TITLE 14: COMMERCE
SUBTITLE A: REGULATION OF BUSINESS
CHAPTER I: SECRETARY OF STATE
PART 130 REGULATIONS UNDER ILLINOIS SECURITIES LAW OF 1953
SECTION 130.135 REGISTRATION OF SECURITIES UNDER SECTION 5 OR 7 OF THE ACT UTILIZING THE SRD


 

Section 130.135  Registration of Securities under Section 5 or 7 of the Act Utilizing the SRD

 

For the purpose of this Section and to implement a supplemental registration procedure known as the SRD, a computer based registration system for the registration and renewal of registration of securities, investment fund shares and unit investment trusts registered under the Federal 1933 Act and the Federal 1940 Investment Company Act, the term "with the Secretary of State" as used in Sections 5(A), 5(B), 5(E), 7(A), 7(B) and 7(G) of the Act or this Part shall include a filing made with the SRD.

 

(Source:  Added at 20 Ill. Reg. 14185, effective October 21, 1996)