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Public Act 096-0730 |
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AN ACT concerning regulation.
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Be it enacted by the People of the State of Illinois, | ||||
represented in the General Assembly:
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Section 5. The Regulatory Sunset Act is amended by changing | ||||
Section 4.20 and adding Section 4.30 as follows:
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(5 ILCS 80/4.20)
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Sec. 4.20. Acts repealed on January 1, 2010 and December | ||||
31, 2010.
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(a) The following Acts are repealed on January 1, 2010:
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The Auction License Act.
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The Illinois Architecture Practice Act of 1989.
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The Illinois Landscape Architecture Act of 1989.
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The Illinois Professional Land Surveyor Act of 1989.
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The Land Sales Registration Act of 1999.
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The Orthotics, Prosthetics, and Pedorthics Practice | ||||
Act.
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The Perfusionist Practice Act.
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The Professional Engineering Practice Act of 1989.
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The Real Estate License Act of 2000.
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The Structural Engineering Practice Act of 1989.
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(b) The following Act is repealed on December 31, 2010: | ||||
The Medical Practice Act of 1987. | ||||
(Source: P.A. 95-1018, eff. 12-18-08.)
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(5 ILCS 80/4.30 new) | ||
Sec. 4.30. Acts repealed on January 1, 2020. The following | ||
Acts are repealed on January 1, 2020: | ||
The Auction License Act. | ||
The Illinois Landscape Architecture Act of 1989. | ||
Section 10. The Illinois Landscape Architecture Act of 1989 | ||
is amended by changing Sections 1, 3, 4, 5, 6, 7, 8, 9, 11, 13, | ||
15, 16, 17, 18, 18.1, 19, 21, 22.1, 23, 24, 25, 28, and 31 and | ||
by adding Sections 3.5, 6.5, 11.5, and 12.5 as follows:
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(225 ILCS 315/1) (from Ch. 111, par. 8101)
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(Section scheduled to be repealed on January 1, 2010)
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Sec. 1. Purpose. It is the purpose of this Act to provide | ||
for the
licensure registration of landscape architects.
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(Source: P.A. 86-932.)
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(225 ILCS 315/3) (from Ch. 111, par. 8103)
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(Section scheduled to be repealed on January 1, 2010)
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Sec. 3. Definitions. As used in this Act:
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(a) "Board" means the Illinois Landscape Architect | ||
Registration Board.
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(b) "Department" means the Illinois Department of | ||
Financial and Professional Regulation.
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(c) " Secretary Director " means the Secretary Director of |
Financial and Professional Regulation.
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(d) "Landscape Architect" or "Landscape Architect Design | ||
Professional" means a person who, based on education,
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experience, and examination or both in the field of landscape | ||
architecture, is licensed eligible to
register under this Act.
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(e) "Landscape Architecture" means the art and science of | ||
arranging land,
together with the spaces and objects upon it, | ||
for the purpose of creating a
safe, efficient, healthful, and | ||
aesthetically pleasing physical environment
for human use and | ||
enjoyment , as performed by landscape architects .
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(f) "Landscape Architectural Practice" means the offering | ||
or furnishing
of professional services in connection with a | ||
landscape architecture
project that do not require the seal of | ||
an architect, land surveyor, professional engineer, or | ||
structural engineer. Such services may include including , but | ||
are not limited to, providing preliminary studies;
developing | ||
design concepts; planning for the relationships of physical
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improvements and intended uses of the site; establishing form | ||
and aesthetic
elements; analyzing and providing for life safety | ||
requirements; developing
those construction details on the | ||
site which are exclusive of any building
or structure and do | ||
not require the seal of an engineer, architect, or
structural | ||
engineer ; preparing and coordinating technical submissions; | ||
and
conducting site observation of a landscape architecture | ||
project.
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(g) "Person" means any person, sole proprietorship, or |
entity such as a
partnership, professional service | ||
corporation, or corporation.
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(Source: P.A. 86-932.)
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(225 ILCS 315/3.5 new) | ||
(Section scheduled to be repealed on January 1, 2010) | ||
Sec. 3.5. References. | ||
(a) References in this Act (i) to the Department of | ||
Professional Regulation are deemed, in appropriate contexts, | ||
to be references to the Department of Financial and | ||
Professional Regulation and (ii) to the Director of | ||
Professional Regulation are deemed, in appropriate contexts, | ||
to be references to the Secretary of Financial and Professional | ||
Regulation. | ||
(b) References to registration in the rules promulgated | ||
pursuant to this Act shall be deemed, in appropriate contexts, | ||
to be references to licensure.
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(225 ILCS 315/4) (from Ch. 111, par. 8104)
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(Section scheduled to be repealed on January 1, 2010)
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Sec. 4. Use of title. No After the effective date of this | ||
Act, no person may represent
himself to be a landscape | ||
architect , or use the title "landscape architect",
"registered | ||
landscape architect", "licensed landscape architect", | ||
"landscape architect design professional", or any other title | ||
which includes the
words "landscape architect" or "landscape |
architecture" , unless licensed registered under this Act.
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(Source: P.A. 86-932.)
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(225 ILCS 315/5) (from Ch. 111, par. 8105)
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(Section scheduled to be repealed on January 1, 2010)
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Sec. 5. Practice without license. Nothing in this Act | ||
prevents any person from being engaged in
the practice of | ||
landscape architecture so long as he or she does not represent
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himself or herself as, or use the titles of, "landscape | ||
architect" , or "registered
landscape architect" , "licensed | ||
landscape architect", "landscape architecture", "landscape | ||
architect design professional", or "landscape architecture | ||
design professional" .
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(Source: P.A. 86-932.)
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(225 ILCS 315/6) (from Ch. 111, par. 8106)
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(Section scheduled to be repealed on January 1, 2010)
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Sec. 6. Issuance of Certificate. Whenever an applicant for
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licensure registration has complied with the provisions of | ||
Section 11 of this Act,
the Department shall issue a | ||
certificate
of licensure registration to the applicant as a | ||
licensed registered landscape architect subject
to the | ||
provisions of this Act.
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(Source: P.A. 86-932.)
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(225 ILCS 315/6.5 new) |
(Section scheduled to be repealed on January 1, 2010) | ||
Sec. 6.5. Display of license; seal. | ||
(a) Every holder of a landscape architect license shall | ||
display his or her certificate of licensure in a conspicuous | ||
place in his or her principal office. A certificate of | ||
registration issued under this Act that is in good standing on | ||
the effective date of this amendatory Act of the 96th General | ||
Assembly shall be deemed to be a certificate of licensure and | ||
the Department shall not be required to issue a new certificate | ||
of licensure to replace it. | ||
(b) Every landscape architect shall have a seal, approved | ||
by the Department and the Board, which shall contain the name | ||
of the landscape architect, the number of his or her license, | ||
and the legend "Landscape Architect, State of Illinois" and | ||
other words or figures as the Department deems necessary. | ||
Plans, specifications, and reports related to landscape | ||
architectural practice and prepared by the landscape | ||
architect, or under his or her supervision, shall be stamped | ||
with his or her seal when filed. Notwithstanding the | ||
requirements of this Section, an architect, land surveyor, | ||
professional engineer, or structural engineer shall be | ||
permitted to affix his or her professional seal or stamp to any | ||
plans, specifications, and reports prepared by or under his or | ||
her responsible control in connection with the incidental | ||
practice of landscape architecture. | ||
(c) A landscape architect who endorses a document with his |
or her seal while his or her license is suspended, expired, or | ||
has been revoked, who has been placed on probation or inactive | ||
status, or who endorses a document that the landscape architect | ||
did not actually prepare or supervise the preparation of, is | ||
subject to the penalties prescribed in Section 18.1.
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(225 ILCS 315/7) (from Ch. 111, par. 8107)
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(Section scheduled to be repealed on January 1, 2010)
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Sec. 7. Current Address of Record . Every landscape
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architect shall maintain a current address with the Department.
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It is the duty of every applicant or licensee to inform the | ||
Department of any change of address, and such changes must be | ||
made either through the Department's website or by directly | ||
contacting the Department shall be the responsibility of the | ||
registrant to notify the Department in
writing of any change of | ||
address .
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(Source: P.A. 91-255, eff. 12-30-99.)
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(225 ILCS 315/8) (from Ch. 111, par. 8108)
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(Section scheduled to be repealed on January 1, 2010)
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Sec. 8. Powers and Duties of the Department.
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(a) The Department shall exercise the powers and duties | ||
prescribed by the
Civil Administrative Code of Illinois for the | ||
administration of licensing
acts and shall exercise such other | ||
powers and duties vested by this Act.
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(b) The Department shall promulgate rules and regulations |
consistent
with the provisions of this Act for the | ||
administration and enforcement
thereof which shall include | ||
standards and criteria for licensure registration and
for the | ||
payment of fees connected therewith.
The Department shall | ||
prescribe forms required for the administration of this Act.
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(c) The Department shall consult the Landscape | ||
Architecture Board in
promulgating rules and
regulations. | ||
Notice of proposed rulemaking shall be transmitted to the
Board | ||
and the Department shall review the Board's response and any
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recommendations made therein. The Department shall notify the | ||
Board in
writing of the explanation for any deviations from the | ||
Board's
recommendations and response.
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(d) The Department may at any time seek the advice and the | ||
expert
knowledge of the Board on any matter relating to the | ||
administration of this Act.
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(e) The Department shall issue a quarterly report to the | ||
Board setting
forth the status of all complaints received by | ||
the Department related to
the landscape architectural | ||
architecture practice.
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(f) The Department shall maintain membership and | ||
representation in the national body composed of state licensing | ||
and testing boards for landscape architects. | ||
(Source: P.A. 86-932.)
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(225 ILCS 315/9) (from Ch. 111, par. 8109)
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(Section scheduled to be repealed on January 1, 2010)
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Sec. 9. Composition, qualification, and terms of Board.
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(a) The Secretary Director shall appoint a Board consisting | ||
of 5 persons
who are residents of the State of Illinois and who | ||
shall be appointed by
and shall serve in an advisory capacity | ||
to the Secretary Director . Four persons
shall be individuals | ||
experienced in landscape architectural work who would
qualify | ||
upon application to the Department under the provisions of this | ||
Act
to be licensed registered landscape architects, one of whom | ||
shall be a tenured member
of the landscape architecture faculty | ||
of a university located within this State that maintains an | ||
accredited school of landscape architecture the University of | ||
Illinois and 3
of whom shall have engaged in landscape | ||
architectural work for at least 5
years. The fifth person shall | ||
be a public member, not an employee of the
State of Illinois, | ||
who is not licensed or registered under this Act or a similar | ||
Act of
another jurisdiction. The public member may not be | ||
elected or appointed as
chairman of the Board or serve in such | ||
capacity in any other manner.
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(b) Members of the Board shall serve 5 year terms and until | ||
their
successors are appointed and qualified. No member shall | ||
be
reappointed to the Board for a term which would cause that | ||
member's
cumulative service on the Board to be longer than 10 | ||
years.
No member who is an initial appointment to the Board | ||
shall be reappointed
to the Board for a term which would cause | ||
that member's cumulative service
on the Board to be longer than | ||
13 years. Appointments
to fill vacancies shall be made in the |
same manner as original appointments
for the unexpired portion | ||
of the vacated term. Initial terms shall begin
upon the | ||
effective date of this Act.
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(c) The Secretary Director may remove any member of the | ||
Board for cause, which may
include without limitation a member | ||
who does not attend 2 consecutive
meetings.
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(d) The Secretary Director shall consider the | ||
recommendations of the Board on
questions involving standards | ||
of professional conduct, discipline, and
qualifications of | ||
applicants candidates and licensees registrants under this | ||
Act.
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(e) Three members A quorum of the Board shall constitute a | ||
quorum consist of a majority of members currently
appointed . A | ||
majority vote of the quorum is required for Board board | ||
decisions.
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(f) The Board shall annually elect a chairperson and vice | ||
chairperson, both
of whom shall be licensed landscape | ||
architects.
