearings |
the registrant or licensee has the right to show compliance |
with all lawful requirements for retention or continuation or |
renewal of the license, is specifically excluded. For the |
purpose of this Act, the notice required under Section 10-25 of |
the Illinois Administrative Procedure Act is considered |
sufficient when mailed to the last known address of a party. |
Section 200. Home rule. The regulation and licensing as an |
athlete agent are exclusive powers and functions of the State. |
A home rule unit may not regulate or license an athlete agent |
or the practice as an athlete agent, except as provided under |
Section 20 of this Act. This Section is a denial and limitation |
of home rule powers and functions under subsection (h) of |
Section 6 of Article VII of the Illinois Constitution. |
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Section 205. Relation to electronic signatures in Global |
and National Commerce Act. This Act modifies, limits, and |
supersedes the federal Electronic Signatures in Global and |
National Commerce Act, 15 U.S.C. Section 7001, et seq., but |
does not modify, limit, or supersede Section 101(c) of that |
Act, 15 U.S.C. Section 7001(c), or authorize electronic |
delivery of any of the notices described in Section 103(b) of |
that Act, 15 U.S.C. Section 7003(b). |
Section 210. Severability. The provisions of this Act are |
severable under Section 1.31 of the Statute on Statutes. |
Section 215. Agent for service of process.
By acting as an |
athlete agent in this State, a nonresident individual appoints |
the Department as the individual's agent for service of process |
in any civil action in this State related to the individual's |
acting as an athlete agent in this State. |