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(Source: P.A. 91-255, eff. 12-30-99.)
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(225 ILCS 315/11) (from Ch. 111, par. 8111)
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(Section scheduled to be repealed on January 1, 2010)
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Sec. 11. Licensure Registration Qualifications.
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(a) Every person applying to the Department for licensure | ||
registration shall do so
on forms approved by the Department | ||
and shall pay the required fee. Every
person applying to the |
Department for licensure registration
shall submit, with his | ||
application, satisfactory evidence that the person
holds an | ||
approved professional degree in landscape architecture from an
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approved and accredited program, as such terms are defined by | ||
the rules and
regulations of the Department, and that he has | ||
had such practical
experience in landscape architectural work | ||
as shall be required by the
rules and regulations of the | ||
Department. Every In lieu of evidence of any
approved | ||
professional degree in landscape architecture, the applicant | ||
may
submit satisfactory evidence of such other education or | ||
experience as shall
be required by the rules and regulations of | ||
the Department; provided,
however, that after January 1, 1993 | ||
every applicant for initial licensure registration
must have an
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approved professional degree.
If an applicant is qualified the | ||
Department shall,
by means of a written examination, examine | ||
the applicant on such technical
and professional subjects as | ||
shall be required by the rules and regulations
of the | ||
Department.
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(b) The Department may exempt from such written examination | ||
an applicant
who holds a certificate of qualification issued by | ||
the National Council of
Landscape Architecture Registration | ||
Boards, or who holds a registration or license in
another state | ||
which has equivalent or substantially equivalent requirements
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as the State of Illinois.
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(c) The Department shall adopt rules determining | ||
requirements for practical training and
education. The |
Department may also adopt the examinations and recommended
| ||
grading procedures of the National
Council of Landscape | ||
Architectural Registration Boards and the
accreditation | ||
procedures of the Landscape Architectural Accrediting Board.
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The Department shall issue a certificate of licensure | ||
registration to each applicant who satisfies
the requirements | ||
set forth in this Section. Such licensure registration shall be
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effective upon issuance.
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(d) If an applicant neglects, fails without an approved | ||
excuse, or
refuses to take an examination or fails to pass an | ||
examination to obtain a
certificate of licensure registration | ||
under this Act within 3 years after filing the
application, the | ||
application shall be denied. However, such applicant may
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thereafter submit a new application accompanied by the required | ||
fee.
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(e) For a period of 2 years after the effective date of | ||
this amendatory Act of the 96th General Assembly, persons | ||
demonstrating to the Department that they have been engaged in | ||
landscape architectural practice for a period of 10 years and | ||
have an accredited degree and license in urban or regional | ||
planning, architecture, or civil engineering are eligible to | ||
achieve licensure through examination. Any person who has been | ||
engaged in the practice of landscape
architecture prior to the | ||
effective date of this Act, shall, upon
application within 2 | ||
years from the effective date of this Act and upon
payment of | ||
the required current registration fee and application fee, be
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issued registration without examination upon furnishing to the | ||
Department
satisfactory proof that he was so engaged prior to | ||
such date. The
Director, through the Board, shall accept as | ||
satisfactory evidence of the
competency and qualifications of | ||
the applicant for registration the following:
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(1) A diploma of graduation or satisfactory completion | ||
certificate
from a college, school, or university offering | ||
an accredited program in
landscape architecture, together | ||
with evidence of at least 2 years of actual,
practical
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experience in landscape architectural work of a grade and | ||
character
acceptable to the Board; or
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(2) Evidence that the applicant has a total of at least | ||
7 years of actual,
practical
experience in landscape | ||
architectural work of a grade and character
acceptable to | ||
the Board and has been actually engaged in the active
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practice of landscape architecture for not less than 4 | ||
years
immediately prior to the effective date of this Act.
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(Source: P.A. 91-255, eff. 12-30-99.)
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(225 ILCS 315/11.5 new) | ||
(Section scheduled to be repealed on January 1, 2010) | ||
Sec. 11.5. Professional liability. | ||
(a) Any individual licensed under this Act as a landscape | ||
architect is liable for his or her negligent or willful acts, | ||
errors, and omissions and any shareholder, member, or partner | ||
of any entity that provides landscape architecture services |
through an individual licensed under this Act is liable for the | ||
negligent or willful acts, errors, and omissions of the | ||
employees, members, and partners of the entity. Eligible claims | ||
of liability may be covered under a qualifying policy of | ||
professional liability insurance, as set forth in subsection | ||
(b) of this Section, maintained by an individual or entity. | ||
(b) A qualifying policy of professional liability | ||
insurance must insure an individual or entity against liability | ||
imposed upon it by law for damages arising out of the negligent | ||
acts, errors, and omissions of the individual or of the | ||
licensed and unlicensed employees, members, and partners of the | ||
entity.
The policy may exclude coverage of the following: | ||
(1) a dishonest, fraudulent, criminal, or malicious | ||
act or omission of the insured individual or entity or any | ||
stockholder, employee, member, or partner of the insured | ||
entity; | ||
(2) the conducting of a business enterprise that is not | ||
landscape architectural practice by the insured individual | ||
or entity; | ||
(3) the conducting of a business enterprise in which | ||
the insured individual or entity may be a partner or that | ||
may be controlled, operated, or managed by the individual | ||
or entity in its own or in a fiduciary capacity, including | ||
without limitation the ownership, maintenance, or use of | ||
property; | ||
(4) bodily injury, sickness, disease, or death of a |
person; or | ||
(5) damage to or destruction of tangible property owned | ||
by the insured individual or entity. | ||
The policy may include any other reasonable provisions with | ||
respect to policy periods, territory, claims, conditions, and | ||
ministerial matters. | ||
(225 ILCS 315/12.5 new) | ||
(Section scheduled to be repealed on January 1, 2010) | ||
Sec. 12.5. Continuing education. The Department may adopt | ||
rules of continuing education for persons licensed under this | ||
Act. The Department shall consider the recommendations of the | ||
Board in establishing the guidelines for the continuing | ||
education requirements. Rules adopted under this Section apply | ||
to any person seeking renewal or restoration of licensure under | ||
this Act. The continuing education shall consist of at least 6 | ||
hours per year and may include relevant courses offered in | ||
various formats or mediums.
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(225 ILCS 315/13) (from Ch. 111, par. 8113)
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(Section scheduled to be repealed on January 1, 2010)
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Sec. 13. Inactive Status.
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(a) Any landscape architect who notifies the Department in | ||
writing on
forms prescribed by the Department may elect to | ||
place
his or her license registration on an inactive status and | ||
shall be excused from payment of
renewal fees until he or she |
notifies the Department in writing of his or her desire to
| ||
resume active status.
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(b) Any person whose license has been expired for more than | ||
3 years may have
his or her license restored by making | ||
application to the Department and filing
proof acceptable to | ||
the Department of his or her fitness to have his or her license
| ||
restored, including evidence certifying to active practice in | ||
another
jurisdiction, and by paying the required restoration | ||
fee.
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(c) Any landscape architect whose license registration is | ||
in an inactive status,
has been suspended or revoked, or has | ||
expired shall not represent himself
or herself to be a | ||
landscape architect or use the title "landscape architect",
| ||
"registered landscape architect", "licensed landscape | ||
architect", or any other title which includes the
words | ||
"landscape architect" or "landscape architecture" .
| ||
(Source: P.A. 86-932.)
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(225 ILCS 315/15) (from Ch. 111, par. 8115)
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(Section scheduled to be repealed on January 1, 2010)
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Sec. 15. Disposition of funds. All of the fees collected | ||
pursuant
to this Act shall be deposited in the General | ||
Professions Dedicated Fund.
| ||
On January 1, 2000 the State Comptroller shall transfer the | ||
balance of the
monies in the Landscape Architects' | ||
Administration and Investigation Fund into
the General |
Professions Dedicated Fund. Amounts appropriated for fiscal | ||
year
2000 out of the Landscape Architects' Administration and | ||
Investigation Fund may
be paid out of the General Professions | ||
Dedicated Fund.
| ||
The monies deposited in the General Professions Dedicated
| ||
Fund may be used for the expenses of the Department in the
| ||
administration of this Act.
| ||
Moneys from the Fund may also be used for direct and | ||
allocable indirect
costs related to the public purposes of the | ||
Department of Financial and Professional
Regulation. Moneys in | ||
the Fund may be transferred to the Professions
Indirect Cost | ||
Fund as authorized by Section 2105-300 of the Department
of | ||
Professional Regulation Law (20 ILCS 2105/2105-300).
| ||
(Source: P.A. 91-239, eff. 1-1-00; 91-255, eff. 12-30-99; | ||
92-16, eff.
6-28-01.)
| ||
(225 ILCS 315/16) (from Ch. 111, par. 8116)
| ||
(Section scheduled to be repealed on January 1, 2010)
| ||
Sec. 16. Roster. The Department shall maintain a roster of | ||
the names and
addresses of all licensed registered landscape | ||
architects. This roster
shall be available upon written request | ||
and payment of the required fee.
| ||
(Source: P.A. 86-932.)
| ||
(225 ILCS 315/17) (from Ch. 111, par. 8117)
| ||
(Section scheduled to be repealed on January 1, 2010)
|
Sec. 17. Advertising. Any person licensed registered under | ||
this Act may
advertise the availability of professional | ||
services in the public media or
on the premises where such | ||
professional services are rendered provided that
such | ||
advertising is truthful and not misleading.
| ||
(Source: P.A. 86-932.)
| ||
(225 ILCS 315/18) (from Ch. 111, par. 8118)
| ||
(Section scheduled to be repealed on January 1, 2010)
| ||
Sec. 18. Violation; injunction; cease and desist order. | ||
(a) If any
person violates the
provisions of this Act, the | ||
Secretary Director may, in the name of the People of the
State | ||
of Illinois, through the Attorney General of the State of | ||
Illinois
or the State's Attorney of any county in which the | ||
action is brought, petition
for an order enjoining such | ||
violation and for an order enforcing compliance
with this Act. | ||
Upon the filing of a verified petition in court, the court
may | ||
issue a temporary restraining order, without notice or bond, | ||
and may
preliminarily and permanently enjoin
such violation. If | ||
it is established that such person has violated or
is violating | ||
the injunction, the Court may punish the offender for contempt
| ||
of court. Proceedings under this Section shall be in addition | ||
to, and not
in lieu of, all other remedies and penalties | ||
provided by this Act.
| ||
(b) If any person shall hold himself or herself out as a | ||
"landscape architect" , "licensed landscape architect", or
|
"registered landscape architect" , or use any other title that | ||
includes the words "landscape architect" or "landscape | ||
architecture" without being licensed registered under the
| ||
provisions of this Act, then any licensed registered landscape | ||
architect, any
interested party or any person injured thereby | ||
may, in addition to the Secretary
Director , petition for relief | ||
as provided in subsection (a) of this Section.
| ||
(c) Whoever holds himself or herself out as a "landscape | ||
architect" , "licensed landscape architect", or a "registered
| ||
landscape architect" , or uses any other title that includes the | ||
words "landscape architect" or "landscape architecture"
in | ||
this State without being licensed under this Act registered for | ||
that purpose shall be guilty of
a Class A misdemeanor, and for | ||
each subsequent conviction shall be guilty
of a Class 4 felony.
| ||
(d) Whenever, in the opinion of the Department, a person | ||
violates any
provision of this Act, the Department may issue a | ||
rule to show cause why an
order to cease and desist should not | ||
be entered against that person. The rule
shall clearly set | ||
forth the grounds relied upon by the Department and shall
allow | ||
the person at least 7 days from the date of the rule to file an | ||
answer
that is satisfactory
to the Department. Failure to | ||
answer to the satisfaction of the Department
shall cause an | ||
order to cease and desist to be issued.
| ||
(Source: P.A. 88-363.)
| ||
(225 ILCS 315/18.1)
|
(Section scheduled to be repealed on January 1, 2010)
| ||
Sec. 18.1. Grounds for Discipline.
| ||
(a) The Department may refuse to issue or to , renew, or may | ||
revoke, suspend, place
on probation, reprimand, or take other | ||
disciplinary or non-disciplinary action as deemed appropriate | ||
including the impositions of fines the Department
considers | ||
appropriate, including the issuance of fines not to exceed | ||
$10,000 $1,000 for
each violation, as the Department may deem | ||
proper with regard to any license for any one or combination | ||
more of the
following:
| ||
(1) Material misstatement in furnishing information to | ||
the Department or
to any other State agency.
| ||
(2) Negligent or intentional disregard of this Act, or | ||
violation of any
rules under this Act.
| ||
(3) Conviction of or plea of guilty or nolo contendere | ||
to any crime under the laws of the United States or any
| ||
state or territory thereof that is a felony, or that is a | ||
misdemeanor, an
essential element of which is dishonesty, | ||
or of any crime that is directly
related to the practice of | ||
the profession.
| ||
(4) Making any misrepresentation for the purpose of | ||
obtaining a license,
or violating any provision of this Act | ||
or its rules.
| ||
(5) Professional incompetence or gross negligence in | ||
the rendering of
landscape architectural services.
| ||
(6) Aiding or assisting another person in violating any |
provision of this
Act or any rules.
| ||
(7) Failing to provide information within 60 days in | ||
response to a written
request made by the Department.
| ||
(8) Engaging in dishonorable, unethical, or | ||
unprofessional conduct of a
character likely to deceive, | ||
defraud, or harm the public and violating the
rules of | ||
professional conduct adopted by the Department.
| ||
(9) Habitual or excessive use or addiction to alcohol, | ||
narcotics,
stimulants, or any other chemical agent or drug | ||
that results in an inability to
practice with reasonable | ||
skill, judgment, or safety.
| ||
(10) Discipline by another jurisdiction, if at least | ||
one of the grounds
for the discipline is the same or | ||
substantially equivalent to those set forth
in this | ||
Section.
| ||
(11) Directly or indirectly giving to or receiving from | ||
any person, firm,
corporation, partnership, or association | ||
any fee, commission, rebate, or other
form of compensation | ||
for any professional service not actually rendered.
| ||
(12) A finding by the Board that the licensee, after | ||
having the license
placed on probationary status, has | ||
violated the terms of probation.
| ||
(12.5) A finding by the Board that the licensee has | ||
failed to pay a fine
imposed by the Department.
| ||
(13) Abandonment of a client.
| ||
(14) Willfully filing false reports relating to a |
licensee's practice,
including but not limited to, false | ||
records filed with federal or State
agencies
or | ||
departments.
| ||
(15) Being named as a perpetrator in an indicated | ||
report by the Department
of Children and Family Services | ||
under the Abused and Neglected Child
Reporting Act, and | ||
upon proof by clear and convincing evidence that the
| ||
licensee has caused a child to be an abused child or | ||
neglected child as defined
in the Abused and Neglected | ||
Child Reporting Act.
| ||
(16) Physical or mental disability, including | ||
deterioration through the
aging process or loss of | ||
abilities and skills that results in the inability to
| ||
practice the profession with reasonable judgment, skill, | ||
or safety.
| ||
(17) Solicitation of professional services by using | ||
false or misleading
advertising.
| ||
(18) Failure to file a return, or to pay the tax, | ||
penalty, or interest
shown in a filed return, or to pay any | ||
final assessment of tax, penalty, or
interest, as required | ||
by any tax Act administered by the Illinois Department of
| ||
Revenue or any successor agency or the Internal Revenue | ||
Service or any
successor agency.
| ||
(b) Any fines imposed under this Section shall not exceed | ||
$10,000 $1,000 for each
violation.
| ||
(c) The determination by a court that a licensee is subject |
to involuntary
admission or judicial admission as provided in | ||
the Mental Health and
Developmental Disabilities Code will | ||
result in an automatic suspension of his
or her license. The | ||
suspension will end upon a finding by a court that the
licensee | ||
is no longer subject to involuntary admission or judicial | ||
admission,
the issuance of an order so finding and discharging | ||
the patient, and the
recommendation of the Board to the | ||
Secretary Director that the licensee be allowed to
resume | ||
professional practice.
| ||
(d) In enforcing this Section, the Board, upon a showing of | ||
a possible
violation, may compel a person licensed registered | ||
under this Act or who has
applied for licensure registration | ||
pursuant to this Act to submit to a
mental or physical | ||
examination, or both, as required by and at the expense of
the | ||
Department. The examining physicians shall be those | ||
specifically
designated by the Board. The Board or the | ||
Department may order the examining
physician to present | ||
testimony concerning this mental or physical examination
of the | ||
licensee registrant or applicant. No information shall be | ||
excluded by reason of
any common law or statutory privilege | ||
relating to communications between the licensee
registrant or | ||
applicant and the examining physician. The person to be
| ||
examined
may
have, at his or her own expense, another physician | ||
of his or her choice present
during all aspects of the | ||
examination. Failure of any person to submit to a
mental or | ||
physical examination when directed shall be grounds for |
suspension
of a license registration until the person submits | ||
to the examination if the Board
finds,
after notice and | ||
hearing, that the refusal to submit to the examination was
| ||
without reasonable cause.
| ||
If the Board finds a person unable to practice because of | ||
the reasons set
forth in this Section, the Board may require | ||
that person to submit to care,
counseling, or treatment by | ||
physicians approved or designated by the Board as
a condition, | ||
term, or restriction for continued, reinstated, or renewed | ||
licensure
registration ; or, in lieu of care, counseling, or | ||
treatment, the Board
may recommend that the Department file a | ||
complaint to immediately suspend,
revoke, or otherwise | ||
discipline the license registration of the person. Any person
| ||
whose license
registration was granted, continued, reinstated, | ||
renewed, disciplined, or
supervised
subject to such terms, | ||
conditions, or restrictions and who fails to comply
with such | ||
terms, conditions, or restrictions shall be referred to the | ||
Secretary Director
for a determination as to whether the person | ||
shall have his or her license registration
suspended | ||
immediately, pending a hearing by the Board.
| ||
(Source: P.A. 91-255, eff. 12-30-99.)
| ||
(225 ILCS 315/19) (from Ch. 111, par. 8119)
| ||
(Section scheduled to be repealed on January 1, 2010)
| ||
Sec. 19. Investigation; notice and hearing. The Department | ||
may
investigate the actions or qualifications of any applicant |
or person
holding or claiming to hold a license certificate of | ||
registration . The Department
shall, before suspending or | ||
revoking, placing on probation, reprimanding, or
taking any | ||
other disciplinary action under Section 18.1 of this Act, at
| ||
least 30 days before the
date set for the hearing, notify the | ||
applicant or licensee holder of a certificate of
registration | ||
in writing
of the nature of the
charges
and that a hearing will | ||
be held on the date designated. The
written
notice may be | ||
served by personal delivery or certified or registered mail
to | ||
the
applicant or licensee at the address of record with his | ||
last
notification to the Department.
The Department shall | ||
direct the applicant or licensee to file a written
answer with
| ||
the Department, under oath, within 20 days after the service of | ||
the notice, and
inform the person that if he or she fails to | ||
file an answer, his or her license
may be revoked, suspended, | ||
placed on probation, reprimanded, or the Department
may take | ||
any other additional disciplinary action including the | ||
issuance of
fines, not to exceed $10,000 $1,000 for each | ||
violation, as the Department may consider
necessary, without a | ||
hearing. At the time and place fixed in the notice, the
Board | ||
shall proceed to hear the charges and the parties or their | ||
counsel. All
parties shall
be accorded an opportunity to | ||
present any statements, testimony, evidence,
and arguments as | ||
may be pertinent to the charges or to their defense. The
Board | ||
may continue the hearing from time to time.
| ||
(Source: P.A. 87-1031; 88-363.)
|
(225 ILCS 315/21) (from Ch. 111, par. 8121)
| ||
(Section scheduled to be repealed on January 1, 2010)
| ||
Sec. 21. Subpoenas; depositions; oaths. The Department has
| ||
power to subpoena and bring before it any person and to take
| ||
testimony either orally or by deposition, or both, with the | ||
same fees and
mileage and in the same manner as prescribed
in | ||
civil cases in circuit courts of this State.
| ||
The Secretary Director , the designated hearing officer, | ||
and every member of the
Board has the power to
administer oaths | ||
to witnesses at any hearing which the Department is
authorized | ||
to conduct, and any other oaths
authorized in
any Act | ||
administered by the Department.
| ||
(Source: P.A. 88-363.)
| ||
(225 ILCS 315/22.1)
| ||
(Section scheduled to be repealed on January 1, 2010)
| ||
Sec. 22.1. Findings and recommendations. At the conclusion | ||
of the
hearing, the Board shall present to the Secretary | ||
Director a written report of its
findings of fact, conclusions | ||
of law, and recommendations. The report shall
contain a finding | ||
whether the licensee violated this Act or failed to comply
with | ||
the conditions required in this Act. The Board shall specify | ||
the nature
of the violation or failure to comply, and shall | ||
make its recommendations to
the Secretary Director .
| ||
The report of findings of fact, conclusions of law, and |
recommendation of the
Board shall be the basis for the | ||
Department's order for refusal or for the
granting of the | ||
license. If the Secretary Director disagrees with the | ||
recommendations of
the Board, the Secretary Director may issue | ||
an order in contravention of the Board
recommendations. The | ||
Secretary Director shall provide a written report to the Board | ||
on
any disagreement and shall specify the reasons for the | ||
action in the final
order. The findings are not admissible in | ||
evidence against the person in a
criminal prosecution for | ||
violation of this Act, but the hearing and
findings are not a | ||
bar to a criminal prosecution for violation of
this Act.
| ||
(Source: P.A. 88-363.)
| ||
(225 ILCS 315/23) (from Ch. 111, par. 8123)
| ||
(Section scheduled to be repealed on January 1, 2010)
| ||
Sec. 23. Board; Rehearing. At the conclusion of
the | ||
hearing, a
copy of the Board's report shall be served upon the | ||
accused
person, either
personally or as provided in this Act | ||
for
the service of the notice. Within 20 days after such | ||
service, the
applicant or licensee may present to the | ||
Department
a motion in writing for a
rehearing which shall | ||
specify the particular grounds for rehearing. If no motion for | ||
a rehearing is filed, then upon the
expiration of the time | ||
specified for filing such a motion, or if a motion for
| ||
rehearing is denied, then upon the denial, the Secretary | ||
Director may enter any order in
accordance with recommendations |
of the Board, except as provided in Section 120
of this Act. If | ||
the applicant or licensee requests and pays for a transcript
of | ||
the record within the time for filing a motion for rehearing, | ||
the 20-day
period within which a motion may be filed shall | ||
commence upon the delivery of
the transcript to the applicant | ||
or licensee.
| ||
Whenever the Secretary Director is not satisfied that | ||
substantial justice has been
done, he may order a rehearing by | ||
the same or another special board. At
the expiration of the | ||
time specified for filing a motion for a rehearing
the | ||
Secretary Director has the right to take the action recommended | ||
by the Board.
| ||
(Source: P.A. 88-363.)
| ||
(225 ILCS 315/24) (from Ch. 111, par. 8124)
| ||
(Section scheduled to be repealed on January 1, 2010)
| ||
Sec. 24. Appointment of a hearing officer. The Secretary | ||
Director has the authority to appoint
any attorney licensed to | ||
practice law in the State of Illinois to
serve as the hearing | ||
officer in any action
for refusal to issue or renew a license | ||
or permit or to discipline a
licensee. The Secretary Director | ||
shall notify the Board of any such appointment. The
hearing
| ||
officer has full authority to conduct the hearing. At least one | ||
member of
the Board shall attend each hearing. The hearing | ||
officer shall report his findings of
fact, conclusions of law | ||
and recommendations to the Board and the Secretary Director .
|
The Board has 60 days from receipt of the report to review
it | ||
and present its findings of fact,
conclusions of law and | ||
recommendations to the Secretary Director . If the Board fails
| ||
to present its report within the 60 day period, the Secretary | ||
Director shall issue an
order based on the report of the | ||
hearing officer. If the Secretary Director
disagrees with the | ||
recommendation of the Board
or hearing officer, the Secretary | ||
Director
may issue an order in contravention of the | ||
recommendation. The Secretary
Director shall promptly provide | ||
a
written explanation to the Board on any disagreement.
| ||
(Source: P.A. 88-363.)
| ||
(225 ILCS 315/25) (from Ch. 111, par. 8125)
| ||
(Section scheduled to be repealed on January 1, 2010)
| ||
Sec. 25. Order or certified copy; prima facie proof. An | ||
order or a
certified copy thereof, over the seal of the | ||
Department and purporting to be
signed by the Secretary | ||
Director , shall be prima facie proof that:
| ||
(a) the signature is the genuine signature of the | ||
Secretary
Director ;
| ||
(b) the Secretary Director is duly appointed and | ||
qualified;
and
| ||
(c) the Board and the members thereof are qualified to | ||
act.
| ||
(Source: P.A. 91-357, eff. 7-29-99.)
|
(225 ILCS 315/28) (from Ch. 111, par. 8128)
| ||
(Section scheduled to be repealed on January 1, 2010)
| ||
Sec. 28. Summary suspension of a license. The Secretary | ||
Director
may
summarily suspend the license of a landscape
| ||
architect without a hearing,
simultaneously with the | ||
institution of proceedings for a hearing provided
for in | ||
Section 24 of this Act, if the Secretary Director finds that | ||
evidence in the
possession of the Secretary Director indicates | ||
that the
continuation in practice by the landscape architect | ||
would
constitute an imminent danger to the public. In the event | ||
that the Secretary
Director temporarily suspends the license of | ||
an individual
without a
hearing, a hearing must be held within | ||
30 days after such
suspension has occurred.
| ||
(Source: P.A. 88-363.)
| ||
(225 ILCS 315/31) (from Ch. 111, par. 8131)
| ||
(Section scheduled to be repealed on January 1, 2010)
| ||
Sec. 31. Administrative Procedure Act. The Illinois | ||
Administrative
Procedure Act is hereby expressly adopted and | ||
incorporated herein as if all of
the provisions of that Act | ||
were included in this Act, except that the provision
of | ||
subsection (d) of Section 10-65 of the Illinois Administrative | ||
Procedure Act
that provides that at hearings the licensee has | ||
the right to show compliance
with all lawful requirements for | ||
retention, continuation or renewal of the
license is | ||
specifically excluded. For the purposes of this Act the notice
|
required under Section 10-25 of the Illinois Administrative | ||
Procedure Act is
deemed sufficient when mailed to the last | ||
known address of record of a party.
| ||
(Source: P.A. 88-45.)
| ||
(225 ILCS 315/4.5 rep.)
| ||
Section 15. The Illinois Landscape Architecture Act of 1989 | ||
is amended by repealing Section 4.5. | ||
Section 20. The Auction License Act is amended by changing | ||
Sections 5-10, 10-1, 10-20, 10-27, 10-30, 10-35, 10-40, 10-45, | ||
10-50, 15-5, 15-10, 20-5, 20-15, 20-40, 20-50, 20-55, 20-80, | ||
and 30-30 and by adding Sections 10-15a, 20-43, 20-56, 30-7 and | ||
30-13 as follows:
| ||
(225 ILCS 407/5-10)
| ||
(Section scheduled to be repealed on January 1, 2010)
| ||
Sec. 5-10. Definitions. As used in this Act:
| ||
"Advertisement" means any written, oral, or electronic | ||
communication that
contains a promotion, inducement, or offer | ||
to conduct an auction or offer to
provide an auction service, | ||
including but not limited to brochures, pamphlets,
radio and | ||
television scripts, telephone and direct mail solicitations,
| ||
electronic media, and other means of promotion.
| ||
"Advisory Board" or "Board" means the Auctioneer Advisory | ||
Board.
|
"Associate auctioneer" means a person who conducts an | ||
auction, but who is
under the direct supervision of, and is | ||
sponsored by, a licensed auctioneer
or auction firm.
| ||
"Auction" means the sale or lease of property, real or | ||
personal, by means
of exchanges between an auctioneer or | ||
associate auctioneer and prospective
purchasers or lessees, | ||
which consists of a series of invitations for offers
made by | ||
the auctioneer or associate auctioneer and offers by | ||
prospective
purchasers or lessees for the purpose of obtaining | ||
an acceptable offer for
the sale or lease of the property, | ||
including the sale or lease of property
via mail, | ||
telecommunications, or the Internet.
| ||
"Auction contract" means a written agreement between an | ||
auctioneer ,
associate auctioneer, or auction firm and a seller | ||
or sellers.
| ||
"Auction firm" means any corporation, partnership, or | ||
limited liability
company that acts as an auctioneer and | ||
provides an auction service.
| ||
"Auction school" means any educational institution, public | ||
or private,
which offers a curriculum of auctioneer education | ||
and training approved
by the Department.
| ||
"Auction service" means the service of arranging, | ||
managing, advertising,
or conducting auctions.
| ||
"Auctioneer" means a person or entity who, for another, for | ||
a fee,
compensation, commission, or any other valuable | ||
consideration at auction or
with the intention or expectation |
of receiving valuable consideration by the
means of or process | ||
of an auction or sale at auction or providing an auction
| ||
service, offers, negotiates, or attempts to negotiate an | ||
auction contract,
sale, purchase, or exchange of goods, | ||
chattels, merchandise, personal property,
real property, or | ||
any commodity that may be lawfully kept or offered for sale
by | ||
or at auction.
| ||
"Address of Record" means the designated address recorded | ||
by the Department in the applicant's or licensee's application | ||
file or license file maintained by the Department. It is the | ||
duty of the applicant or licensee to inform the Department of | ||
any change of address, and such changes must be made either | ||
through the Department's website or by directly contacting the | ||
Department. | ||
"Buyer premium" means any fee or compensation paid by the | ||
successful purchaser of property sold or leased at or by | ||
auction, to the auctioneer, auction firms, seller, lessor, or | ||
other party to the transaction, other than the purchase price. | ||
"Department" means the Department of Financial and | ||
Professional Regulation.
| ||
"Goods" means chattels, movable goods, merchandise, or | ||
personal property or
commodities of any form or type that may | ||
be lawfully kept or offered for sale.
| ||
"Licensee" means any person licensed under this Act.
| ||
"Managing auctioneer" means any person licensed as an | ||
auctioneer who manages
and supervises licensees sponsored by an |
auction firm or auctioneer.
| ||
"Person" means an individual, association, partnership, | ||
corporation, or
limited liability company or the officers, | ||
directors, or employees of the same.
| ||
"Pre-renewal period" means the 24 months prior to the | ||
expiration date of a
license issued under this Act.
| ||
"Secretary" means the Secretary of the Department of | ||
Financial and Professional Regulation or his or her designee.
| ||
"Sponsoring auctioneer" means the auctioneer or auction | ||
firm who has issued a
sponsor card to a licensed associate | ||
auctioneer or auctioneer.
| ||
"Sponsor card" means the temporary permit issued by the
| ||
sponsoring auctioneer certifying that the licensee named | ||
thereon is employed
by or associated with the sponsoring | ||
auctioneer and the sponsoring auctioneer
shall be responsible | ||
for the actions of the sponsored licensee.
| ||
(Source: P.A. 95-572, eff. 6-1-08 .)
| ||
(225 ILCS 407/10-1)
| ||
(Section scheduled to be repealed on January 1, 2010)
| ||
Sec. 10-1. Necessity of license; exemptions.
| ||
(a) It is unlawful for any
person, corporation,
limited | ||
liability company, partnership, or other entity to conduct an | ||
auction,
provide an auction
service, hold himself or herself | ||
out as an auctioneer, or advertise his or her
services as an | ||
auctioneer
in the State of Illinois without a license issued by |
the Department under this Act,
except at:
| ||
(1) an auction conducted solely by or for a | ||
not-for-profit organization
for
charitable
purposes in | ||
which the individual receives no compensation ;
| ||
(2) an auction conducted by the owner of the property, | ||
real or personal;
| ||
(3) an auction for the sale or lease of real property | ||
conducted by a
licensee
under the
Real Estate License Act, | ||
or its successor Acts, in accordance with the terms of
that | ||
Act;
| ||
(4) an auction conducted by a business registered as a | ||
market
agency under the federal Packers and Stockyards Act | ||
(7 U.S.C. 181 et seq.) or
under the Livestock Auction | ||
Market Law;
| ||
(5) an auction conducted by an agent, officer, or | ||
employee of a federal
agency in the conduct of his or her | ||
official duties; and
| ||
(6) an auction conducted by an agent, officer, or | ||
employee of the State
government or any political | ||
subdivision thereof performing his or her official
duties.
| ||
(b) Nothing in this Act shall be construed to apply to a | ||
new or used
vehicle dealer
or a vehicle auctioneer licensed by | ||
the Secretary of State of Illinois, or
to any employee of the
| ||
licensee, who is a resident of the State of Illinois,
while the | ||
employee is acting in the regular scope of his or her | ||
employment for
the licensee
while conducting an auction that is |
not open to the public, provided that
only new or used vehicle | ||
dealers,
rebuilders, automotive parts recyclers, or scrap | ||
processors licensed by the Secretary of State or licensed by
| ||
another state or jurisdiction may buy property at the auction, | ||
or to sales by or
through the licensee. Out-of-state salvage | ||
vehicle buyers licensed in another state or jurisdiction may | ||
also buy property at the auction.
| ||
(c) Nothing in this Act shall be construed to prohibit a | ||
person under the
age of 18 from selling property under $250 in | ||
value while under the direct
supervision of a licensed | ||
auctioneer.
| ||
(d) Nothing in this Act, except Section 10-27, shall be | ||
construed to
apply to a person while providing an Internet | ||
auction listing service as
defined
in Section 10-27.
| ||
(Source: P.A. 95-572, eff. 6-1-08; 95-783, eff. 1-1-09.)
| ||
(225 ILCS 407/10-15a new)
| ||
Sec. 10-15a. Associate auctioneer license; discontinuance. | ||
(a) Upon the effective date of this amendatory Act of the | ||
96th General Assembly, the Department shall no longer issue or | ||
renew any associate auctioneer license. | ||
(b) Any person who holds a valid license as an associate | ||
auctioneer on the effective date of this amendatory Act of the | ||
96th General Assembly shall be issued an auctioneer license | ||
without having to apply to the Department or pay any fee. Such | ||
licensee's previous record as an associate auctioneer, |
including any past discipline imposed on him or her, shall | ||
become part of his or her auctioneer license record. The | ||
expiration date of such licensee's auctioneer license shall be | ||
the same as the expiration date of his or her associate | ||
auctioneer license. | ||
(c) Upon receipt of an auctioneer license issued by the | ||
Department pursuant to this Section, a licensee's associate | ||
auctioneer license shall no longer be valid.
| ||
(225 ILCS 407/10-20)
| ||
(Section scheduled to be repealed on January 1, 2010)
| ||
Sec. 10-20. Requirements for auction firm license; | ||
application. Any
corporation, limited
liability company, or | ||
partnership who desires to obtain an auction firm license
| ||
shall:
| ||
(1) apply to the Department on forms provided by the | ||
Department accompanied by the required
fee;
and
| ||
(2) provide evidence to the Department that the auction | ||
firm has a properly licensed
managing
auctioneer ; and .
| ||
(3) any requirement as defined by rule. | ||
(Source: P.A. 95-572, eff. 6-1-08 .)
| ||
(225 ILCS 407/10-27)
| ||
(Section scheduled to be repealed on January 1, 2010)
| ||
Sec. 10-27. Registration of Internet Auction Listing | ||
Service.
|
(a) For the purposes of this Section:
| ||
(1) "Internet Auction Listing Service" means a website | ||
on the Internet, or
other interactive computer service that | ||
is designed to allow or advertised as a
means of allowing | ||
users to offer personal property or services for sale or
| ||
lease to a prospective buyer or lessee through an on-line | ||
bid submission
process using that website or interactive | ||
computer service and that does not
examine, set the price, | ||
or prepare the description of the personal property or
| ||
service to be offered, or in any way utilize the services | ||
of a natural person
as an auctioneer.
| ||
(2) "Interactive computer service" means any | ||
information service, system,
or access software provider | ||
that provides or enables computer access by
multiple users | ||
to a computer server, including specifically a service or | ||
system
that provides access to the Internet.
| ||
(b) It is unlawful for any person, corporation, limited | ||
liability company,
partnership, or other entity to provide an | ||
Internet auction listing service in
the State of Illinois for | ||
compensation without being registered with the Department | ||
when:
| ||
(1) the person, corporation, limited liability | ||
company, partnership, or
other entity providing the | ||
Internet auction listing service is located in the
State of | ||
Illinois;
| ||
(2) the prospective seller or seller, prospective |
lessor or lessor, or
prospective purchaser or purchaser is | ||
located in the State of Illinois and is
required to agree | ||
to terms with the person, corporation, limited liability
| ||
company, partnership, or other entity providing the | ||
Internet auction listing
service, no matter where that | ||
person, corporation, limited liability
company, | ||
partnership, or other entity is located; or
| ||
(3) the personal property or services offered for sale | ||
or lease are
located or will be provided in the State of | ||
Illinois.
| ||
(c) Any person, corporation, limited liability company, | ||
partnership, or
other entity that provides an Internet auction | ||
listing service in the State of
Illinois for compensation under | ||
any of the circumstances listed in subsection
(b) shall | ||
register with the Department on forms provided by the | ||
Department accompanied by the
required fee as provided by rule. | ||
Such registration shall include
information as required by the | ||
Department and established by rule as the Department deems | ||
necessary
to enable users of the Internet auction listing | ||
service in Illinois to identify
the entity providing the | ||
service and to seek redress or further information
from such | ||
entity. The fee shall be sufficient to cover the reasonable | ||
costs of the Department in administering and enforcing the | ||
provisions of this Section. The
registrant shall be required to | ||
certify:
| ||
(1) that the registrant does not act as the agent of |
users who sell items
on its website, and acts only as a | ||
venue for user transactions;
| ||
(2) that the registrant requires sellers and bidders to | ||
register with the
website and provide their name, address, | ||
telephone number and e-mail address;
| ||
(3) that the registrant retains such information for a | ||
period of at least
2 years;
| ||
(4) that the registrant retains transactional | ||
information consisting of at
least seller identification, | ||
high bidder identification, and item sold for at
least 2 | ||
years from the close of a transaction, and has a mechanism | ||
to identify
all transactions involving a particular seller | ||
or buyer;
| ||
(5) that the registrant has a mechanism to receive | ||
complaints or inquiries
from users;
| ||
(6) that the registrant adopts and reasonably | ||
implements a policy of
suspending, in appropriate | ||
circumstances, the accounts of users who, based on
the | ||
registrant's investigation, are proven to have engaged in a | ||
pattern of
activity that appears to be deliberately | ||
designed to defraud
consumers on the registrant's website; | ||
and
| ||
(7) that the registrant will comply with the Department | ||
and law enforcement requests
for stored data in its | ||
possession, subject to the requirements of applicable
law.
| ||
(d) The Department may refuse to accept a registration |
which is incomplete or not
accompanied by the required fee. The | ||
Department may impose a civil penalty not to exceed
$10,000 | ||
upon any Internet auction listing service that intentionally | ||
fails to
register as required by this Section, and may impose | ||
such penalty or
revoke, suspend, or place on probation or | ||
administrative supervision
the registration of any Internet | ||
auction listing service that:
| ||
(1) intentionally makes a false or fraudulent material
| ||
representation or material misstatement or | ||
misrepresentation to the Department in
connection with its | ||
registration, including in the certification required | ||
under
subsection (c);
| ||
(2) is convicted of any crime, an essential element of | ||
which is
dishonesty, fraud, larceny, embezzlement, or | ||
obtaining money, property,
or credit by false pretenses or | ||
by means of a confidence game; or is convicted
in this or | ||
another state of a crime that is a felony under the laws of | ||
this
State; or is convicted of a felony in a federal court;
| ||
(3) is adjudged to be a person under legal disability | ||
or subject to
involuntary admission or to meet the standard | ||
for judicial admission as
provided in the Mental Health and | ||
Developmental Disabilities Code;
| ||
(4) has been subject to discipline by another state, | ||
the District of
Columbia, a territory of the United States, | ||
a foreign nation, a governmental
agency, or any other | ||
entity authorized to impose discipline if at least one of
|
the grounds for that discipline is the same as or | ||
equivalent to one of the
grounds for discipline set forth | ||
in this Section or for failing to report to the Department, | ||
within 30 days, any adverse final action taken against the
| ||
registrant by any other licensing or registering | ||
jurisdiction, government
agency, law enforcement agency, | ||
or court, or liability for conduct that would
constitute | ||
grounds for action as set forth in this Section;
| ||
(5) fails to make available to the Department
personnel | ||
during normal business hours
all records and related | ||
documents maintained in connection with the activities
| ||
subject to registration under this Section;
| ||
(6) makes or files false records or reports in | ||
connection with activities
subject to registration, | ||
including but not limited to false records or reports
filed | ||
with State agencies;
| ||
(7) fails to provide information within 30 days in | ||
response to a written
request made by the Department
to a | ||
person designated in the registration for receipt
of such | ||
requests; or
| ||
(8) fails to perform any act or procedure described in | ||
subsection (c) of
this Section.
| ||
(e) Registrations issued pursuant to this Section shall be | ||
defined by rule expire on
September 30 of odd-numbered years . A | ||
registrant shall submit a renewal
application to the Department | ||
on forms provided by the Department along with the required fee |
as
established by rule.
| ||
(f) Operating an Internet auction listing service under any | ||
of the
circumstances listed in subsection (b) without being | ||
currently registered under
this Section is declared to be | ||
adverse to the public welfare, to constitute a
public nuisance, | ||
and to cause irreparable harm to the public welfare. The | ||
Secretary, the Attorney General of the State of Illinois, the
| ||
State's Attorney of any county in the State, or any other | ||
person may maintain
an action and apply for injunctive relief | ||
in any circuit court to enjoin the
person or entity from | ||
engaging in such practice.
| ||
(g) The provisions of Sections 20-25, 20-30, 20-35, 20-40, | ||
20-45, 20-50,
20-55, 20-60 and 20-75 of this Act shall apply to | ||
any actions of the Department
exercising its
authority under | ||
subsection (d) as if a person required to register under this
| ||
Section were a person holding or claiming to hold a license | ||
under this Act.
| ||
(h) The Department shall have the authority to adopt such | ||
rules as may be necessary to
implement or interpret the | ||
provisions of this Section.
| ||
(Source: P.A. 95-572, eff. 6-1-08 .)
| ||
(225 ILCS 407/10-30)
| ||
(Section scheduled to be repealed on January 1, 2010)
| ||
Sec. 10-30. Expiration, renewal, and continuing education.
| ||
(a) License expiration dates, renewal periods, renewal |
fees, and procedures for renewal of licenses issued under this | ||
Act shall be set by rule of the Department. An entity may renew | ||
its license by paying the required fee and by meeting the | ||
renewal requirements adopted by the Department under this | ||
Section.
| ||
(b) All renewal applicants must provide proof as determined | ||
by the Department of having met the continuing education | ||
requirements set forth by the Department by rule. At a minimum, | ||
the rules shall require an applicant for renewal licensure as | ||
an auctioneer or associate auctioneer to provide proof of the | ||
completion of at least 12 hours of continuing education during | ||
the pre-renewal period preceding the expiration date of the | ||
license from schools approved by the Department, as established | ||
by rule.
| ||
(c) The Department, in its discretion, may waive | ||
enforcement of the continuing education requirements of this | ||
Section and shall adopt rules defining the standards and | ||
criteria for such waiver.
| ||
(d) (Blank).
| ||
(Source: P.A. 95-572, eff. 6-1-08 .)
| ||
(225 ILCS 407/10-35)
| ||
(Section scheduled to be repealed on January 1, 2010)
| ||
Sec. 10-35. Completed 45-day permit sponsor card; | ||
termination by
sponsoring
auctioneer;
inoperative status. | ||
(a) No auctioneer or associate auctioneer shall conduct an |
auction or
provide
an auction
service without being properly | ||
sponsored by a licensed auctioneer or auction
firm.
| ||
(b) The sponsoring auctioneer or sponsoring auction firm | ||
shall prepare upon
forms provided
by the Department and deliver | ||
to each auctioneer or associate auctioneer employed by
or | ||
associated with
the sponsoring auctioneer or sponsoring | ||
auction firm a properly completed
duplicate 45-day permit
| ||
sponsor card certifying that the person whose name appears | ||
thereon is in fact
employed by or
associated with said | ||
sponsoring auctioneer or sponsoring auction firm. The
| ||
sponsoring auctioneer
or sponsoring auction firm shall send the | ||
original 45-day permit sponsor card,
along with a valid
| ||
terminated license or other authorization as provided by rule | ||
and the
appropriate fee, to the Department
within 24 hours | ||
after the issuance of the sponsor card. It is a violation of
| ||
this Act for any sponsoring
auctioneer or sponsoring auction | ||
firm to issue a sponsor card to any
auctioneer , associate | ||
auctioneer,
or applicant, unless the auctioneer , associate | ||
auctioneer, or applicant
presents in hand a valid
terminated | ||
license or other authorization, as provided by rule.
| ||
(c) An auctioneer may be self-sponsored or may be sponsored | ||
by another
licensed auctioneer
or auction firm.
| ||
(d) (Blank). An associate auctioneer must be sponsored by a | ||
licensed auctioneer or
auction firm.
| ||
(e) When an auctioneer or associate auctioneer terminates | ||
his or her
employment
or
association with a sponsoring |
auctioneer or sponsoring auction firm or the
employment or
| ||
association is terminated by the sponsoring auctioneer or | ||
sponsoring auction
firm, the terminated
licensee shall obtain | ||
from that sponsoring auctioneer or sponsoring auction
firm his | ||
or her license
endorsed by the sponsoring auctioneer or | ||
sponsoring auction firm indicating the
termination. The
| ||
terminating sponsoring auctioneer or sponsoring auction firm | ||
shall send a copy
of the terminated
license within 5 days after | ||
the termination to the Department or shall notify the | ||
Department in writing of the
termination and explain why a copy | ||
of the terminated license was not
surrendered.
| ||
(f) The license of any auctioneer or associate auctioneer | ||
whose association
with a sponsoring
auctioneer or sponsoring | ||
auction firm has terminated shall automatically become
| ||
inoperative
immediately upon such termination, unless the | ||
terminated licensee accepts
employment or becomes
associated | ||
with a new sponsoring auctioneer or sponsoring auction firm | ||
pursuant
to subsection (g)
of this Section. An inoperative | ||
licensee under this Act shall not conduct an
auction or provide
| ||
auction services while the license is in inoperative status.
| ||
(g) When a terminated or inoperative auctioneer or | ||
associate auctioneer
accepts employment
or becomes associated | ||
with a new sponsoring auctioneer or sponsoring auction
firm, | ||
the new
sponsoring auctioneer or sponsoring auction firm shall | ||
send to the Department a
properly completed 45-day
permit | ||
sponsor card, the terminated license, and the appropriate fee.
|
(Source: P.A. 95-572, eff. 6-1-08 .)
| ||
(225 ILCS 407/10-40)
| ||
(Section scheduled to be repealed on January 1, 2010) | ||
Sec. 10-40. Restoration.
| ||
(a) A licensee whose license has lapsed or expired shall | ||
have 2 years from
the
expiration date
to restore his or her | ||
license without examination. The expired licensee shall
make | ||
application to the Department on forms provided by the | ||
Department, including a properly completed 45-day
permit | ||
sponsor card,
provide evidence of successful completion of 12 | ||
hours of approved continuing
education during the
period of | ||
time the license had lapsed, and pay all lapsed fees and | ||
penalties as
established by
administrative rule.
| ||
(b) Notwithstanding any other provisions of this Act to the | ||
contrary, any
licensee whose
license under this Act has expired | ||
is eligible to restore such license without
paying any lapsed | ||
fees
and penalties provided that the license expired while the | ||
licensee was:
| ||
(1) on active duty with the United States Army, United | ||
States Marine Corps,
United
States Navy, United States Air | ||
Force, United States Coast Guard, the State
Militia called | ||
into service
or training;
| ||
(2) engaged in training or education under the | ||
supervision of the United
States
prior
to induction into | ||
military service; or
|
(3) serving as an employee of the Department, while the | ||
employee was required to
surrender his or her license due | ||
to a possible conflict of interest.
| ||
A licensee shall be eligible to restore a license under the | ||
provisions of
this subsection for a
period of 2 years following | ||
the termination of the service, education, or
training by | ||
providing a
properly completed application and 45-day permit | ||
sponsor card, provided that
the termination was
by other than | ||
dishonorable discharge and provided that the licensee | ||
furnishes
the Department with an
affidavit specifying that the | ||
licensee has been so engaged.
| ||
(c) At any time after the suspension, revocation, placement | ||
on probationary
status, or other
disciplinary action taken | ||
under this Act with reference to any license, the Department | ||
may restore the
license to the licensee without examination | ||
upon the order of the Secretary,
if the licensee
submits a | ||
properly completed application and 45-day permit sponsor card, | ||
pays
appropriate fees, and
otherwise complies with the | ||
conditions of the order.
| ||
(Source: P.A. 95-331, eff. 8-21-07; 95-572, eff. 6-1-08 .)
| ||
(225 ILCS 407/10-45)
| ||
(Section scheduled to be repealed on January 1, 2010)
| ||
Sec. 10-45. Nonresident auctioneer reciprocity.
| ||
(a) A person holding a license to engage in auctions issued | ||
to him or her by
the proper
authority of a state, territory, or |
possession of the United States of America
or the District of
| ||
Columbia that has licensing requirements equal to or | ||
substantially equivalent
to the requirements
of this State and | ||
that otherwise meets the requirements of this Act may obtain
a | ||
license under this
Act without examination, provided:
| ||
(1) that the Department has entered into a valid | ||
reciprocal agreement with the
proper
authority of the | ||
state, territory, or possession of the United States of
| ||
America or the District of
Columbia from which the | ||
nonresident applicant has a valid license;
| ||
(2) that the applicant provides the Department
with a | ||
certificate of good
standing
from the
applicant's resident | ||
state of licensure ;
| ||
(3) that the applicant completes and submits an | ||
application as provided by
the Department;
and
| ||
(4) that the applicant pays all applicable fees | ||
required under this Act.
| ||
(b) A nonresident applicant shall file an irrevocable | ||
consent with the Department
that actions may
be commenced | ||
against the applicant or nonresident licensee in a court of
| ||
competent jurisdiction in
this State by the service of summons, | ||
process, or other pleading authorized by
the law upon the | ||
Secretary. The consent shall stipulate and agree that service | ||
of the
process, summons, or
pleading upon the Secretary shall | ||
be taken and held in all courts to be
valid and binding as if
| ||
actual service had been made upon the applicant in Illinois. If |
a summons,
process, or other pleading
is served upon the | ||
Secretary, it shall be by duplicate copies, one of which
shall | ||
be retained by
the Department and the other immediately | ||
forwarded by certified or registered mail to
the last known
| ||
business address of the applicant or nonresident licensee | ||
against whom the
summons, process, or other
pleading may be | ||
directed.
| ||
(Source: P.A. 95-572, eff. 6-1-08 .)
| ||
(225 ILCS 407/10-50)
| ||
(Section scheduled to be repealed on January 1, 2010)
| ||
Sec. 10-50. Fees ; disposition of funds . Fees shall be | ||
determined by rule and shall be non-refundable.
| ||
(a) The Department shall establish by rule a schedule of | ||
fees for the administration and maintenance of this Act. Such | ||
fees shall be nonrefundable. | ||
(b) All fees collected under this Act shall be deposited | ||
into the General Professions Dedicated Fund and appropriated to | ||
the Department for the ordinary and contingent expenses of the | ||
Department in the administration of this Act. The Department | ||
shall provide by administrative
rule for fees to be
collected | ||
from licensees and applicants to cover the statutory | ||
requirements for
funding the
Auctioneer Recovery Fund. The | ||
Department may also provide by administrative rule for
general | ||
fees to
cover the reasonable expenses of carrying out other | ||
functions and
responsibilities under this Act.
|
(Source: P.A. 95-572, eff. 6-1-08 .)
| ||
(225 ILCS 407/15-5)
| ||
(Section scheduled to be repealed on January 1, 2010)
| ||
Sec. 15-5. Representations. An auctioneer , associate | ||
auctioneer, or
auction firm , or
the sponsored licensees, | ||
agents, or employees of an auctioneer or auction firm,
| ||
conducting an auction
or providing an auction service shall | ||
not:
| ||
(1) misrepresent a fact material to a purchaser's | ||
decision to buy at or by
auction;
| ||
(2) predict specific or immediate increases in the | ||
value of any item
offered
for sale
at auction; or
| ||
(3) materially misrepresent the qualities or | ||
characteristics of any item
offered for sale
at auction.
| ||
(Source: P.A. 91-603, eff. 1-1-00.)
| ||
(225 ILCS 407/15-10)
| ||
(Section scheduled to be repealed on January 1, 2010)
| ||
Sec. 15-10. Auction contract. Any auctioneer , associate | ||
auctioneer, or
auction firm shall
not conduct an auction or | ||
provide an auction service, unless the auctioneer ,
associate | ||
auctioneer, or
auction firm enters into a written or oral | ||
auction contract with the seller of
any
property at auction | ||
prior to
the date of the auction. Any agreement shall state | ||
whether the auction is with reserve or absolute. The agreement |
shall be signed by the auctioneer ,
associate auctioneer, or
| ||
auction firm conducting an auction or providing an auction | ||
service and the
seller or sellers, or the
legal agent of the | ||
seller or sellers of the property to be offered at or by
| ||
auction, and shall include, but
not be limited to the following | ||
disclosures:
| ||
(1) Licensees shall disclose:
| ||
(A) the name, license number, business address, | ||
and phone number of the
auctioneer , associate | ||
auctioneer, or auction firm conducting an auction or
| ||
providing an auction
service;
| ||
(B) the fee to be paid to the auctioneer , associate | ||
auctioneer, or
auction
firm
for conducting an auction | ||
or providing an auction service; and
| ||
(C) an estimate of the advertising costs that shall | ||
be paid by the
seller or
sellers of property at auction | ||
and a disclosure that, if the actual advertising
costs | ||
exceeds 120% of
the estimated advertising cost, the | ||
auctioneer , associate auctioneer, or
auction firm | ||
shall pay the
advertising costs that exceed 120% of the | ||
estimated advertising costs or shall
have the seller or
| ||
sellers agree in writing to pay for the actual | ||
advertising costs in excess of
120% of the estimated
| ||
advertising costs.
| ||
(D) the buyer premium and the party to the | ||
transaction that receives it.
|
(2) Sellers shall disclose:
| ||
(A) the name, address, and phone number of the | ||
seller or sellers or the
legal
agent of the seller or | ||
sellers of property to be sold at auction; and
| ||
(B) any mortgage, lien, easement, or encumbrance | ||
of which the seller has knowledge
on any property or | ||
goods to be sold or leased at or by auction.
| ||
(Source: P.A. 91-603, eff. 1-1-00.)
| ||
(225 ILCS 407/20-5)
| ||
(Section scheduled to be repealed on January 1, 2010)
| ||
Sec. 20-5. Unlicensed practice; civil penalty.
| ||
(a) Any person who practices, offers to practice, attempts | ||
to practice, or
holds oneself out to
practice as an auctioneer, | ||
an associate auctioneer, an auction firm, or any
other licensee | ||
under this
Act without being licensed under this Act shall, in | ||
addition to any other
penalty provided by law,
pay a civil | ||
penalty to the Department in an amount not to exceed $10,000 | ||
for each offense as
determined by the Department. The civil | ||
penalty fine shall be assessed by the Department
after a | ||
hearing is held in
accordance with the
provisions set forth in | ||
this Act regarding a hearing for the discipline of a
license.
| ||
(b) The Department has the authority and power to | ||
investigate any and all
unlicensed
activity
pursuant to this | ||
Act.
| ||
(c) The civil penalty shall be paid within 60 days after |
the effective date of
the
order imposing
the civil penalty. The | ||
order shall constitute a judgment
and may be filed and
| ||
execution had thereon
in the same manner from any court of | ||
record.
| ||
(d) Conducting an auction or providing an auction service | ||
in Illinois
without
holding a valid
and current license under | ||
this Act is declared to be adverse to the public
welfare, to | ||
constitute a
public nuisance, and to cause irreparable harm to | ||
the public welfare. The Secretary, the
Attorney General, the | ||
State's Attorney of any county in the State, or any other
| ||
person may maintain
an action in the name of the People of the | ||
State of Illinois and may apply for
injunctive relief in any
| ||
circuit court to enjoin the person or entity from engaging in | ||
such practice.
| ||
Upon the filing of a verified petition in a circuit court, | ||
the court, if
satisfied by affidavit or
otherwise that the | ||
person or entity has been engaged in the practice of
auctioning | ||
without a valid and
current license, may enter a temporary | ||
restraining order without notice or bond
enjoining the
| ||
defendant from further practice. Only the showing of | ||
non-licensure, by
affidavit or otherwise, is
necessary in order | ||
for a temporary injunction to be issued. A copy of the
verified | ||
complaint shall
be served upon the defendant and the | ||
proceedings shall thereafter be conducted
as in other civil | ||
cases
except as modified by this Section. If it is established | ||
that the defendant
has been or is engaged in
unlawful practice, |
the court may enter an order or judgment perpetually
enjoining | ||
the defendant from
further practice. In all proceedings | ||
hereunder, the court, in its discretion,
may apportion the | ||
costs
among the parties interested in the action, including | ||
cost of filing the
complaint, service of process,
witness fees | ||
and expenses, court reporter charges, and reasonable | ||
attorneys'
fees. In case of violation
of any injunctive order | ||
entered under the provisions of this Section, the court
may | ||
summarily try and
punish the offender for contempt of court. | ||
These injunction proceedings shall
be in addition to, and
not | ||
in lieu of, all penalties and other remedies provided in this | ||
Act.
| ||
(Source: P.A. 95-572, eff. 6-1-08 .)
| ||
(225 ILCS 407/20-15)
| ||
(Section scheduled to be repealed on January 1, 2010)
| ||
Sec. 20-15. Disciplinary actions; grounds. The Department | ||
may refuse to issue
or renew a
license, may place on probation | ||
or administrative supervision, suspend, or
revoke any license | ||
or may
reprimand or take other disciplinary or non-disciplinary | ||
action as the Department may deem proper, including the | ||
imposition of fines not to exceed $10,000 for each violation | ||
upon anyone licensed under this Act for any of the following | ||
reasons:
| ||
(1) False or fraudulent representation or material | ||
misstatement in
furnishing
information to the Department |
in obtaining or seeking to obtain a license.
| ||
(2) Violation of any provision of this Act or the rules | ||
promulgated
pursuant
to this
Act.
| ||
(3) Conviction of or entry of a plea of guilty or nolo | ||
contendere to any crime that is a felony under the laws of | ||
the United States or any state or territory thereof, or | ||
that is a misdemeanor , an essential element of which is | ||
dishonesty ,
or
any crime that is directly related to the | ||
practice of the profession. fraud, or
larceny, | ||
embezzlement, or obtaining money, property, or credit by | ||
false
pretenses or by means of
a confidence game, | ||
conviction in this or another state of a crime that is a
| ||
felony under the laws of
this State, or conviction of a | ||
felony in a federal court.
| ||
(4) Being adjudged to be a person under legal | ||
disability or subject to
involuntary
admission or to meet | ||
the standard for judicial admission as provided in the
| ||
Mental Health and
Developmental Disabilities Code.
| ||
(5) Discipline of a licensee by another state, the | ||
District of Columbia, a
territory of
the United States, a | ||
foreign nation, a governmental agency, or any other entity
| ||
authorized to impose
discipline if at least one of the | ||
grounds for that discipline is the same as or
the | ||
equivalent to one of
the grounds for discipline set forth | ||
in this Act or for failing to report to
the Department, | ||
within 30 days,
any adverse final action taken against the |
licensee by any other licensing
jurisdiction,
government | ||
agency, law enforcement agency, or court, or liability for | ||
conduct
that would constitute
grounds for action as set | ||
forth in this Act.
| ||
(6) Engaging in the practice of auctioneering, | ||
conducting an auction, or
providing an
auction service | ||
without a license or after the license was expired, | ||
revoked,
suspended, or terminated
or while the license was | ||
inoperative.
| ||
(7) Attempting to subvert or cheat on the auctioneer | ||
exam or any
continuing
education exam, or aiding or | ||
abetting another to do the same.
| ||
(8) Directly or indirectly giving to or receiving from | ||
a person, firm,
corporation,
partnership, or association a | ||
fee, commission, rebate, or other form of
compensation for | ||
professional
service not actually or personally rendered , | ||
except that an auctioneer licensed under this Act may | ||
receive a fee from another licensed auctioneer from this | ||
State or jurisdiction for the referring of a client or | ||
prospect for auction services to the licensed auctioneer .
| ||
(9) Making any substantial misrepresentation or | ||
untruthful advertising.
| ||
(10) Making any false promises of a character likely to | ||
influence,
persuade,
or
induce.
| ||
(11) Pursuing a continued and flagrant course of | ||
misrepresentation or the
making of
false promises through a |
licensee, agent, employee, advertising, or otherwise.
| ||
(12) Any misleading or untruthful advertising, or | ||
using any trade name or
insignia
of membership in any | ||
auctioneer association or organization of which the
| ||
licensee is not a member.
| ||
(13) Commingling funds of others with his or her own | ||
funds or failing to
keep
the
funds of others in an escrow | ||
or trustee account.
| ||
(14) Failure to account for, remit, or return any | ||
moneys, property, or
documents
coming into his or her | ||
possession that belong to others, acquired through the
| ||
practice of
auctioneering, conducting an auction, or | ||
providing an auction service within 30
days of the written
| ||
request from the owner of said moneys, property, or | ||
documents.
| ||
(15) Failure to maintain and deposit into a special | ||
account, separate and
apart from
any personal or other | ||
business accounts, all moneys belonging to others
| ||
entrusted to a licensee while
acting as an auctioneer, | ||
associate auctioneer, auction firm, or as a temporary
| ||
custodian of the funds
of others.
| ||
(16) Failure to make available to Department
personnel | ||
during normal business
hours
all
escrow and trustee records | ||
and related documents maintained in connection with
the | ||
practice of
auctioneering, conducting an auction, or | ||
providing an auction service within 24
hours after a |
request
from Department personnel.
| ||
(17) Making or filing false records or reports in his | ||
or her practice,
including but not
limited to false records | ||
or reports filed with State agencies.
| ||
(18) Failing to voluntarily furnish copies of all | ||
written instruments
prepared by the
auctioneer and signed | ||
by all parties to all parties at the time of execution.
| ||
(19) Failing to provide information within 30 days in | ||
response to a
written
request
made by the Department.
| ||
(20) Engaging in any act that constitutes a violation | ||
of Section 2-102,
3-103, or
3-105 of the Illinois Human | ||
Rights Act.
| ||
(21) (Blank) Causing a payment from the Auction | ||
Recovery Fund .
| ||
(22) Engaging in dishonorable, unethical, or | ||
unprofessional conduct of a
character
likely to deceive, | ||
defraud, or harm the public.
| ||
(23) Offering or advertising real estate for sale or | ||
lease at auction
without
a valid
broker or salesperson's | ||
license under the Real Estate License Act of 1983, or
any | ||
successor Act,
unless exempt from licensure under the terms | ||
of the Real Estate License Act of 2000 2001 , or any
| ||
successor Act.
| ||
(24) Inability to practice the profession with | ||
reasonable judgement, skill, or safety as a result of a | ||
physical illness, including, but not limited to, |
deterioration through the aging process or loss of motor | ||
skill, or a mental illness or disability. Physical illness, | ||
mental illness, or other impairment including without | ||
limitation deterioration through the aging process, mental | ||
illness, or disability that results in the inability to | ||
practice the profession with reasonable judgment, skill, | ||
and safety. | ||
(25) A pattern of practice or other behavior that
| ||
demonstrates incapacity or incompetence to practice under | ||
this Act. | ||
(26) Being named as a perpetrator in an indicated
| ||
report by the Department of Children and Family Services | ||
under the Abused and Neglected Child Reporting Act and upon | ||
proof by clear and convincing evidence that the licensee | ||
has caused a child to be an abused child or a neglected | ||
child as defined in the Abused and Neglected Child | ||
Reporting Act. | ||
(27) Inability to practice with reasonable judgement, | ||
skill, or safety as a result of habitual or excessive use | ||
or addiction to alcohol, narcotics, stimulants, or any | ||
other chemical agent or drug. Habitual or excessive use or | ||
addiction to
alcohol, narcotics, stimulants, or any other | ||
chemical agent or drug that results in a licensee's | ||
inability to practice with reasonable judgment, skill, or | ||
safety. | ||
(28) Wilfully failing to report an instance of
|
suspected child abuse or neglect as required by the Abused | ||
and Neglected Child Reporting Act. | ||
The entry of an order by a circuit court establishing that | ||
any person holding a license under this Act is subject to | ||
involuntary admission or judicial admission, as provided for in | ||
the Mental Health and Developmental Disabilities Code, | ||
operates as an automatic suspension of that license. That | ||
person may have his or her license restored only upon the | ||
determination by a circuit court that the patient is no longer | ||
subject to involuntary admission or judicial admission and the | ||
issuance of an order so finding and discharging the patient and | ||
upon the Board's recommendation to the Department that the | ||
license be restored. Where circumstances so indicate, the Board | ||
may recommend to the Department that it require an examination | ||
prior to restoring a suspended license. | ||
If the Department or Board finds an individual unable to | ||
practice because of the reasons set forth in this Section, the | ||
Department or Board may require that individual to submit to | ||
care, counseling, or treatment by physicians approved or | ||
designated by the Department or Board, as a condition, term, or | ||
restriction for continued, reinstated, or renewed licensure to | ||
practice; or, in lieu of care, counseling, or treatment, the | ||
Department may file, or the Board may recommend to the | ||
Department to file, a complaint to immediately suspend, revoke, | ||
or otherwise discipline the license of the individual. An | ||
individual whose license was granted, continued, reinstated, |
renewed, disciplined or supervised subject to such terms, | ||
conditions, or restrictions, and who fails to comply with such | ||
terms, conditions, or restrictions, shall be referred to the | ||
Secretary for a determination as to whether the individual | ||
shall have his or her license suspended immediately, pending a | ||
hearing by the Department.
In instances in which the Secretary | ||
immediately suspends a person's license under this Section, a | ||
hearing on that person's license must be convened by the | ||
Department within 21 days after the suspension and completed | ||
without appreciable delay. The Department and Board shall have | ||
the authority to review the subject individual's record of | ||
treatment and counseling regarding the impairment to the extent | ||
permitted by applicable federal statutes and regulations | ||
safeguarding the confidentiality of medical records. | ||
An individual licensed under this Act and affected under | ||
this Section shall be afforded an opportunity to demonstrate to | ||
the Department or Board that he or she can resume practice in | ||
compliance with acceptable and prevailing standards under the | ||
provisions of his or her license. | ||
In enforcing this Section, the Department or Board, upon a | ||
showing of a possible violation, may compel an individual | ||
licensed to practice under this Act, or who has applied for | ||
licensure under this Act, to submit to a mental or physical | ||
examination, or both, as required by and at the expense of the | ||
Department. The Department or Board may order the examining | ||
physician to present testimony concerning the mental or |
physical examination of the licensee or applicant. No | ||
information shall be excluded by reason of any common law or | ||
statutory privilege relating to communications between the | ||
licensee or applicant and the examining physician. The | ||
examining physicians shall be specifically designated by the | ||
Board or Department. The individual to be examined may have, at | ||
his or her own expense, another physician of his or her choice | ||
present during all aspects of this examination. Failure of an | ||
individual to submit to a mental or physical examination when | ||
directed shall be grounds for suspension of his or her license | ||
until the individual submits to the examination, if the | ||
Department finds that, after notice and hearing, the refusal to | ||
submit to the examination was without reasonable cause.
| ||
(Source: P.A. 95-572, eff. 6-1-08 .)
| ||
(225 ILCS 407/20-40)
| ||
(Section scheduled to be repealed on January 1, 2010)
| ||
Sec. 20-40. Hearings; record of hearings.
| ||
(a) The Department shall have the authority to conduct | ||
hearings before the Advisory
Board
on
proceedings to revoke, | ||
suspend, place on probation or administrative review,
| ||
reprimand, or refuse
to issue or renew any license under this | ||
Act or to impose a civil penalty not
to exceed $10,000 upon
any | ||
licensee under this Act.
| ||
(b) The Department, at its expense, shall preserve a record | ||
of all proceedings at the formal hearing of any case. The |
notice of hearing, complaint, all other documents in the nature | ||
of pleadings, written motions filed in the proceedings, the | ||
transcripts of testimony, the report of the Board, and orders | ||
of the Department shall be in the record of the proceeding. The | ||
Department shall furnish a transcript of such record to any | ||
person interested in such hearing upon payment of the fee | ||
required under Section 2105-115 of the Department of | ||
Professional Regulation Law (20 ILCS 2105/2105-115). The | ||
Department, at its expense, shall preserve a record of all | ||
proceedings at the
formal hearing of
any case involving the | ||
discipline of any license under this Act. The notice of
| ||
hearing, complaint and
all other documents in the nature of | ||
pleadings and written motions filed in the
proceedings, the
| ||
transcript of testimony, the report of the Board, and the order | ||
of the Department shall
be the record of
proceeding. At all | ||
hearings or prehearing conference, the Department and the | ||
respondent
shall be entitled
to have a court reporter in | ||
attendance for purposes of transcribing the
proceeding or | ||
prehearing
conference.
| ||
(Source: P.A. 95-572, eff. 6-1-08 .)
| ||
(225 ILCS 407/20-43 new)
| ||
Sec. 20-43. Investigations; notice and hearing. The | ||
Department may investigate the actions of any applicant or | ||
person rendering or offering to render auction services, or | ||
holding or claiming to hold a license as a licensed auctioneer. |
At least 30 days before any disciplinary hearing under this | ||
Act, the Department shall: (i) notify the accused in writing of | ||
the charges made and the time and place of the hearing; (ii) | ||
direct the accused to file with the Board a written answer | ||
under oath to the charges within 20 days of receiving service | ||
of the notice; and (iii) inform the accused that if he or she | ||
fails to file an answer to the charges within 20 days of | ||
receiving service of the notice, a default judgement may be | ||
entered against him or her, or his or her license may be | ||
suspended, revoked, placed on probationary status, or other | ||
disciplinary action taken with regard to the license as the | ||
Department may consider proper, including, but not limited to, | ||
limiting the scope, nature, or extent of the licensee's | ||
practice, or imposing a fine. | ||
At the time and place of the hearing fixed in the notice, | ||
the Board shall proceed to hear the charges and the accused or | ||
his or her counsel shall be accorded ample opportunity to | ||
present any pertinent statements, testimony, evidence, and | ||
arguments in his or her defense. The Board may continue the | ||
hearing when it deems it appropriate. | ||
Written notice of the hearing may be served by personal | ||
delivery or by certified mail to the last known address of | ||
record, unless specified as otherwise by the accused in his or | ||
her last communication with the Department.
| ||
(225 ILCS 407/20-50)
|
(Section scheduled to be repealed on January 1, 2010)
| ||
Sec. 20-50. Findings and recommendations. Board's findings | ||
of fact, conclusions of law, and
recommendation to the | ||
Secretary. At the conclusion of the hearing, the Board shall | ||
present to the Secretary a written report of its findings of | ||
fact, conclusions of law, and recommendations. The report shall | ||
contain a finding whether or not the accused person violated | ||
this Act or any rules promulgated pursuant to this Act. The | ||
Board shall specify the nature of any violations and shall make | ||
its recommendations to the Secretary. In making | ||
recommendations for any disciplinary action, the Board may take | ||
into consideration all facts and circumstances bearing upon the | ||
reasonableness of the conduct of the accused, including, but | ||
not limited to, previous discipline of the accused by the | ||
Department, intent, degree of harm to the public and likelihood | ||
of future harm to the public, any restitution made by the | ||
accused, and whether the incident or incidents contained in the | ||
complaint appear to be isolated or represent a continuing | ||
pattern of conduct. In making its recommendations for | ||
discipline, the Board shall endeavor to ensure that the | ||
severity of the discipline recommended is reasonably | ||
proportional to the severity of the violation. | ||
The report of the Board's findings of fact, conclusions of | ||
law, and recommendations shall be the basis for the | ||
Department's decision to refuse to issue, restore, or renew a | ||
license, or to take any other disciplinary action. If the |
Secretary disagrees with the recommendations of the Board, the | ||
Secretary may issue an order in contravention of the Board | ||
recommendations. The report's findings are not admissible in | ||
evidence against the person in a criminal prosecution brought | ||
for a violation of this Act, but the hearing and findings are | ||
not a bar to a criminal prosecution for the violation of this | ||
Act. At the conclusion of the hearing, the Advisory Board shall
| ||
present to the Secretary a written report of its findings of | ||
facts, conclusions of law, and
recommendations
regarding | ||
discipline or a fine. The report shall contain a finding | ||
whether or
not the accused person
violated this Act or failed | ||
to comply with the conditions required in this Act.
The | ||
Advisory Board
shall specify the nature of the violation or | ||
failure to comply and shall make
its recommendations to
the | ||
Secretary.
| ||
If the Secretary disagrees in any regard with the report of | ||
the Advisory
Board, the Secretary
may issue an order in | ||
contravention of the report. The Secretary shall provide
a | ||
written report to the Advisory Board on any deviation and shall | ||
specify with
particularity the
reasons for that action in the | ||
final order.
| ||
(Source: P.A. 95-572, eff. 6-1-08 .)
| ||
(225 ILCS 407/20-55)
| ||
(Section scheduled to be repealed on January 1, 2010)
| ||
Sec. 20-55. Appointment of a hearing officer. Motion for |
rehearing; rehearing. The Secretary has the authority to | ||
appoint any attorney licensed to practice law in the State of | ||
Illinois to serve as the hearing officer in any action for | ||
refusal to issue, restore, or renew a license or to discipline | ||
a licensee. The hearing officer has full authority to conduct | ||
the hearing. Any Board member may attend hearings. The hearing | ||
officer shall report his or her findings of fact, conclusions | ||
of law, and recommendations to the Board. The Board shall | ||
review the report of the hearing officer and present its | ||
findings of fact, conclusions of law, and recommendations to | ||
the Secretary and to all parties to the proceedings. | ||
If the Secretary disagrees with the recommendations of the | ||
Board or hearing officer, the Secretary may issue an order in | ||
contravention of the Board's recommendations. In any hearing | ||
involving
the
discipline of
a license, a copy of the Advisory | ||
Board's report shall be served upon the
respondent by the | ||
Department, either
personally or as provided in this Act for | ||
the service of the notice of hearing.
Within 20 calendar
days | ||
after the service, the respondent may present to the Department | ||
a motion in writing
for a rehearing,
which shall specify the | ||
particular grounds for rehearing.
| ||
If no motion for rehearing is filed, then upon the | ||
expiration of the time
specified for filing
a motion, or if a | ||
motion for rehearing is denied, then upon denial, the Secretary | ||
may enter an
order in accordance with the recommendations of | ||
the Advisory Board, except as
provided for in this
Act. If the |
respondent orders a transcript of the record from the reporting
| ||
service and pays for it
within the time for filing a motion for | ||
rehearing, the 20 calendar day period
within which a motion
for | ||
rehearing may be filed shall commence upon the delivery of the | ||
transcript
to the respondent.
| ||
Whenever the Secretary is not satisfied that substantial | ||
justice has been
done in the hearing or
in the Advisory Board's | ||
report, the Secretary may order a rehearing by the
same.
| ||
(Source: P.A. 95-572, eff. 6-1-08 .)
| ||
(225 ILCS 407/20-56 new)
| ||
Sec. 20-56. Board; rehearing. At the conclusion of the | ||
hearing, a copy of the Board's report shall be served upon the | ||
applicant or licensee by the Department, either personally or | ||
as provided in this Act for the service of a notice of hearing. | ||
Within 20 days after service, the applicant or licensee may | ||
present to the Department a motion in writing for a rehearing, | ||
which shall specify the particular grounds for rehearing. The | ||
Department may respond to the motion for rehearing within 20 | ||
days after its service on the Department. If no motion for | ||
rehearing is filed, then upon the expiration of the time | ||
specified for filing such a motion, or if a motion for | ||
rehearing is denied, then upon denial, the Secretary may enter | ||
an order in accordance with recommendations of the Board except | ||
as provided in Section 120 of this Act. If the applicant or | ||
licensee orders from the reporting service and pays for a |
transcript of the record within the time for filing a motion | ||
for rehearing, the 20-day period within which a motion may be | ||
filed shall commence upon the delivery of the transcript to the | ||
applicant or licensee.
| ||
(225 ILCS 407/20-80)
| ||
(Section scheduled to be repealed on January 1, 2010)
| ||
Sec. 20-80. Summary suspension. The Secretary
may | ||
temporarily suspend
any
license pursuant to this Act, without | ||
hearing, simultaneously with the
institution of proceedings | ||
for
a hearing provided for in this Act, if the Secretary finds | ||
that the evidence
indicates that the
public interest, safety, | ||
or welfare requires emergency action. In the event
that the | ||
Secretary
temporarily suspends any license without a hearing, a | ||
hearing shall be commenced held
within 30 calendar days
after | ||
the suspension has begun. The suspended licensee may seek a | ||
continuance
of the hearing
during which the suspension shall | ||
remain in effect. The proceeding shall be
concluded without
| ||
appreciable delay.
| ||
(Source: P.A. 95-572, eff. 6-1-08 .)
| ||
(225 ILCS 407/30-7 new)
| ||
Sec. 30-7. Department; powers and duties. The Department | ||
shall exercise the powers and duties prescribed by the Civil | ||
Administrative Code of Illinois for the administration of | ||
licensing acts and shall exercise such other powers and duties |
as are prescribed by this Act. The Department may contract with | ||
third parties for services necessary for the proper | ||
administration of this Act. | ||
(225 ILCS 407/30-13 new)
| ||
Sec. 30-13. The General Professions Dedicated Fund. All of | ||
the fees, fines, and penalties collected under this Act shall | ||
be deposited into the General Professions Dedicated Fund. The | ||
monies deposited into the General Professions Dedicated Fund | ||
shall be used by the Department, as appropriated, for the | ||
ordinary and contingent expenses of the Department. Monies in | ||
the General Professions Dedicated Fund may be invested and | ||
reinvested, with all earnings received from investments to be | ||
deposited into that Fund and used for the same purposes as fees | ||
deposited in that Fund.
| ||
(225 ILCS 407/30-30)
| ||
(Section scheduled to be repealed on January 1, 2010)
| ||
Sec. 30-30. Auction Advisory Board.
| ||
(a) There is hereby created the Auction Advisory Board. The | ||
Advisory Board
shall consist
of 7 members and shall be | ||
appointed by the Secretary. In making the
appointments, the | ||
Secretary shall give due consideration to the recommendations | ||
by members and
organizations
of the industry, including but not | ||
limited to the Illinois State Auctioneers
Association. Five
| ||
members of the Advisory Board shall be licensed auctioneers, |
except that for
the initial
appointments, these members may be | ||
persons without a license, but who have been
auctioneers for
at | ||
least 5 years preceding their appointment to the Advisory | ||
Board. One member
shall be a public
member who represents the | ||
interests of consumers and who is not licensed under
this Act | ||
or the
spouse of a person licensed under this Act or who has | ||
any responsibility for
management or
formation of policy of or | ||
any financial interest in the auctioneering
profession or any | ||
other
connection with the profession. One member shall be | ||
actively engaged in the
real estate industry
and licensed as a | ||
broker or salesperson. The Advisory Board shall annually elect | ||
one of its members to serve as Chairperson.
| ||
(b) Members shall be appointed for a term of 4 years, | ||
except that of the
initial appointments,
3 members shall be | ||
appointed to serve a term of 3 years and 4 members shall be
| ||
appointed to serve
a term of 4 years. The Secretary shall fill | ||
a
vacancy for the remainder
of any unexpired term. Each member | ||
shall serve on the Advisory Board until his
or her successor
is | ||
appointed and qualified. No person shall be appointed to serve | ||
more than
2 terms, including
the unexpired portion of a term | ||
due to vacancy. To the extent practicable, the Secretary
shall
| ||
appoint members to insure that the various geographic regions | ||
of the State are
properly represented
on the Advisory Board.
| ||
(c) Four A majority of the Advisory Board members currently | ||
appointed shall
constitute a
quorum. A quorum is required for | ||
all Board decisions A vacancy in the membership of the Advisory |
Board shall not impair the
right of a quorum
to exercise all of | ||
the rights and perform all the duties of the Board .
| ||
(d) Each member of the Advisory Board shall receive a per | ||
diem stipend in an
amount to be
determined by the Secretary. | ||
Each member shall be paid his or her necessary
expenses while
| ||
engaged in the performance of his or her duties.
| ||
(e) Members of the Advisory Board shall be immune from suit | ||
in an action
based
upon any
disciplinary proceedings or other | ||
acts performed in good faith as members of
the Advisory Board.
| ||
(f) The Advisory Board shall meet monthly or as convened by | ||
the Department Chairperson .
| ||
(g) The Advisory Board shall advise the Department on | ||
matters of licensing and
education and
make recommendations to | ||
the Department on those matters and shall hear and make
| ||
recommendations
to the Secretary on disciplinary matters that | ||
require a formal evidentiary
hearing.
| ||
(h) The Secretary shall give due consideration to all | ||
recommendations of
the
Advisory
Board.
| ||
(Source: P.A. 95-572, eff. 6-1-08 .)
| ||
(225 ILCS 407/10-15 rep.)
| ||
(225 ILCS 407/10-25 rep.)
| ||
(225 ILCS 407/15-20 rep.)
| ||
(225 ILCS 407/20-45 rep.)
| ||
(225 ILCS 407/20-90 rep.)
| ||
(225 ILCS 407/30-15 rep.)
|
(225 ILCS 407/30-20 rep.)
| ||
(225 ILCS 407/30-25 rep.)
| ||
(225 ILCS 407/30-35 rep.)
| ||
(225 ILCS 407/30-40 rep.)
| ||
(225 ILCS 407/30-45 rep.)
| ||
Section 25. The Auction License Act is amended by repealing | ||
Sections 10-15, 10-25, 15-20, 20-45, 20-90, 30-15, 30-20, | ||
30-25, 30-35, 30-40 and 30-45.
| ||
Section 99. Effective date. This Act takes effect upon | ||
becoming law.
|